2024-04-18 |
2024-04-18 |
S
Sale
|
Crawford Peter B.
CFO
Officer
|
1,000
-8.3%
73.46
100,000
USD
|
1,000
-8.3%
|
73.46
|
100,000
USD
|
|
2024-04-18 |
2024-04-16 |
S
Sale
|
MARTINETTO JOSEPH R
COO
Officer
|
1,000
-50.9%
70.83
100,000
USD
|
1,000
-50.9%
|
70.83
|
100,000
USD
|
|
2024-04-18 |
2024-04-16 |
S
Sale
|
Morgan Peter J. III
General Counsel
Officer
|
1,000
-100.0%
72.23
100,000
USD
|
1,000
-100.0%
|
72.23
|
100,000
USD
|
|
2024-04-18 |
2024-04-16 |
S
Sale
|
SARIN ARUN
Non-Executive Director
|
1,000
-21.2%
71.11
100,000
USD
|
1,000
-21.2%
|
71.11
|
100,000
USD
|
|
2024-04-18 |
2024-04-16 |
S
Sale
|
Murtagh Nigel J
Chief Risk Officer
Officer
|
1,000
-12.3%
72.40
100,000
USD
|
1,000
-12.3%
|
72.40
|
100,000
USD
|
|
2024-04-18 |
2024-04-16 |
S
Sale
|
Crawford Peter B.
CFO
Officer
|
1,000
-9.2%
71.02
100,000
USD
|
1,000
-9.2%
|
71.02
|
100,000
USD
|
|
2024-04-18 |
2024-04-16 |
S
Sale
|
Goldfarb Mark A
Non-Executive Director
|
1,000
-2.0%
71.48
100,000
USD
|
1,000
-2.0%
|
71.48
|
100,000
USD
|
|
2024-04-18 |
2024-04-16 |
S
Sale
|
Goldfarb Mark A
Non-Executive Director
|
1,000
-24.8%
70.82
100,000
USD
|
1,000
-24.8%
|
70.82
|
100,000
USD
|
|
2024-03-26 |
2024-03-22 |
PS
Planned sale
|
ADAMS JOHN K JR
Non-Executive Director
|
15,701
-26.1%
72.64
1,140,539
USD
|
15,701
-26.1%
|
72.64
|
1,140,539
USD
|
|
2024-03-25 |
2024-03-21 |
PS
Planned sale
|
Murtagh Nigel J
Chief Risk Officer
Officer
|
12,948
-13.7%
70.03
906,686
USD
|
12,948
-13.7%
|
70.03
|
906,686
USD
|
|
2024-03-25 |
2024-03-21 |
PS
Planned sale
|
Craig Jonathan M.
Please see remarks
Officer
|
4,977
-100.0%
70.01
348,430
USD
|
4,977
-100.0%
|
70.01
|
348,430
USD
|
|
2024-03-25 |
2024-03-21 |
PS
Planned sale
|
Schwab-Pomerantz Carolyn
Non-Executive Director
|
1,066
-0.2%
71.28
75,984
USD
|
1,066
-0.2%
|
71.28
|
75,984
USD
|
|
2024-03-25 |
2024-03-21 |
PS
Planned sale
|
Schwab-Pomerantz Carolyn
Non-Executive Director
|
2,534
-0.4%
70.68
179,102
USD
|
2,534
-0.4%
|
70.68
|
179,102
USD
|
|
2024-03-25 |
2024-03-21 |
PS
Planned sale
|
Schwab-Pomerantz Carolyn
Non-Executive Director
|
2,144
-0.1%
71.21
152,678
USD
|
2,144
-0.1%
|
71.21
|
152,678
USD
|
|
2024-03-25 |
2024-03-21 |
PS
Planned sale
|
Schwab-Pomerantz Carolyn
Non-Executive Director
|
3,256
-0.2%
70.66
230,084
USD
|
3,256
-0.2%
|
70.66
|
230,084
USD
|
|
2024-03-08 |
2024-03-06 |
PS
Planned sale
|
Murtagh Nigel J
Chief Risk Officer
Officer
|
4,433
-5.2%
68.24
302,486
USD
|
4,433
-5.2%
|
68.24
|
302,486
USD
|
|
2024-03-08 |
2024-03-06 |
PS
Planned sale
|
Murtagh Nigel J
Chief Risk Officer
Officer
|
25,558
-22.9%
67.72
1,730,785
USD
|
25,558
-22.9%
|
67.72
|
1,730,785
USD
|
|
2024-03-08 |
2024-03-06 |
PS
Planned sale
|
Craig Jonathan M.
Please see remarks
Officer
|
8,135
-100.0%
68.23
555,059
USD
|
8,135
-100.0%
|
68.23
|
555,059
USD
|
|
2024-03-08 |
2024-03-06 |
PS
Planned sale
|
Craig Jonathan M.
Please see remarks
Officer
|
40,616
-83.3%
67.71
2,750,024
USD
|
40,616
-83.3%
|
67.71
|
2,750,024
USD
|
|
2024-03-01 |
2024-02-28 |
PS
Planned sale
|
Schwab-Pomerantz Carolyn
Non-Executive Director
|
3,600
-0.6%
65.28
235,021
USD
|
3,600
-0.6%
|
65.28
|
235,021
USD
|
|
2024-03-01 |
2024-02-28 |
PS
Planned sale
|
Schwab-Pomerantz Carolyn
Non-Executive Director
|
5,400
-0.3%
65.29
352,588
USD
|
5,400
-0.3%
|
65.29
|
352,588
USD
|
|
2024-03-01 |
2024-02-28 |
S
Sale
|
Crawford Peter B.
CFO
Officer
|
5,500
-18.6%
65.71
361,408
USD
|
5,500
-18.6%
|
65.71
|
361,408
USD
|
|
2024-02-26 |
2024-02-23 |
S
Sale
|
Schwab Charles R.
Co-Chairman
Executive Director
|
58,500
-0.1%
64.72
3,786,196
USD
|
58,500
-0.1%
|
64.72
|
3,786,196
USD
|
|
2024-02-26 |
2024-02-22 |
S
Sale
|
Schwab Charles R.
Co-Chairman
Executive Director
|
58,500
-0.1%
64.60
3,779,211
USD
|
58,500
-0.1%
|
64.60
|
3,779,211
USD
|
|
2024-02-20 |
2024-02-15 |
S
Sale
|
Schwab Charles R.
Co-Chairman
Executive Director
|
71,226
-0.1%
64.99
4,628,999
USD
|
71,226
-0.1%
|
64.99
|
4,628,999
USD
|
|
2024-02-20 |
2024-02-15 |
S
Sale
|
Crawford Peter B.
CFO
Officer
|
8,000
-21.3%
64.76
518,084
USD
|
8,000
-21.3%
|
64.76
|
518,084
USD
|
|
2024-02-05 |
2024-02-01 |
S
Sale
|
HERRINGER FRANK C
Non-Executive Director
|
7,587
-4.3%
62.25
472,277
USD
|
7,587
-4.3%
|
62.25
|
472,277
USD
|
|
2024-01-26 |
2024-01-24 |
S
Sale
|
Schwab Charles R.
Co-Chairman
Executive Director
|
16,390
-0.0%
63.94
1,047,932
USD
|
16,390
-0.0%
|
63.94
|
1,047,932
USD
|
|
2024-01-24 |
2024-01-22 |
S
Sale
|
Crawford Peter B.
CFO
Officer
|
4,000
-9.6%
64.49
257,975
USD
|
4,000
-9.6%
|
64.49
|
257,975
USD
|
|
2023-12-04 |
2023-11-30 |
S
Sale
|
Morgan Peter J. III
General Counsel
Officer
|
7,162
-100.0%
60.72
434,875
USD
|
7,162
-100.0%
|
60.72
|
434,875
USD
|
|
2023-12-04 |
2023-11-30 |
S
Sale
|
Crawford Peter B.
CFO
Officer
|
4,000
-8.8%
60.56
242,229
USD
|
4,000
-8.8%
|
60.56
|
242,229
USD
|
|
2023-12-04 |
2023-11-30 |
S
Sale
|
Schwab-Pomerantz Carolyn
Non-Executive Director
|
12,208
-0.7%
61.28
748,109
USD
|
12,208
-0.7%
|
61.28
|
748,109
USD
|
|
2023-11-07 |
2023-11-03 |
S
Sale
|
Crawford Peter B.
CFO
Officer
|
3,114
-7.0%
56.19
174,964
USD
|
3,114
-7.0%
|
56.19
|
174,964
USD
|
|
2023-10-26 |
2023-10-24 |
S
Sale
|
SNEED PAULA A
Non-Executive Director
|
6,918
-5.8%
49.98
345,737
USD
|
6,918
-5.8%
|
49.98
|
345,737
USD
|
|
2023-09-20 |
2023-09-18 |
S
Sale
|
Crawford Peter B.
Chief Financial Officer
Officer
|
3,792
-7.8%
57.31
217,306
USD
|
3,792
-7.8%
|
57.31
|
217,306
USD
|
|
2023-08-30 |
2023-08-29 |
S
Sale
|
Morgan Peter J. III
MD, General Counsel
Officer
|
8,000
-50.0%
59.61
476,872
USD
|
8,000
-50.0%
|
59.61
|
476,872
USD
|
|
2023-08-21 |
2023-08-17 |
B
Purchase
|
Ruffel Charles A.
Non-Executive Director
|
833
+32.6%
60.55
50,440
USD
|
833
+32.6%
|
60.55
|
50,440
USD
|
|
2023-07-26 |
2023-07-26 |
S
Sale
|
Schwab Charles R.
Co-Chairman
Executive Director
|
75,760
-0.1%
66.60
5,045,821
USD
|
75,760
-0.1%
|
66.60
|
5,045,821
USD
|
|
2023-07-26 |
2023-07-24 |
S
Sale
|
Schwab Charles R.
Co-Chairman
Executive Director
|
72,047
-0.1%
66.66
4,802,984
USD
|
72,047
-0.1%
|
66.66
|
4,802,984
USD
|
|
2023-05-24 |
2023-05-22 |
S
Sale
|
Schwab Charles R.
Co-Chairman
Executive Director
|
77,640
-0.1%
51.76
4,018,584
USD
|
77,640
-0.1%
|
51.76
|
4,018,584
USD
|
|
2023-03-29 |
2023-03-28 |
B
Purchase
|
Brown Marianne Catherine
Non-Executive Director
|
5,000
+100.3%
53.47
267,340
USD
|
5,000
+100.3%
|
53.47
|
267,340
USD
|
|
2023-03-20 |
2023-03-17 |
B
Purchase
|
MARTIN-FLICKINGER GERRI
Non-Executive Director
|
3,700
+77.8%
54.16
200,396
USD
|
3,700
+77.8%
|
54.16
|
200,396
USD
|
|
2023-03-20 |
2023-03-17 |
B
Purchase
|
Clark Bernard J.
MD, Head of Adivsor Services
Officer
|
5,000
+4.3%
54.83
274,154
USD
|
5,000
+4.3%
|
54.83
|
274,154
USD
|
|
2023-03-17 |
2023-03-17 |
B
Purchase
|
Wurster Richard A
President
Officer
|
2,000
+2.0%
54.39
108,773
USD
|
2,000
+2.0%
|
54.39
|
108,773
USD
|
|
2023-03-16 |
2023-03-16 |
B
Purchase
|
Goldfarb Mark A
Non-Executive Director
|
4,000
+17.4%
58.37
233,468
USD
|
4,000
+17.4%
|
58.37
|
233,468
USD
|
|
2023-03-15 |
2023-03-15 |
B
Purchase
|
Ellis Stephen A
Non-Executive Director
|
34,387
+52.6%
58.26
2,003,325
USD
|
34,387
+52.6%
|
58.26
|
2,003,325
USD
|
|
2023-03-14 |
2023-03-14 |
B
Purchase
|
Bettinger Walter W
Co-Chairman and CEO
Executive Director
|
50,000
+8.2%
59.31
2,965,500
USD
|
50,000
+8.2%
|
59.31
|
2,965,500
USD
|
|
2023-03-14 |
2023-03-14 |
B
Purchase
|
Crawford Peter B.
MD and CFO
Officer
|
5,000
+12.6%
57.96
289,781
USD
|
5,000
+12.6%
|
57.96
|
289,781
USD
|
|
2023-03-14 |
2023-03-14 |
B
Purchase
|
Ellis Stephen A
Non-Executive Director
|
6,757
+11.5%
56.08
378,928
USD
|
6,757
+11.5%
|
56.08
|
378,928
USD
|
|
2023-03-14 |
2023-03-14 |
B
Purchase
|
ADAMS JOHN K JR
Non-Executive Director
|
5,000
+13.5%
59.31
296,550
USD
|
5,000
+13.5%
|
59.31
|
296,550
USD
|
|
2023-03-14 |
2023-03-14 |
B
Purchase
|
Ricketts Todd M
Non-Executive Director
|
10,000
+4.5%
56.79
567,862
USD
|
10,000
+4.5%
|
56.79
|
567,862
USD
|
|
2023-03-06 |
2023-03-06 |
PS
Planned sale
|
Craig Jonathan M.
Please see remarks
Officer
|
34,667
-75.6%
76.33
2,646,240
USD
|
34,667
-75.6%
|
76.33
|
2,646,240
USD
|
|
2023-02-28 |
2023-02-24 |
S
Sale
|
Murtagh Nigel J
MD, Chief Risk Officer
Officer
|
10,796
-15.8%
80.23
866,145
USD
|
10,796
-15.8%
|
80.23
|
866,145
USD
|
|
2023-02-21 |
2023-02-16 |
S
Sale
|
Ruffel Charles A.
Non-Executive Director
|
5,176
-30.0%
80.88
418,656
USD
|
5,176
-30.0%
|
80.88
|
418,656
USD
|
|
2023-02-16 |
2023-02-14 |
S
Sale
|
HERRINGER FRANK C
Non-Executive Director
|
9,139
-5.5%
80.87
739,051
USD
|
9,139
-5.5%
|
80.87
|
739,051
USD
|
|
2023-02-15 |
2023-02-14 |
S
Sale
|
Schwab Charles R.
Co-Chairman
Executive Director
|
28,775
-0.0%
80.65
2,320,756
USD
|
28,775
-0.0%
|
80.65
|
2,320,756
USD
|
|
2023-02-15 |
2023-02-13 |
S
Sale
|
Schwab Charles R.
Co-Chairman
Executive Director
|
95,030
-0.2%
81.04
7,700,804
USD
|
95,030
-0.2%
|
81.04
|
7,700,804
USD
|
|
2023-02-09 |
2023-02-08 |
S
Sale
|
Schwab Charles R.
Co-Chairman
Executive Director
|
62,500
-0.2%
81.54
5,096,088
USD
|
62,500
-0.2%
|
81.54
|
5,096,088
USD
|
|
2023-02-09 |
2023-02-07 |
S
Sale
|
Schwab Charles R.
Co-Chairman
Executive Director
|
62,890
-0.2%
81.07
5,098,505
USD
|
62,890
-0.2%
|
81.07
|
5,098,505
USD
|
|
2023-02-08 |
2023-02-06 |
S
Sale
|
SNEED PAULA A
Non-Executive Director
|
20,888
-15.2%
80.00
1,671,055
USD
|
20,888
-15.2%
|
80.00
|
1,671,055
USD
|
|
2023-02-07 |
2023-02-06 |
S
Sale
|
Schwab Charles R.
Co-Chairman
Executive Director
|
62,890
-0.1%
80.02
5,032,558
USD
|
62,890
-0.1%
|
80.02
|
5,032,558
USD
|
|
2023-02-07 |
2023-02-06 |
S
Sale
|
Schwab Charles R.
Co-Chairman
Executive Director
|
125,780
-0.4%
80.10
10,074,613
USD
|
125,780
-0.4%
|
80.10
|
10,074,613
USD
|
|
2023-02-07 |
2023-02-03 |
S
Sale
|
Schwab Charles R.
Co-Chairman
Executive Director
|
129,030
-0.4%
79.76
10,291,742
USD
|
129,030
-0.4%
|
79.76
|
10,291,742
USD
|
|
2023-02-02 |
2023-02-01 |
S
Sale
|
Schwab Charles R.
Co-Chairman
Executive Director
|
121,066
-0.2%
77.84
9,424,153
USD
|
121,066
-0.2%
|
77.84
|
9,424,153
USD
|
|
2023-01-20 |
2023-01-18 |
PS
Planned sale
|
Craig Jonathan M.
Please see remarks
Officer
|
11,159
-100.0%
80.83
901,935
USD
|
11,159
-100.0%
|
80.83
|
901,935
USD
|
|
2023-01-20 |
2023-01-18 |
PS
Planned sale
|
Craig Jonathan M.
Please see remarks
Officer
|
39,985
-78.2%
80.15
3,204,750
USD
|
39,985
-78.2%
|
80.15
|
3,204,750
USD
|
|
2022-11-21 |
2022-11-18 |
S
Sale
|
Schwab Charles R.
Co-Chairman
Executive Director
|
48,075
-0.2%
79.66
3,829,688
USD
|
48,075
-0.2%
|
79.66
|
3,829,688
USD
|
|
2022-11-21 |
2022-11-18 |
S
Sale
|
Schwab Charles R.
Co-Chairman
Executive Director
|
83,975
-0.1%
79.66
6,689,499
USD
|
83,975
-0.1%
|
79.66
|
6,689,499
USD
|
|
2022-11-15 |
2022-11-11 |
S
Sale
|
Schwab Charles R.
Co-Chairman
Executive Director
|
48,075
-0.2%
78.28
3,763,253
USD
|
48,075
-0.2%
|
78.28
|
3,763,253
USD
|
|
2022-11-15 |
2022-11-11 |
S
Sale
|
Schwab Charles R.
Co-Chairman
Executive Director
|
83,975
-0.1%
78.30
6,575,301
USD
|
83,975
-0.1%
|
78.30
|
6,575,301
USD
|
|
2022-11-09 |
2022-11-08 |
S
Sale
|
Morgan Peter J. III
MD, EVP, and General Counsel
Officer
|
1,463
-44.8%
80.04
117,104
USD
|
1,463
-44.8%
|
80.04
|
117,104
USD
|
|
2022-11-07 |
2022-11-04 |
S
Sale
|
Schwab Charles R.
Co-Chairman
Executive Director
|
4,703
-0.0%
80.16
377,010
USD
|
4,703
-0.0%
|
80.16
|
377,010
USD
|
|
2022-11-07 |
2022-11-04 |
S
Sale
|
Schwab Charles R.
Co-Chairman
Executive Director
|
130,297
-0.2%
79.22
10,322,663
USD
|
130,297
-0.2%
|
79.22
|
10,322,663
USD
|
|
2022-11-03 |
2022-11-02 |
S
Sale
|
Schwab-Pomerantz Carolyn
Non-Executive Director
|
6,270
-0.4%
79.29
497,164
USD
|
6,270
-0.4%
|
79.29
|
497,164
USD
|
|
2022-11-03 |
2022-11-01 |
S
Sale
|
Schwab-Pomerantz Carolyn
Non-Executive Director
|
6,270
-0.4%
79.82
500,463
USD
|
6,270
-0.4%
|
79.82
|
500,463
USD
|
|