|
2020-12-28 |
2020-12-22 |
S
Sale
|
Mulholland Michael D.
Chief Financial Officer
Officer
|
12,100
-4.1%
7.00
USD 84,700
|
12,100
-4.1%
|
7.00
|
USD 84,700
|
|
|
2020-12-28 |
2020-12-22 |
S
Sale
|
Mulholland Michael D.
Chief Financial Officer
Officer
|
453,997
-60.5%
6.61
USD 3,003,009
|
453,997
-60.5%
|
6.61
|
USD 3,003,009
|
|
|
2020-12-28 |
2020-12-22 |
PS
Planned sale
|
Mulholland Michael D.
Chief Financial Officer
Officer
|
245,704
-24.7%
5.49
USD 1,349,849
|
245,704
-24.7%
|
5.49
|
USD 1,349,849
|
|
|
2020-12-21 |
2020-12-21 |
S
Sale
|
Mulholland Michael D.
Chief Financial Officer
Officer
|
589,797
-67.5%
5.58
USD 3,292,247
|
589,797
-67.5%
|
5.58
|
USD 3,292,247
|
|
|
2020-12-21 |
2020-12-18 |
S
Sale
|
Mulholland Michael D.
Chief Financial Officer
Officer
|
487,002
-63.2%
4.95
USD 2,411,439
|
487,002
-63.2%
|
4.95
|
USD 2,411,439
|
|
|
2020-12-21 |
2020-12-17 |
PS
Planned sale
|
Mulholland Michael D.
Chief Financial Officer
Officer
|
32,000
-10.1%
4.55
USD 145,674
|
32,000
-10.1%
|
4.55
|
USD 145,674
|
|
|
2020-11-03 |
2020-11-02 |
B
Purchase
|
Naydenov Jordan G
Non-Executive Director
|
193,500
+3.1%
2.57
USD 497,295
|
193,500
+3.1%
|
2.57
|
USD 497,295
|
|
|
2020-10-26 |
2020-10-23 |
B
Purchase
|
Naydenov Jordan G
Non-Executive Director
|
120,000
+2.0%
2.49
USD 298,308
|
120,000
+2.0%
|
2.49
|
USD 298,308
|
|
|
2020-10-26 |
2020-10-23 |
B
Purchase
|
Colachis Arian
GC and Corporate Secretary
Officer
|
10,000
+14.3%
2.50
USD 25,000
|
10,000
+14.3%
|
2.50
|
USD 25,000
|
|
|
2020-05-04 |
2020-05-04 |
S
Sale
|
Pourhassan Nader
President & CEO
Executive Director
|
1,201,652
-57.0%
2.79
USD 3,353,090
|
1,201,652
-57.0%
|
2.79
|
USD 3,353,090
|
|
|
2020-05-05 |
2020-05-01 |
S
Sale
|
Kelly Scott A.
Chief Medical Officer
Executive Director
|
1,200,000
-43.5%
3.26
USD 3,912,480
|
1,200,000
-43.5%
|
3.26
|
USD 3,912,480
|
|
|
2020-05-05 |
2020-05-01 |
B
Purchase
|
Kelly Scott A.
Chief Medical Officer
Executive Director
|
250,000
+15.7%
0.57
USD 141,250
|
250,000
+15.7%
|
0.57
|
USD 141,250
|
|
|
2020-05-04 |
2020-05-01 |
S
Sale
|
Pourhassan Nader
President & CEO
Executive Director
|
1,399,685
-40.2%
3.26
USD 4,569,132
|
1,399,685
-40.2%
|
3.26
|
USD 4,569,132
|
|
|
2020-05-04 |
2020-04-30 |
S
Sale
|
Pourhassan Nader
President & CEO
Executive Director
|
2,219,837
-39.0%
3.53
USD 7,838,688
|
2,219,837
-39.0%
|
3.53
|
USD 7,838,688
|
|
|
2016-10-21 |
2016-10-21 |
B
Purchase
|
Pourhassan Nader
President and CEO
Executive Director
|
15,000
+2000.0%
0.66
USD 9,930
|
15,000
+2000.0%
|
0.66
|
USD 9,930
|
|
|
2016-10-17 |
2016-10-17 |
B
Purchase
|
Mulholland Michael D.
CFO, Treasurer and Secretary
Officer
|
11,000
+42.2%
0.66
USD 7,238
|
11,000
+42.2%
|
0.66
|
USD 7,238
|
|
|
2015-07-20 |
2015-06-05 |
B
Purchase
|
ALPHA ADVISORS, LLC
Indirect
Large shareholder
|
36,690
+1.7%
0.50
USD 18,345
|
36,690
+1.7%
|
0.50
|
USD 18,345
|
|
|
2015-07-15 |
2015-06-05 |
B
Purchase
|
DOCKERY CARL
Non-Executive Director
Large shareholder
|
36,690
+1.7%
0.50
USD 18,345
|
36,690
+1.7%
|
0.50
|
USD 18,345
|
|
|
2015-07-20 |
2015-05-05 |
B
Purchase
|
ALPHA ADVISORS, LLC
Indirect
Large shareholder
|
104,153
+5.0%
0.50
USD 52,077
|
104,153
+5.0%
|
0.50
|
USD 52,077
|
|
|
2015-07-15 |
2015-05-05 |
B
Purchase
|
DOCKERY CARL
Non-Executive Director
Large shareholder
|
104,153
+5.0%
0.50
USD 52,077
|
104,153
+5.0%
|
0.50
|
USD 52,077
|
|
|
2014-10-31 |
2014-10-30 |
B
Purchase
|
Caracciolo Anthony
Non-Executive Director
|
26,000
+41.8%
0.72
USD 18,720
|
26,000
+41.8%
|
0.72
|
USD 18,720
|
|
|
2014-10-16 |
2014-10-15 |
B
Purchase
|
Mulholland Michael D.
CFO, Treasurer and Secretary
Officer
|
2,500
+10.6%
0.79
USD 1,975
|
2,500
+10.6%
|
0.79
|
USD 1,975
|
|
|
2012-09-21 |
2012-09-20 |
S
Sale
|
Dembow George F
Non-Executive Director
|
65,000
-20.7%
0.78
USD 50,700
|
65,000
-20.7%
|
0.78
|
USD 50,700
|
|
|
2012-09-21 |
2012-09-19 |
S
Sale
|
Dembow George F
Non-Executive Director
|
10,000
-3.1%
0.83
USD 8,300
|
10,000
-3.1%
|
0.83
|
USD 8,300
|
|
|
2012-05-09 |
2012-05-07 |
S
Sale
|
Dembow George F
Non-Executive Director
|
7,175
-2.2%
2.02
USD 14,494
|
7,175
-2.2%
|
2.02
|
USD 14,494
|
|
|
2012-05-03 |
2012-05-02 |
S
Sale
|
Dembow George F
Non-Executive Director
|
1,500
-0.5%
2.00
USD 3,000
|
1,500
-0.5%
|
2.00
|
USD 3,000
|
|
|
2012-05-03 |
2012-05-01 |
S
Sale
|
Dembow George F
Non-Executive Director
|
12,009
-3.6%
2.07
USD 24,859
|
12,009
-3.6%
|
2.07
|
USD 24,859
|
|
|
2012-01-25 |
2012-01-24 |
S
Sale
|
Dembow George F
Non-Executive Director
|
30,000
-8.2%
2.71
USD 81,300
|
30,000
-8.2%
|
2.71
|
USD 81,300
|
|
|
2011-12-22 |
2011-12-21 |
B
Purchase
|
CARACCIOLO ANTHONY
Non-Executive Director
|
50,000
+inf%
1.50
USD 75,000
|
50,000
+inf%
|
1.50
|
USD 75,000
|
|
|
2011-11-02 |
2010-01-15 |
S
Sale
|
Van Ness Kenneth
CEO & President
Executive Director
Large shareholder
|
300
-0.0%
1.93
USD 579
|
300
-0.0%
|
1.93
|
USD 579
|
|
|
2011-11-02 |
2010-01-11 |
S
Sale
|
Van Ness Kenneth
CEO & President
Executive Director
Large shareholder
|
5,000
-0.3%
1.95
USD 9,750
|
5,000
-0.3%
|
1.95
|
USD 9,750
|
|
|
2011-11-02 |
2010-01-06 |
S
Sale
|
Van Ness Kenneth
CEO & President
Executive Director
Large shareholder
|
4,242
-0.2%
1.80
USD 7,636
|
4,242
-0.2%
|
1.80
|
USD 7,636
|
|
|
2011-11-02 |
2010-01-05 |
S
Sale
|
Van Ness Kenneth
CEO & President
Executive Director
Large shareholder
|
1,400
-0.1%
1.78
USD 2,492
|
1,400
-0.1%
|
1.78
|
USD 2,492
|
|
|
2011-11-02 |
2010-01-04 |
S
Sale
|
Van Ness Kenneth
CEO & President
Executive Director
Large shareholder
|
5,000
-0.3%
1.75
USD 8,750
|
5,000
-0.3%
|
1.75
|
USD 8,750
|
|
|
2011-11-02 |
2009-12-29 |
S
Sale
|
Van Ness Kenneth
CEO & President
Executive Director
Large shareholder
|
2,557
-0.1%
1.69
USD 4,321
|
2,557
-0.1%
|
1.69
|
USD 4,321
|
|
|
2011-11-02 |
2009-12-22 |
S
Sale
|
Van Ness Kenneth
CEO & President
Executive Director
Large shareholder
|
500
-0.0%
1.66
USD 830
|
500
-0.0%
|
1.66
|
USD 830
|
|
|
2009-11-17 |
2009-11-13 |
S
Sale
|
ALLEN ALLEN D
Chief Executive Officer
Executive Director
Large shareholder
|
300,000
-17.6%
0.50
USD 150,000
|
300,000
-17.6%
|
0.50
|
USD 150,000
|
|
|
2011-11-02 |
2009-10-26 |
S
Sale
|
Van Ness Kenneth
CEO & President
Executive Director
Large shareholder
|
7,000
-0.4%
1.32
USD 9,240
|
7,000
-0.4%
|
1.32
|
USD 9,240
|
|
|
2011-11-02 |
2009-10-23 |
S
Sale
|
Van Ness Kenneth
CEO & President
Executive Director
Large shareholder
|
6,535
-0.3%
1.13
USD 7,385
|
6,535
-0.3%
|
1.13
|
USD 7,385
|
|
|
2011-11-02 |
2009-10-22 |
S
Sale
|
Van Ness Kenneth
CEO & President
Executive Director
Large shareholder
|
2,805
-0.1%
1.10
USD 3,086
|
2,805
-0.1%
|
1.10
|
USD 3,086
|
|
|
2011-11-02 |
2009-10-19 |
S
Sale
|
Van Ness Kenneth
CEO & President
Executive Director
Large shareholder
|
1,739
-0.1%
1.08
USD 1,878
|
1,739
-0.1%
|
1.08
|
USD 1,878
|
|
|
2011-11-02 |
2009-10-16 |
S
Sale
|
Van Ness Kenneth
CEO & President
Executive Director
Large shareholder
|
18,940
-1.0%
1.02
USD 19,319
|
18,940
-1.0%
|
1.02
|
USD 19,319
|
|
|
2011-11-02 |
2009-10-01 |
B
Purchase
|
Van Ness Kenneth
CEO & President
Executive Director
Large shareholder
|
728,000
+inf%
0.90
USD 655,200
|
728,000
+inf%
|
0.90
|
USD 655,200
|
|
|
2009-11-02 |
2009-09-30 |
S
Sale
|
UTEK CORP
Large shareholder
|
728,000
-30.9%
0.27
USD 194,376
|
728,000
-30.9%
|
0.27
|
USD 194,376
|
|
|
2011-11-02 |
2009-09-29 |
S
Sale
|
Van Ness Kenneth
CEO & President
Executive Director
Large shareholder
|
2,500
-0.1%
0.97
USD 2,425
|
2,500
-0.1%
|
0.97
|
USD 2,425
|
|
|
2011-11-02 |
2009-09-28 |
S
Sale
|
Van Ness Kenneth
CEO & President
Executive Director
Large shareholder
|
6,690
-0.3%
0.96
USD 6,422
|
6,690
-0.3%
|
0.96
|
USD 6,422
|
|
|
2011-11-02 |
2009-09-25 |
S
Sale
|
Van Ness Kenneth
CEO & President
Executive Director
Large shareholder
|
24,160
-1.2%
0.81
USD 19,570
|
24,160
-1.2%
|
0.81
|
USD 19,570
|
|
|
2011-11-02 |
2009-09-24 |
S
Sale
|
Van Ness Kenneth
CEO & President
Executive Director
Large shareholder
|
6,950
-0.3%
0.72
USD 5,004
|
6,950
-0.3%
|
0.72
|
USD 5,004
|
|
|
2011-11-02 |
2009-09-23 |
S
Sale
|
Van Ness Kenneth
CEO & President
Executive Director
Large shareholder
|
2,200
-0.1%
0.67
USD 1,474
|
2,200
-0.1%
|
0.67
|
USD 1,474
|
|
|
2011-11-02 |
2009-09-21 |
S
Sale
|
Van Ness Kenneth
CEO & President
Executive Director
Large shareholder
|
8,900
-0.4%
0.64
USD 5,696
|
8,900
-0.4%
|
0.64
|
USD 5,696
|
|
|
2011-11-02 |
2009-09-18 |
S
Sale
|
Van Ness Kenneth
CEO & President
Executive Director
Large shareholder
|
1,041
-0.1%
0.57
USD 593
|
1,041
-0.1%
|
0.57
|
USD 593
|
|
|
2009-09-29 |
2009-07-01 |
B
Purchase
|
Naydenov Jordan G
Non-Executive Director
|
606,400
+inf%
0.50
USD 303,200
|
606,400
+inf%
|
0.50
|
USD 303,200
|
|
|
2009-11-02 |
2009-06-25 |
B
Purchase
|
UTEK CORP
Large shareholder
|
2,356,142
+inf%
0.62
USD 1,460,808
|
2,356,142
+inf%
|
0.62
|
USD 1,460,808
|
|
|
2009-11-02 |
2009-06-25 |
S
Sale
|
UTEK CORP
Large shareholder
|
100,000
-100.0%
23.56
USD 2,356,000
|
100,000
-100.0%
|
23.56
|
USD 2,356,000
|
|
|
2011-11-02 |
2009-05-22 |
S
Sale
|
Van Ness Kenneth
CEO & President
Executive Director
Large shareholder
|
2,500
-0.1%
0.80
USD 2,000
|
2,500
-0.1%
|
0.80
|
USD 2,000
|
|
|
2009-11-02 |
2009-02-02 |
S
Sale
|
UTEK CORP
Large shareholder
|
2,040,000
-100.0%
0.08
USD 171,360
|
2,040,000
-100.0%
|
0.08
|
USD 171,360
|
|
|
2008-06-26 |
2008-06-19 |
S
Sale
|
Dembow George F
Non-Executive Director
|
7,500
-1.9%
0.51
USD 3,825
|
7,500
-1.9%
|
0.51
|
USD 3,825
|
|
|
2008-06-26 |
2008-06-02 |
S
Sale
|
Dembow George F
Non-Executive Director
|
5,000
-1.3%
0.99
USD 4,950
|
5,000
-1.3%
|
0.99
|
USD 4,950
|
|
|
2008-06-26 |
2008-05-19 |
S
Sale
|
Dembow George F
Non-Executive Director
|
5,000
-1.2%
0.50
USD 2,500
|
5,000
-1.2%
|
0.50
|
USD 2,500
|
|
|
2007-06-27 |
2007-06-22 |
B
Purchase
|
ALLEN CORINNE E
Vice President
Executive Director
Large shareholder
|
1,000
+0.1%
0.65
USD 650
|
1,000
+0.1%
|
0.65
|
USD 650
|
|
|
2007-06-27 |
2007-06-22 |
B
Purchase
|
ALLEN CORINNE E
Vice President
Executive Director
Large shareholder
|
1,000
+0.1%
0.60
USD 600
|
1,000
+0.1%
|
0.60
|
USD 600
|
|
|
2007-05-21 |
2007-05-21 |
B
Purchase
|
ALLEN CORINNE E
Vice President
Executive Director
Large shareholder
|
2,500
+0.2%
0.55
USD 1,375
|
2,500
+0.2%
|
0.55
|
USD 1,375
|
|
|
2009-11-02 |
2007-01-30 |
B
Purchase
|
UTEK CORP
Large shareholder
|
100,000
+inf%
8.45
USD 845,000
|
100,000
+inf%
|
8.45
|
USD 845,000
|
|
