Ares Dynamic Credit Allocation Fund Inc (ARDC)

Ares Dynamic Credit Allocation Fund Inc. recorded one significant insider transaction in the last 90 days. On July 14, 2026, Thrivent Financial for Lutherans purchased 160,000 shares valued at $4,000,000. This single buy transaction represents the entirety of recent insider activity for the company, which has seen a 1.3% stock price change over the same period.
Ticker: ARDC Exchange: NYS


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Insider trades have triggered activity signals for Ares Dynamic Credit Allocation Fund Inc. Upgrade to see score, net flow, insiders and the full signal context.

Top insiders
Trades
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other
Transaction date
Purchase
Price
95.84
Quantity 4,051 -43.5%
Value US$4,113,894
2.1
Shaw John Joseph Non-Executive Director
Transaction date
Sale
Price
281.86
Quantity 20,209 +22.9%
Value US$2,848,684
2.1
Shaw John Joseph Non-Executive Director
Transaction date
Sale
Price
74.99
Quantity 96,281 +22.6%
Value US$2,534,149
2.1
Shaw John Joseph Non-Executive Director
Transaction date
Sale
Price
14.09
Quantity 7,901 -35.9%
Value US$111,342
2.1
Shaw John Joseph Non-Executive Director
Transaction date
Sale
Price
14.09
Quantity 7,975 -26.6%
Value US$112,384
2.1
Shaw John Joseph Non-Executive Director
Transaction date
Sale
Price
12.80
Quantity 20,716 -40.8%
Value US$265,182
2.1
Shaw John Joseph Non-Executive Director
Transaction date
Sale
Price
12.85
Quantity 9,286 -15.5%
Value US$119,325
1.4
SPECTOR BRUCE H Non-Executive Director
Transaction date
Purchase
Price
14.18
Quantity 10,000 +40.0%
Value US$141,800
2.1
Shaw John Joseph Non-Executive Director
Transaction date
Purchase
Price
15.44
Quantity 26,000 +76.5%
Value US$401,339
2.1
Shaw John Joseph Non-Executive Director
Transaction date
Purchase
Price
15.34
Quantity 4,000 +13.3%
Value US$61,372
Transaction date
Purchase
Price
25.00
Quantity 320,000 +133.3%
Value US$8,000,000
3.0
Brufsky Seth J President and CEO / Portfolio Executive Director
Transaction date
Purchase
Price
11.31
Quantity 20,000 +40.7%
Value US$226,276
Transaction date
Sale
Price
15.78
Quantity 5,150 -14.7%
Value US$81,267
SPECTOR BRUCE H Non-Executive Director
Transaction date
Purchase
Price
13.30
Quantity 10,000 +66.7%
Value US$132,989
Brufsky Seth J President and CEO Executive Director
Transaction date
Purchase
Price
13.39
Quantity 10,000 +25.6%
Value US$133,890
HUNT JAMES KELSO Non-Executive Director
Transaction date
Purchase
Price
14.77
Quantity 2,000 +40.0%
Value US$29,539
SPECTOR BRUCE H Non-Executive Director
Transaction date
Purchase
Price
15.63
Quantity 3,720 +33.0%
Value US$58,143
Shaw John Joseph Non-Executive Director
Transaction date
Purchase
Price
15.56
Quantity 20,000 +174.5%
Value US$311,126
Hall Daniel J GC, CLO and Secretary Officer
Transaction date
Purchase
Price
16.00
Quantity 2,500 +inf%
Value US$40,000
HUNT JAMES KELSO Non-Executive Director
Transaction date
Purchase
Price
14.97
Quantity 5,000 +inf%
Value US$74,844
Shaw John Joseph Non-Executive Director
Transaction date
Purchase
Price
14.98
Quantity 10,000 +inf%
Value US$149,789
Reiss M. Freddie Non-Executive Director
Transaction date
Purchase
Price
13.40
Quantity 2,500 +inf%
Value US$33,488
SACHS DAVID A Non-Executive Director
Transaction date
Purchase
Price
13.52
Quantity 7,500 +13.1%
Value US$101,400
Ashton Keith Vice President Officer
Transaction date
Purchase
Price
15.00
Quantity 445 +78.6%
Value US$6,675
Ashton Keith Vice President Officer
Transaction date
Purchase
Price
14.96
Quantity 447 +106.2%
Value US$6,687
Margolies Gregory A Vice President of Adviser
Transaction date
Purchase
Price
16.70
Quantity 10,000 +187.2%
Value US$167,000
Ashton Keith Vice President Officer
Transaction date
Purchase
Price
18.45
Quantity 145 +34.4%
Value US$2,675
Ashton Keith Vice President Officer
Transaction date
Purchase
Price
18.45
Quantity 145 +52.5%
Value US$2,675
SACHS DAVID A Non-Executive Director
Transaction date
Purchase
Price
18.14
Quantity 700 +1.6%
Value US$12,694
SACHS DAVID A Non-Executive Director
Transaction date
Purchase
Price
18.16
Quantity 1,000 +2.4%
Value US$18,160
SPECTOR BRUCE H Non-Executive Director
Transaction date
Purchase
Price
18.35
Quantity 4,000 +inf%
Value US$73,401
Ashton Keith Vice President Officer
Transaction date
Purchase
Price
17.84
Quantity 250 +inf%
Value US$4,459
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.10
Quantity 7,000 +5.2%
Value US$126,692
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.06
Quantity 7,500 +5.9%
Value US$135,419
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.13
Quantity 7,600 +6.4%
Value US$137,766
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.13
Quantity 6,068 +5.4%
Value US$109,987
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.12
Quantity 7,900 +7.5%
Value US$143,180
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.06
Quantity 5,800 +5.8%
Value US$104,731
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.17
Quantity 6,900 +7.5%
Value US$125,363
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.15
Quantity 7,500 +8.8%
Value US$136,117
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.16
Quantity 7,500 +9.7%
Value US$136,202
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.01
Quantity 7,500 +10.7%
Value US$135,086
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
17.95
Quantity 7,500 +12.0%
Value US$134,606
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.01
Quantity 5,400 +9.4%
Value US$97,274
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.02
Quantity 7,500 +15.1%
Value US$135,142
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.04
Quantity 7,500 +17.8%
Value US$135,282
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
17.94
Quantity 4,700 +12.5%
Value US$84,325
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.07
Quantity 4,500 +13.6%
Value US$81,322
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.11
Quantity 500 +1.5%
Value US$9,055
SACHS DAVID A Non-Executive Director
Transaction date
Purchase
Price
18.11
Quantity 1,800 +4.5%
Value US$32,598
Brufsky Seth J President and CEO Executive Director
Transaction date
Purchase
Price
18.44
Quantity 1,000 +10.5%
Value US$18,440
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
17.92
Quantity 250 +0.8%
Value US$4,480
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
17.99
Quantity 2,803 +9.5%
Value US$50,433
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
17.92
Quantity 2,197 +8.1%
Value US$39,378
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.18
Quantity 1,102 +4.2%
Value US$20,034
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.20
Quantity 1,398 +5.7%
Value US$25,445
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.31
Quantity 4,000 +19.3%
Value US$73,250
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.28
Quantity 1,000 +5.1%
Value US$18,275
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.59
Quantity 3,000 +17.9%
Value US$55,757
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.73
Quantity 3,000 +21.8%
Value US$56,200
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.35
Quantity 1,000 +7.9%
Value US$18,350
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.88
Quantity 2,000 +18.6%
Value US$37,760
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.78
Quantity 5,000 +87.2%
Value US$93,900
ARES CAPITAL MANAGEMENT II LLC Adviser of the Fund
Transaction date
Purchase
Price
18.70
Quantity 500 +9.6%
Value US$9,350
SACHS DAVID A Non-Executive Director
Transaction date
Purchase
Price
18.15
Quantity 300 +0.8%
Value US$5,445
SACHS DAVID A Non-Executive Director
Transaction date
Purchase
Price
18.18
Quantity 1,500 +3.9%
Value US$27,262
SACHS DAVID A Non-Executive Director
Transaction date
Purchase
Price
18.30
Quantity 1,500 +4.1%
Value US$27,448
SACHS DAVID A Non-Executive Director
Transaction date
Purchase
Price
18.40
Quantity 1,000 +2.8%
Value US$18,400
SACHS DAVID A Non-Executive Director
Transaction date
Purchase
Price
18.95
Quantity 3,000 +9.1%
Value US$56,837
Brufsky Seth J President and CEO Executive Director
Transaction date
Purchase
Price
19.02
Quantity 2,000 +26.7%
Value US$38,037
SACHS DAVID A Non-Executive Director
Transaction date
Purchase
Price
19.46
Quantity 5,000 +17.9%
Value US$97,300
SACHS DAVID A Non-Executive Director
Transaction date
Purchase
Price
19.51
Quantity 500 +1.8%
Value US$9,755
Dell Anthony S CCO, Anti-Money Laundering Off Officer
Transaction date
Purchase
Price
19.32
Quantity 1,400 +inf%
Value US$27,055
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value
Number of shares Price Value Details
2026-07-16 2026-07-14 B Purchase Large shareholder
4,051 -43.5%
95.84
US$4,113,894
4,051 -43.5% 95.84 US$4,113,894
2024-05-28 2024-05-24 S Sale Non-Executive Director
20,209 +22.9%
281.86
US$2,848,684
20,209 +22.9% 281.86 US$2,848,684
2024-05-28 2024-05-24 S Sale Non-Executive Director
96,281 +22.6%
74.99
US$2,534,149
96,281 +22.6% 74.99 US$2,534,149
2024-05-28 2024-05-23 S Sale Non-Executive Director
7,901 -35.9%
14.09
US$111,342
7,901 -35.9% 14.09 US$111,342
2024-05-28 2024-05-23 S Sale Non-Executive Director
7,975 -26.6%
14.09
US$112,384
7,975 -26.6% 14.09 US$112,384
2023-08-18 2023-08-17 S Sale Non-Executive Director
20,716 -40.8%
12.80
US$265,182
20,716 -40.8% 12.80 US$265,182
2023-08-18 2023-08-16 S Sale Non-Executive Director
9,286 -15.5%
12.85
US$119,325
9,286 -15.5% 12.85 US$119,325
2022-03-18 2022-03-17 B Purchase Non-Executive Director
10,000 +40.0%
14.18
US$141,800
10,000 +40.0% 14.18 US$141,800
2022-01-27 2022-01-26 B Purchase Non-Executive Director
26,000 +76.5%
15.44
US$401,339
26,000 +76.5% 15.44 US$401,339
2022-01-27 2022-01-25 B Purchase Non-Executive Director
4,000 +13.3%
15.34
US$61,372
4,000 +13.3% 15.34 US$61,372
2021-09-17 2021-09-15 B Purchase Large shareholder
320,000 +133.3%
25.00
US$8,000,000
320,000 +133.3% 25.00 US$8,000,000
2021-09-17 2021-09-15 B Purchase Large shareholder
320,000 +133.3%
25.00
US$8,000,000
320,000 +133.3% 25.00 US$8,000,000
2020-05-27 2020-05-26 B Purchase

President and CEO / Portfolio

Executive Director
20,000 +40.7%
11.31
US$226,276
20,000 +40.7% 11.31 US$226,276
2020-01-21 2020-01-16 S Sale
5,150 -14.7%
15.78
US$81,267
5,150 -14.7% 15.78 US$81,267
2019-10-17 2019-10-15 S Sale

Adviser

8,221 -99.3%
14.78
US$121,515
8,221 -99.3% 14.78 US$121,515
2018-12-28 2018-12-24 B Purchase SPECTOR BRUCE H Non-Executive Director
10,000 +66.7%
13.30
US$132,989
10,000 +66.7% 13.30 US$132,989
2018-12-27 2018-12-24 B Purchase Brufsky Seth J

President and CEO

Executive Director
10,000 +25.6%
13.39
US$133,890
10,000 +25.6% 13.39 US$133,890
2018-12-11 2018-12-04 B Purchase HUNT JAMES KELSO Non-Executive Director
2,000 +40.0%
14.77
US$29,539
2,000 +40.0% 14.77 US$29,539
2018-09-28 2018-09-26 B Purchase SPECTOR BRUCE H Non-Executive Director
3,720 +33.0%
15.63
US$58,143
3,720 +33.0% 15.63 US$58,143
2018-09-28 2018-09-26 B Purchase Shaw John Joseph Non-Executive Director
20,000 +174.5%
15.56
US$311,126
20,000 +174.5% 15.56 US$311,126
2018-07-10 2018-07-10 B Purchase Hall Daniel J

GC, CLO and Secretary

Officer
2,500 +inf%
16.00
US$40,000
2,500 +inf% 16.00 US$40,000
2016-12-22 2016-12-21 B Purchase HUNT JAMES KELSO Non-Executive Director
5,000 +inf%
14.97
US$74,844
5,000 +inf% 14.97 US$74,844
2016-12-19 2016-12-16 B Purchase Shaw John Joseph Non-Executive Director
10,000 +inf%
14.98
US$149,789
10,000 +inf% 14.98 US$149,789
2016-04-20 2016-04-19 B Purchase Reiss M. Freddie Non-Executive Director
2,500 +inf%
13.40
US$33,488
2,500 +inf% 13.40 US$33,488
2015-12-09 2015-12-07 B Purchase SACHS DAVID A Non-Executive Director
7,500 +13.1%
13.52
US$101,400
7,500 +13.1% 13.52 US$101,400
2015-08-18 2015-08-17 B Purchase Ashton Keith

Vice President

Officer
445 +78.6%
15.00
US$6,675
445 +78.6% 15.00 US$6,675
2015-08-18 2015-08-17 B Purchase Ashton Keith

Vice President

Officer
447 +106.2%
14.96
US$6,687
447 +106.2% 14.96 US$6,687
2014-10-20 2014-10-16 B Purchase Margolies Gregory A

Vice President of Adviser

10,000 +187.2%
16.70
US$167,000
10,000 +187.2% 16.70 US$167,000
2014-06-16 2014-05-05 B Purchase Ashton Keith

Vice President

Officer
145 +34.4%
18.45
US$2,675
145 +34.4% 18.45 US$2,675
2014-06-16 2014-05-05 B Purchase Ashton Keith

Vice President

Officer
145 +52.5%
18.45
US$2,675
145 +52.5% 18.45 US$2,675
2014-04-01 2014-03-31 B Purchase SACHS DAVID A Non-Executive Director
700 +1.6%
18.14
US$12,694
700 +1.6% 18.14 US$12,694
2014-04-01 2014-03-28 B Purchase SACHS DAVID A Non-Executive Director
1,000 +2.4%
18.16
US$18,160
1,000 +2.4% 18.16 US$18,160
2014-03-26 2014-03-24 B Purchase SPECTOR BRUCE H Non-Executive Director
4,000 +inf%
18.35
US$73,401
4,000 +inf% 18.35 US$73,401
2013-11-19 2013-11-15 B Purchase Ashton Keith

Vice President

Officer
250 +inf%
17.84
US$4,459
250 +inf% 17.84 US$4,459
2013-10-31 2013-10-29 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

7,000 +5.2%
18.10
US$126,692
7,000 +5.2% 18.10 US$126,692
2013-10-28 2013-10-28 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

7,500 +5.9%
18.06
US$135,419
7,500 +5.9% 18.06 US$135,419
2013-10-28 2013-10-25 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

7,600 +6.4%
18.13
US$137,766
7,600 +6.4% 18.13 US$137,766
2013-10-28 2013-10-24 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

6,068 +5.4%
18.13
US$109,987
6,068 +5.4% 18.13 US$109,987
2013-10-23 2013-10-23 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

7,900 +7.5%
18.12
US$143,180
7,900 +7.5% 18.12 US$143,180
2013-10-23 2013-10-22 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

5,800 +5.8%
18.06
US$104,731
5,800 +5.8% 18.06 US$104,731
2013-10-23 2013-10-21 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

6,900 +7.5%
18.17
US$125,363
6,900 +7.5% 18.17 US$125,363
2013-10-18 2013-10-18 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

7,500 +8.8%
18.15
US$136,117
7,500 +8.8% 18.15 US$136,117
2013-10-18 2013-10-17 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

7,500 +9.7%
18.16
US$136,202
7,500 +9.7% 18.16 US$136,202
2013-10-18 2013-10-16 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

7,500 +10.7%
18.01
US$135,086
7,500 +10.7% 18.01 US$135,086
2013-10-15 2013-10-15 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

7,500 +12.0%
17.95
US$134,606
7,500 +12.0% 17.95 US$134,606
2013-10-15 2013-10-14 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

5,400 +9.4%
18.01
US$97,274
5,400 +9.4% 18.01 US$97,274
2013-10-15 2013-10-11 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

7,500 +15.1%
18.02
US$135,142
7,500 +15.1% 18.02 US$135,142
2013-10-15 2013-10-10 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

7,500 +17.8%
18.04
US$135,282
7,500 +17.8% 18.04 US$135,282
2013-10-09 2013-10-09 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

4,700 +12.5%
17.94
US$84,325
4,700 +12.5% 17.94 US$84,325
2013-10-09 2013-10-08 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

4,500 +13.6%
18.07
US$81,322
4,500 +13.6% 18.07 US$81,322
2013-10-09 2013-10-07 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

500 +1.5%
18.11
US$9,055
500 +1.5% 18.11 US$9,055
2013-10-08 2013-10-04 B Purchase SACHS DAVID A Non-Executive Director
1,800 +4.5%
18.11
US$32,598
1,800 +4.5% 18.11 US$32,598
2013-10-04 2013-10-02 B Purchase Brufsky Seth J

President and CEO

Executive Director
1,000 +10.5%
18.44
US$18,440
1,000 +10.5% 18.44 US$18,440
2013-10-01 2013-09-27 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

250 +0.8%
17.92
US$4,480
250 +0.8% 17.92 US$4,480
2013-10-01 2013-09-27 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

2,803 +9.5%
17.99
US$50,433
2,803 +9.5% 17.99 US$50,433
2013-09-26 2013-09-26 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

2,197 +8.1%
17.92
US$39,378
2,197 +8.1% 17.92 US$39,378
2013-09-26 2013-09-25 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

1,102 +4.2%
18.18
US$20,034
1,102 +4.2% 18.18 US$20,034
2013-09-26 2013-09-24 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

1,398 +5.7%
18.20
US$25,445
1,398 +5.7% 18.20 US$25,445
2013-09-23 2013-09-23 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

4,000 +19.3%
18.31
US$73,250
4,000 +19.3% 18.31 US$73,250
2013-09-23 2013-09-20 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

1,000 +5.1%
18.28
US$18,275
1,000 +5.1% 18.28 US$18,275
2013-09-23 2013-09-19 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

3,000 +17.9%
18.59
US$55,757
3,000 +17.9% 18.59 US$55,757
2013-09-18 2013-09-17 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

3,000 +21.8%
18.73
US$56,200
3,000 +21.8% 18.73 US$56,200
2013-09-18 2013-09-17 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

1,000 +7.9%
18.35
US$18,350
1,000 +7.9% 18.35 US$18,350
2013-09-18 2013-09-16 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

2,000 +18.6%
18.88
US$37,760
2,000 +18.6% 18.88 US$37,760
2013-09-16 2013-09-13 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

5,000 +87.2%
18.78
US$93,900
5,000 +87.2% 18.78 US$93,900
2013-09-16 2013-09-12 B Purchase ARES CAPITAL MANAGEMENT II LLC

Adviser of the Fund

500 +9.6%
18.70
US$9,350
500 +9.6% 18.70 US$9,350
2013-08-23 2013-08-22 B Purchase SACHS DAVID A Non-Executive Director
300 +0.8%
18.15
US$5,445
300 +0.8% 18.15 US$5,445
2013-08-23 2013-08-21 B Purchase SACHS DAVID A Non-Executive Director
1,500 +3.9%
18.18
US$27,262
1,500 +3.9% 18.18 US$27,262
2013-08-21 2013-08-19 B Purchase SACHS DAVID A Non-Executive Director
1,500 +4.1%
18.30
US$27,448
1,500 +4.1% 18.30 US$27,448
2013-07-29 2013-07-25 B Purchase SACHS DAVID A Non-Executive Director
1,000 +2.8%
18.40
US$18,400
1,000 +2.8% 18.40 US$18,400
2013-06-21 2013-06-19 B Purchase SACHS DAVID A Non-Executive Director
3,000 +9.1%
18.95
US$56,837
3,000 +9.1% 18.95 US$56,837
2013-06-21 2013-06-19 B Purchase Brufsky Seth J

President and CEO

Executive Director
2,000 +26.7%
19.02
US$38,037
2,000 +26.7% 19.02 US$38,037
2013-06-12 2013-06-10 B Purchase SACHS DAVID A Non-Executive Director
5,000 +17.9%
19.46
US$97,300
5,000 +17.9% 19.46 US$97,300
2013-03-21 2013-03-19 B Purchase SACHS DAVID A Non-Executive Director
500 +1.8%
19.51
US$9,755
500 +1.8% 19.51 US$9,755
2013-01-18 2013-01-16 B Purchase Dell Anthony S

CCO, Anti-Money Laundering Off

Officer
1,400 +inf%
19.32
US$27,055
1,400 +inf% 19.32 US$27,055