United States Biotechnology & Medical Research

Athenex Inc (ATNX)

Track

Ticker: ATNX Exchange: NSM
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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Buy signal Sell signal Earnings
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Top insiders
Trades
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other
1.7
WU JINN Non-Executive Director
Transaction date
Purchase
Price
465.69
Quantity 48,903 +39.5%
Value US$1,997,197
3.7
LAU JOHNSON YIU NAM CEO and Chairman of the Board Executive Director
Transaction date
Purchase
Price
211.25
Quantity 99,454 -43.0%
Value US$4,049,880
3.7
LAU JOHNSON YIU NAM CEO and Chairman of the Board Executive Director
Transaction date
Purchase
Price
129.43
Quantity 18,066 -24.7%
Value US$4,540,385
3.7
LAU JOHNSON YIU NAM CEO and Chairman of the Board Executive Director
Transaction date
Purchase
Price
1.87
Quantity 3,000 +0.1%
Value US$5,610
2.4
Kanfer Jordan Non-Executive Director
Transaction date
Purchase
Price
2.02
Quantity 4,952 +106.9%
Value US$10,003
1.7
WU JINN Non-Executive Director
Transaction date
Purchase
Price
2.02
Quantity 20,000 +4.8%
Value US$40,400
1.7
WU JINN Non-Executive Director
Transaction date
Purchase
Price
2.05
Quantity 10,000 +2.3%
Value US$20,500
0.5
Kwan Rudolf EVP, Chief Medical Officer Officer
Transaction date
Purchase
Price
2.05
Quantity 4,000 +2.4%
Value US$8,200
3.7
LAU JOHNSON YIU NAM CEO and Chairman of the Board Executive Director
Transaction date
Purchase
Price
2.06
Quantity 3,000 +0.1%
Value US$6,180
3.7
LAU JOHNSON YIU NAM CEO and Chairman of the Board Executive Director
Transaction date
Purchase
Price
2.12
Quantity 5,000 +0.2%
Value US$10,600
3.7
LAU JOHNSON YIU NAM CEO and Chairman of the Board Executive Director
Transaction date
Purchase
Price
2.07
Quantity 10,000 +0.3%
Value US$20,690
1.7
WU JINN Non-Executive Director
Transaction date
Purchase
Price
2.67
Quantity 10,000 +2.5%
Value US$26,700
1.7
WU JINN Non-Executive Director
Transaction date
Purchase
Price
3.22
Quantity 50,000 +14.2%
Value US$161,000
1.9
VIERLING JOHN Non-Executive Director
Transaction date
Purchase
Price
4.50
Quantity 250 +7.1%
Value US$1,125
1.9
VIERLING JOHN Non-Executive Director
Transaction date
Purchase
Price
4.04
Quantity 1,700 +94.4%
Value US$6,863
3.7
LAU JOHNSON YIU NAM CEO and Chairman of the Board Executive Director
Transaction date
Purchase
Price
3.99
Quantity 5,000 +0.2%
Value US$19,950
1.5
CAMPBELL KIM Non-Executive Director
Transaction date
Purchase
Price
4.42
Quantity 8,250 +inf%
Value US$36,465
1.3
Zuo William Wei President, China Division Officer
Transaction date
Sale
Price
4.52
Quantity 419,931 -74.6%
Value US$1,898,088
1.7
WU JINN Non-Executive Director
Transaction date
Sale
Price
4.75
Quantity 98,000 -24.4%
Value US$465,500
3.7
LAU JOHNSON YIU NAM CEO and Chairman of the Board Executive Director
Transaction date
Purchase
Price
13.31
Quantity 1,000 +0.0%
Value US$13,310
3.7
LAU JOHNSON YIU NAM CEO and Chairman of the Board Executive Director
Transaction date
Purchase
Price
11.95
Quantity 1,000 +0.0%
Value US$11,950
3.7
LAU JOHNSON YIU NAM CEO and Chairman of the Board Executive Director
Transaction date
Purchase
Price
11.70
Quantity 5,000 +0.2%
Value US$58,500
3.7
LAU JOHNSON YIU NAM CEO and Chairman of the Board Executive Director
Transaction date
Purchase
Price
11.95
Quantity 1,000 +0.0%
Value US$11,950
3.7
LAU JOHNSON YIU NAM CEO and Chairman of the Board Executive Director Large shareholder
Transaction date
Purchase
Price
12.42
Quantity 1,000 +0.0%
Value US$12,420
2.7
PERCEPTIVE ADVISORS LLC Large shareholder
Transaction date
Purchase
Price
11.00
Quantity 1,800,000 +15.3%
Value US$19,800,000
3.7
LAU JOHNSON YIU NAM CEO and Chairman of the Board Executive Director Large shareholder
Transaction date
Purchase
Price
11.95
Quantity 1,000 +0.0%
Value US$11,950
3.5
Fok Manson Non-Executive Director
Transaction date
Purchase
Price
11.03
Quantity 16,491 +0.8%
Value US$181,896
3.5
Fok Manson Non-Executive Director
Transaction date
Purchase
Price
11.39
Quantity 13,509 +0.7%
Value US$153,868
3.7
LAU JOHNSON YIU NAM CEO and Chairman of the Board Executive Director Large shareholder
Transaction date
Purchase
Price
10.91
Quantity 1,000 +0.0%
Value US$10,910
1.7
WU JINN Non-Executive Director
Transaction date
Purchase
Price
11.05
Quantity 10,000 +2.6%
Value US$110,500
3.7
LAU JOHNSON YIU NAM CEO and Chairman of the Board Executive Director Large shareholder
Transaction date
Purchase
Price
10.99
Quantity 2,000 +0.1%
Value US$21,978
2.3
Davis Stephanie A Non-Executive Director
Transaction date
Purchase
Price
11.35
Quantity 10,000 +100.0%
Value US$113,500
2.7
PERCEPTIVE ADVISORS LLC Large shareholder
Transaction date
Purchase
Price
11.24
Quantity 200,000 +1.7%
Value US$2,248,000
1.7
WU JINN Non-Executive Director
Transaction date
Purchase
Price
11.15
Quantity 20,000 +5.4%
Value US$223,000
2.4
Kanfer Jordan Non-Executive Director
Transaction date
Purchase
Price
11.49
Quantity 450 +10.8%
Value US$5,170
3.7
LAU JOHNSON YIU NAM CEO and Chairman of the Board Executive Director Large shareholder
Transaction date
Purchase
Price
11.22
Quantity 10,000 +0.3%
Value US$112,200
3.8
Sze Randoll Chief Financial Officer Officer
Transaction date
Purchase
Price
11.40
Quantity 1,000 +20.0%
Value US$11,400
0.5
Kwan Rudolf EVP, Chief Medical Officer Officer
Transaction date
Planned purchase
Price
12.82
Quantity 1,000 +0.7%
Value US$12,820
3.7
LAU JOHNSON YIU NAM CEO and Chairman of the Board Executive Director Large shareholder
Transaction date
Purchase
Price
12.81
Quantity 2,000 +0.1%
Value US$25,620
3.8
Sze Randoll Chief Financial Officer Officer
Transaction date
Purchase
Price
8.19
Quantity 1,000 +25.0%
Value US$8,190
3.7
LAU JOHNSON YIU NAM CEO and Chairman of the Board Executive Director Large shareholder
Transaction date
Purchase
Price
7.88
Quantity 1,000 +0.0%
Value US$7,880
3.5
Fok Manson Non-Executive Director
Transaction date
Purchase
Price
7.25
Quantity 50,000 +2.6%
Value US$362,500
3.7
LAU JOHNSON YIU NAM CEO and Chairman of the Board Executive Director Large shareholder
Transaction date
Purchase
Price
6.64
Quantity 1,000 +0.0%
Value US$6,640
3.7
LAU JOHNSON YIU NAM CEO and Chairman of the Board Executive Director Large shareholder
Transaction date
Purchase
Price
6.85
Quantity 1,000 +0.0%
Value US$6,850
3.7
LAU JOHNSON YIU NAM CEO and Chairman of the Board Executive Director Large shareholder
Transaction date
Purchase
Price
6.60
Quantity 2,000 +0.1%
Value US$13,200
0.5
Kwan Rudolf EVP, Chief Medical Officer Officer
Transaction date
Planned purchase
Price
5.90
Quantity 4,000 +2.9%
Value US$23,584
3.7
LAU JOHNSON YIU NAM CEO and Chairman of the Board Executive Director Large shareholder
Transaction date
Purchase
Price
5.78
Quantity 2,000 +0.1%
Value US$11,560
3.7
LAU JOHNSON YIU NAM CEO and Chairman of the Board Executive Director Large shareholder
Transaction date
Purchase
Price
6.90
Quantity 2,000 +0.1%
Value US$13,800
3.7
LAU JOHNSON YIU NAM CEO and Chairman of the Board Executive Director Large shareholder
Transaction date
Purchase
Price
7.61
Quantity 2,000 +0.1%
Value US$15,220
3.1
TSANG Benson Kwan Hung Non-Executive Director
Transaction date
Purchase
Price
8.39
Quantity 5,000 +100.0%
Value US$41,950
0.5
Kwan Rudolf EVP, Chief Medical Officer Officer
Transaction date
Planned purchase
Price
8.19
Quantity 2,000 +1.5%
Value US$16,380
3.7
LAU JOHNSON YIU NAM CEO and Chairman of the Board Executive Director Large shareholder
Transaction date
Purchase
Price
8.12
Quantity 2,000 +0.1%
Value US$16,240
3.1
TSANG Benson Kwan Hung Non-Executive Director
Transaction date
Purchase
Price
8.34
Quantity 5,000 +inf%
Value US$41,700
3.7
LAU JOHNSON YIU NAM CEO and Chairman of the Board Executive Director Large shareholder
Transaction date
Purchase
Price
8.35
Quantity 4,000 +0.1%
Value US$33,396
3.1
YORDON JEFFREY See Remarks Officer
Transaction date
Purchase
Price
8.14
Quantity 10,000 +4.8%
Value US$81,430
3.5
Fok Manson Non-Executive Director
Transaction date
Purchase
Price
10.28
Quantity 50,000 +2.7%
Value US$513,850
0.5
Kwan Rudolf EVP, Chief Medical Officer Officer
Transaction date
Planned purchase
Price
9.79
Quantity 2,000 +1.5%
Value US$19,573
PERCEPTIVE ADVISORS LLC Large shareholder
Transaction date
Purchase
Price
14.39
Quantity 73,698 +0.6%
Value US$1,060,514
PERCEPTIVE ADVISORS LLC Large shareholder
Transaction date
Purchase
Price
14.30
Quantity 153,237 +1.4%
Value US$2,191,289
PERCEPTIVE ADVISORS LLC Large shareholder
Transaction date
Purchase
Price
14.14
Quantity 189,322 +1.7%
Value US$2,677,013
PERCEPTIVE ADVISORS LLC Large shareholder
Transaction date
Purchase
Price
13.86
Quantity 120,931 +1.1%
Value US$1,676,104
PERCEPTIVE ADVISORS LLC Large shareholder
Transaction date
Purchase
Price
13.72
Quantity 142,812 +1.3%
Value US$1,959,381
Sze Randoll Chief Financial Officer Officer
Transaction date
Purchase
Price
13.25
Quantity 1,000 +33.3%
Value US$13,250
Fok Manson Non-Executive Director
Transaction date
Purchase
Price
11.67
Quantity 50,000 +2.7%
Value US$583,500
2.7
PERCEPTIVE ADVISORS LLC Large shareholder
Transaction date
Purchase
Price
10.93
Quantity 50,000 +0.5%
Value US$546,500
3.8
Sze Randoll Chief Financial Officer
Transaction date
Purchase
Price
10.99
Quantity 1,000 +50.0%
Value US$10,990
2.7
PERCEPTIVE ADVISORS LLC Large shareholder
Transaction date
Purchase
Price
10.29
Quantity 67,222 +0.6%
Value US$691,714
3.7
LAU JOHNSON YIU NAM CEO and Chairman of the Board Executive Director Large shareholder
Transaction date
Purchase
Price
10.16
Quantity 6,000 +0.2%
Value US$60,960
3.8
Sze Randoll Chief Financial Officer
Transaction date
Purchase
Price
12.62
Quantity 1,000 +100.0%
Value US$12,620
3.7
LAU JOHNSON YIU NAM CEO and Chairman of the Board Executive Director Large shareholder
Transaction date
Purchase
Price
12.85
Quantity 3,000 +0.1%
Value US$38,550
3.7
LAU JOHNSON YIU NAM CEO and Chairman of the Board Executive Director Large shareholder
Transaction date
Purchase
Price
13.86
Quantity 5,000 +0.2%
Value US$69,300
2.7
PERCEPTIVE ADVISORS LLC Large shareholder
Transaction date
Purchase
Price
13.58
Quantity 30,000 +0.3%
Value US$407,400
3.7
LAU JOHNSON YIU NAM CEO and Chairman of the Board Executive Director Large shareholder
Transaction date
Purchase
Price
13.57
Quantity 5,000 +0.2%
Value US$67,850
2.7
PERCEPTIVE ADVISORS LLC Large shareholder
Transaction date
Purchase
Price
14.27
Quantity 56,416 +0.5%
Value US$805,056
2.7
PERCEPTIVE ADVISORS LLC Large shareholder
Transaction date
Purchase
Price
14.05
Quantity 13,584 +0.1%
Value US$190,855
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Price Value Details
2022-08-30 2022-08-22 B Purchase
1.7
WU JINN
Non-Executive Director
48,903 +39.5%
465.69
US$1,997,197 		48,903 +39.5% 465.69 US$1,997,197
2022-08-19 2022-08-19 B Purchase
3.7
LAU JOHNSON YIU NAM

CEO and Chairman of the Board

Executive Director
99,454 -43.0%
211.25
US$4,049,880 		99,454 -43.0% 211.25 US$4,049,880
2021-11-22 2021-11-22 B Purchase
3.7
LAU JOHNSON YIU NAM

CEO and Chairman of the Board

Executive Director
18,066 -24.7%
129.43
US$4,540,385 		18,066 -24.7% 129.43 US$4,540,385
2021-11-18 2021-11-18 B Purchase
3.7
LAU JOHNSON YIU NAM

CEO and Chairman of the Board

Executive Director
3,000 +0.1%
1.87
US$5,610 		3,000 +0.1% 1.87 US$5,610
2021-11-18 2021-11-17 B Purchase
2.4
Kanfer Jordan
Non-Executive Director
4,952 +106.9%
2.02
US$10,003 		4,952 +106.9% 2.02 US$10,003
2021-11-17 2021-11-17 B Purchase
1.7
WU JINN
Non-Executive Director
20,000 +4.8%
2.02
US$40,400 		20,000 +4.8% 2.02 US$40,400
2021-11-17 2021-11-17 B Purchase
1.7
WU JINN
Non-Executive Director
10,000 +2.3%
2.05
US$20,500 		10,000 +2.3% 2.05 US$20,500
2021-11-17 2021-11-16 B Purchase
0.5
Kwan Rudolf

EVP, Chief Medical Officer

Officer
4,000 +2.4%
2.05
US$8,200 		4,000 +2.4% 2.05 US$8,200
2021-11-16 2021-11-16 B Purchase
3.7
LAU JOHNSON YIU NAM

CEO and Chairman of the Board

Executive Director
3,000 +0.1%
2.06
US$6,180 		3,000 +0.1% 2.06 US$6,180
2021-11-15 2021-11-15 B Purchase
3.7
LAU JOHNSON YIU NAM

CEO and Chairman of the Board

Executive Director
5,000 +0.2%
2.12
US$10,600 		5,000 +0.2% 2.12 US$10,600
2021-11-12 2021-11-12 B Purchase
3.7
LAU JOHNSON YIU NAM

CEO and Chairman of the Board

Executive Director
10,000 +0.3%
2.07
US$20,690 		10,000 +0.3% 2.07 US$20,690
2021-10-13 2021-10-01 B Purchase
1.7
WU JINN
Non-Executive Director
10,000 +2.5%
2.67
US$26,700 		10,000 +2.5% 2.67 US$26,700
2021-09-14 2021-09-14 B Purchase
1.7
WU JINN
Non-Executive Director
50,000 +14.2%
3.22
US$161,000 		50,000 +14.2% 3.22 US$161,000
2021-05-10 2021-05-07 B Purchase
1.9
VIERLING JOHN
Non-Executive Director
250 +7.1%
4.50
US$1,125 		250 +7.1% 4.50 US$1,125
2021-05-10 2021-05-06 B Purchase
1.9
VIERLING JOHN
Non-Executive Director
1,700 +94.4%
4.04
US$6,863 		1,700 +94.4% 4.04 US$6,863
2021-05-06 2021-05-06 B Purchase
3.7
LAU JOHNSON YIU NAM

CEO and Chairman of the Board

Executive Director
5,000 +0.2%
3.99
US$19,950 		5,000 +0.2% 3.99 US$19,950
2021-04-07 2021-04-05 B Purchase
1.5
CAMPBELL KIM
Non-Executive Director
8,250 +inf%
4.42
US$36,465 		8,250 +inf% 4.42 US$36,465
2021-03-08 2021-03-04 S Sale
1.3
Zuo William Wei

President, China Division

Officer
419,931 -74.6%
4.52
US$1,898,088 		419,931 -74.6% 4.52 US$1,898,088
2021-03-04 2021-03-03 S Sale
1.7
WU JINN
Non-Executive Director
98,000 -24.4%
4.75
US$465,500 		98,000 -24.4% 4.75 US$465,500
2020-12-01 2020-12-01 B Purchase
3.7
LAU JOHNSON YIU NAM

CEO and Chairman of the Board

Executive Director
1,000 +0.0%
13.31
US$13,310 		1,000 +0.0% 13.31 US$13,310
2020-11-10 2020-11-10 B Purchase
3.7
LAU JOHNSON YIU NAM

CEO and Chairman of the Board

Executive Director
1,000 +0.0%
11.95
US$11,950 		1,000 +0.0% 11.95 US$11,950
2020-11-06 2020-11-06 B Purchase
3.7
LAU JOHNSON YIU NAM

CEO and Chairman of the Board

Executive Director
5,000 +0.2%
11.70
US$58,500 		5,000 +0.2% 11.70 US$58,500
2020-09-24 2020-09-24 B Purchase
3.7
LAU JOHNSON YIU NAM

CEO and Chairman of the Board

Executive Director
1,000 +0.0%
11.95
US$11,950 		1,000 +0.0% 11.95 US$11,950
2020-09-21 2020-09-21 B Purchase
3.7
LAU JOHNSON YIU NAM

CEO and Chairman of the Board

Executive Director Large shareholder
1,000 +0.0%
12.42
US$12,420 		1,000 +0.0% 12.42 US$12,420
2020-09-14 2020-09-14 B Purchase
2.7
PERCEPTIVE ADVISORS LLC
Large shareholder
1,800,000 +15.3%
11.00
US$19,800,000 		1,800,000 +15.3% 11.00 US$19,800,000
2020-09-14 2020-09-14 B Purchase
3.7
LAU JOHNSON YIU NAM

CEO and Chairman of the Board

Executive Director Large shareholder
1,000 +0.0%
11.95
US$11,950 		1,000 +0.0% 11.95 US$11,950
2020-09-14 2020-09-12 B Purchase
3.5
Fok Manson
Non-Executive Director
16,491 +0.8%
11.03
US$181,896 		16,491 +0.8% 11.03 US$181,896
2020-09-14 2020-09-11 B Purchase
3.5
Fok Manson
Non-Executive Director
13,509 +0.7%
11.39
US$153,868 		13,509 +0.7% 11.39 US$153,868
2020-09-14 2020-09-11 B Purchase
3.7
LAU JOHNSON YIU NAM

CEO and Chairman of the Board

Executive Director Large shareholder
1,000 +0.0%
10.91
US$10,910 		1,000 +0.0% 10.91 US$10,910
2020-09-14 2020-09-11 B Purchase
1.7
WU JINN
Non-Executive Director
10,000 +2.6%
11.05
US$110,500 		10,000 +2.6% 11.05 US$110,500
2020-09-11 2020-09-11 B Purchase
3.7
LAU JOHNSON YIU NAM

CEO and Chairman of the Board

Executive Director Large shareholder
2,000 +0.1%
10.99
US$21,978 		2,000 +0.1% 10.99 US$21,978
2020-09-14 2020-09-10 B Purchase
2.3
Davis Stephanie A
Non-Executive Director
10,000 +100.0%
11.35
US$113,500 		10,000 +100.0% 11.35 US$113,500
2020-09-14 2020-09-10 B Purchase
2.7
PERCEPTIVE ADVISORS LLC
Large shareholder
200,000 +1.7%
11.24
US$2,248,000 		200,000 +1.7% 11.24 US$2,248,000
2020-09-11 2020-09-10 B Purchase
1.7
WU JINN
Non-Executive Director
20,000 +5.4%
11.15
US$223,000 		20,000 +5.4% 11.15 US$223,000
2020-09-11 2020-09-10 B Purchase
2.4
Kanfer Jordan
Non-Executive Director
450 +10.8%
11.49
US$5,170 		450 +10.8% 11.49 US$5,170
2020-09-10 2020-09-10 B Purchase
3.7
LAU JOHNSON YIU NAM

CEO and Chairman of the Board

Executive Director Large shareholder
10,000 +0.3%
11.22
US$112,200 		10,000 +0.3% 11.22 US$112,200
2020-09-10 2020-09-10 B Purchase
3.8
Sze Randoll

Chief Financial Officer

Officer
1,000 +20.0%
11.40
US$11,400 		1,000 +20.0% 11.40 US$11,400
2020-06-23 2020-06-22 PP Planned purchase
0.5
Kwan Rudolf

EVP, Chief Medical Officer

Officer
1,000 +0.7%
12.82
US$12,820 		1,000 +0.7% 12.82 US$12,820
2020-06-22 2020-06-22 B Purchase
3.7
LAU JOHNSON YIU NAM

CEO and Chairman of the Board

Executive Director Large shareholder
2,000 +0.1%
12.81
US$25,620 		2,000 +0.1% 12.81 US$25,620
2020-03-27 2020-03-27 B Purchase
3.8
Sze Randoll

Chief Financial Officer

Officer
1,000 +25.0%
8.19
US$8,190 		1,000 +25.0% 8.19 US$8,190
2020-03-27 2020-03-27 B Purchase
3.7
LAU JOHNSON YIU NAM

CEO and Chairman of the Board

Executive Director Large shareholder
1,000 +0.0%
7.88
US$7,880 		1,000 +0.0% 7.88 US$7,880
2020-03-26 2020-03-25 B Purchase
3.5
Fok Manson
Non-Executive Director
50,000 +2.6%
7.25
US$362,500 		50,000 +2.6% 7.25 US$362,500
2020-03-23 2020-03-23 B Purchase
3.7
LAU JOHNSON YIU NAM

CEO and Chairman of the Board

Executive Director Large shareholder
1,000 +0.0%
6.64
US$6,640 		1,000 +0.0% 6.64 US$6,640
2020-03-20 2020-03-20 B Purchase
3.7
LAU JOHNSON YIU NAM

CEO and Chairman of the Board

Executive Director Large shareholder
1,000 +0.0%
6.85
US$6,850 		1,000 +0.0% 6.85 US$6,850
2020-03-19 2020-03-19 B Purchase
3.7
LAU JOHNSON YIU NAM

CEO and Chairman of the Board

Executive Director Large shareholder
2,000 +0.1%
6.60
US$13,200 		2,000 +0.1% 6.60 US$13,200
2020-03-19 2020-03-18 PP Planned purchase
0.5
Kwan Rudolf

EVP, Chief Medical Officer

Officer
4,000 +2.9%
5.90
US$23,584 		4,000 +2.9% 5.90 US$23,584
2020-03-18 2020-03-18 B Purchase
3.7
LAU JOHNSON YIU NAM

CEO and Chairman of the Board

Executive Director Large shareholder
2,000 +0.1%
5.78
US$11,560 		2,000 +0.1% 5.78 US$11,560
2020-03-17 2020-03-17 B Purchase
3.7
LAU JOHNSON YIU NAM

CEO and Chairman of the Board

Executive Director Large shareholder
2,000 +0.1%
6.90
US$13,800 		2,000 +0.1% 6.90 US$13,800
2020-03-16 2020-03-16 B Purchase
3.7
LAU JOHNSON YIU NAM

CEO and Chairman of the Board

Executive Director Large shareholder
2,000 +0.1%
7.61
US$15,220 		2,000 +0.1% 7.61 US$15,220
2020-03-16 2020-03-13 B Purchase
3.1
TSANG Benson Kwan Hung
Non-Executive Director
5,000 +100.0%
8.39
US$41,950 		5,000 +100.0% 8.39 US$41,950
2020-03-13 2020-03-12 PP Planned purchase
0.5
Kwan Rudolf

EVP, Chief Medical Officer

Officer
2,000 +1.5%
8.19
US$16,380 		2,000 +1.5% 8.19 US$16,380
2020-03-13 2020-03-12 B Purchase
3.7
LAU JOHNSON YIU NAM

CEO and Chairman of the Board

Executive Director Large shareholder
2,000 +0.1%
8.12
US$16,240 		2,000 +0.1% 8.12 US$16,240
2020-03-13 2020-03-12 B Purchase
3.1
TSANG Benson Kwan Hung
Non-Executive Director
5,000 +inf%
8.34
US$41,700 		5,000 +inf% 8.34 US$41,700
2020-03-12 2020-03-12 B Purchase
3.7
LAU JOHNSON YIU NAM

CEO and Chairman of the Board

Executive Director Large shareholder
4,000 +0.1%
8.35
US$33,396 		4,000 +0.1% 8.35 US$33,396
2020-03-12 2020-03-12 B Purchase
3.1
YORDON JEFFREY

See Remarks

Officer
10,000 +4.8%
8.14
US$81,430 		10,000 +4.8% 8.14 US$81,430
2020-03-11 2020-03-11 B Purchase
3.5
Fok Manson
Non-Executive Director
50,000 +2.7%
10.28
US$513,850 		50,000 +2.7% 10.28 US$513,850
2020-03-10 2020-03-09 PP Planned purchase
0.5
Kwan Rudolf

EVP, Chief Medical Officer

Officer
2,000 +1.5%
9.79
US$19,573 		2,000 +1.5% 9.79 US$19,573
2019-12-27 2019-12-24 B Purchase PERCEPTIVE ADVISORS LLC Large shareholder
73,698 +0.6%
14.39
US$1,060,514 		73,698 +0.6% 14.39 US$1,060,514
2019-12-26 2019-12-23 B Purchase PERCEPTIVE ADVISORS LLC Large shareholder
153,237 +1.4%
14.30
US$2,191,289 		153,237 +1.4% 14.30 US$2,191,289
2019-12-26 2019-12-20 B Purchase PERCEPTIVE ADVISORS LLC Large shareholder
189,322 +1.7%
14.14
US$2,677,013 		189,322 +1.7% 14.14 US$2,677,013
2019-12-26 2019-12-19 B Purchase PERCEPTIVE ADVISORS LLC Large shareholder
120,931 +1.1%
13.86
US$1,676,104 		120,931 +1.1% 13.86 US$1,676,104
2019-12-26 2019-12-19 B Purchase PERCEPTIVE ADVISORS LLC Large shareholder
142,812 +1.3%
13.72
US$1,959,381 		142,812 +1.3% 13.72 US$1,959,381
2019-12-17 2019-12-17 B Purchase Sze Randoll

Chief Financial Officer

Officer
1,000 +33.3%
13.25
US$13,250 		1,000 +33.3% 13.25 US$13,250
2019-11-12 2019-11-07 B Purchase Fok Manson Non-Executive Director
50,000 +2.7%
11.67
US$583,500 		50,000 +2.7% 11.67 US$583,500
2019-10-21 2019-10-17 B Purchase
2.7
PERCEPTIVE ADVISORS LLC
Large shareholder
50,000 +0.5%
10.93
US$546,500 		50,000 +0.5% 10.93 US$546,500
2019-10-17 2019-10-17 B Purchase
3.8
Sze Randoll

Chief Financial Officer
1,000 +50.0%
10.99
US$10,990 		1,000 +50.0% 10.99 US$10,990
2019-10-18 2019-10-16 B Purchase
2.7
PERCEPTIVE ADVISORS LLC
Large shareholder
67,222 +0.6%
10.29
US$691,714 		67,222 +0.6% 10.29 US$691,714
2019-10-16 2019-10-16 B Purchase
3.7
LAU JOHNSON YIU NAM

CEO and Chairman of the Board

Executive Director Large shareholder
6,000 +0.2%
10.16
US$60,960 		6,000 +0.2% 10.16 US$60,960
2019-09-30 2019-09-30 B Purchase
3.8
Sze Randoll

Chief Financial Officer
1,000 +100.0%
12.62
US$12,620 		1,000 +100.0% 12.62 US$12,620
2019-09-30 2019-09-27 B Purchase
3.7
LAU JOHNSON YIU NAM

CEO and Chairman of the Board

Executive Director Large shareholder
3,000 +0.1%
12.85
US$38,550 		3,000 +0.1% 12.85 US$38,550
2019-09-23 2019-09-23 B Purchase
3.7
LAU JOHNSON YIU NAM

CEO and Chairman of the Board

Executive Director Large shareholder
5,000 +0.2%
13.86
US$69,300 		5,000 +0.2% 13.86 US$69,300
2019-09-18 2019-09-16 B Purchase
2.7
PERCEPTIVE ADVISORS LLC
Large shareholder
30,000 +0.3%
13.58
US$407,400 		30,000 +0.3% 13.58 US$407,400
2019-09-16 2019-09-16 B Purchase
3.7
LAU JOHNSON YIU NAM

CEO and Chairman of the Board

Executive Director Large shareholder
5,000 +0.2%
13.57
US$67,850 		5,000 +0.2% 13.57 US$67,850
2019-09-16 2019-09-13 B Purchase
2.7
PERCEPTIVE ADVISORS LLC
Large shareholder
56,416 +0.5%
14.27
US$805,056 		56,416 +0.5% 14.27 US$805,056
2019-09-16 2019-09-12 B Purchase
2.7
PERCEPTIVE ADVISORS LLC
Large shareholder
13,584 +0.1%
14.05
US$190,855 		13,584 +0.1% 14.05 US$190,855
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