|
2017-06-30 |
2017-06-05 |
S
Sale
|
Coleman Daniel
Chief Executive Officer
Executive Director
|
31,643
-1.9%
19.86
USD 628,430
|
31,643
-1.9%
|
19.86
|
USD 628,430
|
|
|
2017-05-19 |
2017-05-17 |
S
Sale
|
Ogurtsov Nick
COO and Chief Risk Officer
Officer
|
58,549
-100.0%
19.85
USD 1,162,198
|
58,549
-100.0%
|
19.85
|
USD 1,162,198
|
|
|
2017-05-17 |
2017-05-16 |
S
Sale
|
Ogurtsov Nick
COO and Chief Risk Officer
Officer
|
120,360
0.00
USD 0
|
120,360
|
0.00
|
USD 0
|
|
|
2017-05-17 |
2017-05-15 |
S
Sale
|
Ogurtsov Nick
COO and Chief Risk Officer
Officer
|
51,101
0.00
USD 0
|
51,101
|
0.00
|
USD 0
|
|
|
2017-05-04 |
2017-05-02 |
S
Sale
|
McCarthy John A
General Counsel
Officer
|
26,951
-43.6%
19.94
USD 537,403
|
26,951
-43.6%
|
19.94
|
USD 537,403
|
|
|
2017-04-27 |
2017-04-26 |
S
Sale
|
Allison Philip
CEO of KCG Europe Limited
|
157,563
0.00
USD 0
|
157,563
|
0.00
|
USD 0
|
|
|
2017-04-27 |
2017-04-25 |
S
Sale
|
Tusar Gregory A
See Remarks
|
113,300
0.00
USD 0
|
113,300
|
0.00
|
USD 0
|
|
|
2017-04-27 |
2017-04-25 |
S
Sale
|
Allison Philip
CEO of KCG Europe Limited
|
240,218
0.00
USD 0
|
240,218
|
0.00
|
USD 0
|
|
|
2017-04-26 |
2017-04-24 |
S
Sale
|
Ogurtsov Nick
COO and Chief Risk Officer
|
104,021
0.00
USD 0
|
104,021
|
0.00
|
USD 0
|
|
|
2017-04-25 |
2017-04-24 |
S
Sale
|
Tusar Gregory A
See Remarks
|
32,100
0.00
USD 0
|
32,100
|
0.00
|
USD 0
|
|
|
2017-04-25 |
2017-04-21 |
S
Sale
|
Tusar Gregory A
See Remarks
|
158,080
0.00
USD 0
|
158,080
|
0.00
|
USD 0
|
|
|
2017-02-22 |
2017-02-17 |
B
Purchase
|
Fisher Peter R.
|
17,500
0.00
USD 0
|
17,500
|
0.00
|
USD 0
|
|
|
2017-02-14 |
2017-02-13 |
S
Sale
|
McCarthy John A
General Counsel
|
22,179
0.00
USD 0
|
22,179
|
0.00
|
USD 0
|
|
|
2017-02-14 |
2017-02-10 |
S
Sale
|
McCarthy John A
General Counsel
|
9,495
0.00
USD 0
|
9,495
|
0.00
|
USD 0
|
|
|
2017-02-08 |
2017-02-06 |
S
Sale
|
McCarthy John A
General Counsel
|
9,093
0.00
USD 0
|
9,093
|
0.00
|
USD 0
|
|
|
2016-11-30 |
2016-11-28 |
S
Sale
|
KERN RENE M
Non-Executive Director
|
18,709,027
0.00
USD 0
|
18,709,027
|
0.00
|
USD 0
|
|
|
2016-11-30 |
2016-11-28 |
S
Sale
|
GAP Coinvestments CDA, L.P.
Large shareholder
|
18,709,027
0.00
USD 0
|
18,709,027
|
0.00
|
USD 0
|
|
|
2016-11-30 |
2016-11-28 |
S
Sale
|
GA-GTCO Interholdco, LLC
Large shareholder
|
18,709,027
0.00
USD 0
|
18,709,027
|
0.00
|
USD 0
|
|
|
2016-08-09 |
2016-08-05 |
S
Sale
|
KERN RENE M
Non-Executive Director
|
1,500,000
-7.4%
14.85
USD 22,275,000
|
1,500,000
-7.4%
|
14.85
|
USD 22,275,000
|
|
|
2016-08-09 |
2016-08-05 |
S
Sale
|
GA-GTCO Interholdco, LLC
Large shareholder
|
1,500,000
-7.4%
14.85
USD 22,275,000
|
1,500,000
-7.4%
|
14.85
|
USD 22,275,000
|
|
|
2016-08-09 |
2016-08-05 |
S
Sale
|
GAP Coinvestments CDA, L.P.
Large shareholder
|
1,500,000
-7.4%
14.85
USD 22,275,000
|
1,500,000
-7.4%
|
14.85
|
USD 22,275,000
|
|
|
2015-11-06 |
2015-11-04 |
S
Sale
|
Schuler Stephen
Non-Executive Director
|
1,897,593
-100.0%
12.89
USD 24,459,974
|
1,897,593
-100.0%
|
12.89
|
USD 24,459,974
|
|
|
2015-10-30 |
2015-10-29 |
PS
Planned sale
|
Schuler Stephen
Non-Executive Director
|
7,050
-0.3%
12.50
USD 88,125
|
7,050
-0.3%
|
12.50
|
USD 88,125
|
|
|
2015-10-27 |
2015-10-26 |
PS
Planned sale
|
Schuler Stephen
Non-Executive Director
|
35,488
-1.3%
12.50
USD 443,600
|
35,488
-1.3%
|
12.50
|
USD 443,600
|
|
|
2015-08-19 |
2015-08-18 |
B
Purchase
|
HALDEMAN CHARLES E
Non-Executive Chairman
Executive Director
|
50,000
+19.9%
10.40
USD 520,000
|
50,000
+19.9%
|
10.40
|
USD 520,000
|
|
|
2015-08-12 |
2015-08-11 |
B
Purchase
|
Parratt Steffen
Chief Financial Officer
Officer
|
25,000
+inf%
9.92
USD 248,000
|
25,000
+inf%
|
9.92
|
USD 248,000
|
|
|
2015-06-10 |
2015-06-08 |
S
Sale
|
Schuler Stephen
Non-Executive Director
|
2,099
-14.8%
14.00
USD 29,386
|
2,099
-14.8%
|
14.00
|
USD 29,386
|
|
|
2015-06-10 |
2015-06-08 |
S
Sale
|
GAP Coinvestments CDA, L.P.
Large shareholder
|
95,151
-29.1%
14.00
USD 1,332,114
|
95,151
-29.1%
|
14.00
|
USD 1,332,114
|
|
|
2015-06-10 |
2015-06-08 |
S
Sale
|
KERN RENE M
Non-Executive Director
|
8,284,916
-29.1%
14.00
USD 115,988,824
|
8,284,916
-29.1%
|
14.00
|
USD 115,988,824
|
|
|
2015-06-10 |
2015-06-08 |
S
Sale
|
Schuler Stephen
Non-Executive Director
|
1,336,476
-29.1%
14.00
USD 18,710,664
|
1,336,476
-29.1%
|
14.00
|
USD 18,710,664
|
|
|
2015-06-10 |
2015-06-08 |
S
Sale
|
GAP Coinvestments CDA, L.P.
Large shareholder
|
11,325
-29.1%
14.00
USD 158,550
|
11,325
-29.1%
|
14.00
|
USD 158,550
|
|
|
2015-06-10 |
2015-06-08 |
S
Sale
|
GA-GTCO Interholdco, LLC
Large shareholder
|
8,284,916
-29.1%
14.00
USD 115,988,824
|
8,284,916
-29.1%
|
14.00
|
USD 115,988,824
|
|
|
2015-06-10 |
2015-06-08 |
S
Sale
|
Tierney Daniel
Non-Executive Director
|
2,099
-14.8%
14.00
USD 29,386
|
2,099
-14.8%
|
14.00
|
USD 29,386
|
|
|
2015-05-12 |
2015-05-11 |
PS
Planned sale
|
Daniel V. Tierney 2011 Trust
Former 10% Owner
|
98,947
-1.3%
13.46
USD 1,331,827
|
98,947
-1.3%
|
13.46
|
USD 1,331,827
|
|
|
2015-05-08 |
2015-05-07 |
PS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
57,046
-0.7%
13.45
USD 767,269
|
57,046
-0.7%
|
13.45
|
USD 767,269
|
|
|
2015-05-07 |
2015-05-06 |
PS
Planned sale
|
Schuler Stephen
Non-Executive Director
|
7,300
-0.1%
13.50
USD 98,550
|
7,300
-0.1%
|
13.50
|
USD 98,550
|
|
|
2015-05-06 |
2015-05-05 |
PS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
89,772
-1.1%
13.50
USD 1,211,922
|
89,772
-1.1%
|
13.50
|
USD 1,211,922
|
|
|
2015-05-04 |
2015-05-01 |
PS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
242,997
-3.0%
13.57
USD 3,297,469
|
242,997
-3.0%
|
13.57
|
USD 3,297,469
|
|
|
2015-04-30 |
2015-04-29 |
PS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
43,313
-0.5%
13.07
USD 566,101
|
43,313
-0.5%
|
13.07
|
USD 566,101
|
|
|
2015-04-28 |
2015-04-27 |
PS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
48,756
-0.6%
13.03
USD 635,291
|
48,756
-0.6%
|
13.03
|
USD 635,291
|
|
|
2015-04-24 |
2015-04-23 |
PS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
35,361
-0.4%
12.91
USD 456,511
|
35,361
-0.4%
|
12.91
|
USD 456,511
|
|
|
2015-04-22 |
2015-04-21 |
PS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
29,285
-0.3%
12.66
USD 370,748
|
29,285
-0.3%
|
12.66
|
USD 370,748
|
|
|
2015-04-20 |
2015-04-17 |
PS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
13,400
-0.2%
12.28
USD 164,552
|
13,400
-0.2%
|
12.28
|
USD 164,552
|
|
|
2015-04-16 |
2015-04-15 |
PS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
15,200
-0.2%
12.32
USD 187,264
|
15,200
-0.2%
|
12.32
|
USD 187,264
|
|
|
2015-04-14 |
2015-04-13 |
PS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
12,101
-0.1%
12.35
USD 149,447
|
12,101
-0.1%
|
12.35
|
USD 149,447
|
|
|
2015-04-10 |
2015-04-09 |
PS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
15,000
-0.2%
12.29
USD 184,350
|
15,000
-0.2%
|
12.29
|
USD 184,350
|
|
|
2015-04-08 |
2015-04-07 |
PS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
10,653
-0.1%
12.28
USD 130,819
|
10,653
-0.1%
|
12.28
|
USD 130,819
|
|
|
2015-04-02 |
2015-04-01 |
PS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
18,913
-0.2%
12.36
USD 233,765
|
18,913
-0.2%
|
12.36
|
USD 233,765
|
|
|
2015-03-31 |
2015-03-30 |
PS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
29,619
-0.3%
12.37
USD 366,387
|
29,619
-0.3%
|
12.37
|
USD 366,387
|
|
|
2015-03-27 |
2015-03-26 |
PS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
16,100
-0.2%
12.47
USD 200,767
|
16,100
-0.2%
|
12.47
|
USD 200,767
|
|
|
2015-03-25 |
2015-03-24 |
PS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
9,700
-0.1%
12.55
USD 121,735
|
9,700
-0.1%
|
12.55
|
USD 121,735
|
|
|
2015-03-23 |
2015-03-20 |
PS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
28,536
-0.3%
12.57
USD 358,698
|
28,536
-0.3%
|
12.57
|
USD 358,698
|
|
|
2015-03-19 |
2015-03-18 |
PS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
21,251
-0.2%
12.67
USD 269,250
|
21,251
-0.2%
|
12.67
|
USD 269,250
|
|
|
2015-03-17 |
2015-03-16 |
PS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
28,700
-0.3%
12.57
USD 360,759
|
28,700
-0.3%
|
12.57
|
USD 360,759
|
|
|
2015-03-13 |
2015-03-12 |
PS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
23,000
-0.3%
12.54
USD 288,420
|
23,000
-0.3%
|
12.54
|
USD 288,420
|
|
|
2015-03-11 |
2015-03-10 |
PS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
33,580
-0.4%
12.20
USD 409,676
|
33,580
-0.4%
|
12.20
|
USD 409,676
|
|
|
2015-03-09 |
2015-03-06 |
PS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
15,978
-0.2%
12.45
USD 198,926
|
15,978
-0.2%
|
12.45
|
USD 198,926
|
|
|
2015-03-05 |
2015-03-04 |
PS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
32,699
-0.4%
12.41
USD 405,795
|
32,699
-0.4%
|
12.41
|
USD 405,795
|
|
|
2015-02-05 |
2015-02-04 |
S
Sale
|
McCarthy John A
General Counsel
Officer
|
80,000
-79.4%
12.41
USD 992,800
|
80,000
-79.4%
|
12.41
|
USD 992,800
|
|
|
2014-05-29 |
2014-05-27 |
S
Sale
|
Sohos George
See Remarks
Officer
|
68,957
-48.7%
12.10
USD 834,380
|
68,957
-48.7%
|
12.10
|
USD 834,380
|
|
|
2014-05-27 |
2014-05-23 |
S
Sale
|
Sohos George
See Remarks
Officer
|
22,425
-13.7%
11.99
USD 268,786
|
22,425
-13.7%
|
11.99
|
USD 268,786
|
|
|
2014-05-27 |
2014-05-22 |
S
Sale
|
Sohos George
See Remarks
Officer
|
4,100
-2.4%
11.97
USD 49,077
|
4,100
-2.4%
|
11.97
|
USD 49,077
|
|
|
2014-05-15 |
2014-05-15 |
B
Purchase
|
Schmitt Daniel F
Non-Executive Director
|
5,000
+193.1%
11.25
USD 56,250
|
5,000
+193.1%
|
11.25
|
USD 56,250
|
