Rotsztain Diego

• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Activity signal Earnings

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other

Notification date	Transaction date	Company	B/S Transaction type	Nb. shares Price Value	Number of shares	Price	Value
2018-06-01	2018-05-30	GAIN Capital Holdings Inc (GCAP)	PlS Planned sale	69,955 -43.9% 292.17 US$1,620,295	69,955 -43.9%	292.17	US$1,620,295
2018-05-08	2018-05-07	GAIN Capital Holdings Inc (GCAP)	PlS Planned sale	32,283 -1.4% 296.41 US$4,771,989	32,283 -1.4%	296.41	US$4,771,989
2018-03-20	2018-03-16	GAIN Capital Holdings Inc (GCAP)	PlS Planned sale	94,954 +15.0% 213.85 US$3,811,840	94,954 +15.0%	213.85	US$3,811,840
2018-03-08	2018-03-06	GAIN Capital Holdings Inc (GCAP)	PlS Planned sale	2,120 -2.0% 7.41 US$15,713	2,120 -2.0%	7.41	US$15,713
2016-06-02	2016-05-31	GAIN Capital Holdings Inc (GCAP)	PlS Planned sale	2,142 -1.8% 6.89 US$14,767	2,142 -1.8%	6.89	US$14,767
2016-03-24	2016-03-23	GAIN Capital Holdings Inc (GCAP)	PlS Planned sale	3,436 -4.6% 6.28 US$21,576	3,436 -4.6%	6.28	US$21,576
2016-03-09	2016-03-07	GAIN Capital Holdings Inc (GCAP)	PlS Planned sale	1,711 -2.2% 7.42 US$12,703	1,711 -2.2%	7.42	US$12,703
2016-03-04	2016-03-03	GAIN Capital Holdings Inc (GCAP)	PlS Planned sale	12 -0.0% 7.42 US$89	12 -0.0%	7.42	US$89
2016-03-04	2016-03-02	GAIN Capital Holdings Inc (GCAP)	PlS Planned sale	2,920 -3.7% 7.31 US$21,359	2,920 -3.7%	7.31	US$21,359