Ares Dynamic Credit Allocation Fund Inc (ARDC)

Ares Dynamic Credit Allocation Fund Inc. recorded two significant buy transactions totaling $10 million by Thrivent Financial for Lutherans during the recent 90-day period. These acquisitions occurred despite a 7.5% decline in stock price over the last quarter. No other insider trading activity was reported during this timeframe.
Ticker: ARDC Exchange: NYS


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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Buy signal Sell signal Earnings
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Insider trades have triggered activity signals for Ares Dynamic Credit Allocation Fund Inc. Upgrade to see score, net flow, insiders and the full signal context.

Top insiders
Trades
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other
Transaction date
Purchase
Price
465.31
Quantity 83,253 -33.0%
Value US$3,828,555
Transaction date
Purchase
Price
95.84
Quantity 4,051 -43.5%
Value US$4,113,894
2.1
Shaw John Joseph Non-Executive Director
Transaction date
Sale
Price
281.86
Quantity 20,209 +22.9%
Value US$2,848,684
2.1
Shaw John Joseph Non-Executive Director
Transaction date
Sale
Price
14.18
Quantity 2,025 -14.3%
Value US$28,713
2.1
Shaw John Joseph Non-Executive Director
Transaction date
Sale
Price
14.09
Quantity 7,901 -35.9%
Value US$111,342
2.1
Shaw John Joseph Non-Executive Director
Transaction date
Sale
Price
14.09
Quantity 7,975 -26.6%
Value US$112,384
2.1
Shaw John Joseph Non-Executive Director
Transaction date
Sale
Price
12.80
Quantity 20,716 -40.8%
Value US$265,182
2.1
Shaw John Joseph Non-Executive Director
Transaction date
Sale
Price
12.85
Quantity 9,286 -15.5%
Value US$119,325
1.4
SPECTOR BRUCE H Non-Executive Director
Transaction date
Purchase
Price
14.18
Quantity 10,000 +40.0%
Value US$141,800
2.1
Shaw John Joseph Non-Executive Director
Transaction date
Purchase
Price
15.44
Quantity 26,000 +76.5%
Value US$401,339
2.1
Shaw John Joseph Non-Executive Director
Transaction date
Purchase
Price
15.34
Quantity 4,000 +13.3%
Value US$61,372
Transaction date
Purchase
Price
25.00
Quantity 320,000 +133.3%
Value US$8,000,000
3.0
Brufsky Seth J President and CEO / Portfolio Executive Director
Transaction date
Purchase
Price
11.31
Quantity 20,000 +40.7%
Value US$226,276
Transaction date
Sale
Price
15.78
Quantity 5,150 -14.7%
Value US$81,267
SPECTOR BRUCE H Non-Executive Director
Transaction date
Purchase
Price
13.30
Quantity 10,000 +66.7%
Value US$132,989
Brufsky Seth J President and CEO Executive Director
Transaction date
Purchase
Price
13.39
Quantity 10,000 +25.6%
Value US$133,890
HUNT JAMES KELSO Non-Executive Director
Transaction date
Purchase
Price
14.77
Quantity 2,000 +40.0%
Value US$29,539
SPECTOR BRUCE H Non-Executive Director
Transaction date
Purchase
Price
15.63
Quantity 3,720 +33.0%
Value US$58,143
Shaw John Joseph Non-Executive Director
Transaction date
Purchase
Price
15.56
Quantity 20,000 +174.5%
Value US$311,126
Hall Daniel J GC, CLO and Secretary Officer
Transaction date
Purchase
Price
16.00
Quantity 2,500 +inf%
Value US$40,000
HUNT JAMES KELSO Non-Executive Director
Transaction date
Purchase
Price
14.97
Quantity 5,000 +inf%
Value US$74,844
Shaw John Joseph Non-Executive Director
Transaction date
Purchase
Price
14.98
Quantity 10,000 +inf%
Value US$149,789
Reiss M. Freddie Non-Executive Director
Transaction date
Purchase
Price
13.40
Quantity 2,500 +inf%
Value US$33,488
SACHS DAVID A Non-Executive Director
Transaction date
Purchase
Price
13.52
Quantity 7,500 +13.1%
Value US$101,400
Ashton Keith Vice President Officer
Transaction date
Purchase
Price
15.00
Quantity 445 +78.6%
Value US$6,675
Ashton Keith Vice President Officer
Transaction date
Purchase
Price
14.96
Quantity 447 +106.2%
Value US$6,687
Margolies Gregory A Vice President of Adviser
Transaction date
Purchase
Price
16.70
Quantity 10,000 +187.2%
Value US$167,000
Ashton Keith Vice President Officer
Transaction date
Purchase
Price
18.45
Quantity 145 +34.4%
Value US$2,675
Ashton Keith Vice President Officer
Transaction date
Purchase
Price
18.45
Quantity 145 +52.5%
Value US$2,675
SACHS DAVID A Non-Executive Director
Transaction date
Purchase
Price
18.14
Quantity 700 +1.6%
Value US$12,694
SACHS DAVID A Non-Executive Director
Transaction date
Purchase
Price
18.16
Quantity 1,000 +2.4%
Value US$18,160
SPECTOR BRUCE H Non-Executive Director
Transaction date
Purchase
Price
18.35
Quantity 4,000 +inf%
Value US$73,401
Ashton Keith Vice President Officer
Transaction date
Purchase
Price
17.84
Quantity 250 +inf%
Value US$4,459
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.10
Quantity 7,000 +5.2%
Value US$126,692
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.06
Quantity 7,500 +5.9%
Value US$135,419
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.13
Quantity 7,600 +6.4%
Value US$137,766
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.13
Quantity 6,068 +5.4%
Value US$109,987
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.12
Quantity 7,900 +7.5%
Value US$143,180
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.06
Quantity 5,800 +5.8%
Value US$104,731
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.17
Quantity 6,900 +7.5%
Value US$125,363
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.15
Quantity 7,500 +8.8%
Value US$136,117
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.16
Quantity 7,500 +9.7%
Value US$136,202
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.01
Quantity 7,500 +10.7%
Value US$135,086
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
17.95
Quantity 7,500 +12.0%
Value US$134,606
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.01
Quantity 5,400 +9.4%
Value US$97,274
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.02
Quantity 7,500 +15.1%
Value US$135,142
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.04
Quantity 7,500 +17.8%
Value US$135,282
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
17.94
Quantity 4,700 +12.5%
Value US$84,325
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.07
Quantity 4,500 +13.6%
Value US$81,322
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.11
Quantity 500 +1.5%
Value US$9,055
SACHS DAVID A Non-Executive Director
Transaction date
Purchase
Price
18.11
Quantity 1,800 +4.5%
Value US$32,598
Brufsky Seth J President and CEO Executive Director
Transaction date
Purchase
Price
18.44
Quantity 1,000 +10.5%
Value US$18,440
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
17.92
Quantity 250 +0.8%
Value US$4,480
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
17.99
Quantity 2,803 +9.5%
Value US$50,433
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
17.92
Quantity 2,197 +8.1%
Value US$39,378
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.18
Quantity 1,102 +4.2%
Value US$20,034
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.20
Quantity 1,398 +5.7%
Value US$25,445
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.31
Quantity 4,000 +19.3%
Value US$73,250
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.28
Quantity 1,000 +5.1%
Value US$18,275
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.59
Quantity 3,000 +17.9%
Value US$55,757
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.73
Quantity 3,000 +21.8%
Value US$56,200
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.35
Quantity 1,000 +7.9%
Value US$18,350
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.88
Quantity 2,000 +18.6%
Value US$37,760
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.78
Quantity 5,000 +87.2%
Value US$93,900
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.70
Quantity 500 +9.6%
Value US$9,350
SACHS DAVID A Non-Executive Director
Transaction date
Purchase
Price
18.15
Quantity 300 +0.8%
Value US$5,445
SACHS DAVID A Non-Executive Director
Transaction date
Purchase
Price
18.18
Quantity 1,500 +3.9%
Value US$27,262
SACHS DAVID A Non-Executive Director
Transaction date
Purchase
Price
18.30
Quantity 1,500 +4.1%
Value US$27,448
SACHS DAVID A Non-Executive Director
Transaction date
Purchase
Price
18.40
Quantity 1,000 +2.8%
Value US$18,400
SACHS DAVID A Non-Executive Director
Transaction date
Purchase
Price
18.95
Quantity 3,000 +9.1%
Value US$56,837
Brufsky Seth J President and CEO Executive Director
Transaction date
Purchase
Price
19.02
Quantity 2,000 +26.7%
Value US$38,037
SACHS DAVID A Non-Executive Director
Transaction date
Purchase
Price
19.46
Quantity 5,000 +17.9%
Value US$97,300
SACHS DAVID A Non-Executive Director
Transaction date
Purchase
Price
19.51
Quantity 500 +1.8%
Value US$9,755
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value
Number of shares Price Value Details
2026-09-16 2026-09-14 B Purchase Large shareholder
83,253 -33.0%
465.31
US$3,828,555
83,253 -33.0% 465.31 US$3,828,555
2026-07-16 2026-07-14 B Purchase Large shareholder
4,051 -43.5%
95.84
US$4,113,894
4,051 -43.5% 95.84 US$4,113,894
2024-05-28 2024-05-24 S Sale Non-Executive Director
20,209 +22.9%
281.86
US$2,848,684
20,209 +22.9% 281.86 US$2,848,684
2024-05-28 2024-05-24 S Sale Non-Executive Director
2,025 -14.3%
14.18
US$28,713
2,025 -14.3% 14.18 US$28,713
2024-05-28 2024-05-23 S Sale Non-Executive Director
7,901 -35.9%
14.09
US$111,342
7,901 -35.9% 14.09 US$111,342
2024-05-28 2024-05-23 S Sale Non-Executive Director
7,975 -26.6%
14.09
US$112,384
7,975 -26.6% 14.09 US$112,384
2023-08-18 2023-08-17 S Sale Non-Executive Director
20,716 -40.8%
12.80
US$265,182
20,716 -40.8% 12.80 US$265,182
2023-08-18 2023-08-16 S Sale Non-Executive Director
9,286 -15.5%
12.85
US$119,325
9,286 -15.5% 12.85 US$119,325
2022-03-18 2022-03-17 B Purchase Non-Executive Director
10,000 +40.0%
14.18
US$141,800
10,000 +40.0% 14.18 US$141,800
2022-01-27 2022-01-26 B Purchase Non-Executive Director
26,000 +76.5%
15.44
US$401,339
26,000 +76.5% 15.44 US$401,339
2022-01-27 2022-01-25 B Purchase Non-Executive Director
4,000 +13.3%
15.34
US$61,372
4,000 +13.3% 15.34 US$61,372
2021-09-17 2021-09-15 B Purchase Large shareholder
320,000 +133.3%
25.00
US$8,000,000
320,000 +133.3% 25.00 US$8,000,000
2021-09-17 2021-09-15 B Purchase Large shareholder
320,000 +133.3%
25.00
US$8,000,000
320,000 +133.3% 25.00 US$8,000,000
2020-05-27 2020-05-26 B Purchase

President and CEO / Portfolio

Executive Director
20,000 +40.7%
11.31
US$226,276
20,000 +40.7% 11.31 US$226,276
2020-01-21 2020-01-16 S Sale
5,150 -14.7%
15.78
US$81,267
5,150 -14.7% 15.78 US$81,267
2019-10-17 2019-10-15 S Sale

Adviser

8,221 -99.3%
14.78
US$121,515
8,221 -99.3% 14.78 US$121,515
2018-12-28 2018-12-24 B Purchase SPECTOR BRUCE H Non-Executive Director
10,000 +66.7%
13.30
US$132,989
10,000 +66.7% 13.30 US$132,989
2018-12-27 2018-12-24 B Purchase Brufsky Seth J

President and CEO

Executive Director
10,000 +25.6%
13.39
US$133,890
10,000 +25.6% 13.39 US$133,890
2018-12-11 2018-12-04 B Purchase HUNT JAMES KELSO Non-Executive Director
2,000 +40.0%
14.77
US$29,539
2,000 +40.0% 14.77 US$29,539
2018-09-28 2018-09-26 B Purchase SPECTOR BRUCE H Non-Executive Director
3,720 +33.0%
15.63
US$58,143
3,720 +33.0% 15.63 US$58,143
2018-09-28 2018-09-26 B Purchase Shaw John Joseph Non-Executive Director
20,000 +174.5%
15.56
US$311,126
20,000 +174.5% 15.56 US$311,126
2018-07-10 2018-07-10 B Purchase Hall Daniel J

GC, CLO and Secretary

Officer
2,500 +inf%
16.00
US$40,000
2,500 +inf% 16.00 US$40,000
2016-12-22 2016-12-21 B Purchase HUNT JAMES KELSO Non-Executive Director
5,000 +inf%
14.97
US$74,844
5,000 +inf% 14.97 US$74,844
2016-12-19 2016-12-16 B Purchase Shaw John Joseph Non-Executive Director
10,000 +inf%
14.98
US$149,789
10,000 +inf% 14.98 US$149,789
2016-04-20 2016-04-19 B Purchase Reiss M. Freddie Non-Executive Director
2,500 +inf%
13.40
US$33,488
2,500 +inf% 13.40 US$33,488
2015-12-09 2015-12-07 B Purchase SACHS DAVID A Non-Executive Director
7,500 +13.1%
13.52
US$101,400
7,500 +13.1% 13.52 US$101,400
2015-08-18 2015-08-17 B Purchase Ashton Keith

Vice President

Officer
445 +78.6%
15.00
US$6,675
445 +78.6% 15.00 US$6,675
2015-08-18 2015-08-17 B Purchase Ashton Keith

Vice President

Officer
447 +106.2%
14.96
US$6,687
447 +106.2% 14.96 US$6,687
2014-10-20 2014-10-16 B Purchase Margolies Gregory A

Vice President of Adviser

10,000 +187.2%
16.70
US$167,000
10,000 +187.2% 16.70 US$167,000
2014-06-16 2014-05-05 B Purchase Ashton Keith

Vice President

Officer
145 +34.4%
18.45
US$2,675
145 +34.4% 18.45 US$2,675
2014-06-16 2014-05-05 B Purchase Ashton Keith

Vice President

Officer
145 +52.5%
18.45
US$2,675
145 +52.5% 18.45 US$2,675
2014-04-01 2014-03-31 B Purchase SACHS DAVID A Non-Executive Director
700 +1.6%
18.14
US$12,694
700 +1.6% 18.14 US$12,694
2014-04-01 2014-03-28 B Purchase SACHS DAVID A Non-Executive Director
1,000 +2.4%
18.16
US$18,160
1,000 +2.4% 18.16 US$18,160
2014-03-26 2014-03-24 B Purchase SPECTOR BRUCE H Non-Executive Director
4,000 +inf%
18.35
US$73,401
4,000 +inf% 18.35 US$73,401
2013-11-19 2013-11-15 B Purchase Ashton Keith

Vice President

Officer
250 +inf%
17.84
US$4,459
250 +inf% 17.84 US$4,459
2013-10-31 2013-10-29 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

7,000 +5.2%
18.10
US$126,692
7,000 +5.2% 18.10 US$126,692
2013-10-28 2013-10-28 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

7,500 +5.9%
18.06
US$135,419
7,500 +5.9% 18.06 US$135,419
2013-10-28 2013-10-25 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

7,600 +6.4%
18.13
US$137,766
7,600 +6.4% 18.13 US$137,766
2013-10-28 2013-10-24 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

6,068 +5.4%
18.13
US$109,987
6,068 +5.4% 18.13 US$109,987
2013-10-23 2013-10-23 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

7,900 +7.5%
18.12
US$143,180
7,900 +7.5% 18.12 US$143,180
2013-10-23 2013-10-22 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

5,800 +5.8%
18.06
US$104,731
5,800 +5.8% 18.06 US$104,731
2013-10-23 2013-10-21 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

6,900 +7.5%
18.17
US$125,363
6,900 +7.5% 18.17 US$125,363
2013-10-18 2013-10-18 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

7,500 +8.8%
18.15
US$136,117
7,500 +8.8% 18.15 US$136,117
2013-10-18 2013-10-17 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

7,500 +9.7%
18.16
US$136,202
7,500 +9.7% 18.16 US$136,202
2013-10-18 2013-10-16 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

7,500 +10.7%
18.01
US$135,086
7,500 +10.7% 18.01 US$135,086
2013-10-15 2013-10-15 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

7,500 +12.0%
17.95
US$134,606
7,500 +12.0% 17.95 US$134,606
2013-10-15 2013-10-14 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

5,400 +9.4%
18.01
US$97,274
5,400 +9.4% 18.01 US$97,274
2013-10-15 2013-10-11 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

7,500 +15.1%
18.02
US$135,142
7,500 +15.1% 18.02 US$135,142
2013-10-15 2013-10-10 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

7,500 +17.8%
18.04
US$135,282
7,500 +17.8% 18.04 US$135,282
2013-10-09 2013-10-09 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

4,700 +12.5%
17.94
US$84,325
4,700 +12.5% 17.94 US$84,325
2013-10-09 2013-10-08 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

4,500 +13.6%
18.07
US$81,322
4,500 +13.6% 18.07 US$81,322
2013-10-09 2013-10-07 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

500 +1.5%
18.11
US$9,055
500 +1.5% 18.11 US$9,055
2013-10-08 2013-10-04 B Purchase SACHS DAVID A Non-Executive Director
1,800 +4.5%
18.11
US$32,598
1,800 +4.5% 18.11 US$32,598
2013-10-04 2013-10-02 B Purchase Brufsky Seth J

President and CEO

Executive Director
1,000 +10.5%
18.44
US$18,440
1,000 +10.5% 18.44 US$18,440
2013-10-01 2013-09-27 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

250 +0.8%
17.92
US$4,480
250 +0.8% 17.92 US$4,480
2013-10-01 2013-09-27 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

2,803 +9.5%
17.99
US$50,433
2,803 +9.5% 17.99 US$50,433
2013-09-26 2013-09-26 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

2,197 +8.1%
17.92
US$39,378
2,197 +8.1% 17.92 US$39,378
2013-09-26 2013-09-25 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

1,102 +4.2%
18.18
US$20,034
1,102 +4.2% 18.18 US$20,034
2013-09-26 2013-09-24 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

1,398 +5.7%
18.20
US$25,445
1,398 +5.7% 18.20 US$25,445
2013-09-23 2013-09-23 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

4,000 +19.3%
18.31
US$73,250
4,000 +19.3% 18.31 US$73,250
2013-09-23 2013-09-20 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

1,000 +5.1%
18.28
US$18,275
1,000 +5.1% 18.28 US$18,275
2013-09-23 2013-09-19 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

3,000 +17.9%
18.59
US$55,757
3,000 +17.9% 18.59 US$55,757
2013-09-18 2013-09-17 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

3,000 +21.8%
18.73
US$56,200
3,000 +21.8% 18.73 US$56,200
2013-09-18 2013-09-17 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

1,000 +7.9%
18.35
US$18,350
1,000 +7.9% 18.35 US$18,350
2013-09-18 2013-09-16 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

2,000 +18.6%
18.88
US$37,760
2,000 +18.6% 18.88 US$37,760
2013-09-16 2013-09-13 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

5,000 +87.2%
18.78
US$93,900
5,000 +87.2% 18.78 US$93,900
2013-09-16 2013-09-12 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

500 +9.6%
18.70
US$9,350
500 +9.6% 18.70 US$9,350
2013-08-23 2013-08-22 B Purchase SACHS DAVID A Non-Executive Director
300 +0.8%
18.15
US$5,445
300 +0.8% 18.15 US$5,445
2013-08-23 2013-08-21 B Purchase SACHS DAVID A Non-Executive Director
1,500 +3.9%
18.18
US$27,262
1,500 +3.9% 18.18 US$27,262
2013-08-21 2013-08-19 B Purchase SACHS DAVID A Non-Executive Director
1,500 +4.1%
18.30
US$27,448
1,500 +4.1% 18.30 US$27,448
2013-07-29 2013-07-25 B Purchase SACHS DAVID A Non-Executive Director
1,000 +2.8%
18.40
US$18,400
1,000 +2.8% 18.40 US$18,400
2013-06-21 2013-06-19 B Purchase SACHS DAVID A Non-Executive Director
3,000 +9.1%
18.95
US$56,837
3,000 +9.1% 18.95 US$56,837
2013-06-21 2013-06-19 B Purchase Brufsky Seth J

President and CEO

Executive Director
2,000 +26.7%
19.02
US$38,037
2,000 +26.7% 19.02 US$38,037
2013-06-12 2013-06-10 B Purchase SACHS DAVID A Non-Executive Director
5,000 +17.9%
19.46
US$97,300
5,000 +17.9% 19.46 US$97,300
2013-03-21 2013-03-19 B Purchase SACHS DAVID A Non-Executive Director
500 +1.8%
19.51
US$9,755
500 +1.8% 19.51 US$9,755