United States

Deerfield Duff & Phelps LLC (DUF)

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Ticker: DUF
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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Buy signal Sell signal Earnings
No insider activity signals detected

Insider trades have not triggered unusual activity signals for this company.

Top insiders
Trades
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other
Gottdiener Noah CEO and President Executive Director
Transaction date
Sale
Price
356.96
Quantity 40,369 -14.5%
Value US$1,275,645
KRUEGER HARVEY M Non-Executive Director
Transaction date
Sale
Price
385.65
Quantity 80,391 +18.6%
Value US$2,621,648
Levy Sander M. Non-Executive Director
Transaction date
Sale
Price
460.53
Quantity 72,515 -9.2%
Value US$4,654,329
KRUEGER HARVEY M Non-Executive Director
Transaction date
Sale
Price
13.25
Quantity 3,281 -100.0%
Value US$43,473
Gottdiener Noah CEO and President Executive Director
Transaction date
Sale
Price
13.25
Quantity 4,102 -100.0%
Value US$54,352
Levy Sander M. Non-Executive Director
Transaction date
Sale
Price
13.25
Quantity 1,794,556 -100.0%
Value US$23,777,867
BELKE ROBERT Non-Executive Director
Transaction date
Sale
Price
14.25
Quantity 271,402 -13.0%
Value US$3,867,478
LOVELL JEFFREY Non-Executive Director
Transaction date
Sale
Price
14.25
Quantity 271,402 -13.0%
Value US$3,867,478
Gottdiener Noah CEO and President Executive Director
Transaction date
Purchase
Price
10.94
Quantity 10,000 +4.1%
Value US$109,354
MARSCHKE BRETT Executive VP and COO Officer
Transaction date
Sale
Price
15.34
Quantity 15,086 -16.6%
Value US$231,419
MARSCHKE BRETT Executive VP and COO Officer
Transaction date
Planned sale
Price
15.80
Quantity 2,268 -2.2%
Value US$35,834
Puzzuoli Patrick Michael Executive VP and CFO Officer
Transaction date
Planned sale
Price
15.75
Quantity 388 -1.0%
Value US$6,111
SILVERMAN JACOB Executive VP - Corp. Dev. Officer
Transaction date
Planned sale
Price
15.75
Quantity 1,368 -1.2%
Value US$21,546
Forman Edward Executive VP, Gen. Cnsl., Sec. Officer
Transaction date
Planned sale
Price
15.77
Quantity 1,700 -2.0%
Value US$26,809
Gottdiener Noah CEO and President Executive Director
Transaction date
Purchase
Price
15.13
Quantity 5,000 +2.5%
Value US$75,650
Gottdiener Noah CEO and President Executive Director
Transaction date
Purchase
Price
15.10
Quantity 300 +0.2%
Value US$4,530
Calamari Peter Non-Executive Director
Transaction date
Purchase
Price
10.21
Quantity 1,000 +11.2%
Value US$10,212
Gottdiener Noah CEO and President Executive Director
Transaction date
Purchase
Price
10.26
Quantity 3,455 +2.2%
Value US$35,444
Gottdiener Noah CEO and President Executive Director
Transaction date
Purchase
Price
10.31
Quantity 16,545 +11.7%
Value US$170,534
CREAGH GERARD President Executive Director
Transaction date
Planned sale
Price
17.53
Quantity 1,701 -1.0%
Value US$29,819
Forman Edward Executive VP, Gen. Cnsl., Sec. Officer
Transaction date
Planned sale
Price
17.58
Quantity 760 -1.3%
Value US$13,361
MARSCHKE BRETT Executive VP and COO Officer
Transaction date
Planned sale
Price
17.64
Quantity 300 -0.4%
Value US$5,292
MARSCHKE BRETT Executive VP and COO Officer
Transaction date
Planned sale
Price
17.52
Quantity 1,090 -1.6%
Value US$19,097
CREAGH GERARD President Executive Director
Transaction date
Planned sale
Price
17.72
Quantity 1,720 -1.0%
Value US$30,479
CREAGH GERARD President Executive Director
Transaction date
Planned sale
Price
17.71
Quantity 2,500 -1.4%
Value US$44,275
CREAGH GERARD President Executive Director
Transaction date
Planned sale
Price
17.65
Quantity 1,720 -0.9%
Value US$30,358
CREAGH GERARD President Executive Director
Transaction date
Planned sale
Price
17.64
Quantity 2,500 -1.3%
Value US$44,100
CREAGH GERARD President Executive Director
Transaction date
Planned sale
Price
17.53
Quantity 1,725 -0.9%
Value US$30,239
MARSCHKE BRETT Executive VP and COO Officer
Transaction date
Planned sale
Price
17.76
Quantity 1,500 -2.0%
Value US$26,640
MARSCHKE BRETT Executive VP and COO Officer
Transaction date
Planned sale
Price
17.72
Quantity 1,500 -1.9%
Value US$26,580
MARSCHKE BRETT Executive VP and COO Officer
Transaction date
Planned sale
Price
17.71
Quantity 997 -1.3%
Value US$17,657
MARSCHKE BRETT Executive VP and COO Officer
Transaction date
Planned sale
Price
17.64
Quantity 997 -1.3%
Value US$17,588
MARSCHKE BRETT Executive VP and COO Officer
Transaction date
Planned sale
Price
17.61
Quantity 1,500 -1.9%
Value US$26,415
Forman Edward Executive VP, Gen. Cnsl., Sec. Officer
Transaction date
Planned sale
Price
17.72
Quantity 1,575 -2.6%
Value US$27,910
Forman Edward Executive VP, Gen. Cnsl., Sec. Officer
Transaction date
Planned sale
Price
17.71
Quantity 928 -1.5%
Value US$16,435
Forman Edward Executive VP, Gen. Cnsl., Sec. Officer
Transaction date
Planned sale
Price
17.64
Quantity 754 -1.2%
Value US$13,303
Forman Edward Executive VP, Gen. Cnsl., Sec. Officer
Transaction date
Planned sale
Price
17.58
Quantity 756 -1.2%
Value US$13,290
CREAGH GERARD President Executive Director
Transaction date
Purchase
Price
9.50
Quantity 200 +0.3%
Value US$1,900
CREAGH GERARD President Executive Director
Transaction date
Purchase
Price
9.50
Quantity 200 +0.3%
Value US$1,900
Forman Edward Executive VP, Gen Cnsl, Sec. Officer
Transaction date
Purchase
Price
9.04
Quantity 541 +2.0%
Value US$4,892
SILVERMAN JACOB Executive VP and CFO Officer
Transaction date
Purchase
Price
9.40
Quantity 895 +2.3%
Value US$8,416
Gottdiener Noah Chief Executive Officer Executive Director
Transaction date
Purchase
Price
9.04
Quantity 3,587 +5.2%
Value US$32,439
CREAGH GERARD President Executive Director
Transaction date
Purchase
Price
9.04
Quantity 3,587 +5.8%
Value US$32,439
MARSCHKE BRETT Executive VP and COO Officer
Transaction date
Purchase
Price
9.04
Quantity 895 +2.4%
Value US$8,094
Carapezzi William R JR Non-Executive Director
Transaction date
Purchase
Price
18.50
Quantity 2,500 +82.2%
Value US$46,250
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Price Value Details
2012-09-12 2012-09-10 S Sale Gottdiener Noah

CEO and President

Executive Director
40,369 -14.5%
356.96
US$1,275,645 		40,369 -14.5% 356.96 US$1,275,645
2012-09-12 2012-09-10 S Sale KRUEGER HARVEY M Non-Executive Director
80,391 +18.6%
385.65
US$2,621,648 		80,391 +18.6% 385.65 US$2,621,648
2012-09-12 2012-09-10 S Sale Levy Sander M. Non-Executive Director
72,515 -9.2%
460.53
US$4,654,329 		72,515 -9.2% 460.53 US$4,654,329
2012-08-13 2012-08-09 S Sale KRUEGER HARVEY M Non-Executive Director
3,281 -100.0%
13.25
US$43,473 		3,281 -100.0% 13.25 US$43,473
2012-08-13 2012-08-09 S Sale Gottdiener Noah

CEO and President

Executive Director
4,102 -100.0%
13.25
US$54,352 		4,102 -100.0% 13.25 US$54,352
2012-08-13 2012-08-09 S Sale Levy Sander M. Non-Executive Director
1,794,556 -100.0%
13.25
US$23,777,867 		1,794,556 -100.0% 13.25 US$23,777,867
2012-06-04 2012-05-31 S Sale BELKE ROBERT Non-Executive Director
271,402 -13.0%
14.25
US$3,867,478 		271,402 -13.0% 14.25 US$3,867,478
2012-06-04 2012-05-31 S Sale LOVELL JEFFREY Non-Executive Director
271,402 -13.0%
14.25
US$3,867,478 		271,402 -13.0% 14.25 US$3,867,478
2011-08-09 2011-08-05 B Purchase Gottdiener Noah

CEO and President

Executive Director
10,000 +4.1%
10.94
US$109,354 		10,000 +4.1% 10.94 US$109,354
2011-05-03 2011-05-02 S Sale MARSCHKE BRETT

Executive VP and COO

Officer
15,086 -16.6%
15.34
US$231,419 		15,086 -16.6% 15.34 US$231,419
2011-04-05 2011-04-04 PlS Planned sale MARSCHKE BRETT

Executive VP and COO

Officer
2,268 -2.2%
15.80
US$35,834 		2,268 -2.2% 15.80 US$35,834
2011-04-05 2011-04-04 PlS Planned sale Puzzuoli Patrick Michael

Executive VP and CFO

Officer
388 -1.0%
15.75
US$6,111 		388 -1.0% 15.75 US$6,111
2011-04-05 2011-04-04 PlS Planned sale SILVERMAN JACOB

Executive VP - Corp. Dev.

Officer
1,368 -1.2%
15.75
US$21,546 		1,368 -1.2% 15.75 US$21,546
2011-04-05 2011-04-04 PlS Planned sale Forman Edward

Executive VP, Gen. Cnsl., Sec.

Officer
1,700 -2.0%
15.77
US$26,809 		1,700 -2.0% 15.77 US$26,809
2011-03-14 2011-03-11 B Purchase Gottdiener Noah

CEO and President

Executive Director
5,000 +2.5%
15.13
US$75,650 		5,000 +2.5% 15.13 US$75,650
2011-03-14 2011-03-10 B Purchase Gottdiener Noah

CEO and President

Executive Director
300 +0.2%
15.10
US$4,530 		300 +0.2% 15.10 US$4,530
2010-08-17 2010-08-16 B Purchase Calamari Peter Non-Executive Director
1,000 +11.2%
10.21
US$10,212 		1,000 +11.2% 10.21 US$10,212
2010-08-16 2010-08-13 B Purchase Gottdiener Noah

CEO and President

Executive Director
3,455 +2.2%
10.26
US$35,444 		3,455 +2.2% 10.26 US$35,444
2010-08-16 2010-08-12 B Purchase Gottdiener Noah

CEO and President

Executive Director
16,545 +11.7%
10.31
US$170,534 		16,545 +11.7% 10.31 US$170,534
2010-03-23 2010-03-22 PlS Planned sale CREAGH GERARD

President

Executive Director
1,701 -1.0%
17.53
US$29,819 		1,701 -1.0% 17.53 US$29,819
2010-03-23 2010-03-22 PlS Planned sale Forman Edward

Executive VP, Gen. Cnsl., Sec.

Officer
760 -1.3%
17.58
US$13,361 		760 -1.3% 17.58 US$13,361
2010-03-23 2010-03-22 PlS Planned sale MARSCHKE BRETT

Executive VP and COO

Officer
300 -0.4%
17.64
US$5,292 		300 -0.4% 17.64 US$5,292
2010-03-23 2010-03-22 PlS Planned sale MARSCHKE BRETT

Executive VP and COO

Officer
1,090 -1.6%
17.52
US$19,097 		1,090 -1.6% 17.52 US$19,097
2010-03-18 2010-03-17 PlS Planned sale CREAGH GERARD

President

Executive Director
1,720 -1.0%
17.72
US$30,479 		1,720 -1.0% 17.72 US$30,479
2010-03-18 2010-03-17 PlS Planned sale CREAGH GERARD

President

Executive Director
2,500 -1.4%
17.71
US$44,275 		2,500 -1.4% 17.71 US$44,275
2010-03-18 2010-03-17 PlS Planned sale CREAGH GERARD

President

Executive Director
1,720 -0.9%
17.65
US$30,358 		1,720 -0.9% 17.65 US$30,358
2010-03-18 2010-03-17 PlS Planned sale CREAGH GERARD

President

Executive Director
2,500 -1.3%
17.64
US$44,100 		2,500 -1.3% 17.64 US$44,100
2010-03-18 2010-03-17 PlS Planned sale CREAGH GERARD

President

Executive Director
1,725 -0.9%
17.53
US$30,239 		1,725 -0.9% 17.53 US$30,239
2010-03-18 2010-03-17 PlS Planned sale MARSCHKE BRETT

Executive VP and COO

Officer
1,500 -2.0%
17.76
US$26,640 		1,500 -2.0% 17.76 US$26,640
2010-03-18 2010-03-17 PlS Planned sale MARSCHKE BRETT

Executive VP and COO

Officer
1,500 -1.9%
17.72
US$26,580 		1,500 -1.9% 17.72 US$26,580
2010-03-18 2010-03-17 PlS Planned sale MARSCHKE BRETT

Executive VP and COO

Officer
997 -1.3%
17.71
US$17,657 		997 -1.3% 17.71 US$17,657
2010-03-18 2010-03-17 PlS Planned sale MARSCHKE BRETT

Executive VP and COO

Officer
997 -1.3%
17.64
US$17,588 		997 -1.3% 17.64 US$17,588
2010-03-18 2010-03-17 PlS Planned sale MARSCHKE BRETT

Executive VP and COO

Officer
1,500 -1.9%
17.61
US$26,415 		1,500 -1.9% 17.61 US$26,415
2010-03-18 2010-03-17 PlS Planned sale Forman Edward

Executive VP, Gen. Cnsl., Sec.

Officer
1,575 -2.6%
17.72
US$27,910 		1,575 -2.6% 17.72 US$27,910
2010-03-18 2010-03-17 PlS Planned sale Forman Edward

Executive VP, Gen. Cnsl., Sec.

Officer
928 -1.5%
17.71
US$16,435 		928 -1.5% 17.71 US$16,435
2010-03-18 2010-03-17 PlS Planned sale Forman Edward

Executive VP, Gen. Cnsl., Sec.

Officer
754 -1.2%
17.64
US$13,303 		754 -1.2% 17.64 US$13,303
2010-03-18 2010-03-17 PlS Planned sale Forman Edward

Executive VP, Gen. Cnsl., Sec.

Officer
756 -1.2%
17.58
US$13,290 		756 -1.2% 17.58 US$13,290
2008-11-26 2008-11-25 B Purchase CREAGH GERARD

President

Executive Director
200 +0.3%
9.50
US$1,900 		200 +0.3% 9.50 US$1,900
2008-11-26 2008-11-25 B Purchase CREAGH GERARD

President

Executive Director
200 +0.3%
9.50
US$1,900 		200 +0.3% 9.50 US$1,900
2008-11-24 2008-11-21 B Purchase Forman Edward

Executive VP, Gen Cnsl, Sec.

Officer
541 +2.0%
9.04
US$4,892 		541 +2.0% 9.04 US$4,892
2008-11-24 2008-11-21 B Purchase SILVERMAN JACOB

Executive VP and CFO

Officer
895 +2.3%
9.40
US$8,416 		895 +2.3% 9.40 US$8,416
2008-11-24 2008-11-21 B Purchase Gottdiener Noah

Chief Executive Officer

Executive Director
3,587 +5.2%
9.04
US$32,439 		3,587 +5.2% 9.04 US$32,439
2008-11-24 2008-11-21 B Purchase CREAGH GERARD

President

Executive Director
3,587 +5.8%
9.04
US$32,439 		3,587 +5.8% 9.04 US$32,439
2008-11-24 2008-11-21 B Purchase MARSCHKE BRETT

Executive VP and COO

Officer
895 +2.4%
9.04
US$8,094 		895 +2.4% 9.04 US$8,094
2008-08-29 2008-08-27 B Purchase Carapezzi William R JR Non-Executive Director
2,500 +82.2%
18.50
US$46,250 		2,500 +82.2% 18.50 US$46,250
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