United States Biotechnology & Medical Research

AIM ImmunoTech Inc (AIM)

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Over the past ninety days, CEO Thomas K. Equels executed four purchase transactions totaling 13,456.10 USD. These acquisitions occurred following a negative earnings report in August. Despite a 36.8% decline in stock value during this period, insider activity remains exclusively focused on buying, reflecting recent leadership confidence amidst ongoing market volatility.
Ticker: AIM Exchange: ASE
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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Buy signal Sell signal Earnings
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Top insiders
Trades
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other
3.3
Equels Thomas K CEO & President Executive Director
Transaction date
Purchase
Price
358.98
Quantity 54,868 +24.1%
Value US$1,749,199
3.3
Equels Thomas K CEO & President Executive Director
Transaction date
Purchase
Price
202.72
Quantity 61,495 -12.5%
Value US$2,100,328
3.3
Equels Thomas K CEO & President Executive Director
Transaction date
Purchase
Price
237.43
Quantity 48,876 +0.1%
Value US$4,800,415
3.3
Equels Thomas K CEO & President Executive Director
Transaction date
Purchase
Price
0.22
Quantity 1,000 +9.2%
Value US$100,000
3.3
Equels Thomas K CEO & President Executive Director
Transaction date
Purchase
Price
7.70
Quantity 107 +0.3%
Value US$824
3.3
Equels Thomas K CEO & President Executive Director
Transaction date
Purchase
Price
8.70
Quantity 103 +0.3%
Value US$896
3.3
Equels Thomas K CEO & President Executive Director
Transaction date
Purchase
Price
0.03
Quantity 1,968,504 +103.7%
Value US$50,000
1.4
MITCHELL WILLIAM M Non-Executive Director
Transaction date
Purchase
Price
0.03
Quantity 196,851 +60.6%
Value US$5,000
3.1
KELLNER TED D Non-Executive Director
Transaction date
Purchase
Price
0.03
Quantity 1,968,504 +196850.4%
Value US$50,000
3.3
Equels Thomas K CEO & President Executive Director
Transaction date
Purchase
Price
0.06
Quantity 41,000 +2.2%
Value US$2,583
2.8
Rodino Peter W III COO, Secretary, Gen. Counsel Officer
Transaction date
Purchase
Price
0.09
Quantity 500 +0.1%
Value US$44
3.3
Equels Thomas K CEO & President Executive Director
Transaction date
Purchase
Price
0.13
Quantity 50,000 +2.8%
Value US$6,730
3.3
Equels Thomas K CEO & President Executive Director
Transaction date
Purchase
Price
0.12
Quantity 44,000 +2.5%
Value US$5,060
3.3
Equels Thomas K CEO & President Executive Director
Transaction date
Purchase
Price
0.12
Quantity 83,334 +5.0%
Value US$10,000
1.4
MITCHELL WILLIAM M Non-Executive Director
Transaction date
Sale
Price
0.19
Quantity 4,580 -3.7%
Value US$884
3.3
Equels Thomas K CEO & President Executive Director
Transaction date
Purchase
Price
0.21
Quantity 22,727 +1.4%
Value US$4,682
2.8
APPELROUTH STEWART Non-Executive Director
Transaction date
Purchase
Price
0.21
Quantity 11,111 +3.2%
Value US$2,356
Equels Thomas K CEO & President Executive Director
Transaction date
Purchase
Price
0.21
Quantity 20,000 +1.2%
Value US$4,240
2.8
APPELROUTH STEWART Non-Executive Director
Transaction date
Purchase
Price
0.19
Quantity 81,953 +34.2%
Value US$15,817
3.3
Equels Thomas K CEO & President Executive Director
Transaction date
Purchase
Price
0.20
Quantity 85,000 +5.5%
Value US$16,915
3.3
Equels Thomas K CEO & President Executive Director
Transaction date
Purchase
Price
0.18
Quantity 60,110 +4.0%
Value US$11,000
3.3
Equels Thomas K CEO & President Executive Director
Transaction date
Purchase
Price
0.30
Quantity 5,000 +0.3%
Value US$1,515
3.3
Equels Thomas K CEO & President Executive Director
Transaction date
Purchase
Price
0.31
Quantity 20,000 +1.4%
Value US$6,160
3.3
Equels Thomas K CEO & President Executive Director
Transaction date
Purchase
Price
0.41
Quantity 61,729 +8.6%
Value US$25,000
3.3
Equels Thomas K CEO & President Executive Director
Transaction date
Purchase
Price
0.41
Quantity 61,729 +8.6%
Value US$25,000
2.8
Rodino Peter W III COO, Secretary, Gen. Counsel Officer
Transaction date
Purchase
Price
0.41
Quantity 30,865 +17.0%
Value US$12,500
2.2
BRYAN NANCY Non-Executive Director
Transaction date
Purchase
Price
0.39
Quantity 38,462 +inf%
Value US$15,000
3.3
Equels Thomas K CEO & President Executive Director
Transaction date
Purchase
Price
0.33
Quantity 75,758 +11.8%
Value US$25,000
2.8
APPELROUTH STEWART Non-Executive Director
Transaction date
Purchase
Price
0.33
Quantity 90,910 +61.1%
Value US$30,000
2.8
Rodino Peter W III COO, Secretary, Gen. Counsel Officer
Transaction date
Purchase
Price
0.33
Quantity 37,879 +26.3%
Value US$12,500
3.3
Equels Thomas K CEO & President Executive Director
Transaction date
Purchase
Price
0.44
Quantity 33,861 +5.6%
Value US$15,000
3.3
Equels Thomas K CEO & President Executive Director
Transaction date
Purchase
Price
0.44
Quantity 22,676 +3.9%
Value US$10,000
3.3
Equels Thomas K CEO & President Executive Director
Transaction date
Purchase
Price
0.67
Quantity 8,222 +1.4%
Value US$5,501
3.3
Equels Thomas K CEO & President Executive Director
Transaction date
Purchase
Price
0.67
Quantity 14,993 +2.7%
Value US$10,000
3.3
Equels Thomas K CEO & President Executive Director
Transaction date
Purchase
Price
0.59
Quantity 16,950 +3.1%
Value US$10,000
2.8
APPELROUTH STEWART Non-Executive Director
Transaction date
Purchase
Price
0.31
Quantity 80,646 +59.1%
Value US$25,000
3.3
Equels Thomas K CEO & President Executive Director
Transaction date
Purchase
Price
0.31
Quantity 161,291 +42.1%
Value US$50,000
2.8
Rodino Peter W III COO, Secretary, Gen. Counsel Officer
Transaction date
Purchase
Price
0.31
Quantity 80,646 +127.6%
Value US$25,000
2.8
APPELROUTH STEWART Non-Executive Director
Transaction date
Purchase
Price
2.35
Quantity 10,638 +13.0%
Value US$24,999
3.3
EQUELS THOMAS K. CEO & President Executive Director
Transaction date
Purchase
Price
2.26
Quantity 11,062 +5.6%
Value US$25,000
3.3
EQUELS THOMAS K. CEO Executive Director
Transaction date
Purchase
Price
1.72
Quantity 14,535 +7.9%
Value US$25,000
3.3
EQUELS THOMAS K. CEO & President Executive Director
Transaction date
Purchase
Price
2.03
Quantity 12,316 +7.2%
Value US$25,001
3.3
EQUELS THOMAS K. CEO Executive Director
Transaction date
Purchase
Price
2.33
Quantity 10,730 +6.7%
Value US$25,001
3.3
EQUELS THOMAS K. Exec. Vice Chairman/CEO/Pres. Executive Director
Transaction date
Purchase
Price
4.37
Quantity 2,632 +4.4%
Value US$11,502
2.8
RODINO III PETER W. Dir Govt Relations/Sectry
Transaction date
Purchase
Price
4.03
Quantity 8,695 +223.2%
Value US$35,041
0.5
STRAYER DAVID R Chief Science/Medical Officer
Transaction date
Purchase
Price
4.03
Quantity 2,481 +84.4%
Value US$9,998
2.8
APPELROUTH STEWART
Transaction date
Purchase
Price
4.03
Quantity 9,677 +56.8%
Value US$38,998
1.4
MITCHELL WILLIAM M
Transaction date
Purchase
Price
4.03
Quantity 9,677 +86.7%
Value US$38,998
0.5
SPRINGATE WAYNE S Sr. VP of Operations
Transaction date
Purchase
Price
4.03
Quantity 5,211 +150.6%
Value US$21,000
3.3
EQUELS THOMAS K. Exec. Vice Chairman/CEO/Pres. Executive Director
Transaction date
Purchase
Price
4.03
Quantity 29,404 +2.2%
Value US$118,498
3.3
EQUELS THOMAS K. Exec. Vice Chairman/CEO/Pres. Executive Director
Transaction date
Purchase
Price
0.18
Quantity 13,400 +1.7%
Value US$2,352
EQUELS THOMAS K. Exec. Vice Chairman/CEO/Pres. Executive Director
Transaction date
Purchase
Price
0.20
Quantity 6,000 +0.8%
Value US$1,176
EQUELS THOMAS K. Exec. Vice Chairman/CEO/Pres. Executive Director
Transaction date
Purchase
Price
0.19
Quantity 334 +0.0%
Value US$65
EQUELS THOMAS K. Exec. Vice Chairman/CEO/Pres. Executive Director
Transaction date
Purchase
Price
0.19
Quantity 300 +0.0%
Value US$58
EQUELS THOMAS K. Exec. Vice Chairman/CEO/Pres. Executive Director
Transaction date
Purchase
Price
0.19
Quantity 50 +0.0%
Value US$10
EQUELS THOMAS K. Exec. Vice Chairman/CEO/Pres. Executive Director
Transaction date
Purchase
Price
0.19
Quantity 2,400 +0.3%
Value US$463
EQUELS THOMAS K. Exec. Vice Chairman/CEO/Pres. Executive Director
Transaction date
Purchase
Price
0.19
Quantity 9,557 +1.2%
Value US$1,816
EQUELS THOMAS K. Exec. Vice Chairman/CEO/Pres. Executive Director
Transaction date
Purchase
Price
0.19
Quantity 5
Value US$1
EQUELS THOMAS K. Exec. Vice Chairman/CEO/Pres. Executive Director
Transaction date
Purchase
Price
0.19
Quantity 1,354 +0.2%
Value US$256
APPELROUTH STEWART Non-Executive Director
Transaction date
Purchase
Price
0.22
Quantity 25,238 +10.4%
Value US$5,552
EQUELS THOMAS K. Exec. Vice Chairman/CEO/Pres. Executive Director
Transaction date
Purchase
Price
0.20
Quantity 3,500 +0.5%
Value US$710
EQUELS THOMAS K. Exec. Vice Chairman/CEO/Pres. Executive Director
Transaction date
Purchase
Price
0.20
Quantity 100,000 +14.9%
Value US$20,000
EQUELS THOMAS K. Exec. Vice Chairman/CEO/Pres. Executive Director
Transaction date
Purchase
Price
0.29
Quantity 34,483 +5.4%
Value US$10,000
APPELROUTH STEWART Non-Executive Director
Transaction date
Purchase
Price
0.31
Quantity 126,000 +108.9%
Value US$39,060
PASCALE ADAM CFO Officer
Transaction date
Purchase
Price
0.31
Quantity 32,259 +117.8%
Value US$10,000
EQUELS THOMAS K. Exec. Vice Chairman/CEO/Pres. Executive Director
Transaction date
Purchase
Price
0.31
Quantity 112,904 +21.5%
Value US$35,000
SPRINGATE WAYNE S Sr. VP of Operations Officer
Transaction date
Purchase
Price
0.31
Quantity 32,259 +99.2%
Value US$10,000
APPELROUTH STEWART Non-Executive Director
Transaction date
Purchase
Price
0.32
Quantity 100,000 +634.9%
Value US$32,000
EQUELS THOMAS K. CEO, President Executive Director
Transaction date
Purchase
Price
0.32
Quantity 32,000 +6.5%
Value US$10,240
Rodino Peter W. III Exec Dir Govt Relations/Secrty Officer
Transaction date
Purchase
Price
0.63
Quantity 15,873 +inf%
Value US$10,000
Springate Wayne S. Sr VP of Operations Officer
Transaction date
Purchase
Price
0.63
Quantity 15,873 +95.4%
Value US$10,000
Pascale Adam CFO Officer
Transaction date
Purchase
Price
0.63
Quantity 15,873 +137.8%
Value US$10,000
STRAYER DAVID R Chief Science/Medical Officer Officer
Transaction date
Purchase
Price
0.63
Quantity 7,937 +23.4%
Value US$5,000
Equels Thomas K. CEO, President Executive Director
Transaction date
Purchase
Price
0.69
Quantity 72,464 +17.2%
Value US$50,000
Equels Thomas K. CEO, President Executive Director
Transaction date
Purchase
Price
0.50
Quantity 200,000 +90.7%
Value US$100,000
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Price Value Details
2026-09-18 2026-09-17 B Purchase
3.3
Equels Thomas K

CEO & President

Executive Director
54,868 +24.1%
358.98
US$1,749,199 		54,868 +24.1% 358.98 US$1,749,199
2026-09-17 2026-09-16 B Purchase
3.3
Equels Thomas K

CEO & President

Executive Director
61,495 -12.5%
202.72
US$2,100,328 		61,495 -12.5% 202.72 US$2,100,328
2026-09-16 2026-09-15 B Purchase
3.3
Equels Thomas K

CEO & President

Executive Director
48,876 +0.1%
237.43
US$4,800,415 		48,876 +0.1% 237.43 US$4,800,415
2026-09-15 2026-09-14 B Purchase
3.3
Equels Thomas K

CEO & President

Executive Director
1,000 +9.2%
0.22
US$100,000 		1,000 +9.2% 0.22 US$100,000
2025-06-16 2025-06-13 B Purchase
3.3
Equels Thomas K

CEO & President

Executive Director
107 +0.3%
7.70
US$824 		107 +0.3% 7.70 US$824
2025-06-13 2025-06-12 B Purchase
3.3
Equels Thomas K

CEO & President

Executive Director
103 +0.3%
8.70
US$896 		103 +0.3% 8.70 US$896
2025-04-23 2025-04-11 B Purchase
3.3
Equels Thomas K

CEO & President

Executive Director
1,968,504 +103.7%
0.03
US$50,000 		1,968,504 +103.7% 0.03 US$50,000
2025-04-23 2025-04-11 B Purchase
1.4
MITCHELL WILLIAM M
Non-Executive Director
196,851 +60.6%
0.03
US$5,000 		196,851 +60.6% 0.03 US$5,000
2025-04-23 2025-04-11 B Purchase
3.1
KELLNER TED D
Non-Executive Director
1,968,504 +196850.4%
0.03
US$50,000 		1,968,504 +196850.4% 0.03 US$50,000
2025-04-07 2025-04-04 B Purchase
3.3
Equels Thomas K

CEO & President

Executive Director
41,000 +2.2%
0.06
US$2,583 		41,000 +2.2% 0.06 US$2,583
2025-04-04 2025-04-04 B Purchase
2.8
Rodino Peter W III

COO, Secretary, Gen. Counsel

Officer
500 +0.1%
0.09
US$44 		500 +0.1% 0.09 US$44
2025-03-06 2025-03-05 B Purchase
3.3
Equels Thomas K

CEO & President

Executive Director
50,000 +2.8%
0.13
US$6,730 		50,000 +2.8% 0.13 US$6,730
2025-03-05 2025-03-04 B Purchase
3.3
Equels Thomas K

CEO & President

Executive Director
44,000 +2.5%
0.12
US$5,060 		44,000 +2.5% 0.12 US$5,060
2025-03-04 2025-03-04 B Purchase
3.3
Equels Thomas K

CEO & President

Executive Director
83,334 +5.0%
0.12
US$10,000 		83,334 +5.0% 0.12 US$10,000
2024-12-20 2024-12-19 S Sale
1.4
MITCHELL WILLIAM M
Non-Executive Director
4,580 -3.7%
0.19
US$884 		4,580 -3.7% 0.19 US$884
2024-12-19 2024-12-18 B Purchase
3.3
Equels Thomas K

CEO & President

Executive Director
22,727 +1.4%
0.21
US$4,682 		22,727 +1.4% 0.21 US$4,682
2024-12-04 2024-12-02 B Purchase
2.8
APPELROUTH STEWART
Non-Executive Director
11,111 +3.2%
0.21
US$2,356 		11,111 +3.2% 0.21 US$2,356
2025-01-21 2024-11-21 B Purchase Equels Thomas K

CEO & President

Executive Director
20,000 +1.2%
0.21
US$4,240 		20,000 +1.2% 0.21 US$4,240
2024-11-21 2024-11-20 B Purchase
2.8
APPELROUTH STEWART
Non-Executive Director
81,953 +34.2%
0.19
US$15,817 		81,953 +34.2% 0.19 US$15,817
2024-11-21 2024-11-20 B Purchase
3.3
Equels Thomas K

CEO & President

Executive Director
85,000 +5.5%
0.20
US$16,915 		85,000 +5.5% 0.20 US$16,915
2024-11-20 2024-11-20 B Purchase
3.3
Equels Thomas K

CEO & President

Executive Director
60,110 +4.0%
0.18
US$11,000 		60,110 +4.0% 0.18 US$11,000
2024-09-17 2024-09-16 B Purchase
3.3
Equels Thomas K

CEO & President

Executive Director
5,000 +0.3%
0.30
US$1,515 		5,000 +0.3% 0.30 US$1,515
2024-09-16 2024-09-13 B Purchase
3.3
Equels Thomas K

CEO & President

Executive Director
20,000 +1.4%
0.31
US$6,160 		20,000 +1.4% 0.31 US$6,160
2024-05-07 2024-05-06 B Purchase
3.3
Equels Thomas K

CEO & President

Executive Director
61,729 +8.6%
0.41
US$25,000 		61,729 +8.6% 0.41 US$25,000
2024-05-07 2024-05-06 B Purchase
3.3
Equels Thomas K

CEO & President

Executive Director
61,729 +8.6%
0.41
US$25,000 		61,729 +8.6% 0.41 US$25,000
2024-05-07 2024-05-06 B Purchase
2.8
Rodino Peter W III

COO, Secretary, Gen. Counsel

Officer
30,865 +17.0%
0.41
US$12,500 		30,865 +17.0% 0.41 US$12,500
2024-03-22 2024-03-21 B Purchase
2.2
BRYAN NANCY
Non-Executive Director
38,462 +inf%
0.39
US$15,000 		38,462 +inf% 0.39 US$15,000
2024-03-18 2024-03-15 B Purchase
3.3
Equels Thomas K

CEO & President

Executive Director
75,758 +11.8%
0.33
US$25,000 		75,758 +11.8% 0.33 US$25,000
2024-03-18 2024-03-15 B Purchase
2.8
APPELROUTH STEWART
Non-Executive Director
90,910 +61.1%
0.33
US$30,000 		90,910 +61.1% 0.33 US$30,000
2024-03-18 2024-03-15 B Purchase
2.8
Rodino Peter W III

COO, Secretary, Gen. Counsel

Officer
37,879 +26.3%
0.33
US$12,500 		37,879 +26.3% 0.33 US$12,500
2023-11-27 2023-11-27 B Purchase
3.3
Equels Thomas K

CEO & President

Executive Director
33,861 +5.6%
0.44
US$15,000 		33,861 +5.6% 0.44 US$15,000
2023-09-29 2023-09-29 B Purchase
3.3
Equels Thomas K

CEO & President

Executive Director
22,676 +3.9%
0.44
US$10,000 		22,676 +3.9% 0.44 US$10,000
2023-08-25 2023-08-25 B Purchase
3.3
Equels Thomas K

CEO & President

Executive Director
8,222 +1.4%
0.67
US$5,501 		8,222 +1.4% 0.67 US$5,501
2023-08-24 2023-08-24 B Purchase
3.3
Equels Thomas K

CEO & President

Executive Director
14,993 +2.7%
0.67
US$10,000 		14,993 +2.7% 0.67 US$10,000
2023-07-17 2023-07-17 B Purchase
3.3
Equels Thomas K

CEO & President

Executive Director
16,950 +3.1%
0.59
US$10,000 		16,950 +3.1% 0.59 US$10,000
2023-01-04 2023-01-03 B Purchase
2.8
APPELROUTH STEWART
Non-Executive Director
80,646 +59.1%
0.31
US$25,000 		80,646 +59.1% 0.31 US$25,000
2023-01-04 2023-01-03 B Purchase
3.3
Equels Thomas K

CEO & President

Executive Director
161,291 +42.1%
0.31
US$50,000 		161,291 +42.1% 0.31 US$50,000
2023-01-04 2023-01-03 B Purchase
2.8
Rodino Peter W III

COO, Secretary, Gen. Counsel

Officer
80,646 +127.6%
0.31
US$25,000 		80,646 +127.6% 0.31 US$25,000
2021-02-25 2021-02-25 B Purchase
2.8
APPELROUTH STEWART
Non-Executive Director
10,638 +13.0%
2.35
US$24,999 		10,638 +13.0% 2.35 US$24,999
2021-02-24 2021-02-24 B Purchase
3.3
EQUELS THOMAS K.

CEO & President

Executive Director
11,062 +5.6%
2.26
US$25,000 		11,062 +5.6% 2.26 US$25,000
2020-12-17 2020-12-17 B Purchase
3.3
EQUELS THOMAS K.

CEO

Executive Director
14,535 +7.9%
1.72
US$25,000 		14,535 +7.9% 1.72 US$25,000
2020-09-03 2020-09-03 B Purchase
3.3
EQUELS THOMAS K.

CEO & President

Executive Director
12,316 +7.2%
2.03
US$25,001 		12,316 +7.2% 2.03 US$25,001
2020-08-21 2020-08-21 B Purchase
3.3
EQUELS THOMAS K.

CEO

Executive Director
10,730 +6.7%
2.33
US$25,001 		10,730 +6.7% 2.33 US$25,001
2019-06-27 2019-06-27 B Purchase
3.3
EQUELS THOMAS K.

Exec. Vice Chairman/CEO/Pres.

Executive Director
2,632 +4.4%
4.37
US$11,502 		2,632 +4.4% 4.37 US$11,502
2019-06-25 2019-06-21 B Purchase
2.8
RODINO III PETER W.

Dir Govt Relations/Sectry
8,695 +223.2%
4.03
US$35,041 		8,695 +223.2% 4.03 US$35,041
2019-06-25 2019-06-21 B Purchase
0.5
STRAYER DAVID R

Chief Science/Medical Officer
2,481 +84.4%
4.03
US$9,998 		2,481 +84.4% 4.03 US$9,998
2019-06-25 2019-06-21 B Purchase
2.8
APPELROUTH STEWART
9,677 +56.8%
4.03
US$38,998 		9,677 +56.8% 4.03 US$38,998
2019-06-24 2019-06-21 B Purchase
1.4
MITCHELL WILLIAM M
9,677 +86.7%
4.03
US$38,998 		9,677 +86.7% 4.03 US$38,998
2019-06-24 2019-06-21 B Purchase
0.5
SPRINGATE WAYNE S

Sr. VP of Operations
5,211 +150.6%
4.03
US$21,000 		5,211 +150.6% 4.03 US$21,000
2019-06-21 2019-06-21 B Purchase
3.3
EQUELS THOMAS K.

Exec. Vice Chairman/CEO/Pres.

Executive Director
29,404 +2.2%
4.03
US$118,498 		29,404 +2.2% 4.03 US$118,498
2019-03-19 2019-03-19 B Purchase
3.3
EQUELS THOMAS K.

Exec. Vice Chairman/CEO/Pres.

Executive Director
13,400 +1.7%
0.18
US$2,352 		13,400 +1.7% 0.18 US$2,352
2018-12-03 2018-11-30 B Purchase EQUELS THOMAS K.

Exec. Vice Chairman/CEO/Pres.

Executive Director
6,000 +0.8%
0.20
US$1,176 		6,000 +0.8% 0.20 US$1,176
2018-12-03 2018-11-30 B Purchase EQUELS THOMAS K.

Exec. Vice Chairman/CEO/Pres.

Executive Director
334 +0.0%
0.19
US$65 		334 +0.0% 0.19 US$65
2018-12-03 2018-11-30 B Purchase EQUELS THOMAS K.

Exec. Vice Chairman/CEO/Pres.

Executive Director
300 +0.0%
0.19
US$58 		300 +0.0% 0.19 US$58
2018-12-03 2018-11-30 B Purchase EQUELS THOMAS K.

Exec. Vice Chairman/CEO/Pres.

Executive Director
50 +0.0%
0.19
US$10 		50 +0.0% 0.19 US$10
2018-12-03 2018-11-30 B Purchase EQUELS THOMAS K.

Exec. Vice Chairman/CEO/Pres.

Executive Director
2,400 +0.3%
0.19
US$463 		2,400 +0.3% 0.19 US$463
2018-12-03 2018-11-30 B Purchase EQUELS THOMAS K.

Exec. Vice Chairman/CEO/Pres.

Executive Director
9,557 +1.2%
0.19
US$1,816 		9,557 +1.2% 0.19 US$1,816
2018-12-03 2018-11-30 B Purchase EQUELS THOMAS K.

Exec. Vice Chairman/CEO/Pres.

Executive Director
5
0.19
US$1 		5 0.19 US$1
2018-12-03 2018-11-30 B Purchase EQUELS THOMAS K.

Exec. Vice Chairman/CEO/Pres.

Executive Director
1,354 +0.2%
0.19
US$256 		1,354 +0.2% 0.19 US$256
2018-11-06 2018-11-05 B Purchase APPELROUTH STEWART Non-Executive Director
25,238 +10.4%
0.22
US$5,552 		25,238 +10.4% 0.22 US$5,552
2018-10-29 2018-10-26 B Purchase EQUELS THOMAS K.

Exec. Vice Chairman/CEO/Pres.

Executive Director
3,500 +0.5%
0.20
US$710 		3,500 +0.5% 0.20 US$710
2018-10-25 2018-10-25 B Purchase EQUELS THOMAS K.

Exec. Vice Chairman/CEO/Pres.

Executive Director
100,000 +14.9%
0.20
US$20,000 		100,000 +14.9% 0.20 US$20,000
2018-07-27 2018-07-27 B Purchase EQUELS THOMAS K.

Exec. Vice Chairman/CEO/Pres.

Executive Director
34,483 +5.4%
0.29
US$10,000 		34,483 +5.4% 0.29 US$10,000
2018-07-24 2018-07-24 B Purchase APPELROUTH STEWART Non-Executive Director
126,000 +108.9%
0.31
US$39,060 		126,000 +108.9% 0.31 US$39,060
2018-07-23 2018-07-23 B Purchase PASCALE ADAM

CFO

Officer
32,259 +117.8%
0.31
US$10,000 		32,259 +117.8% 0.31 US$10,000
2018-07-23 2018-07-23 B Purchase EQUELS THOMAS K.

Exec. Vice Chairman/CEO/Pres.

Executive Director
112,904 +21.5%
0.31
US$35,000 		112,904 +21.5% 0.31 US$35,000
2018-07-23 2018-07-23 B Purchase SPRINGATE WAYNE S

Sr. VP of Operations

Officer
32,259 +99.2%
0.31
US$10,000 		32,259 +99.2% 0.31 US$10,000
2018-04-30 2018-04-27 B Purchase APPELROUTH STEWART Non-Executive Director
100,000 +634.9%
0.32
US$32,000 		100,000 +634.9% 0.32 US$32,000
2018-04-30 2018-04-27 B Purchase EQUELS THOMAS K.

CEO, President

Executive Director
32,000 +6.5%
0.32
US$10,240 		32,000 +6.5% 0.32 US$10,240
2017-05-03 2017-05-02 B Purchase Rodino Peter W. III

Exec Dir Govt Relations/Secrty

Officer
15,873 +inf%
0.63
US$10,000 		15,873 +inf% 0.63 US$10,000
2017-05-03 2017-05-02 B Purchase Springate Wayne S.

Sr VP of Operations

Officer
15,873 +95.4%
0.63
US$10,000 		15,873 +95.4% 0.63 US$10,000
2017-05-02 2017-05-02 B Purchase Pascale Adam

CFO

Officer
15,873 +137.8%
0.63
US$10,000 		15,873 +137.8% 0.63 US$10,000
2017-05-02 2017-05-02 B Purchase STRAYER DAVID R

Chief Science/Medical Officer

Officer
7,937 +23.4%
0.63
US$5,000 		7,937 +23.4% 0.63 US$5,000
2017-04-27 2017-04-27 B Purchase Equels Thomas K.

CEO, President

Executive Director
72,464 +17.2%
0.69
US$50,000 		72,464 +17.2% 0.69 US$50,000
2017-04-11 2017-04-11 B Purchase Equels Thomas K.

CEO, President

Executive Director
200,000 +90.7%
0.50
US$100,000 		200,000 +90.7% 0.50 US$100,000
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