|
2024-05-28 |
2024-05-24 |
S
Sale
|
Non-Executive Director
|
20,209
+22.9%
281.86
US$2,848,684
|
20,209
+22.9%
|
281.86
|
US$2,848,684
|
|
|
2024-05-28 |
2024-05-24 |
S
Sale
|
Non-Executive Director
|
96,281
+22.6%
74.99
US$2,534,149
|
96,281
+22.6%
|
74.99
|
US$2,534,149
|
|
|
2024-05-28 |
2024-05-23 |
S
Sale
|
Non-Executive Director
|
20,320
-22.8%
77.09
US$2,152,701
|
20,320
-22.8%
|
77.09
|
US$2,152,701
|
|
|
2024-05-28 |
2024-05-23 |
S
Sale
|
Non-Executive Director
|
7,975
-26.6%
14.09
US$112,384
|
7,975
-26.6%
|
14.09
|
US$112,384
|
|
|
2023-08-18 |
2023-08-17 |
S
Sale
|
Non-Executive Director
|
20,716
-40.8%
12.80
US$265,182
|
20,716
-40.8%
|
12.80
|
US$265,182
|
|
|
2023-08-18 |
2023-08-16 |
S
Sale
|
Non-Executive Director
|
9,286
-15.5%
12.85
US$119,325
|
9,286
-15.5%
|
12.85
|
US$119,325
|
|
|
2022-03-18 |
2022-03-17 |
B
Purchase
|
Non-Executive Director
|
10,000
+40.0%
14.18
US$141,800
|
10,000
+40.0%
|
14.18
|
US$141,800
|
|
|
2022-01-27 |
2022-01-26 |
B
Purchase
|
Non-Executive Director
|
26,000
+76.5%
15.44
US$401,339
|
26,000
+76.5%
|
15.44
|
US$401,339
|
|
|
2022-01-27 |
2022-01-25 |
B
Purchase
|
Non-Executive Director
|
4,000
+13.3%
15.34
US$61,372
|
4,000
+13.3%
|
15.34
|
US$61,372
|
|
|
2021-09-17 |
2021-09-15 |
B
Purchase
|
Large shareholder
|
320,000
+133.3%
25.00
US$8,000,000
|
320,000
+133.3%
|
25.00
|
US$8,000,000
|
|
|
2021-09-17 |
2021-09-15 |
B
Purchase
|
Large shareholder
|
320,000
+133.3%
25.00
US$8,000,000
|
320,000
+133.3%
|
25.00
|
US$8,000,000
|
|
|
2020-05-27 |
2020-05-26 |
B
Purchase
|
President and CEO / Portfolio
Executive Director
|
20,000
+40.7%
11.31
US$226,276
|
20,000
+40.7%
|
11.31
|
US$226,276
|
|
|
2020-01-21 |
2020-01-16 |
S
Sale
|
|
5,150
-14.7%
15.78
US$81,267
|
5,150
-14.7%
|
15.78
|
US$81,267
|
|
|
2019-10-17 |
2019-10-15 |
S
Sale
|
Adviser
|
8,221
-99.3%
14.78
US$121,515
|
8,221
-99.3%
|
14.78
|
US$121,515
|
|
|
2018-12-28 |
2018-12-24 |
B
Purchase
|
SPECTOR BRUCE H
Non-Executive Director
|
10,000
+66.7%
13.30
US$132,989
|
10,000
+66.7%
|
13.30
|
US$132,989
|
|
|
2018-12-27 |
2018-12-24 |
B
Purchase
|
Brufsky Seth J
President and CEO
Executive Director
|
10,000
+25.6%
13.39
US$133,890
|
10,000
+25.6%
|
13.39
|
US$133,890
|
|
|
2018-12-11 |
2018-12-04 |
B
Purchase
|
HUNT JAMES KELSO
Non-Executive Director
|
2,000
+40.0%
14.77
US$29,539
|
2,000
+40.0%
|
14.77
|
US$29,539
|
|
|
2018-09-28 |
2018-09-26 |
B
Purchase
|
SPECTOR BRUCE H
Non-Executive Director
|
3,720
+33.0%
15.63
US$58,143
|
3,720
+33.0%
|
15.63
|
US$58,143
|
|
|
2018-09-28 |
2018-09-26 |
B
Purchase
|
Shaw John Joseph
Non-Executive Director
|
20,000
+174.5%
15.56
US$311,126
|
20,000
+174.5%
|
15.56
|
US$311,126
|
|
|
2018-07-10 |
2018-07-10 |
B
Purchase
|
Hall Daniel J
GC, CLO and Secretary
Officer
|
2,500
+inf%
16.00
US$40,000
|
2,500
+inf%
|
16.00
|
US$40,000
|
|
|
2016-12-22 |
2016-12-21 |
B
Purchase
|
HUNT JAMES KELSO
Non-Executive Director
|
5,000
+inf%
14.97
US$74,844
|
5,000
+inf%
|
14.97
|
US$74,844
|
|
|
2016-12-19 |
2016-12-16 |
B
Purchase
|
Shaw John Joseph
Non-Executive Director
|
10,000
+inf%
14.98
US$149,789
|
10,000
+inf%
|
14.98
|
US$149,789
|
|
|
2016-04-20 |
2016-04-19 |
B
Purchase
|
Reiss M. Freddie
Non-Executive Director
|
2,500
+inf%
13.40
US$33,488
|
2,500
+inf%
|
13.40
|
US$33,488
|
|
|
2015-12-09 |
2015-12-07 |
B
Purchase
|
SACHS DAVID A
Non-Executive Director
|
7,500
+13.1%
13.52
US$101,400
|
7,500
+13.1%
|
13.52
|
US$101,400
|
|
|
2015-08-18 |
2015-08-17 |
B
Purchase
|
Ashton Keith
Vice President
Officer
|
445
+78.6%
15.00
US$6,675
|
445
+78.6%
|
15.00
|
US$6,675
|
|
|
2015-08-18 |
2015-08-17 |
B
Purchase
|
Ashton Keith
Vice President
Officer
|
447
+106.2%
14.96
US$6,687
|
447
+106.2%
|
14.96
|
US$6,687
|
|
|
2014-10-20 |
2014-10-16 |
B
Purchase
|
Margolies Gregory A
Vice President of Adviser
|
10,000
+187.2%
16.70
US$167,000
|
10,000
+187.2%
|
16.70
|
US$167,000
|
|
|
2014-06-16 |
2014-05-05 |
B
Purchase
|
Ashton Keith
Vice President
Officer
|
145
+34.4%
18.45
US$2,675
|
145
+34.4%
|
18.45
|
US$2,675
|
|
|
2014-06-16 |
2014-05-05 |
B
Purchase
|
Ashton Keith
Vice President
Officer
|
145
+52.5%
18.45
US$2,675
|
145
+52.5%
|
18.45
|
US$2,675
|
|
|
2014-04-01 |
2014-03-31 |
B
Purchase
|
SACHS DAVID A
Non-Executive Director
|
700
+1.6%
18.14
US$12,694
|
700
+1.6%
|
18.14
|
US$12,694
|
|
|
2014-04-01 |
2014-03-28 |
B
Purchase
|
SACHS DAVID A
Non-Executive Director
|
1,000
+2.4%
18.16
US$18,160
|
1,000
+2.4%
|
18.16
|
US$18,160
|
|
|
2014-03-26 |
2014-03-24 |
B
Purchase
|
SPECTOR BRUCE H
Non-Executive Director
|
4,000
+inf%
18.35
US$73,401
|
4,000
+inf%
|
18.35
|
US$73,401
|
|
|
2013-11-19 |
2013-11-15 |
B
Purchase
|
Ashton Keith
Vice President
Officer
|
250
+inf%
17.84
US$4,459
|
250
+inf%
|
17.84
|
US$4,459
|
|
|
2013-10-31 |
2013-10-29 |
B
Purchase
|
ARES CAPITAL MANAGEMENT II LLC
Adviser of the Fund
|
7,000
+5.2%
18.10
US$126,692
|
7,000
+5.2%
|
18.10
|
US$126,692
|
|
|
2013-10-28 |
2013-10-28 |
B
Purchase
|
ARES CAPITAL MANAGEMENT II LLC
Adviser of the Fund
|
7,500
+5.9%
18.06
US$135,419
|
7,500
+5.9%
|
18.06
|
US$135,419
|
|
|
2013-10-28 |
2013-10-25 |
B
Purchase
|
ARES CAPITAL MANAGEMENT II LLC
Adviser of the Fund
|
7,600
+6.4%
18.13
US$137,766
|
7,600
+6.4%
|
18.13
|
US$137,766
|
|
|
2013-10-28 |
2013-10-24 |
B
Purchase
|
ARES CAPITAL MANAGEMENT II LLC
Adviser of the Fund
|
6,068
+5.4%
18.13
US$109,987
|
6,068
+5.4%
|
18.13
|
US$109,987
|
|
|
2013-10-23 |
2013-10-23 |
B
Purchase
|
ARES CAPITAL MANAGEMENT II LLC
Adviser of the Fund
|
7,900
+7.5%
18.12
US$143,180
|
7,900
+7.5%
|
18.12
|
US$143,180
|
|
|
2013-10-23 |
2013-10-22 |
B
Purchase
|
ARES CAPITAL MANAGEMENT II LLC
Adviser of the Fund
|
5,800
+5.8%
18.06
US$104,731
|
5,800
+5.8%
|
18.06
|
US$104,731
|
|
|
2013-10-23 |
2013-10-21 |
B
Purchase
|
ARES CAPITAL MANAGEMENT II LLC
Adviser of the Fund
|
6,900
+7.5%
18.17
US$125,363
|
6,900
+7.5%
|
18.17
|
US$125,363
|
|
|
2013-10-18 |
2013-10-18 |
B
Purchase
|
ARES CAPITAL MANAGEMENT II LLC
Adviser of the Fund
|
7,500
+8.8%
18.15
US$136,117
|
7,500
+8.8%
|
18.15
|
US$136,117
|
|
|
2013-10-18 |
2013-10-17 |
B
Purchase
|
ARES CAPITAL MANAGEMENT II LLC
Adviser of the Fund
|
7,500
+9.7%
18.16
US$136,202
|
7,500
+9.7%
|
18.16
|
US$136,202
|
|
|
2013-10-18 |
2013-10-16 |
B
Purchase
|
ARES CAPITAL MANAGEMENT II LLC
Adviser of the Fund
|
7,500
+10.7%
18.01
US$135,086
|
7,500
+10.7%
|
18.01
|
US$135,086
|
|
|
2013-10-15 |
2013-10-15 |
B
Purchase
|
ARES CAPITAL MANAGEMENT II LLC
Adviser of the Fund
|
7,500
+12.0%
17.95
US$134,606
|
7,500
+12.0%
|
17.95
|
US$134,606
|
|
|
2013-10-15 |
2013-10-14 |
B
Purchase
|
ARES CAPITAL MANAGEMENT II LLC
Adviser of the Fund
|
5,400
+9.4%
18.01
US$97,274
|
5,400
+9.4%
|
18.01
|
US$97,274
|
|
|
2013-10-15 |
2013-10-11 |
B
Purchase
|
ARES CAPITAL MANAGEMENT II LLC
Adviser of the Fund
|
7,500
+15.1%
18.02
US$135,142
|
7,500
+15.1%
|
18.02
|
US$135,142
|
|
|
2013-10-15 |
2013-10-10 |
B
Purchase
|
ARES CAPITAL MANAGEMENT II LLC
Adviser of the Fund
|
7,500
+17.8%
18.04
US$135,282
|
7,500
+17.8%
|
18.04
|
US$135,282
|
|
|
2013-10-09 |
2013-10-09 |
B
Purchase
|
ARES CAPITAL MANAGEMENT II LLC
Adviser of the Fund
|
4,700
+12.5%
17.94
US$84,325
|
4,700
+12.5%
|
17.94
|
US$84,325
|
|
|
2013-10-09 |
2013-10-08 |
B
Purchase
|
ARES CAPITAL MANAGEMENT II LLC
Adviser of the Fund
|
4,500
+13.6%
18.07
US$81,322
|
4,500
+13.6%
|
18.07
|
US$81,322
|
|
|
2013-10-09 |
2013-10-07 |
B
Purchase
|
ARES CAPITAL MANAGEMENT II LLC
Adviser of the Fund
|
500
+1.5%
18.11
US$9,055
|
500
+1.5%
|
18.11
|
US$9,055
|
|
|
2013-10-08 |
2013-10-04 |
B
Purchase
|
SACHS DAVID A
Non-Executive Director
|
1,800
+4.5%
18.11
US$32,598
|
1,800
+4.5%
|
18.11
|
US$32,598
|
|
|
2013-10-04 |
2013-10-02 |
B
Purchase
|
Brufsky Seth J
President and CEO
Executive Director
|
1,000
+10.5%
18.44
US$18,440
|
1,000
+10.5%
|
18.44
|
US$18,440
|
|
|
2013-10-01 |
2013-09-27 |
B
Purchase
|
ARES CAPITAL MANAGEMENT II LLC
Adviser of the Fund
|
250
+0.8%
17.92
US$4,480
|
250
+0.8%
|
17.92
|
US$4,480
|
|
|
2013-10-01 |
2013-09-27 |
B
Purchase
|
ARES CAPITAL MANAGEMENT II LLC
Adviser of the Fund
|
2,803
+9.5%
17.99
US$50,433
|
2,803
+9.5%
|
17.99
|
US$50,433
|
|
|
2013-09-26 |
2013-09-26 |
B
Purchase
|
ARES CAPITAL MANAGEMENT II LLC
Adviser of the Fund
|
2,197
+8.1%
17.92
US$39,378
|
2,197
+8.1%
|
17.92
|
US$39,378
|
|
|
2013-09-26 |
2013-09-25 |
B
Purchase
|
ARES CAPITAL MANAGEMENT II LLC
Adviser of the Fund
|
1,102
+4.2%
18.18
US$20,034
|
1,102
+4.2%
|
18.18
|
US$20,034
|
|
|
2013-09-26 |
2013-09-24 |
B
Purchase
|
ARES CAPITAL MANAGEMENT II LLC
Adviser of the Fund
|
1,398
+5.7%
18.20
US$25,445
|
1,398
+5.7%
|
18.20
|
US$25,445
|
|
|
2013-09-23 |
2013-09-23 |
B
Purchase
|
ARES CAPITAL MANAGEMENT II LLC
Adviser of the Fund
|
4,000
+19.3%
18.31
US$73,250
|
4,000
+19.3%
|
18.31
|
US$73,250
|
|
|
2013-09-23 |
2013-09-20 |
B
Purchase
|
ARES CAPITAL MANAGEMENT II LLC
Adviser of the Fund
|
1,000
+5.1%
18.28
US$18,275
|
1,000
+5.1%
|
18.28
|
US$18,275
|
|
|
2013-09-23 |
2013-09-19 |
B
Purchase
|
ARES CAPITAL MANAGEMENT II LLC
Adviser of the Fund
|
3,000
+17.9%
18.59
US$55,757
|
3,000
+17.9%
|
18.59
|
US$55,757
|
|
|
2013-09-18 |
2013-09-17 |
B
Purchase
|
ARES CAPITAL MANAGEMENT II LLC
Adviser of the Fund
|
3,000
+21.8%
18.73
US$56,200
|
3,000
+21.8%
|
18.73
|
US$56,200
|
|
|
2013-09-18 |
2013-09-17 |
B
Purchase
|
ARES CAPITAL MANAGEMENT II LLC
Adviser of the Fund
|
1,000
+7.9%
18.35
US$18,350
|
1,000
+7.9%
|
18.35
|
US$18,350
|
|
|
2013-09-18 |
2013-09-16 |
B
Purchase
|
ARES CAPITAL MANAGEMENT II LLC
Adviser of the Fund
|
2,000
+18.6%
18.88
US$37,760
|
2,000
+18.6%
|
18.88
|
US$37,760
|
|
|
2013-09-16 |
2013-09-13 |
B
Purchase
|
ARES CAPITAL MANAGEMENT II LLC
Adviser of the Fund
|
5,000
+87.2%
18.78
US$93,900
|
5,000
+87.2%
|
18.78
|
US$93,900
|
|
|
2013-09-16 |
2013-09-12 |
B
Purchase
|
ARES CAPITAL MANAGEMENT II LLC
Adviser of the Fund
|
500
+9.6%
18.70
US$9,350
|
500
+9.6%
|
18.70
|
US$9,350
|
|
|
2013-08-23 |
2013-08-22 |
B
Purchase
|
SACHS DAVID A
Non-Executive Director
|
300
+0.8%
18.15
US$5,445
|
300
+0.8%
|
18.15
|
US$5,445
|
|
|
2013-08-23 |
2013-08-21 |
B
Purchase
|
SACHS DAVID A
Non-Executive Director
|
1,500
+3.9%
18.18
US$27,262
|
1,500
+3.9%
|
18.18
|
US$27,262
|
|
|
2013-08-21 |
2013-08-19 |
B
Purchase
|
SACHS DAVID A
Non-Executive Director
|
1,500
+4.1%
18.30
US$27,448
|
1,500
+4.1%
|
18.30
|
US$27,448
|
|
|
2013-07-29 |
2013-07-25 |
B
Purchase
|
SACHS DAVID A
Non-Executive Director
|
1,000
+2.8%
18.40
US$18,400
|
1,000
+2.8%
|
18.40
|
US$18,400
|
|
|
2013-06-21 |
2013-06-19 |
B
Purchase
|
SACHS DAVID A
Non-Executive Director
|
3,000
+9.1%
18.95
US$56,837
|
3,000
+9.1%
|
18.95
|
US$56,837
|
|
|
2013-06-21 |
2013-06-19 |
B
Purchase
|
Brufsky Seth J
President and CEO
Executive Director
|
2,000
+26.7%
19.02
US$38,037
|
2,000
+26.7%
|
19.02
|
US$38,037
|
|
|
2013-06-12 |
2013-06-10 |
B
Purchase
|
SACHS DAVID A
Non-Executive Director
|
5,000
+17.9%
19.46
US$97,300
|
5,000
+17.9%
|
19.46
|
US$97,300
|
|
|
2013-03-21 |
2013-03-19 |
B
Purchase
|
SACHS DAVID A
Non-Executive Director
|
500
+1.8%
19.51
US$9,755
|
500
+1.8%
|
19.51
|
US$9,755
|
|
|
2013-01-18 |
2013-01-16 |
B
Purchase
|
Dell Anthony S
CCO, Anti-Money Laundering Off
Officer
|
1,400
+inf%
19.32
US$27,055
|
1,400
+inf%
|
19.32
|
US$27,055
|
|
|
2012-11-29 |
2012-11-27 |
B
Purchase
|
RESSLER ANTONY P
President of Adviser
|
4,300
+inf%
20.00
US$86,000
|
4,300
+inf%
|
20.00
|
US$86,000
|
|