United States Investment Banking & Investment Services

Charles Schwab Corp (SCHW)

Charles Schwab Corp experienced significant insider trading activity over the past ninety days, totaling thirty-one transactions. Executives offloaded shares worth approximately $71.8 million, with no recorded purchases. These divestments occurred amid a 15% stock decline. Following a recent earnings report that beat expectations, leadership continues executing planned sales, reflecting ongoing liquidity management strategies.
Ticker: SCHW Exchange: NYS
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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Buy signal Sell signal Earnings
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Insider trades have triggered activity signals for Charles Schwab Corp. Upgrade to see score, net flow, insiders and the full signal context.

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Top insiders
Trades
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other
3.3
Schwab Charles R. Co-Chairman Executive Director
Transaction date
Sale
Price
102.06
Quantity 78,042 -41.6%
Value US$562,144
3.3
Schwab Charles R. Officer; Director Executive Director
Transaction date
Proposed sale
Price
135.94
Quantity 53,460
Value US$4,341,023
Hathi Neesha MD, Head Wealth Adv, Bnk, Tst Officer
Transaction date
Planned sale
Price
354.93
Quantity 86,407 -7.3%
Value US$1,847,383
3.3
Schwab Charles R. Co-Chairman Executive Director
Transaction date
Sale
Price
89.50
Quantity 1,000 -0.3%
Value US$100,000
3.3
Schwab Charles R. Officer; Director Executive Director
Transaction date
Proposed sale
Price
89.90
Quantity 1,000
Value US$100,000
3.3
Schwab Charles R. Officer; Director Executive Director
Transaction date
Proposed sale
Price
89.90
Quantity 1,000
Value US$100,000
3.3
Schwab Charles R. Co-Chairman Executive Director
Transaction date
Sale
Price
88.36
Quantity 1,000 -0.1%
Value US$100,000
3.3
Schwab Charles R. Officer; Director Executive Director
Transaction date
Proposed sale
Price
88.27
Quantity 1,000
Value US$100,000
Hathi Neesha MD, Head Wealth Adv, Bnk, Tst Officer
Transaction date
Planned sale
Price
97.80
Quantity 5,000 -46.4%
Value US$489,007
Hathi Neesha MD, Head Wealth Adv, Bnk, Tst Officer
Transaction date
Planned sale
Price
109.04
Quantity 3,177 -35.5%
Value US$346,428
2.8
Bettinger Walter W Co-Chairman Executive Director
Transaction date
Sale
Price
110.91
Quantity 74,388 -10.9%
Value US$8,250,648
Hathi Neesha MD, Head Wealth Adv, Bnk, Tst Officer
Transaction date
Planned sale
Price
108.12
Quantity 3,177 -100.0%
Value US$343,498
2.8
Bettinger Walter W Director Non-Executive Director
Transaction date
Proposed sale
Price
110.91
Quantity 74,388
Value US$8,250,648
Hathi Neesha Officer Officer
Transaction date
Proposed sale
Price
108.20
Quantity 16,354
Value US$1,769,502
3.5
Schwab-Pomerantz Carolyn Non-Executive Director
Transaction date
Sale
Price
109.25
Quantity 9,175 -0.7%
Value US$1,002,397
3.5
Schwab-Pomerantz Carolyn Director Non-Executive Director
Transaction date
Proposed sale
Price
109.25
Quantity 9,175
Value US$1,002,397
3.3
Schwab Charles R. Co-Chairman Executive Director
Transaction date
Sale
Price
113.20
Quantity 117,000 -0.2%
Value US$13,244,412
2.8
Bettinger Walter W Co-Chairman Executive Director
Transaction date
Sale
Price
113.49
Quantity 176,210 -22.4%
Value US$19,997,368
2.8
Bettinger Walter W Director Non-Executive Director
Transaction date
Proposed sale
Price
113.50
Quantity 176,210
Value US$19,999,835
3.3
Schwab Charles R. Officer; Director Executive Director
Transaction date
Proposed sale
Price
113.48
Quantity 117,000
Value US$13,277,160
2.7
Beatty Jonathan S MD, Head of Advisor Services Officer
Transaction date
Sale
Price
111.33
Quantity 1,000 -8.5%
Value US$111,330
2.3
Craig Jonathan M. MD, Head of Retail Investing Officer
Transaction date
Planned sale
Price
111.03
Quantity 21,866 -100.0%
Value US$2,427,688
3.3
Schwab Charles R. Officer; Director Executive Director
Transaction date
Proposed sale
Price
111.00
Quantity 90,500
Value US$10,045,500
3.3
Schwab Charles R. Officer; Director Executive Director
Transaction date
Proposed sale
Price
109.25
Quantity 91,325
Value US$9,977,256
Howard Dennis MD, Chief Tech, OPS & Data Off Officer
Transaction date
Planned sale
Price
110.00
Quantity 2,198 -23.9%
Value US$241,780
Howard Dennis Officer Officer
Transaction date
Proposed sale
Price
110.00
Quantity 2,198
Value US$241,780
3.3
Schwab Charles R. Co-Chairman Executive Director
Transaction date
Sale
Price
108.18
Quantity 46,410 -0.2%
Value US$5,020,448
3.3
Schwab Charles R. Officer; Director Executive Director
Transaction date
Proposed sale
Price
108.16
Quantity 46,410
Value US$5,019,706
3.3
Schwab Charles R. Co-Chairman Executive Director
Transaction date
Sale
Price
107.78
Quantity 46,445 -0.2%
Value US$5,005,717
3.3
Schwab Charles R. Officer; Director Executive Director
Transaction date
Proposed sale
Price
108.00
Quantity 46,445
Value US$5,016,060
3.3
Murtagh Nigel J Chief Risk Officer Officer
Transaction date
Planned sale
Price
109.01
Quantity 24,778 -29.9%
Value US$2,701,015
3.2
SNEED PAULA A Non-Executive Director
Transaction date
Sale
Price
107.15
Quantity 5,263 -5.4%
Value US$563,954
3.2
SNEED PAULA A Director Non-Executive Director
Transaction date
Proposed sale
Price
107.15
Quantity 5,263
Value US$563,943
3.3
Murtagh Nigel J Chief Risk Officer Officer
Transaction date
Planned sale
Price
109.00
Quantity 1,897 -3.2%
Value US$206,776
3.5
Schwab-Pomerantz Carolyn Non-Executive Director
Transaction date
Sale
Price
107.70
Quantity 18,561 -1.4%
Value US$1,999,016
2.3
Craig Jonathan M. MD, Head of Retail Investing Officer
Transaction date
Planned sale
Price
107.02
Quantity 21,750 -100.0%
Value US$2,327,752
3.5
Schwab-Pomerantz Carolyn Director Non-Executive Director
Transaction date
Proposed sale
Price
107.70
Quantity 18,561
Value US$1,999,016
2.3
Craig Jonathan M. Officer Officer
Transaction date
Proposed sale
Price
110.63
Quantity 56,740
Value US$6,277,262
3.5
Schwab-Pomerantz Carolyn Non-Executive Director
Transaction date
Sale
Price
106.36
Quantity 22,640 -1.6%
Value US$2,408,036
3.3
Schwab Charles R. Co-Chairman Executive Director
Transaction date
Sale
Price
106.08
Quantity 47,650 -0.1%
Value US$5,054,569
3.5
Schwab-Pomerantz Carolyn Director Non-Executive Director
Transaction date
Proposed sale
Price
106.25
Quantity 22,640
Value US$2,405,500
3.3
Schwab Charles R. Officer; Director Executive Director
Transaction date
Proposed sale
Price
105.64
Quantity 47,650
Value US$5,033,951
3.3
Schwab Charles R. Co-Chairman Executive Director
Transaction date
Sale
Price
105.52
Quantity 95,250 -0.2%
Value US$10,050,418
3.3
Schwab Charles R. Officer; Director Executive Director
Transaction date
Proposed sale
Price
105.00
Quantity 95,250
Value US$10,001,250
3.3
Schwab Charles R. Co-Chairman Executive Director
Transaction date
Sale
Price
105.82
Quantity 95,450 -0.3%
Value US$10,100,061
3.3
Schwab Charles R. Officer; Director Executive Director
Transaction date
Proposed sale
Price
105.38
Quantity 95,450
Value US$10,058,120
3.3
Schwab Charles R. Co-Chairman Executive Director
Transaction date
Sale
Price
105.60
Quantity 48,000 -0.1%
Value US$5,068,627
3.5
Schwab-Pomerantz Carolyn Non-Executive Director
Transaction date
Sale
Price
105.71
Quantity 22,650 -1.6%
Value US$2,394,399
Howard Dennis MD, Chief Tech, OPS & Data Off Officer
Transaction date
Planned sale
Price
105.01
Quantity 28,000 -72.8%
Value US$2,940,263
2.8
Bettinger Walter W Co-Chairman Executive Director
Transaction date
Sale
Price
105.56
Quantity 12,880 -2.4%
Value US$1,359,659
2.8
Bettinger Walter W Co-Chairman Executive Director
Transaction date
Sale
Price
105.18
Quantity 38,263 -6.6%
Value US$4,024,686
2.8
Bettinger Walter W Co-Chairman Executive Director
Transaction date
Sale
Price
103.86
Quantity 42,265 -6.8%
Value US$4,389,643
3.5
Schwab-Pomerantz Carolyn Director Non-Executive Director
Transaction date
Proposed sale
Price
105.75
Quantity 22,650
Value US$2,395,238
3.3
Schwab Charles R. Officer; Director Executive Director
Transaction date
Proposed sale
Price
105.00
Quantity 48,000
Value US$5,040,000
2.5
Woolway Paul V Officer Officer
Transaction date
Proposed sale
Price
107.50
Quantity 10,131
Value US$1,089,121
Howard Dennis Officer Officer
Transaction date
Proposed sale
Price
110.00
Quantity 56,000
Value US$6,160,263
2.8
Bettinger Walter W Director Non-Executive Director
Transaction date
Proposed sale
Price
104.00
Quantity 93,408
Value US$9,714,432
2.8
Bettinger Walter W Co-Chairman Executive Director
Transaction date
Sale
Price
103.90
Quantity 192,488 -26.7%
Value US$19,999,927
3.3
Murtagh Nigel J Chief Risk Officer Officer
Transaction date
Sale
Price
104.03
Quantity 11,000 -15.9%
Value US$1,144,349
3.3
Murtagh Nigel J Chief Risk Officer Officer
Transaction date
Planned sale
Price
104.00
Quantity 21,947 -24.1%
Value US$2,282,488
2.8
Bettinger Walter W Director Non-Executive Director
Transaction date
Proposed sale
Price
103.90
Quantity 192,488
Value US$19,999,823
3.3
Murtagh Nigel J Officer Officer
Transaction date
Proposed sale
Price
104.00
Quantity 11,000
Value US$1,144,035
3.3
Schwab Charles R. Co-Chairman Executive Director
Transaction date
Sale
Price
101.72
Quantity 45,500 -0.1%
Value US$4,628,192
3.3
Schwab Charles R. Officer; Director Executive Director
Transaction date
Proposed sale
Price
100.00
Quantity 45,500
Value US$4,550,000
3.3
Morgan Peter J. III General Counsel Officer
Transaction date
Sale
Price
102.03
Quantity 6,952 -100.0%
Value US$709,341
3.3
Morgan Peter J. III Officer Officer
Transaction date
Proposed sale
Price
101.90
Quantity 6,952
Value US$708,409
3.3
Murtagh Nigel J Chief Risk Officer Officer
Transaction date
Planned sale
Price
104.14
Quantity 4,053 -6.5%
Value US$422,069
2.7
Beatty Jonathan S MD, Head of Advisor Services Officer
Transaction date
Planned sale
Price
104.21
Quantity 2,000 -14.6%
Value US$208,411
3.3
Murtagh Nigel J Officer Officer
Transaction date
Proposed sale
Price
106.63
Quantity 52,675
Value US$5,616,918
2.3
Craig Jonathan M. MD, Head of Retail Investing Officer
Transaction date
Planned sale
Price
102.01
Quantity 21,750 -100.0%
Value US$2,218,722
2.7
Beatty Jonathan S MD, Head of Advisor Services Officer
Transaction date
Planned sale
Price
102.01
Quantity 2,000 -12.7%
Value US$204,018
2.7
Beatty Jonathan S MD, Head of Advisor Services Officer
Transaction date
Planned sale
Price
100.01
Quantity 2,000 -11.3%
Value US$200,015
2.7
Beatty Jonathan S MD, Head of Advisor Services Officer
Transaction date
Planned sale
Price
97.03
Quantity 2,000 -10.1%
Value US$194,059
2.7
Beatty Jonathan S Officer Officer
Transaction date
Proposed sale
Price
100.76
Quantity 8,000
Value US$806,059
3.2
Wurster Richard A President & CEO Executive Director
Transaction date
Purchase
Price
84.23
Quantity 21,959 +11.2%
Value US$1,849,512
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Price Value Details
2026-11-05 2026-11-03 S Sale
3.3
Schwab Charles R.

Co-Chairman

Executive Director
78,042 -41.6%
102.06
US$562,144 		78,042 -41.6% 102.06 US$562,144
2026-11-03 2026-11-03 PrS Proposed sale
3.3
Schwab Charles R.

Officer; Director

Executive Director
53,460
135.94
US$4,341,023 		53,460 135.94 US$4,341,023
2026-11-03 2026-11-02 PlS Planned sale
Hathi Neesha

MD, Head Wealth Adv, Bnk, Tst

Officer
86,407 -7.3%
354.93
US$1,847,383 		86,407 -7.3% 354.93 US$1,847,383
2026-10-29 2026-10-29 S Sale
3.3
Schwab Charles R.

Co-Chairman

Executive Director
1,000 -0.3%
89.50
US$100,000 		1,000 -0.3% 89.50 US$100,000
2026-10-29 2026-10-29 PrS Proposed sale
3.3
Schwab Charles R.

Officer; Director

Executive Director
1,000
89.90
US$100,000 		1,000 89.90 US$100,000
2026-10-29 2026-10-29 PrS Proposed sale
3.3
Schwab Charles R.

Officer; Director

Executive Director
1,000
89.90
US$100,000 		1,000 89.90 US$100,000
2026-10-29 2026-10-28 S Sale
3.3
Schwab Charles R.

Co-Chairman

Executive Director
1,000 -0.1%
88.36
US$100,000 		1,000 -0.1% 88.36 US$100,000
2026-10-28 2026-10-28 PrS Proposed sale
3.3
Schwab Charles R.

Officer; Director

Executive Director
1,000
88.27
US$100,000 		1,000 88.27 US$100,000
2026-10-05 2026-10-01 PlS Planned sale
Hathi Neesha

MD, Head Wealth Adv, Bnk, Tst

Officer
5,000 -46.4%
97.80
US$489,007 		5,000 -46.4% 97.80 US$489,007
2026-09-02 2026-09-01 PlS Planned sale
Hathi Neesha

MD, Head Wealth Adv, Bnk, Tst

Officer
3,177 -35.5%
109.04
US$346,428 		3,177 -35.5% 109.04 US$346,428
2026-08-31 2026-08-28 S Sale
2.8
Bettinger Walter W

Co-Chairman

Executive Director
74,388 -10.9%
110.91
US$8,250,648 		74,388 -10.9% 110.91 US$8,250,648
2026-08-31 2026-08-28 PlS Planned sale
Hathi Neesha

MD, Head Wealth Adv, Bnk, Tst

Officer
3,177 -100.0%
108.12
US$343,498 		3,177 -100.0% 108.12 US$343,498
2026-08-28 2026-08-28 PrS Proposed sale
2.8
Bettinger Walter W

Director

Non-Executive Director
74,388
110.91
US$8,250,648 		74,388 110.91 US$8,250,648
2026-08-28 2026-08-28 PrS Proposed sale
Hathi Neesha

Officer

Officer
16,354
108.20
US$1,769,502 		16,354 108.20 US$1,769,502
2026-08-27 2026-08-26 S Sale
3.5
Schwab-Pomerantz Carolyn
Non-Executive Director
9,175 -0.7%
109.25
US$1,002,397 		9,175 -0.7% 109.25 US$1,002,397
2026-08-26 2026-08-26 PrS Proposed sale
3.5
Schwab-Pomerantz Carolyn

Director

Non-Executive Director
9,175
109.25
US$1,002,397 		9,175 109.25 US$1,002,397
2026-08-26 2026-08-24 S Sale
3.3
Schwab Charles R.

Co-Chairman

Executive Director
117,000 -0.2%
113.20
US$13,244,412 		117,000 -0.2% 113.20 US$13,244,412
2026-08-26 2026-08-24 S Sale
2.8
Bettinger Walter W

Co-Chairman

Executive Director
176,210 -22.4%
113.49
US$19,997,368 		176,210 -22.4% 113.49 US$19,997,368
2026-08-24 2026-08-24 PrS Proposed sale
2.8
Bettinger Walter W

Director

Non-Executive Director
176,210
113.50
US$19,999,835 		176,210 113.50 US$19,999,835
2026-08-24 2026-08-24 PrS Proposed sale
3.3
Schwab Charles R.

Officer; Director

Executive Director
117,000
113.48
US$13,277,160 		117,000 113.48 US$13,277,160
2026-08-18 2026-08-17 S Sale
2.7
Beatty Jonathan S

MD, Head of Advisor Services

Officer
1,000 -8.5%
111.33
US$111,330 		1,000 -8.5% 111.33 US$111,330
2026-08-17 2026-08-14 PlS Planned sale
2.3
Craig Jonathan M.

MD, Head of Retail Investing

Officer
21,866 -100.0%
111.03
US$2,427,688 		21,866 -100.0% 111.03 US$2,427,688
2026-08-14 2026-08-14 PrS Proposed sale
3.3
Schwab Charles R.

Officer; Director

Executive Director
90,500
111.00
US$10,045,500 		90,500 111.00 US$10,045,500
2026-08-13 2026-08-14 PrS Proposed sale
3.3
Schwab Charles R.

Officer; Director

Executive Director
91,325
109.25
US$9,977,256 		91,325 109.25 US$9,977,256
2026-08-17 2026-08-13 PlS Planned sale
Howard Dennis

MD, Chief Tech, OPS & Data Off

Officer
2,198 -23.9%
110.00
US$241,780 		2,198 -23.9% 110.00 US$241,780
2026-08-13 2026-08-13 PrS Proposed sale
Howard Dennis

Officer

Officer
2,198
110.00
US$241,780 		2,198 110.00 US$241,780
2026-08-13 2026-08-12 S Sale
3.3
Schwab Charles R.

Co-Chairman

Executive Director
46,410 -0.2%
108.18
US$5,020,448 		46,410 -0.2% 108.18 US$5,020,448
2026-08-12 2026-08-12 PrS Proposed sale
3.3
Schwab Charles R.

Officer; Director

Executive Director
46,410
108.16
US$5,019,706 		46,410 108.16 US$5,019,706
2026-08-11 2026-08-11 S Sale
3.3
Schwab Charles R.

Co-Chairman

Executive Director
46,445 -0.2%
107.78
US$5,005,717 		46,445 -0.2% 107.78 US$5,005,717
2026-08-11 2026-08-11 PrS Proposed sale
3.3
Schwab Charles R.

Officer; Director

Executive Director
46,445
108.00
US$5,016,060 		46,445 108.00 US$5,016,060
2026-08-10 2026-08-10 PlS Planned sale
3.3
Murtagh Nigel J

Chief Risk Officer

Officer
24,778 -29.9%
109.01
US$2,701,015 		24,778 -29.9% 109.01 US$2,701,015
2026-08-10 2026-08-07 S Sale
3.2
SNEED PAULA A
Non-Executive Director
5,263 -5.4%
107.15
US$563,954 		5,263 -5.4% 107.15 US$563,954
2026-08-07 2026-08-07 PrS Proposed sale
3.2
SNEED PAULA A

Director

Non-Executive Director
5,263
107.15
US$563,943 		5,263 107.15 US$563,943
2026-08-10 2026-08-06 PlS Planned sale
3.3
Murtagh Nigel J

Chief Risk Officer

Officer
1,897 -3.2%
109.00
US$206,776 		1,897 -3.2% 109.00 US$206,776
2026-08-07 2026-08-05 S Sale
3.5
Schwab-Pomerantz Carolyn
Non-Executive Director
18,561 -1.4%
107.70
US$1,999,016 		18,561 -1.4% 107.70 US$1,999,016
2026-08-07 2026-08-05 PlS Planned sale
2.3
Craig Jonathan M.

MD, Head of Retail Investing

Officer
21,750 -100.0%
107.02
US$2,327,752 		21,750 -100.0% 107.02 US$2,327,752
2026-08-05 2026-08-05 PrS Proposed sale
3.5
Schwab-Pomerantz Carolyn

Director

Non-Executive Director
18,561
107.70
US$1,999,016 		18,561 107.70 US$1,999,016
2026-08-05 2026-08-05 PrS Proposed sale
2.3
Craig Jonathan M.

Officer

Officer
56,740
110.63
US$6,277,262 		56,740 110.63 US$6,277,262
2026-08-05 2026-08-04 S Sale
3.5
Schwab-Pomerantz Carolyn
Non-Executive Director
22,640 -1.6%
106.36
US$2,408,036 		22,640 -1.6% 106.36 US$2,408,036
2026-08-04 2026-08-04 S Sale
3.3
Schwab Charles R.

Co-Chairman

Executive Director
47,650 -0.1%
106.08
US$5,054,569 		47,650 -0.1% 106.08 US$5,054,569
2026-08-04 2026-08-04 PrS Proposed sale
3.5
Schwab-Pomerantz Carolyn

Director

Non-Executive Director
22,640
106.25
US$2,405,500 		22,640 106.25 US$2,405,500
2026-08-04 2026-08-04 PrS Proposed sale
3.3
Schwab Charles R.

Officer; Director

Executive Director
47,650
105.64
US$5,033,951 		47,650 105.64 US$5,033,951
2026-08-04 2026-08-03 S Sale
3.3
Schwab Charles R.

Co-Chairman

Executive Director
95,250 -0.2%
105.52
US$10,050,418 		95,250 -0.2% 105.52 US$10,050,418
2026-08-03 2026-08-03 PrS Proposed sale
3.3
Schwab Charles R.

Officer; Director

Executive Director
95,250
105.00
US$10,001,250 		95,250 105.00 US$10,001,250
2026-07-30 2026-07-29 S Sale
3.3
Schwab Charles R.

Co-Chairman

Executive Director
95,450 -0.3%
105.82
US$10,100,061 		95,450 -0.3% 105.82 US$10,100,061
2026-07-29 2026-07-29 PrS Proposed sale
3.3
Schwab Charles R.

Officer; Director

Executive Director
95,450
105.38
US$10,058,120 		95,450 105.38 US$10,058,120
2026-07-30 2026-07-28 S Sale
3.3
Schwab Charles R.

Co-Chairman

Executive Director
48,000 -0.1%
105.60
US$5,068,627 		48,000 -0.1% 105.60 US$5,068,627
2026-07-30 2026-07-28 S Sale
3.5
Schwab-Pomerantz Carolyn
Non-Executive Director
22,650 -1.6%
105.71
US$2,394,399 		22,650 -1.6% 105.71 US$2,394,399
2026-07-30 2026-07-28 PlS Planned sale
Howard Dennis

MD, Chief Tech, OPS & Data Off

Officer
28,000 -72.8%
105.01
US$2,940,263 		28,000 -72.8% 105.01 US$2,940,263
2026-07-29 2026-07-28 S Sale
2.8
Bettinger Walter W

Co-Chairman

Executive Director
12,880 -2.4%
105.56
US$1,359,659 		12,880 -2.4% 105.56 US$1,359,659
2026-07-29 2026-07-28 S Sale
2.8
Bettinger Walter W

Co-Chairman

Executive Director
38,263 -6.6%
105.18
US$4,024,686 		38,263 -6.6% 105.18 US$4,024,686
2026-07-29 2026-07-28 S Sale
2.8
Bettinger Walter W

Co-Chairman

Executive Director
42,265 -6.8%
103.86
US$4,389,643 		42,265 -6.8% 103.86 US$4,389,643
2026-07-28 2026-07-28 PrS Proposed sale
3.5
Schwab-Pomerantz Carolyn

Director

Non-Executive Director
22,650
105.75
US$2,395,238 		22,650 105.75 US$2,395,238
2026-07-28 2026-07-28 PrS Proposed sale
3.3
Schwab Charles R.

Officer; Director

Executive Director
48,000
105.00
US$5,040,000 		48,000 105.00 US$5,040,000
2026-07-28 2026-07-28 PrS Proposed sale
2.5
Woolway Paul V

Officer

Officer
10,131
107.50
US$1,089,121 		10,131 107.50 US$1,089,121
2026-07-28 2026-07-28 PrS Proposed sale
Howard Dennis

Officer

Officer
56,000
110.00
US$6,160,263 		56,000 110.00 US$6,160,263
2026-07-28 2026-07-28 PrS Proposed sale
2.8
Bettinger Walter W

Director

Non-Executive Director
93,408
104.00
US$9,714,432 		93,408 104.00 US$9,714,432
2026-07-29 2026-07-27 S Sale
2.8
Bettinger Walter W

Co-Chairman

Executive Director
192,488 -26.7%
103.90
US$19,999,927 		192,488 -26.7% 103.90 US$19,999,927
2026-07-29 2026-07-27 S Sale
3.3
Murtagh Nigel J

Chief Risk Officer

Officer
11,000 -15.9%
104.03
US$1,144,349 		11,000 -15.9% 104.03 US$1,144,349
2026-07-29 2026-07-27 PlS Planned sale
3.3
Murtagh Nigel J

Chief Risk Officer

Officer
21,947 -24.1%
104.00
US$2,282,488 		21,947 -24.1% 104.00 US$2,282,488
2026-07-27 2026-07-27 PrS Proposed sale
2.8
Bettinger Walter W

Director

Non-Executive Director
192,488
103.90
US$19,999,823 		192,488 103.90 US$19,999,823
2026-07-27 2026-07-27 PrS Proposed sale
3.3
Murtagh Nigel J

Officer

Officer
11,000
104.00
US$1,144,035 		11,000 104.00 US$1,144,035
2026-07-28 2026-07-24 S Sale
3.3
Schwab Charles R.

Co-Chairman

Executive Director
45,500 -0.1%
101.72
US$4,628,192 		45,500 -0.1% 101.72 US$4,628,192
2026-07-24 2026-07-24 PrS Proposed sale
3.3
Schwab Charles R.

Officer; Director

Executive Director
45,500
100.00
US$4,550,000 		45,500 100.00 US$4,550,000
2026-07-27 2026-07-23 S Sale
3.3
Morgan Peter J. III

General Counsel

Officer
6,952 -100.0%
102.03
US$709,341 		6,952 -100.0% 102.03 US$709,341
2026-07-23 2026-07-23 PrS Proposed sale
3.3
Morgan Peter J. III

Officer

Officer
6,952
101.90
US$708,409 		6,952 101.90 US$708,409
2026-07-23 2026-07-21 PlS Planned sale
3.3
Murtagh Nigel J

Chief Risk Officer

Officer
4,053 -6.5%
104.14
US$422,069 		4,053 -6.5% 104.14 US$422,069
2026-07-21 2026-07-21 PlS Planned sale
2.7
Beatty Jonathan S

MD, Head of Advisor Services

Officer
2,000 -14.6%
104.21
US$208,411 		2,000 -14.6% 104.21 US$208,411
2026-07-21 2026-07-21 PrS Proposed sale
3.3
Murtagh Nigel J

Officer

Officer
52,675
106.63
US$5,616,918 		52,675 106.63 US$5,616,918
2026-07-09 2026-07-07 PlS Planned sale
2.3
Craig Jonathan M.

MD, Head of Retail Investing

Officer
21,750 -100.0%
102.01
US$2,218,722 		21,750 -100.0% 102.01 US$2,218,722
2026-07-08 2026-07-07 PlS Planned sale
2.7
Beatty Jonathan S

MD, Head of Advisor Services

Officer
2,000 -12.7%
102.01
US$204,018 		2,000 -12.7% 102.01 US$204,018
2026-07-06 2026-07-06 PlS Planned sale
2.7
Beatty Jonathan S

MD, Head of Advisor Services

Officer
2,000 -11.3%
100.01
US$200,015 		2,000 -11.3% 100.01 US$200,015
2026-07-06 2026-07-02 PlS Planned sale
2.7
Beatty Jonathan S

MD, Head of Advisor Services

Officer
2,000 -10.1%
97.03
US$194,059 		2,000 -10.1% 97.03 US$194,059
2026-07-02 2026-07-02 PrS Proposed sale
2.7
Beatty Jonathan S

Officer

Officer
8,000
100.76
US$806,059 		8,000 100.76 US$806,059
2026-05-28 2026-05-28 B Purchase
3.2
Wurster Richard A

President & CEO

Executive Director
21,959 +11.2%
84.23
US$1,849,512 		21,959 +11.2% 84.23 US$1,849,512

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