2023-04-25 |
2023-04-25 |
B
Purchase
|
Perceptive Credit Advisors, LLC
Major owner
|
133,742
+2.7%
0.45
60,184
USD
|
133,742
+2.7%
|
0.45
|
60,184
USD
|
|
2023-04-25 |
2023-04-24 |
B
Purchase
|
Perceptive Credit Advisors, LLC
Major owner
|
39,506
+0.8%
0.45
17,778
USD
|
39,506
+0.8%
|
0.45
|
17,778
USD
|
|
2023-04-25 |
2023-04-21 |
B
Purchase
|
Perceptive Credit Advisors, LLC
Major owner
|
70,200
+1.4%
0.45
31,450
USD
|
70,200
+1.4%
|
0.45
|
31,450
USD
|
|
2023-04-20 |
2023-04-20 |
B
Purchase
|
Perceptive Credit Advisors, LLC
Major owner
|
56,000
+1.2%
0.45
25,200
USD
|
56,000
+1.2%
|
0.45
|
25,200
USD
|
|
2023-04-20 |
2023-04-19 |
B
Purchase
|
Perceptive Credit Advisors, LLC
Major owner
|
137,000
+2.9%
0.45
61,376
USD
|
137,000
+2.9%
|
0.45
|
61,376
USD
|
|
2023-04-20 |
2023-04-18 |
B
Purchase
|
Perceptive Credit Advisors, LLC
Major owner
|
15,800
+0.3%
0.45
7,078
USD
|
15,800
+0.3%
|
0.45
|
7,078
USD
|
|
2023-04-17 |
2023-04-17 |
B
Purchase
|
Perceptive Credit Advisors, LLC
Major owner
|
4,800
+0.1%
0.45
2,160
USD
|
4,800
+0.1%
|
0.45
|
2,160
USD
|
|
2023-04-17 |
2023-04-14 |
B
Purchase
|
Perceptive Credit Advisors, LLC
Major owner
|
11,500
+0.2%
0.45
5,175
USD
|
11,500
+0.2%
|
0.45
|
5,175
USD
|
|
2023-04-17 |
2023-04-13 |
B
Purchase
|
Perceptive Credit Advisors, LLC
Major owner
|
140,134
+3.1%
0.45
63,060
USD
|
140,134
+3.1%
|
0.45
|
63,060
USD
|
|
2023-04-13 |
2023-04-11 |
B
Purchase
|
Perceptive Credit Advisors, LLC
Major owner
|
129,000
+2.9%
0.44
56,760
USD
|
129,000
+2.9%
|
0.44
|
56,760
USD
|
|
2023-04-06 |
2023-04-06 |
B
Purchase
|
Perceptive Credit Advisors, LLC
Major owner
|
339,000
+8.3%
0.44
149,160
USD
|
339,000
+8.3%
|
0.44
|
149,160
USD
|
|
2023-04-06 |
2023-04-05 |
B
Purchase
|
Perceptive Credit Advisors, LLC
Major owner
|
217,500
+5.6%
0.45
97,875
USD
|
217,500
+5.6%
|
0.45
|
97,875
USD
|
|
2023-04-06 |
2023-04-04 |
B
Purchase
|
Perceptive Credit Advisors, LLC
Major owner
|
195,938
+5.3%
0.44
86,213
USD
|
195,938
+5.3%
|
0.44
|
86,213
USD
|
|
2019-11-13 |
2019-11-11 |
B
Purchase
|
Potthoff John Gary
|
10,000
+36.0%
4.44
44,400
USD
|
10,000
+36.0%
|
4.44
|
44,400
USD
|
|
2019-05-24 |
2019-05-24 |
S
Sale
|
Esfandiari Javan
See Remarks
|
9,744
-8.2%
6.95
67,727
USD
|
9,744
-8.2%
|
6.95
|
67,727
USD
|
|
2019-05-24 |
2019-05-23 |
S
Sale
|
Esfandiari Javan
See Remarks
|
12,956
-9.9%
7.15
92,582
USD
|
12,956
-9.9%
|
7.15
|
92,582
USD
|
|
2019-05-24 |
2019-05-22 |
S
Sale
|
Esfandiari Javan
See Remarks
|
7,300
-5.3%
7.41
54,125
USD
|
7,300
-5.3%
|
7.41
|
54,125
USD
|
|
2018-11-16 |
2018-11-14 |
B
Purchase
|
Potthoff John Gary
|
15,000
+117.4%
5.81
87,150
USD
|
15,000
+117.4%
|
5.81
|
87,150
USD
|
|
2018-11-16 |
2018-11-14 |
B
Purchase
|
Potthoff John Gary
|
5,000
+22.0%
5.80
29,000
USD
|
5,000
+22.0%
|
5.80
|
29,000
USD
|
|
2018-11-06 |
2018-11-05 |
B
Purchase
|
Passas Robert
See Remarks
|
15,000
+inf%
6.75
101,250
USD
|
15,000
+inf%
|
6.75
|
101,250
USD
|
|
2018-02-13 |
2018-02-13 |
B
Purchase
|
Goldman Neil A
EVP & Chief Financial Officer
Officer
|
14,815
+inf%
6.75
100,001
USD
|
14,815
+inf%
|
6.75
|
100,001
USD
|
|
2017-06-29 |
2017-06-28 |
B
Purchase
|
PESSIN NORMAN H
|
6,250
+0.5%
5.76
35,983
USD
|
6,250
+0.5%
|
5.76
|
35,983
USD
|
|
2017-06-29 |
2016-10-11 |
B
Purchase
|
PESSIN NORMAN H
|
3,000
+0.3%
7.16
21,480
USD
|
3,000
+0.3%
|
7.16
|
21,480
USD
|
|
2017-06-29 |
2016-08-16 |
B
Purchase
|
PESSIN NORMAN H
|
27,000
+2.4%
5.23
141,210
USD
|
27,000
+2.4%
|
5.23
|
141,210
USD
|
|
2016-06-17 |
2016-06-15 |
S
Sale
|
Klugewicz Sharon W
Chief Operating Officer
Officer
|
3,000
-30.0%
8.40
25,200
USD
|
3,000
-30.0%
|
8.40
|
25,200
USD
|
|
2016-06-02 |
2016-06-01 |
S
Sale
|
Esfandiari Javan
Chief Science/Tech Officer
Officer
|
12,000
-15.2%
8.56
102,720
USD
|
12,000
-15.2%
|
8.56
|
102,720
USD
|
|
2016-06-02 |
2016-05-31 |
S
Sale
|
Esfandiari Javan
Chief Science/Tech Officer
Officer
|
13,000
-14.1%
8.59
111,670
USD
|
13,000
-14.1%
|
8.59
|
111,670
USD
|
|
2015-05-29 |
2015-05-29 |
S
Sale
|
Esfandiari Javan
Chief Science/Technology Offic
Officer
|
20,000
-17.8%
4.50
90,014
USD
|
20,000
-17.8%
|
4.50
|
90,014
USD
|
|
2014-11-21 |
2014-11-19 |
B
Purchase
|
KISSINGER PETER
Non-Executive Director
|
1,800
+inf%
4.31
7,754
USD
|
1,800
+inf%
|
4.31
|
7,754
USD
|
|
2014-02-28 |
2014-02-26 |
B
Purchase
|
Klugewicz Sharon W
Chief Operating Officer
Officer
|
10,000
+inf%
3.50
35,000
USD
|
10,000
+inf%
|
3.50
|
35,000
USD
|
|
2014-02-28 |
2014-02-26 |
S
Sale
|
Larkin Richard J
Chief Financial Officer
Officer
|
10,000
-32.9%
3.50
35,000
USD
|
10,000
-32.9%
|
3.50
|
35,000
USD
|
|
2013-12-06 |
2013-12-06 |
S
Sale
|
Esfandiari Javan
Senior Vice President
Officer
|
3,000
-3.7%
3.40
10,200
USD
|
3,000
-3.7%
|
3.40
|
10,200
USD
|
|
2013-12-06 |
2013-12-05 |
S
Sale
|
Esfandiari Javan
Senior Vice President
Officer
|
7,000
-7.9%
3.40
23,803
USD
|
7,000
-7.9%
|
3.40
|
23,803
USD
|
|
2013-11-12 |
2013-11-11 |
PS
Planned sale
|
Siebert Lawrence A.
President
Executive Director
Major owner
|
15,000
-1.9%
3.55
53,235
USD
|
15,000
-1.9%
|
3.55
|
53,235
USD
|
|
2012-09-14 |
2012-09-14 |
S
Sale
|
Siebert Lawrence A.
President
Executive Director
Major owner
|
3,100
-0.4%
4.34
13,454
USD
|
3,100
-0.4%
|
4.34
|
13,454
USD
|
|
2012-09-14 |
2012-09-13 |
S
Sale
|
Siebert Lawrence A.
President
Executive Director
Major owner
|
4,650
-0.6%
4.42
20,553
USD
|
4,650
-0.6%
|
4.42
|
20,553
USD
|
|
2012-09-14 |
2012-09-13 |
S
Sale
|
Siebert Lawrence A.
President
Executive Director
Major owner
|
100
-0.0%
4.39
439
USD
|
100
-0.0%
|
4.39
|
439
USD
|
|
2012-09-14 |
2012-09-13 |
S
Sale
|
Siebert Lawrence A.
President
Executive Director
Major owner
|
100
-0.0%
4.38
438
USD
|
100
-0.0%
|
4.38
|
438
USD
|
|
2012-09-14 |
2012-09-13 |
S
Sale
|
Siebert Lawrence A.
President
Executive Director
Major owner
|
3,705
-0.5%
4.35
16,117
USD
|
3,705
-0.5%
|
4.35
|
16,117
USD
|
|
2012-09-14 |
2012-09-12 |
S
Sale
|
Siebert Lawrence A.
President
Executive Director
Major owner
|
100
-0.0%
4.39
439
USD
|
100
-0.0%
|
4.39
|
439
USD
|
|
2012-09-11 |
2012-09-11 |
S
Sale
|
Siebert Lawrence A.
President
Executive Director
Major owner
|
1,000
-0.1%
4.35
4,350
USD
|
1,000
-0.1%
|
4.35
|
4,350
USD
|
|
2012-09-11 |
2012-09-10 |
S
Sale
|
Siebert Lawrence A.
President
Executive Director
Major owner
|
20
-0.0%
4.44
89
USD
|
20
-0.0%
|
4.44
|
89
USD
|
|
2012-09-11 |
2012-09-10 |
S
Sale
|
Siebert Lawrence A.
President
Executive Director
Major owner
|
2,000
-0.2%
4.40
8,800
USD
|
2,000
-0.2%
|
4.40
|
8,800
USD
|
|
2012-09-11 |
2012-09-07 |
S
Sale
|
Siebert Lawrence A.
President
Executive Director
Major owner
|
6,100
-0.7%
4.40
26,840
USD
|
6,100
-0.7%
|
4.40
|
26,840
USD
|
|
2012-09-10 |
2012-09-07 |
S
Sale
|
Esfandiari Javan
Senior Vice President
Officer
|
10,000
-10.2%
4.42
44,232
USD
|
10,000
-10.2%
|
4.42
|
44,232
USD
|
|
2011-12-12 |
2011-12-09 |
B
Purchase
|
Siebert Lawrence A.
President
Executive Director
Major owner
|
1,100
+0.0%
0.44
484
USD
|
1,100
+0.0%
|
0.44
|
484
USD
|
|
2011-12-12 |
2011-12-09 |
B
Purchase
|
Siebert Lawrence A.
President
Executive Director
Major owner
|
18,900
+0.3%
0.43
8,127
USD
|
18,900
+0.3%
|
0.43
|
8,127
USD
|
|
2011-12-09 |
2011-12-08 |
S
Sale
|
Esfandiari Javan
Senior Vice President
Officer
|
30,000
-9.4%
0.40
11,976
USD
|
30,000
-9.4%
|
0.40
|
11,976
USD
|
|
2011-12-09 |
2011-12-07 |
B
Purchase
|
Meller Gary
Non-Executive Director
|
50,000
+12.0%
0.40
20,000
USD
|
50,000
+12.0%
|
0.40
|
20,000
USD
|
|
2011-12-09 |
2011-12-07 |
S
Sale
|
Esfandiari Javan
Senior Vice President
Officer
|
50,000
-13.6%
0.40
20,000
USD
|
50,000
-13.6%
|
0.40
|
20,000
USD
|
|
2011-12-07 |
2011-12-05 |
B
Purchase
|
Siebert Lawrence A.
President
Executive Director
Major owner
|
10,000
+0.2%
0.42
4,170
USD
|
10,000
+0.2%
|
0.42
|
4,170
USD
|
|
2011-12-07 |
2011-12-05 |
B
Purchase
|
Siebert Lawrence A.
President
Executive Director
Major owner
|
10,725
+0.2%
0.42
4,472
USD
|
10,725
+0.2%
|
0.42
|
4,472
USD
|
|
2011-03-16 |
2011-03-15 |
S
Sale
|
Esfandiari Javan
Senior Vice President
Officer
|
41,018
-15.7%
0.39
16,149
USD
|
41,018
-15.7%
|
0.39
|
16,149
USD
|
|
2011-03-16 |
2011-03-14 |
S
Sale
|
Esfandiari Javan
Senior Vice President
Officer
|
8,982
-3.3%
0.41
3,725
USD
|
8,982
-3.3%
|
0.41
|
3,725
USD
|
|
2011-03-15 |
2011-03-14 |
B
Purchase
|
Siebert Lawrence A.
President
Executive Director
Major owner
|
50,000
+0.8%
0.42
21,000
USD
|
50,000
+0.8%
|
0.42
|
21,000
USD
|
|
2011-03-15 |
2011-03-11 |
B
Purchase
|
Siebert Lawrence A.
President
Executive Director
Major owner
|
15,000
+0.2%
0.42
6,300
USD
|
15,000
+0.2%
|
0.42
|
6,300
USD
|
|
2010-12-17 |
2010-12-15 |
B
Purchase
|
Meller Gary
Non-Executive Director
|
15,000
+3.8%
0.35
5,250
USD
|
15,000
+3.8%
|
0.35
|
5,250
USD
|
|
2010-06-15 |
2010-06-11 |
B
Purchase
|
Davis Katherine Lyon
Non-Executive Director
|
5,000
+6.0%
0.23
1,150
USD
|
5,000
+6.0%
|
0.23
|
1,150
USD
|
|
2010-06-15 |
2010-06-11 |
B
Purchase
|
Davis Katherine Lyon
Non-Executive Director
|
7,500
+10.0%
0.22
1,650
USD
|
7,500
+10.0%
|
0.22
|
1,650
USD
|
|
2010-05-14 |
2010-05-12 |
B
Purchase
|
Davis Katherine Lyon
Non-Executive Director
|
40,000
+113.6%
0.20
8,000
USD
|
40,000
+113.6%
|
0.20
|
8,000
USD
|
|
2010-05-12 |
2010-05-10 |
B
Purchase
|
Davis Katherine Lyon
Non-Executive Director
|
15,216
+76.1%
0.20
3,043
USD
|
15,216
+76.1%
|
0.20
|
3,043
USD
|
|
2010-05-12 |
2010-05-10 |
B
Purchase
|
Davis Katherine Lyon
Non-Executive Director
|
20,000
+inf%
0.21
4,100
USD
|
20,000
+inf%
|
0.21
|
4,100
USD
|
|
2009-08-26 |
2009-08-25 |
B
Purchase
|
Meller Gary
Non-Executive Director
|
100,000
+51.2%
0.18
18,000
USD
|
100,000
+51.2%
|
0.18
|
18,000
USD
|
|
2009-10-30 |
2008-12-01 |
B
Purchase
|
Meller Gary
Non-Executive Director
|
4,700
+1.6%
0.14
658
USD
|
4,700
+1.6%
|
0.14
|
658
USD
|
|
2008-11-24 |
2008-11-20 |
B
Purchase
|
Meller Gary
Non-Executive Director
|
11,800
+6.4%
0.14
1,652
USD
|
11,800
+6.4%
|
0.14
|
1,652
USD
|
|
2008-11-18 |
2008-11-14 |
B
Purchase
|
Meller Gary
Non-Executive Director
|
83,500
+83.5%
0.15
12,525
USD
|
83,500
+83.5%
|
0.15
|
12,525
USD
|
|
2008-09-09 |
2008-09-08 |
B
Purchase
|
Siebert Lawrence A.
President
Executive Director
Major owner
|
100,000
+1.6%
0.18
17,800
USD
|
100,000
+1.6%
|
0.18
|
17,800
USD
|
|
2008-05-19 |
2008-05-19 |
B
Purchase
|
Siebert Lawrence A.
CEO
Executive Director
Major owner
|
386,000
+6.9%
0.12
46,320
USD
|
386,000
+6.9%
|
0.12
|
46,320
USD
|
|
2008-05-19 |
2008-05-19 |
B
Purchase
|
Siebert Lawrence A.
CEO
Executive Director
Major owner
|
10,000
+0.2%
0.12
1,150
USD
|
10,000
+0.2%
|
0.12
|
1,150
USD
|
|
2008-05-19 |
2008-05-19 |
B
Purchase
|
Siebert Lawrence A.
CEO
Executive Director
Major owner
|
4,000
+0.1%
0.11
440
USD
|
4,000
+0.1%
|
0.11
|
440
USD
|
|
2008-05-19 |
2008-05-16 |
B
Purchase
|
Siebert Lawrence A.
CEO
Executive Director
Major owner
|
5,000
+0.1%
0.12
600
USD
|
5,000
+0.1%
|
0.12
|
600
USD
|
|
2008-05-19 |
2008-05-16 |
B
Purchase
|
Siebert Lawrence A.
CEO
Executive Director
Major owner
|
120,000
+2.2%
0.11
12,600
USD
|
120,000
+2.2%
|
0.11
|
12,600
USD
|
|
2008-05-19 |
2008-05-16 |
B
Purchase
|
Siebert Lawrence A.
CEO
Executive Director
Major owner
|
25,800
+0.5%
0.10
2,580
USD
|
25,800
+0.5%
|
0.10
|
2,580
USD
|
|
2008-05-19 |
2008-05-16 |
B
Purchase
|
Siebert Lawrence A.
CEO
Executive Director
Major owner
|
10,000
+0.2%
0.09
900
USD
|
10,000
+0.2%
|
0.09
|
900
USD
|
|
2008-05-19 |
2008-05-16 |
B
Purchase
|
Siebert Lawrence A.
CEO
Executive Director
Major owner
|
20,000
+0.4%
0.09
1,700
USD
|
20,000
+0.4%
|
0.09
|
1,700
USD
|
|