|
March 20, 2023 |
March 17, 2023 |
B
Purchase
|
MARTIN-FLICKINGER GERRI
Non-Executive Director
|
3,700
+77.8%
54.16
200,396
USD
|
3,700
+77.8%
|
54.16
|
200,396
USD
|
|
|
March 20, 2023 |
March 17, 2023 |
B
Purchase
|
Clark Bernard J.
MD, Head of Adivsor Services
Officer
|
5,000
+4.3%
54.83
274,154
USD
|
5,000
+4.3%
|
54.83
|
274,154
USD
|
|
|
March 17, 2023 |
March 17, 2023 |
B
Purchase
|
Wurster Richard A
President
Officer
|
2,000
+2.0%
54.39
108,773
USD
|
2,000
+2.0%
|
54.39
|
108,773
USD
|
|
|
March 16, 2023 |
March 16, 2023 |
B
Purchase
|
Goldfarb Mark A
Non-Executive Director
|
4,000
+17.4%
58.37
233,468
USD
|
4,000
+17.4%
|
58.37
|
233,468
USD
|
|
|
March 15, 2023 |
March 15, 2023 |
B
Purchase
|
Ellis Stephen A
Non-Executive Director
|
34,387
+52.6%
58.26
2,003,325
USD
|
34,387
+52.6%
|
58.26
|
2,003,325
USD
|
|
|
March 14, 2023 |
March 14, 2023 |
B
Purchase
|
Bettinger Walter W
Co-Chairman and CEO
Executive Director
|
50,000
+8.2%
59.31
2,965,500
USD
|
50,000
+8.2%
|
59.31
|
2,965,500
USD
|
|
|
March 14, 2023 |
March 14, 2023 |
B
Purchase
|
Crawford Peter B.
MD and CFO
Officer
|
5,000
+12.6%
57.96
289,781
USD
|
5,000
+12.6%
|
57.96
|
289,781
USD
|
|
|
March 14, 2023 |
March 14, 2023 |
B
Purchase
|
Ellis Stephen A
Non-Executive Director
|
6,757
+11.5%
56.08
378,928
USD
|
6,757
+11.5%
|
56.08
|
378,928
USD
|
|
|
March 14, 2023 |
March 14, 2023 |
B
Purchase
|
ADAMS JOHN K JR
Non-Executive Director
|
5,000
+13.5%
59.31
296,550
USD
|
5,000
+13.5%
|
59.31
|
296,550
USD
|
|
|
March 14, 2023 |
March 14, 2023 |
B
Purchase
|
Ricketts Todd M
Non-Executive Director
|
10,000
+4.5%
56.79
567,862
USD
|
10,000
+4.5%
|
56.79
|
567,862
USD
|
|
|
Feb. 28, 2023 |
Feb. 24, 2023 |
S
Sale
|
Murtagh Nigel J
MD, Chief Risk Officer
Officer
|
10,796
-15.8%
80.23
866,145
USD
|
10,796
-15.8%
|
80.23
|
866,145
USD
|
|
|
Feb. 16, 2023 |
Feb. 14, 2023 |
S
Sale
|
HERRINGER FRANK C
Non-Executive Director
|
9,139
-5.5%
80.87
739,051
USD
|
9,139
-5.5%
|
80.87
|
739,051
USD
|
|
|
Feb. 15, 2023 |
Feb. 14, 2023 |
S
Sale
|
Schwab Charles R.
Co-Chairman
Executive Director
|
28,775
-0.0%
80.65
2,320,756
USD
|
28,775
-0.0%
|
80.65
|
2,320,756
USD
|
|
|
Feb. 15, 2023 |
Feb. 13, 2023 |
S
Sale
|
Schwab Charles R.
Co-Chairman
Executive Director
|
95,030
-0.2%
81.04
7,700,804
USD
|
95,030
-0.2%
|
81.04
|
7,700,804
USD
|
|
|
Feb. 9, 2023 |
Feb. 8, 2023 |
S
Sale
|
Schwab Charles R.
Co-Chairman
Executive Director
|
62,500
-0.2%
81.54
5,096,088
USD
|
62,500
-0.2%
|
81.54
|
5,096,088
USD
|
|
|
Feb. 9, 2023 |
Feb. 7, 2023 |
S
Sale
|
Schwab Charles R.
Co-Chairman
Executive Director
|
62,890
-0.2%
81.07
5,098,505
USD
|
62,890
-0.2%
|
81.07
|
5,098,505
USD
|
|
|
Feb. 8, 2023 |
Feb. 6, 2023 |
S
Sale
|
SNEED PAULA A
Non-Executive Director
|
20,888
-15.2%
80.00
1,671,055
USD
|
20,888
-15.2%
|
80.00
|
1,671,055
USD
|
|
|
Feb. 7, 2023 |
Feb. 6, 2023 |
S
Sale
|
Schwab Charles R.
Co-Chairman
Executive Director
|
62,890
-0.1%
80.02
5,032,558
USD
|
62,890
-0.1%
|
80.02
|
5,032,558
USD
|
|
|
Feb. 7, 2023 |
Feb. 6, 2023 |
S
Sale
|
Schwab Charles R.
Co-Chairman
Executive Director
|
125,780
-0.4%
80.10
10,074,613
USD
|
125,780
-0.4%
|
80.10
|
10,074,613
USD
|
|
|
Feb. 7, 2023 |
Feb. 3, 2023 |
S
Sale
|
Schwab Charles R.
Co-Chairman
Executive Director
|
129,030
-0.4%
79.76
10,291,742
USD
|
129,030
-0.4%
|
79.76
|
10,291,742
USD
|
|
|
Feb. 2, 2023 |
Feb. 1, 2023 |
S
Sale
|
Schwab Charles R.
Co-Chairman
Executive Director
|
121,066
-0.2%
77.84
9,424,153
USD
|
121,066
-0.2%
|
77.84
|
9,424,153
USD
|
|
|
Jan. 20, 2023 |
Jan. 18, 2023 |
PS
Planned sale
|
Craig Jonathan M.
Please see remarks
Officer
|
11,159
-100.0%
80.83
901,935
USD
|
11,159
-100.0%
|
80.83
|
901,935
USD
|
|
|
Jan. 20, 2023 |
Jan. 18, 2023 |
PS
Planned sale
|
Craig Jonathan M.
Please see remarks
Officer
|
39,985
-78.2%
80.15
3,204,750
USD
|
39,985
-78.2%
|
80.15
|
3,204,750
USD
|
|
|
Nov. 21, 2022 |
Nov. 18, 2022 |
S
Sale
|
Schwab Charles R.
Co-Chairman
Executive Director
|
48,075
-0.2%
79.66
3,829,688
USD
|
48,075
-0.2%
|
79.66
|
3,829,688
USD
|
|
|
Nov. 21, 2022 |
Nov. 18, 2022 |
S
Sale
|
Schwab Charles R.
Co-Chairman
Executive Director
|
83,975
-0.1%
79.66
6,689,499
USD
|
83,975
-0.1%
|
79.66
|
6,689,499
USD
|
|
|
Nov. 15, 2022 |
Nov. 11, 2022 |
S
Sale
|
Schwab Charles R.
Co-Chairman
Executive Director
|
48,075
-0.2%
78.28
3,763,253
USD
|
48,075
-0.2%
|
78.28
|
3,763,253
USD
|
|
|
Nov. 15, 2022 |
Nov. 11, 2022 |
S
Sale
|
Schwab Charles R.
Co-Chairman
Executive Director
|
83,975
-0.1%
78.30
6,575,301
USD
|
83,975
-0.1%
|
78.30
|
6,575,301
USD
|
|
|
Nov. 9, 2022 |
Nov. 8, 2022 |
S
Sale
|
Morgan Peter J. III
MD, EVP, and General Counsel
Officer
|
1,463
-44.8%
80.04
117,104
USD
|
1,463
-44.8%
|
80.04
|
117,104
USD
|
|
|
Nov. 7, 2022 |
Nov. 4, 2022 |
S
Sale
|
Schwab Charles R.
Co-Chairman
Executive Director
|
4,703
-0.0%
80.16
377,010
USD
|
4,703
-0.0%
|
80.16
|
377,010
USD
|
|
|
Nov. 7, 2022 |
Nov. 4, 2022 |
S
Sale
|
Schwab Charles R.
Co-Chairman
Executive Director
|
130,297
-0.2%
79.22
10,322,663
USD
|
130,297
-0.2%
|
79.22
|
10,322,663
USD
|
|
|
Nov. 3, 2022 |
Nov. 2, 2022 |
S
Sale
|
Schwab-Pomerantz Carolyn
Non-Executive Director
|
6,270
-0.4%
79.29
497,164
USD
|
6,270
-0.4%
|
79.29
|
497,164
USD
|
|
|
Nov. 3, 2022 |
Nov. 1, 2022 |
S
Sale
|
Schwab-Pomerantz Carolyn
Non-Executive Director
|
6,270
-0.4%
79.82
500,463
USD
|
6,270
-0.4%
|
79.82
|
500,463
USD
|
|
|
Nov. 2, 2022 |
Nov. 1, 2022 |
S
Sale
|
Schwab Charles R.
Co-Chairman
Executive Director
|
380
-0.0%
79.81
30,327
USD
|
380
-0.0%
|
79.81
|
30,327
USD
|
|
|
Nov. 2, 2022 |
Nov. 1, 2022 |
S
Sale
|
Schwab Charles R.
Co-Chairman
Executive Director
|
380
-0.0%
79.83
30,335
USD
|
380
-0.0%
|
79.83
|
30,335
USD
|
|
|
Nov. 2, 2022 |
Nov. 1, 2022 |
S
Sale
|
Schwab Charles R.
Co-Chairman
Executive Director
|
1,400
-0.0%
79.85
111,796
USD
|
1,400
-0.0%
|
79.85
|
111,796
USD
|
|
|
Nov. 2, 2022 |
Oct. 31, 2022 |
S
Sale
|
Schwab Charles R.
Co-Chairman
Executive Director
|
135,000
-0.2%
79.49
10,731,110
USD
|
135,000
-0.2%
|
79.49
|
10,731,110
USD
|
|
|
Nov. 2, 2022 |
Oct. 31, 2022 |
S
Sale
|
Morgan Peter J. III
MD, EVP, and General Counsel
Officer
|
7,322
-61.5%
80.03
585,968
USD
|
7,322
-61.5%
|
80.03
|
585,968
USD
|
|
|
Nov. 1, 2022 |
Oct. 28, 2022 |
S
Sale
|
Schwab-Pomerantz Carolyn
Non-Executive Director
|
12,500
-2.1%
80.00
1,000,000
USD
|
12,500
-2.1%
|
80.00
|
1,000,000
USD
|
|
|
Nov. 1, 2022 |
Oct. 28, 2022 |
S
Sale
|
Schwab-Pomerantz Carolyn
Non-Executive Director
|
700
-0.0%
80.30
56,208
USD
|
700
-0.0%
|
80.30
|
56,208
USD
|
|
|
Nov. 1, 2022 |
Oct. 28, 2022 |
S
Sale
|
Schwab-Pomerantz Carolyn
Non-Executive Director
|
18,750
-1.1%
80.00
1,500,000
USD
|
18,750
-1.1%
|
80.00
|
1,500,000
USD
|
|
|
Nov. 1, 2022 |
Oct. 28, 2022 |
S
Sale
|
Craig Jonathan M.
Please see remarks
Officer
|
4,019
-100.0%
79.08
317,802
USD
|
4,019
-100.0%
|
79.08
|
317,802
USD
|
|
|
Aug. 15, 2022 |
Aug. 12, 2022 |
PS
Planned sale
|
Craig Jonathan M.
Please see remarks
Officer
|
8,032
-66.7%
75.00
602,414
USD
|
8,032
-66.7%
|
75.00
|
602,414
USD
|
|
|
Aug. 1, 2022 |
July 29, 2022 |
S
Sale
|
Schwab Charles R.
Co-Chairman
Executive Director
|
135,300
-0.2%
69.43
9,393,635
USD
|
135,300
-0.2%
|
69.43
|
9,393,635
USD
|
|
|
Aug. 1, 2022 |
July 28, 2022 |
S
Sale
|
Schwab Charles R.
Co-Chairman
Executive Director
|
149,600
-0.2%
65.36
9,778,559
USD
|
149,600
-0.2%
|
65.36
|
9,778,559
USD
|
|
|
July 22, 2022 |
July 21, 2022 |
S
Sale
|
Schwab Charles R.
Chairman
Executive Director
|
120,000
-0.2%
62.52
7,501,884
USD
|
120,000
-0.2%
|
62.52
|
7,501,884
USD
|
|
|
July 20, 2022 |
July 20, 2022 |
S
Sale
|
Schwab Charles R.
Chairman
Executive Director
|
120,000
-0.2%
62.70
7,524,384
USD
|
120,000
-0.2%
|
62.70
|
7,524,384
USD
|
|
|
May 27, 2022 |
May 26, 2022 |
S
Sale
|
Schwab Charles R.
Chairman
Executive Director
|
147,275
-0.2%
68.96
10,155,966
USD
|
147,275
-0.2%
|
68.96
|
10,155,966
USD
|
|
|
April 29, 2022 |
April 29, 2022 |
B
Purchase
|
Bettinger Walter W
CEO
Executive Director
|
63,188
+17.1%
67.07
4,238,234
USD
|
63,188
+17.1%
|
67.07
|
4,238,234
USD
|
|
|
April 29, 2022 |
April 28, 2022 |
B
Purchase
|
Bettinger Walter W
CEO
Executive Director
|
9,723
+2.7%
68.16
662,677
USD
|
9,723
+2.7%
|
68.16
|
662,677
USD
|
|
|
April 28, 2022 |
April 27, 2022 |
B
Purchase
|
Bettinger Walter W
CEO
Executive Director
|
4,341
+1.2%
68.55
297,567
USD
|
4,341
+1.2%
|
68.55
|
297,567
USD
|
|
|
April 26, 2022 |
April 26, 2022 |
B
Purchase
|
Bettinger Walter W
CEO
Executive Director
|
26,108
+7.9%
68.55
1,789,688
USD
|
26,108
+7.9%
|
68.55
|
1,789,688
USD
|
|
|
April 25, 2022 |
April 25, 2022 |
B
Purchase
|
Bettinger Walter W
CEO
Executive Director
|
36,640
+12.5%
69.49
2,545,960
USD
|
36,640
+12.5%
|
69.49
|
2,545,960
USD
|
|
|
April 7, 2022 |
April 7, 2022 |
PS
Planned sale
|
Craig Jonathan M.
MD, Senior EVP
Officer
|
4,016
-25.0%
80.02
321,379
USD
|
4,016
-25.0%
|
80.02
|
321,379
USD
|
|
|
March 22, 2022 |
March 22, 2022 |
PS
Planned sale
|
Crawford Peter B.
MD, EVP, and CFO
Officer
|
3,114
-16.2%
91.00
283,374
USD
|
3,114
-16.2%
|
91.00
|
283,374
USD
|
|
|
March 17, 2022 |
March 16, 2022 |
S
Sale
|
Crawford Peter B.
MD, EVP, and CFO
Officer
|
3,114
-13.9%
87.01
270,957
USD
|
3,114
-13.9%
|
87.01
|
270,957
USD
|
|
|
Feb. 22, 2022 |
Feb. 22, 2022 |
S
Sale
|
Schwab Charles R.
Chairman
Executive Director
|
78,430
-0.1%
85.91
6,738,023
USD
|
78,430
-0.1%
|
85.91
|
6,738,023
USD
|
|
|
Feb. 22, 2022 |
Feb. 22, 2022 |
S
Sale
|
Schwab Charles R.
Chairman
Executive Director
|
78,430
-0.1%
85.95
6,740,933
USD
|
78,430
-0.1%
|
85.95
|
6,740,933
USD
|
|
|
Feb. 17, 2022 |
Feb. 17, 2022 |
S
Sale
|
Schwab Charles R.
Chairman
Executive Director
|
58,140
-0.1%
86.63
5,036,936
USD
|
58,140
-0.1%
|
86.63
|
5,036,936
USD
|
|
|
Feb. 11, 2022 |
Feb. 10, 2022 |
S
Sale
|
Schwab Charles R.
Chairman
Executive Director
|
30,873
-0.0%
95.50
2,948,430
USD
|
30,873
-0.0%
|
95.50
|
2,948,430
USD
|
|
|
Feb. 10, 2022 |
Feb. 9, 2022 |
S
Sale
|
Wurster Richard A
President
Officer
|
61,423
-41.4%
94.62
5,811,715
USD
|
61,423
-41.4%
|
94.62
|
5,811,715
USD
|
|
|
Feb. 8, 2022 |
Feb. 8, 2022 |
S
Sale
|
Morgan Peter J. III
MD, EVP, and General Counsel
Officer
|
4,480
-49.5%
94.04
421,319
USD
|
4,480
-49.5%
|
94.04
|
421,319
USD
|
|
|
Feb. 8, 2022 |
Feb. 7, 2022 |
S
Sale
|
Crawford Peter B.
MD, EVP, and CFO
Officer
|
7,500
-36.6%
93.11
698,331
USD
|
7,500
-36.6%
|
93.11
|
698,331
USD
|
|
|
Feb. 8, 2022 |
Feb. 7, 2022 |
S
Sale
|
Schwab Charles R.
Chairman
Executive Director
|
119,280
-0.2%
92.59
11,043,873
USD
|
119,280
-0.2%
|
92.59
|
11,043,873
USD
|
|
|
Feb. 3, 2022 |
Feb. 3, 2022 |
S
Sale
|
Schwab Charles R.
Chairman
Executive Director
|
119,280
-0.2%
90.20
10,759,450
USD
|
119,280
-0.2%
|
90.20
|
10,759,450
USD
|
|
|
Feb. 2, 2022 |
Feb. 2, 2022 |
S
Sale
|
Schwab Charles R.
Chairman
Executive Director
|
119,280
-0.2%
89.75
10,705,750
USD
|
119,280
-0.2%
|
89.75
|
10,705,750
USD
|
|
|
Feb. 2, 2022 |
Feb. 1, 2022 |
S
Sale
|
Schwab Charles R.
Chairman
Executive Director
|
1,420
-0.0%
89.43
126,987
USD
|
1,420
-0.0%
|
89.43
|
126,987
USD
|
|
|
Feb. 2, 2022 |
Feb. 1, 2022 |
S
Sale
|
Crawford Peter B.
MD, EVP, and CFO
Officer
|
6,000
-28.6%
89.38
536,264
USD
|
6,000
-28.6%
|
89.38
|
536,264
USD
|
|
|
Feb. 1, 2022 |
Jan. 31, 2022 |
S
Sale
|
Morgan Peter J. III
MD, EVP, and General Counsel
Officer
|
2,239
-32.8%
87.14
195,104
USD
|
2,239
-32.8%
|
87.14
|
195,104
USD
|
|
|
Jan. 13, 2022 |
Jan. 12, 2022 |
PS
Planned sale
|
Craig Jonathan M.
Senior EVP
Officer
|
4,976
-100.0%
95.00
472,723
USD
|
4,976
-100.0%
|
95.00
|
472,723
USD
|
|
|
Dec. 20, 2021 |
Dec. 20, 2021 |
PS
Planned sale
|
Schwab Charles R.
Chairman
Executive Director
|
60,000
-0.2%
80.61
4,836,882
USD
|
60,000
-0.2%
|
80.61
|
4,836,882
USD
|
|
|
Nov. 23, 2021 |
Nov. 23, 2021 |
S
Sale
|
Schwab Charles R.
Chairman
Executive Director
|
24,550
-0.0%
82.25
2,019,181
USD
|
24,550
-0.0%
|
82.25
|
2,019,181
USD
|
|
|
Nov. 23, 2021 |
Nov. 23, 2021 |
S
Sale
|
Schwab Charles R.
Chairman
Executive Director
|
24,550
-0.0%
82.25
2,019,183
USD
|
24,550
-0.0%
|
82.25
|
2,019,183
USD
|
|
|
Nov. 22, 2021 |
Nov. 22, 2021 |
S
Sale
|
Schwab Charles R.
Chairman
Executive Director
|
24,550
-0.0%
82.37
2,022,213
USD
|
24,550
-0.0%
|
82.37
|
2,022,213
USD
|
|
|
Nov. 22, 2021 |
Nov. 22, 2021 |
S
Sale
|
Schwab Charles R.
Chairman
Executive Director
|
24,550
-0.0%
82.48
2,024,894
USD
|
24,550
-0.0%
|
82.48
|
2,024,894
USD
|
|
|
Nov. 22, 2021 |
Nov. 22, 2021 |
S
Sale
|
Dea Joan
Non-Executive Director
|
1,250
-5.8%
82.64
103,299
USD
|
1,250
-5.8%
|
82.64
|
103,299
USD
|
|
