United States Investment Banking & Investment Services

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AssetMark Financial Holdings Inc (AMK)

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Ticker: AMK Exchange: NYS

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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Activity signal Earnings

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Company data & Insiders

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Trades

Huatai Securities Co., Ltd.

1 sale — total 1,793,301,415 USD

Sale 5 Sep 2024

Value US$1,583,257.66 | Price 29.63 | Shares 52,617

Mehta Mukesh

EVP, Chief Information Officer

2 sales — total 305,461 USD

Sale 10 Jun 2024

Value US$735,019.36 | Price 404.90 | Shares 10,921

Sale 10 Jun 2024

Value US$4,415,326.80 | Price 422.89 | Shares 22,641

Zyla Gary G.

EVP, Chief Financial Officer

2 sales — total 267,817 USD

Sale 10 Jun 2024

Value US$42,775.18 | Price 34.33 | Shares 1,246

Sale 10 Jun 2024

Value US$225,041.40 | Price 34.41 | Shares 6,540

Minta-Jacobs Esi

HR & Digital Product Solutions

2 sales — total 86,998 USD

Sale 10 Jun 2024

Value US$10,573.64 | Price 34.33 | Shares 308

Sale 10 Jun 2024

Value US$76,424.61 | Price 34.41 | Shares 2,221

Kim Michael

CEO and President

2 sales — total 324,893 USD

Sale 10 Jun 2024

Value US$47,066.43 | Price 34.33 | Shares 1,371

Sale 10 Jun 2024

Value US$277,826.34 | Price 34.41 | Shares 8,074

McNatt Joel David JR

EVP, Investment Solutions

2 sales — total 181,203 USD

Sale 10 Jun 2024

Value US$15,002.21 | Price 34.33 | Shares 437

Sale 10 Jun 2024

Value US$166,200.30 | Price 34.41 | Shares 4,830

Angus Ted F.

EVP, General Counsel

2 sales — total 331,406 USD

Sale 10 Jun 2024

Value US$42,775.18 | Price 34.33 | Shares 1,246

Sale 10 Jun 2024

Value US$288,631.08 | Price 34.41 | Shares 8,388

Hansen Carrie E.

EVP, Chief Operating Officer

2 sales — total 365,025 USD

Sale 10 Jun 2024

Value US$42,775.18 | Price 34.33 | Shares 1,246

Sale 10 Jun 2024

Value US$322,249.65 | Price 34.41 | Shares 9,365

Kim Michael

CEO and President

1 sale — total 416,285 USD

Sale 4 Mar 2024

Value US$416,284.94 | Price 35.18 | Shares 11,833

NATALIE WOLFSEN

Form 144 filer

1 sale — total 49,788 USD

Proposed sale 27 Dec 2023

Value US$49,787.59 | Price 29.97 | Shares 1,661

NATALIE WOLFSEN

Form 144 filer

1 sale — total 77,918 USD

Proposed sale 15 Dec 2023

Value US$77,917.52 | Price 26.94 | Shares 2,892

Hansen Carrie E.

EVP, Chief Operating Officer

1 sale — total 301,070 USD

Sale 6 Dec 2023

Value US$301,070.00 | Price 26.18 | Shares 11,500

CARRIE HANSEN

Officer

1 sale — total 301,095 USD

Proposed sale 6 Dec 2023

Value US$301,095.30 | Price 26.18 | Shares 11,500

Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other

Notification date	Transaction date	B/S Transaction type	Insider and/or position	Nb. shares Price Value	Number of shares	Price	Value
2024-09-06	2024-09-05	S Sale	Huatai Securities Co., Ltd. Large shareholder	52,617 +14.7% 29.63 US$1,583,258	52,617 +14.7%	29.63	US$1,583,258
2024-06-11	2024-06-10	S Sale	3.7 Mehta Mukesh EVP, Chief Information Officer Officer	10,921 -26.6% 404.90 US$735,019	10,921 -26.6%	404.90	US$735,019
2024-06-11	2024-06-10	S Sale	3.7 Mehta Mukesh EVP, Chief Information Officer Officer	22,641 -9.5% 422.89 US$4,415,327	22,641 -9.5%	422.89	US$4,415,327
2024-06-11	2024-06-10	S Sale	3.0 Zyla Gary G. EVP, Chief Financial Officer Officer	1,246 -1.3% 34.33 US$42,775	1,246 -1.3%	34.33	US$42,775
2024-06-11	2024-06-10	S Sale	3.0 Zyla Gary G. EVP, Chief Financial Officer Officer	6,540 -6.5% 34.41 US$225,041	6,540 -6.5%	34.41	US$225,041
2024-06-11	2024-06-10	S Sale	3.4 Minta-Jacobs Esi HR & Digital Product Solutions Officer	308 -0.5% 34.33 US$10,574	308 -0.5%	34.33	US$10,574
2024-06-11	2024-06-10	S Sale	3.4 Minta-Jacobs Esi HR & Digital Product Solutions Officer	2,221 -3.2% 34.41 US$76,425	2,221 -3.2%	34.41	US$76,425
2024-06-11	2024-06-10	S Sale	3.7 Kim Michael CEO and President Executive Director	1,371 -0.4% 34.33 US$47,066	1,371 -0.4%	34.33	US$47,066
2024-06-11	2024-06-10	S Sale	3.7 Kim Michael CEO and President Executive Director	8,074 -2.2% 34.41 US$277,826	8,074 -2.2%	34.41	US$277,826
2024-06-11	2024-06-10	S Sale	2.1 McNatt Joel David JR EVP, Investment Solutions Officer	437 -0.8% 34.33 US$15,002	437 -0.8%	34.33	US$15,002
2024-06-11	2024-06-10	S Sale	2.1 McNatt Joel David JR EVP, Investment Solutions Officer	4,830 -8.2% 34.41 US$166,200	4,830 -8.2%	34.41	US$166,200
2024-06-11	2024-06-10	S Sale	3.3 Angus Ted F. EVP, General Counsel Officer	1,246 -1.1% 34.33 US$42,775	1,246 -1.1%	34.33	US$42,775
2024-06-11	2024-06-10	S Sale	3.3 Angus Ted F. EVP, General Counsel Officer	8,388 -6.8% 34.41 US$288,631	8,388 -6.8%	34.41	US$288,631
2024-06-11	2024-06-10	S Sale	3.2 Hansen Carrie E. EVP, Chief Operating Officer Officer	1,246 -0.9% 34.33 US$42,775	1,246 -0.9%	34.33	US$42,775
2024-06-11	2024-06-10	S Sale	3.2 Hansen Carrie E. EVP, Chief Operating Officer Officer	9,365 -6.5% 34.41 US$322,250	9,365 -6.5%	34.41	US$322,250
2024-03-05	2024-03-04	S Sale	3.7 Kim Michael CEO and President Executive Director	11,833 -3.1% 35.18 US$416,285	11,833 -3.1%	35.18	US$416,285
2023-12-27	2023-12-27	PrS Proposed sale	3.5 NATALIE WOLFSEN Form 144 filer	1,661 29.97 US$49,788	1,661	29.97	US$49,788
2023-12-15	2023-12-15	PrS Proposed sale	3.5 NATALIE WOLFSEN Form 144 filer	2,892 26.94 US$77,918	2,892	26.94	US$77,918
2023-12-07	2023-12-06	S Sale	3.2 Hansen Carrie E. EVP, Chief Operating Officer Officer	11,500 -7.3% 26.18 US$301,070	11,500 -7.3%	26.18	US$301,070
2023-12-06	2023-12-06	PrS Proposed sale	3.2 CARRIE HANSEN Officer Officer	11,500 26.18 US$301,095	11,500	26.18	US$301,095