XAI Floating Rate and Alternative Income Trust (XFLT)

Ticker: XFLT Exchange: NYS


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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Buy signal Sell signal Earnings
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Insider trades have triggered activity signals for XAI Floating Rate and Alternative Income Trust. Upgrade to see score, net flow, insiders and the full signal context.

Top insiders
Trades
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other
3.3
Spence John Yogi Vice President Officer
Transaction date
Purchase
Price
275.37
Quantity 90,022 -41.5%
Value US$2,309,343
2.3
Law Lauren Kristen Sub-Adviser Inv Comm Member
Transaction date
Purchase
Price
44.26
Quantity 52,005 -45.3%
Value US$205,259
3.2
Jones Scott C Trustee
Transaction date
Sale
Price
416.11
Quantity 80,570 +26.3%
Value US$1,790,608
3.3
Spence John Yogi Vice President Officer
Transaction date
Purchase
Price
6.38
Quantity 2,000 +0.4%
Value US$12,760
3.3
Spence John Yogi Vice President Officer
Transaction date
Purchase
Price
6.41
Quantity 3,000 +0.5%
Value US$19,229
3.3
Spence John Yogi Adviser Personnel
Transaction date
Purchase
Price
6.50
Quantity 2,000 +0.4%
Value US$13,000
3.3
Spence John Yogi Advisor Personnel
Transaction date
Purchase
Price
7.13
Quantity 3,450 +14.4%
Value US$24,598
3.3
Spence John Yogi Advisor Personnel
Transaction date
Purchase
Price
7.13
Quantity 3,450 +14.4%
Value US$24,598
3.6
Brombach Theodore J President & CEO Officer
Transaction date
Purchase
Price
7.13
Quantity 3,450 +14.4%
Value US$24,598
3.3
Spence John Yogi Advisor Personnel
Transaction date
Purchase
Price
7.13
Quantity 3,417 +16.6%
Value US$24,363
3.3
Spence John Yogi Advisor Personnel
Transaction date
Purchase
Price
7.13
Quantity 3,417 +16.6%
Value US$24,363
3.6
Brombach Theodore J President & CEO Officer
Transaction date
Purchase
Price
7.13
Quantity 3,417 +16.6%
Value US$24,363
3.3
Spence John Yogi Adviser Personnel
Transaction date
Purchase
Price
7.05
Quantity 825 +4.5%
Value US$5,816
3.6
Brombach Theodore J President & CEO Officer
Transaction date
Purchase
Price
7.05
Quantity 825 +4.5%
Value US$5,816
3.6
Brombach Theodore J President & CEO Officer
Transaction date
Purchase
Price
6.89
Quantity 6,000 +33.9%
Value US$41,340
3.3
Spence John Yogi Adviser Personnel
Transaction date
Purchase
Price
6.89
Quantity 6,000 +33.9%
Value US$41,340
3.6
Brombach Theodore J President & CEO Officer
Transaction date
Purchase
Price
7.08
Quantity 289 +1.7%
Value US$2,046
3.3
Spence John Yogi Adviser Personnel
Transaction date
Purchase
Price
7.08
Quantity 289 +1.7%
Value US$2,046
3.3
Spence John Yogi Adviser Personnel
Transaction date
Purchase
Price
6.33
Quantity 500 +0.1%
Value US$3,165
3.3
Spence John Yogi Adviser Personnel
Transaction date
Purchase
Price
6.67
Quantity 3,050 +25.4%
Value US$20,344
3.6
Brombach Theodore J President & CEO Officer
Transaction date
Purchase
Price
6.67
Quantity 3,050 +25.4%
Value US$20,344
3.6
Brombach Theodore J President & CEO Officer
Transaction date
Purchase
Price
6.65
Quantity 355 +3.0%
Value US$2,361
3.6
Brombach Theodore J President & CEO Officer
Transaction date
Purchase
Price
6.64
Quantity 754 +6.9%
Value US$5,007
3.6
Brombach Theodore J President & CEO Officer
Transaction date
Purchase
Price
6.63
Quantity 891 +8.9%
Value US$5,907
3.3
Spence John Yogi Adviser Personnel
Transaction date
Purchase
Price
6.65
Quantity 355 +3.0%
Value US$2,361
3.3
Spence John Yogi Adviser Personnel
Transaction date
Purchase
Price
6.64
Quantity 754 +6.9%
Value US$5,007
3.3
Spence John Yogi Adviser Personnel
Transaction date
Purchase
Price
6.63
Quantity 891 +8.9%
Value US$5,907
3.6
Brombach Theodore J President & CEO Officer
Transaction date
Purchase
Price
6.56
Quantity 918 +10.1%
Value US$6,022
3.6
Brombach Theodore J President & CEO Officer
Transaction date
Purchase
Price
6.53
Quantity 1,082 +13.5%
Value US$7,065
3.3
Spence John Yogi Adviser Personnel
Transaction date
Purchase
Price
6.56
Quantity 918 +10.1%
Value US$6,022
3.3
Spence John Yogi Adviser Personnel
Transaction date
Purchase
Price
6.53
Quantity 1,082 +13.5%
Value US$7,065
3.6
Brombach Theodore J President & CEO Officer
Transaction date
Purchase
Price
6.50
Quantity 1,800 +29.0%
Value US$11,700
3.6
Brombach Theodore J President & CEO Officer
Transaction date
Purchase
Price
6.49
Quantity 2,100 +51.2%
Value US$13,629
3.6
Brombach Theodore J President & CEO Officer
Transaction date
Purchase
Price
6.38
Quantity 100 +2.5%
Value US$638
3.3
Spence John Yogi Adviser Personnel
Transaction date
Purchase
Price
6.50
Quantity 1,800 +29.0%
Value US$11,700
3.3
Spence John Yogi Adviser Personnel
Transaction date
Purchase
Price
6.49
Quantity 2,100 +51.2%
Value US$13,629
3.3
Spence John Yogi Adviser Personnel
Transaction date
Purchase
Price
6.38
Quantity 100 +2.5%
Value US$638
3.3
Spence John Yogi Adviser Personnel
Transaction date
Purchase
Price
6.39
Quantity 3,588 +870.9%
Value US$22,927
3.6
Brombach Theodore J President & CEO Officer
Transaction date
Purchase
Price
6.39
Quantity 3,588 +870.9%
Value US$22,927
3.3
Spence John Yogi Adviser Personnel
Transaction date
Purchase
Price
6.35
Quantity 412 +inf%
Value US$2,616
3.6
Brombach Theodore J President & CEO Officer
Transaction date
Purchase
Price
6.35
Quantity 412 +inf%
Value US$2,616
3.3
Spence John Yogi Adviser Personnel
Transaction date
Purchase
Price
6.23
Quantity 2,000 +0.4%
Value US$12,460
3.3
Spence John Yogi Adviser Personnel
Transaction date
Purchase
Price
6.24
Quantity 1,000 +0.2%
Value US$6,240
3.3
Spence John Yogi Adviser Personnel
Transaction date
Purchase
Price
0.00
Quantity 0
Value US$0
3.3
Spence John Yogi Adviser Personnel
Transaction date
Purchase
Price
0.00
Quantity 0
Value US$0
3.3
Spence John Yogi Adviser Personnel
Transaction date
Purchase
Price
7.00
Quantity 1,000 +0.2%
Value US$7,000
3.3
Spence John Yogi Adviser Personnel
Transaction date
Purchase
Price
6.97
Quantity 1,000 +0.2%
Value US$6,970
3.3
Spence John Yogi Adviser Personnel
Transaction date
Purchase
Price
0.00
Quantity 0
Value US$0
3.3
Spence John Yogi Adviser Personnel
Transaction date
Purchase
Price
0.00
Quantity 0
Value US$0
3.3
Spence John Yogi Adviser Personnel
Transaction date
Purchase
Price
7.16
Quantity 1,000 +0.2%
Value US$7,160
3.3
Spence John Yogi Adviser Personnel
Transaction date
Purchase
Price
7.16
Quantity 1,000 +0.2%
Value US$7,160
3.3
Spence John Yogi Adviser Personnel
Transaction date
Purchase
Price
7.15
Quantity 1,000 +0.2%
Value US$7,154
2.2
McCulloch Benjamin Secretary & CLO Officer
Transaction date
Purchase
Price
8.47
Quantity 472 +68.4%
Value US$3,998
3.3
Spence John Yogi Adviser Personnel
Transaction date
Purchase
Price
8.53
Quantity 3,865 +0.8%
Value US$32,968
3.3
Spence John Yogi Adviser Personnel
Transaction date
Purchase
Price
8.54
Quantity 135 +0.0%
Value US$1,153
2.8
McGarrity John P Officer of XAI
Transaction date
Sale
Price
9.10
Quantity 11,100 -20.6%
Value US$101,010
3.3
Spence John Yogi Adviser Personnel
Transaction date
Purchase
Price
8.50
Quantity 500 +inf%
Value US$4,250
3.3
Spence John Yogi Adviser Personnel
Transaction date
Purchase
Price
8.50
Quantity 4,400 +1.0%
Value US$37,400
3.3
Spence John Yogi Adviser Personnel
Transaction date
Purchase
Price
8.50
Quantity 2,873 +0.6%
Value US$24,420
3.3
Spence John Yogi Adviser Personnel
Transaction date
Purchase
Price
8.50
Quantity 1,500 +0.3%
Value US$12,750
3.3
Spence John Yogi Adviser Personnel
Transaction date
Purchase
Price
8.50
Quantity 600 +0.1%
Value US$5,097
3.3
Spence John Yogi Adviser Personnel
Transaction date
Purchase
Price
8.49
Quantity 127 +0.0%
Value US$1,079
3.2
FRANKLIN PHILIP G Trustee
Transaction date
Purchase
Price
4.04
Quantity 10,000 +21.6%
Value US$40,380
Transaction date
Purchase
Price
4.89
Quantity 2,050 +92.3%
Value US$10,024
Transaction date
Purchase
Price
4.47
Quantity 2,222 +inf%
Value US$9,932
3.6
Brombach Theodore J President & CEO Officer
Transaction date
Purchase
Price
4.48
Quantity 1,000 +0.2%
Value US$4,480
3.6
Brombach Theodore J President & CEO Officer
Transaction date
Purchase
Price
4.52
Quantity 1,000 +0.2%
Value US$4,520
2.8
McGarrity John P Chief Legal & Secretary Officer
Transaction date
Purchase
Price
5.54
Quantity 2,520 +4.9%
Value US$13,954
3.3
Spence John Yogi Adviser Personnel
Transaction date
Purchase
Price
5.69
Quantity 3,000 +0.7%
Value US$17,070
3.3
Spence John Yogi Advisor Personnel
Transaction date
Purchase
Price
5.80
Quantity 500 +0.1%
Value US$2,900
3.3
Spence John Yogi Advisor Personnel
Transaction date
Purchase
Price
5.90
Quantity 400 +0.1%
Value US$2,360
3.3
Spence John Yogi Advisor Personnel
Transaction date
Purchase
Price
5.95
Quantity 400 +0.1%
Value US$2,380
3.3
Spence John Yogi Advisor Personnel
Transaction date
Purchase
Price
6.00
Quantity 500 +0.1%
Value US$3,000
3.2
Jones Scott C Trustee
Transaction date
Sale
Price
6.82
Quantity 225 -3.4%
Value US$1,530
3.3
Spence John Yogi Advisor Personnel
Transaction date
Purchase
Price
7.38
Quantity 5,000 +1.2%
Value US$36,900
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value
Number of shares Price Value Details
2026-02-19 2026-02-19 B Purchase

Vice President

Officer
90,022 -41.5%
275.37
US$2,309,343
90,022 -41.5% 275.37 US$2,309,343
2025-10-27 2025-10-24 B Purchase

Sub-Adviser Inv Comm Member

52,005 -45.3%
44.26
US$205,259
52,005 -45.3% 44.26 US$205,259
2025-09-12 2025-09-11 S Sale

Trustee

80,570 +26.3%
416.11
US$1,790,608
80,570 +26.3% 416.11 US$1,790,608
2025-02-21 2025-02-21 B Purchase

Vice President

Officer
2,000 +0.4%
6.38
US$12,760
2,000 +0.4% 6.38 US$12,760
2025-02-19 2025-02-19 B Purchase

Vice President

Officer
3,000 +0.5%
6.41
US$19,229
3,000 +0.5% 6.41 US$19,229
2024-12-20 2024-12-19 B Purchase

Adviser Personnel

2,000 +0.4%
6.50
US$13,000
2,000 +0.4% 6.50 US$13,000
2024-05-10 2024-05-10 B Purchase

Advisor Personnel

3,450 +14.4%
7.13
US$24,598
3,450 +14.4% 7.13 US$24,598
2024-05-10 2024-05-10 B Purchase

Advisor Personnel

3,450 +14.4%
7.13
US$24,598
3,450 +14.4% 7.13 US$24,598
2024-05-10 2024-05-10 B Purchase

President & CEO

Officer
3,450 +14.4%
7.13
US$24,598
3,450 +14.4% 7.13 US$24,598
2024-05-10 2024-05-09 B Purchase

Advisor Personnel

3,417 +16.6%
7.13
US$24,363
3,417 +16.6% 7.13 US$24,363
2024-05-10 2024-05-09 B Purchase

Advisor Personnel

3,417 +16.6%
7.13
US$24,363
3,417 +16.6% 7.13 US$24,363
2024-05-10 2024-05-09 B Purchase

President & CEO

Officer
3,417 +16.6%
7.13
US$24,363
3,417 +16.6% 7.13 US$24,363
2023-12-13 2023-12-12 B Purchase

Adviser Personnel

825 +4.5%
7.05
US$5,816
825 +4.5% 7.05 US$5,816
2023-12-13 2023-12-12 B Purchase

President & CEO

Officer
825 +4.5%
7.05
US$5,816
825 +4.5% 7.05 US$5,816
2023-12-06 2023-12-05 B Purchase

President & CEO

Officer
6,000 +33.9%
6.89
US$41,340
6,000 +33.9% 6.89 US$41,340
2023-12-06 2023-12-05 B Purchase

Adviser Personnel

6,000 +33.9%
6.89
US$41,340
6,000 +33.9% 6.89 US$41,340
2023-11-16 2023-11-13 B Purchase

President & CEO

Officer
289 +1.7%
7.08
US$2,046
289 +1.7% 7.08 US$2,046
2023-11-16 2023-11-13 B Purchase

Adviser Personnel

289 +1.7%
7.08
US$2,046
289 +1.7% 7.08 US$2,046
2022-12-23 2022-12-22 B Purchase

Adviser Personnel

500 +0.1%
6.33
US$3,165
500 +0.1% 6.33 US$3,165
2022-11-15 2022-11-11 B Purchase

Adviser Personnel

3,050 +25.4%
6.67
US$20,344
3,050 +25.4% 6.67 US$20,344
2022-11-15 2022-11-11 B Purchase

President & CEO

Officer
3,050 +25.4%
6.67
US$20,344
3,050 +25.4% 6.67 US$20,344
2022-11-14 2022-11-10 B Purchase

President & CEO

Officer
355 +3.0%
6.65
US$2,361
355 +3.0% 6.65 US$2,361
2022-11-14 2022-11-10 B Purchase

President & CEO

Officer
754 +6.9%
6.64
US$5,007
754 +6.9% 6.64 US$5,007
2022-11-14 2022-11-10 B Purchase

President & CEO

Officer
891 +8.9%
6.63
US$5,907
891 +8.9% 6.63 US$5,907
2022-11-14 2022-11-10 B Purchase

Adviser Personnel

355 +3.0%
6.65
US$2,361
355 +3.0% 6.65 US$2,361
2022-11-14 2022-11-10 B Purchase

Adviser Personnel

754 +6.9%
6.64
US$5,007
754 +6.9% 6.64 US$5,007
2022-11-14 2022-11-10 B Purchase

Adviser Personnel

891 +8.9%
6.63
US$5,907
891 +8.9% 6.63 US$5,907
2022-11-09 2022-11-09 B Purchase

President & CEO

Officer
918 +10.1%
6.56
US$6,022
918 +10.1% 6.56 US$6,022
2022-11-09 2022-11-09 B Purchase

President & CEO

Officer
1,082 +13.5%
6.53
US$7,065
1,082 +13.5% 6.53 US$7,065
2022-11-09 2022-11-09 B Purchase

Adviser Personnel

918 +10.1%
6.56
US$6,022
918 +10.1% 6.56 US$6,022
2022-11-09 2022-11-09 B Purchase

Adviser Personnel

1,082 +13.5%
6.53
US$7,065
1,082 +13.5% 6.53 US$7,065
2022-11-09 2022-11-08 B Purchase

President & CEO

Officer
1,800 +29.0%
6.50
US$11,700
1,800 +29.0% 6.50 US$11,700
2022-11-09 2022-11-08 B Purchase

President & CEO

Officer
2,100 +51.2%
6.49
US$13,629
2,100 +51.2% 6.49 US$13,629
2022-11-09 2022-11-08 B Purchase

President & CEO

Officer
100 +2.5%
6.38
US$638
100 +2.5% 6.38 US$638
2022-11-09 2022-11-08 B Purchase

Adviser Personnel

1,800 +29.0%
6.50
US$11,700
1,800 +29.0% 6.50 US$11,700
2022-11-09 2022-11-08 B Purchase

Adviser Personnel

2,100 +51.2%
6.49
US$13,629
2,100 +51.2% 6.49 US$13,629
2022-11-09 2022-11-08 B Purchase

Adviser Personnel

100 +2.5%
6.38
US$638
100 +2.5% 6.38 US$638
2022-11-04 2022-11-04 B Purchase

Adviser Personnel

3,588 +870.9%
6.39
US$22,927
3,588 +870.9% 6.39 US$22,927
2022-11-04 2022-11-04 B Purchase

President & CEO

Officer
3,588 +870.9%
6.39
US$22,927
3,588 +870.9% 6.39 US$22,927
2022-11-04 2022-11-03 B Purchase

Adviser Personnel

412 +inf%
6.35
US$2,616
412 +inf% 6.35 US$2,616
2022-11-04 2022-11-03 B Purchase

President & CEO

Officer
412 +inf%
6.35
US$2,616
412 +inf% 6.35 US$2,616
2022-09-23 2022-09-23 B Purchase

Adviser Personnel

2,000 +0.4%
6.23
US$12,460
2,000 +0.4% 6.23 US$12,460
2022-09-23 2022-09-23 B Purchase

Adviser Personnel

1,000 +0.2%
6.24
US$6,240
1,000 +0.2% 6.24 US$6,240
2022-09-02 2022-09-02 B Purchase

Adviser Personnel

0
0.00
US$0
0 0.00 US$0
2022-09-02 2022-09-02 B Purchase

Adviser Personnel

0
0.00
US$0
0 0.00 US$0
2022-09-02 2022-09-02 B Purchase

Adviser Personnel

1,000 +0.2%
7.00
US$7,000
1,000 +0.2% 7.00 US$7,000
2022-09-02 2022-09-02 B Purchase

Adviser Personnel

1,000 +0.2%
6.97
US$6,970
1,000 +0.2% 6.97 US$6,970
2022-08-22 2022-08-19 B Purchase

Adviser Personnel

0
0.00
US$0
0 0.00 US$0
2022-08-22 2022-08-19 B Purchase

Adviser Personnel

0
0.00
US$0
0 0.00 US$0
2022-08-22 2022-08-19 B Purchase

Adviser Personnel

1,000 +0.2%
7.16
US$7,160
1,000 +0.2% 7.16 US$7,160
2022-08-22 2022-08-19 B Purchase

Adviser Personnel

1,000 +0.2%
7.16
US$7,160
1,000 +0.2% 7.16 US$7,160
2022-08-22 2022-08-19 B Purchase

Adviser Personnel

1,000 +0.2%
7.15
US$7,154
1,000 +0.2% 7.15 US$7,154
2022-04-11 2022-04-08 B Purchase

Secretary & CLO

Officer
472 +68.4%
8.47
US$3,998
472 +68.4% 8.47 US$3,998
2021-12-20 2021-12-20 B Purchase

Adviser Personnel

3,865 +0.8%
8.53
US$32,968
3,865 +0.8% 8.53 US$32,968
2021-12-20 2021-12-20 B Purchase

Adviser Personnel

135 +0.0%
8.54
US$1,153
135 +0.0% 8.54 US$1,153
2021-12-09 2021-12-08 S Sale

Officer of XAI

11,100 -20.6%
9.10
US$101,010
11,100 -20.6% 9.10 US$101,010
2021-07-21 2021-07-21 B Purchase

Adviser Personnel

500 +inf%
8.50
US$4,250
500 +inf% 8.50 US$4,250
2021-07-21 2021-07-21 B Purchase

Adviser Personnel

4,400 +1.0%
8.50
US$37,400
4,400 +1.0% 8.50 US$37,400
2021-07-21 2021-07-21 B Purchase

Adviser Personnel

2,873 +0.6%
8.50
US$24,420
2,873 +0.6% 8.50 US$24,420
2021-07-21 2021-07-21 B Purchase

Adviser Personnel

1,500 +0.3%
8.50
US$12,750
1,500 +0.3% 8.50 US$12,750
2021-07-21 2021-07-21 B Purchase

Adviser Personnel

600 +0.1%
8.50
US$5,097
600 +0.1% 8.50 US$5,097
2021-07-21 2021-07-21 B Purchase

Adviser Personnel

127 +0.0%
8.49
US$1,079
127 +0.0% 8.49 US$1,079
2020-03-25 2020-03-24 B Purchase

Trustee

10,000 +21.6%
4.04
US$40,380
10,000 +21.6% 4.04 US$40,380
2020-03-23 2020-03-20 B Purchase
2,050 +92.3%
4.89
US$10,024
2,050 +92.3% 4.89 US$10,024
2020-03-23 2020-03-19 B Purchase
2,222 +inf%
4.47
US$9,932
2,222 +inf% 4.47 US$9,932
2020-03-18 2020-03-18 B Purchase

President & CEO

Officer
1,000 +0.2%
4.48
US$4,480
1,000 +0.2% 4.48 US$4,480
2020-03-18 2020-03-18 B Purchase

President & CEO

Officer
1,000 +0.2%
4.52
US$4,520
1,000 +0.2% 4.52 US$4,520
2020-03-16 2020-03-16 B Purchase

Chief Legal & Secretary

Officer
2,520 +4.9%
5.54
US$13,954
2,520 +4.9% 5.54 US$13,954
2020-03-16 2020-03-16 B Purchase

Adviser Personnel

3,000 +0.7%
5.69
US$17,070
3,000 +0.7% 5.69 US$17,070
2020-03-12 2020-03-12 B Purchase

Advisor Personnel

500 +0.1%
5.80
US$2,900
500 +0.1% 5.80 US$2,900
2020-03-12 2020-03-12 B Purchase

Advisor Personnel

400 +0.1%
5.90
US$2,360
400 +0.1% 5.90 US$2,360
2020-03-12 2020-03-12 B Purchase

Advisor Personnel

400 +0.1%
5.95
US$2,380
400 +0.1% 5.95 US$2,380
2020-03-12 2020-03-12 B Purchase

Advisor Personnel

500 +0.1%
6.00
US$3,000
500 +0.1% 6.00 US$3,000
2020-03-10 2020-03-10 S Sale

Trustee

225 -3.4%
6.82
US$1,530
225 -3.4% 6.82 US$1,530
2020-03-06 2020-03-06 B Purchase

Advisor Personnel

5,000 +1.2%
7.38
US$36,900
5,000 +1.2% 7.38 US$36,900