|
2017-06-30 |
2017-06-05 |
S
Sale
|
Coleman Daniel
Chief Executive Officer
Executive Director
|
24,749
+14.2%
292.05
US$467,994
|
24,749
+14.2%
|
292.05
|
US$467,994
|
|
|
2017-05-19 |
2017-05-17 |
S
Sale
|
Ogurtsov Nick
COO and Chief Risk Officer
Officer
|
43,056
+35.0%
199.85
US$196,063
|
43,056
+35.0%
|
199.85
|
US$196,063
|
|
|
2017-05-17 |
2017-05-16 |
S
Sale
|
Ogurtsov Nick
COO and Chief Risk Officer
Officer
|
58,240
489.15
US$4,436,432
|
58,240
|
489.15
|
US$4,436,432
|
|
|
2017-05-17 |
2017-05-15 |
S
Sale
|
Ogurtsov Nick
COO and Chief Risk Officer
Officer
|
51,101
0.00
US$0
|
51,101
|
0.00
|
US$0
|
|
|
2017-05-04 |
2017-05-02 |
S
Sale
|
McCarthy John A
General Counsel
Officer
|
26,951
-43.6%
19.94
US$537,403
|
26,951
-43.6%
|
19.94
|
US$537,403
|
|
|
2017-04-27 |
2017-04-26 |
S
Sale
|
Allison Philip
CEO of KCG Europe Limited
|
157,563
0.00
US$0
|
157,563
|
0.00
|
US$0
|
|
|
2017-04-27 |
2017-04-25 |
S
Sale
|
Tusar Gregory A
See Remarks
|
113,300
0.00
US$0
|
113,300
|
0.00
|
US$0
|
|
|
2017-04-27 |
2017-04-25 |
S
Sale
|
Allison Philip
CEO of KCG Europe Limited
|
240,218
0.00
US$0
|
240,218
|
0.00
|
US$0
|
|
|
2017-04-26 |
2017-04-24 |
S
Sale
|
Ogurtsov Nick
COO and Chief Risk Officer
|
104,021
0.00
US$0
|
104,021
|
0.00
|
US$0
|
|
|
2017-04-25 |
2017-04-24 |
S
Sale
|
Tusar Gregory A
See Remarks
|
32,100
0.00
US$0
|
32,100
|
0.00
|
US$0
|
|
|
2017-04-25 |
2017-04-21 |
S
Sale
|
Tusar Gregory A
See Remarks
|
158,080
0.00
US$0
|
158,080
|
0.00
|
US$0
|
|
|
2017-02-22 |
2017-02-17 |
B
Purchase
|
Fisher Peter R.
|
17,500
0.00
US$0
|
17,500
|
0.00
|
US$0
|
|
|
2017-02-14 |
2017-02-13 |
S
Sale
|
McCarthy John A
General Counsel
|
22,179
0.00
US$0
|
22,179
|
0.00
|
US$0
|
|
|
2017-02-14 |
2017-02-10 |
S
Sale
|
McCarthy John A
General Counsel
|
9,495
0.00
US$0
|
9,495
|
0.00
|
US$0
|
|
|
2017-02-08 |
2017-02-06 |
S
Sale
|
McCarthy John A
General Counsel
|
9,093
0.00
US$0
|
9,093
|
0.00
|
US$0
|
|
|
2016-11-30 |
2016-11-28 |
S
Sale
|
KERN RENE M
Non-Executive Director
|
18,709,027
0.00
US$0
|
18,709,027
|
0.00
|
US$0
|
|
|
2016-11-30 |
2016-11-28 |
S
Sale
|
GAP Coinvestments CDA, L.P.
Large shareholder
|
18,709,027
0.00
US$0
|
18,709,027
|
0.00
|
US$0
|
|
|
2016-11-30 |
2016-11-28 |
S
Sale
|
GA-GTCO Interholdco, LLC
Large shareholder
|
18,709,027
0.00
US$0
|
18,709,027
|
0.00
|
US$0
|
|
|
2016-08-09 |
2016-08-05 |
S
Sale
|
KERN RENE M
Non-Executive Director
|
1,500,000
-7.4%
14.85
US$22,275,000
|
1,500,000
-7.4%
|
14.85
|
US$22,275,000
|
|
|
2016-08-09 |
2016-08-05 |
S
Sale
|
GA-GTCO Interholdco, LLC
Large shareholder
|
1,500,000
-7.4%
14.85
US$22,275,000
|
1,500,000
-7.4%
|
14.85
|
US$22,275,000
|
|
|
2016-08-09 |
2016-08-05 |
S
Sale
|
GAP Coinvestments CDA, L.P.
Large shareholder
|
1,500,000
-7.4%
14.85
US$22,275,000
|
1,500,000
-7.4%
|
14.85
|
US$22,275,000
|
|
|
2015-11-06 |
2015-11-04 |
S
Sale
|
Schuler Stephen
Non-Executive Director
|
1,897,593
-100.0%
12.89
US$24,459,974
|
1,897,593
-100.0%
|
12.89
|
US$24,459,974
|
|
|
2015-10-30 |
2015-10-29 |
PlS
Planned sale
|
Schuler Stephen
Non-Executive Director
|
7,050
-0.3%
12.50
US$88,125
|
7,050
-0.3%
|
12.50
|
US$88,125
|
|
|
2015-10-27 |
2015-10-26 |
PlS
Planned sale
|
Schuler Stephen
Non-Executive Director
|
35,488
-1.3%
12.50
US$443,600
|
35,488
-1.3%
|
12.50
|
US$443,600
|
|
|
2015-08-19 |
2015-08-18 |
B
Purchase
|
HALDEMAN CHARLES E
Non-Executive Chairman
Executive Director
|
50,000
+19.9%
10.40
US$520,000
|
50,000
+19.9%
|
10.40
|
US$520,000
|
|
|
2015-08-12 |
2015-08-11 |
B
Purchase
|
Parratt Steffen
Chief Financial Officer
Officer
|
25,000
+inf%
9.92
US$248,000
|
25,000
+inf%
|
9.92
|
US$248,000
|
|
|
2015-06-10 |
2015-06-08 |
S
Sale
|
Schuler Stephen
Non-Executive Director
|
2,099
-14.8%
14.00
US$29,386
|
2,099
-14.8%
|
14.00
|
US$29,386
|
|
|
2015-06-10 |
2015-06-08 |
S
Sale
|
GAP Coinvestments CDA, L.P.
Large shareholder
|
95,151
-29.1%
14.00
US$1,332,114
|
95,151
-29.1%
|
14.00
|
US$1,332,114
|
|
|
2015-06-10 |
2015-06-08 |
S
Sale
|
KERN RENE M
Non-Executive Director
|
8,284,916
-29.1%
14.00
US$115,988,824
|
8,284,916
-29.1%
|
14.00
|
US$115,988,824
|
|
|
2015-06-10 |
2015-06-08 |
S
Sale
|
Schuler Stephen
Non-Executive Director
|
1,336,476
-29.1%
14.00
US$18,710,664
|
1,336,476
-29.1%
|
14.00
|
US$18,710,664
|
|
|
2015-06-10 |
2015-06-08 |
S
Sale
|
GAP Coinvestments CDA, L.P.
Large shareholder
|
11,325
-29.1%
14.00
US$158,550
|
11,325
-29.1%
|
14.00
|
US$158,550
|
|
|
2015-06-10 |
2015-06-08 |
S
Sale
|
GA-GTCO Interholdco, LLC
Large shareholder
|
8,284,916
-29.1%
14.00
US$115,988,824
|
8,284,916
-29.1%
|
14.00
|
US$115,988,824
|
|
|
2015-06-10 |
2015-06-08 |
S
Sale
|
Tierney Daniel
Non-Executive Director
|
2,099
-14.8%
14.00
US$29,386
|
2,099
-14.8%
|
14.00
|
US$29,386
|
|
|
2015-05-12 |
2015-05-11 |
PlS
Planned sale
|
Daniel V. Tierney 2011 Trust
Former 10% Owner
|
98,947
-1.3%
13.46
US$1,331,827
|
98,947
-1.3%
|
13.46
|
US$1,331,827
|
|
|
2015-05-08 |
2015-05-07 |
PlS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
57,046
-0.7%
13.45
US$767,269
|
57,046
-0.7%
|
13.45
|
US$767,269
|
|
|
2015-05-07 |
2015-05-06 |
PlS
Planned sale
|
Schuler Stephen
Non-Executive Director
|
7,300
-0.1%
13.50
US$98,550
|
7,300
-0.1%
|
13.50
|
US$98,550
|
|
|
2015-05-06 |
2015-05-05 |
PlS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
89,772
-1.1%
13.50
US$1,211,922
|
89,772
-1.1%
|
13.50
|
US$1,211,922
|
|
|
2015-05-04 |
2015-05-01 |
PlS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
242,997
-3.0%
13.57
US$3,297,469
|
242,997
-3.0%
|
13.57
|
US$3,297,469
|
|
|
2015-04-30 |
2015-04-29 |
PlS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
43,313
-0.5%
13.07
US$566,101
|
43,313
-0.5%
|
13.07
|
US$566,101
|
|
|
2015-04-28 |
2015-04-27 |
PlS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
48,756
-0.6%
13.03
US$635,291
|
48,756
-0.6%
|
13.03
|
US$635,291
|
|
|
2015-04-24 |
2015-04-23 |
PlS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
35,361
-0.4%
12.91
US$456,511
|
35,361
-0.4%
|
12.91
|
US$456,511
|
|
|
2015-04-22 |
2015-04-21 |
PlS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
29,285
-0.3%
12.66
US$370,748
|
29,285
-0.3%
|
12.66
|
US$370,748
|
|
|
2015-04-20 |
2015-04-17 |
PlS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
13,400
-0.2%
12.28
US$164,552
|
13,400
-0.2%
|
12.28
|
US$164,552
|
|
|
2015-04-16 |
2015-04-15 |
PlS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
15,200
-0.2%
12.32
US$187,264
|
15,200
-0.2%
|
12.32
|
US$187,264
|
|
|
2015-04-14 |
2015-04-13 |
PlS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
12,101
-0.1%
12.35
US$149,447
|
12,101
-0.1%
|
12.35
|
US$149,447
|
|
|
2015-04-10 |
2015-04-09 |
PlS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
15,000
-0.2%
12.29
US$184,350
|
15,000
-0.2%
|
12.29
|
US$184,350
|
|
|
2015-04-08 |
2015-04-07 |
PlS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
10,653
-0.1%
12.28
US$130,819
|
10,653
-0.1%
|
12.28
|
US$130,819
|
|
|
2015-04-02 |
2015-04-01 |
PlS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
18,913
-0.2%
12.36
US$233,765
|
18,913
-0.2%
|
12.36
|
US$233,765
|
|
|
2015-03-31 |
2015-03-30 |
PlS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
29,619
-0.3%
12.37
US$366,387
|
29,619
-0.3%
|
12.37
|
US$366,387
|
|
|
2015-03-27 |
2015-03-26 |
PlS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
16,100
-0.2%
12.47
US$200,767
|
16,100
-0.2%
|
12.47
|
US$200,767
|
|
|
2015-03-25 |
2015-03-24 |
PlS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
9,700
-0.1%
12.55
US$121,735
|
9,700
-0.1%
|
12.55
|
US$121,735
|
|
|
2015-03-23 |
2015-03-20 |
PlS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
28,536
-0.3%
12.57
US$358,698
|
28,536
-0.3%
|
12.57
|
US$358,698
|
|
|
2015-03-19 |
2015-03-18 |
PlS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
21,251
-0.2%
12.67
US$269,250
|
21,251
-0.2%
|
12.67
|
US$269,250
|
|
|
2015-03-17 |
2015-03-16 |
PlS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
28,700
-0.3%
12.57
US$360,759
|
28,700
-0.3%
|
12.57
|
US$360,759
|
|
|
2015-03-13 |
2015-03-12 |
PlS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
23,000
-0.3%
12.54
US$288,420
|
23,000
-0.3%
|
12.54
|
US$288,420
|
|
|
2015-03-11 |
2015-03-10 |
PlS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
33,580
-0.4%
12.20
US$409,676
|
33,580
-0.4%
|
12.20
|
US$409,676
|
|
|
2015-03-09 |
2015-03-06 |
PlS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
15,978
-0.2%
12.45
US$198,926
|
15,978
-0.2%
|
12.45
|
US$198,926
|
|
|
2015-03-05 |
2015-03-04 |
PlS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
32,699
-0.4%
12.41
US$405,795
|
32,699
-0.4%
|
12.41
|
US$405,795
|
|
|
2015-02-05 |
2015-02-04 |
S
Sale
|
McCarthy John A
General Counsel
Officer
|
80,000
-79.4%
12.41
US$992,800
|
80,000
-79.4%
|
12.41
|
US$992,800
|
|
|
2014-05-29 |
2014-05-27 |
S
Sale
|
Sohos George
See Remarks
Officer
|
68,957
-48.7%
12.10
US$834,380
|
68,957
-48.7%
|
12.10
|
US$834,380
|
|
|
2014-05-27 |
2014-05-23 |
S
Sale
|
Sohos George
See Remarks
Officer
|
22,425
-13.7%
11.99
US$268,786
|
22,425
-13.7%
|
11.99
|
US$268,786
|
|
|
2014-05-27 |
2014-05-22 |
S
Sale
|
Sohos George
See Remarks
Officer
|
4,100
-2.4%
11.97
US$49,077
|
4,100
-2.4%
|
11.97
|
US$49,077
|
|
|
2014-05-15 |
2014-05-15 |
B
Purchase
|
Schmitt Daniel F
Non-Executive Director
|
5,000
+193.1%
11.25
US$56,250
|
5,000
+193.1%
|
11.25
|
US$56,250
|
|
|
2014-05-08 |
2014-05-07 |
B
Purchase
|
HALDEMAN CHARLES E
Non-Executive Chairman
Executive Director
|
41,957
+27.4%
10.96
US$459,639
|
41,957
+27.4%
|
10.96
|
US$459,639
|
|
|
2014-03-04 |
2014-03-03 |
S
Sale
|
Serenity Investments, LLC
Former 10% Owner
|
3,000,000
-29.5%
11.00
US$33,000,000
|
3,000,000
-29.5%
|
11.00
|
US$33,000,000
|
|
|
2014-03-04 |
2014-03-03 |
B
Purchase
|
JEFFERIES LLC
Large shareholder
|
6,000,000
+36.4%
11.00
US$66,000,000
|
6,000,000
+36.4%
|
11.00
|
US$66,000,000
|
|
|
2014-03-04 |
2014-03-03 |
S
Sale
|
Schuler Stephen
Former 10% Owner
Non-Executive Director
|
3,000,000
-29.5%
11.00
US$33,000,000
|
3,000,000
-29.5%
|
11.00
|
US$33,000,000
|
|
|
2014-03-04 |
2014-03-03 |
S
Sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
3,000,000
-24.6%
11.00
US$33,000,000
|
3,000,000
-24.6%
|
11.00
|
US$33,000,000
|
|
|
2014-02-18 |
2014-02-14 |
PlS
Planned sale
|
Daniel V. Tierney 2011 Trust
Large shareholder
|
24,417
-0.2%
11.87
US$289,830
|
24,417
-0.2%
|
11.87
|
US$289,830
|
|
|
2014-02-05 |
2014-02-03 |
S
Sale
|
Schuler Stephen
Non-Executive Director
Large shareholder
|
425,000
-4.0%
11.04
US$4,693,828
|
425,000
-4.0%
|
11.04
|
US$4,693,828
|
|
|
2014-02-05 |
2014-02-03 |
S
Sale
|
Serenity Investments, LLC
Large shareholder
|
425,000
-4.0%
11.04
US$4,693,828
|
425,000
-4.0%
|
11.04
|
US$4,693,828
|
|
|
2014-02-04 |
2014-02-03 |
S
Sale
|
Bisgay Steven
Chief Financial Officer
Officer
|
25,000
-91.3%
11.04
US$276,108
|
25,000
-91.3%
|
11.04
|
US$276,108
|
|
|
2014-02-04 |
2014-02-03 |
B
Purchase
|
Coleman Daniel
Chief Executive Officer
Executive Director
|
805,000
+171.3%
11.04
US$8,890,662
|
805,000
+171.3%
|
11.04
|
US$8,890,662
|
|
|
2014-02-04 |
2014-02-03 |
B
Purchase
|
HALDEMAN CHARLES E
Non-Executive Director
|
100,000
+188.8%
11.04
US$1,104,430
|
100,000
+188.8%
|
11.04
|
US$1,104,430
|
|
|
2014-02-04 |
2014-02-03 |
S
Sale
|
McCarthy John A
General Counsel
Officer
|
30,000
-25.2%
11.04
US$331,329
|
30,000
-25.2%
|
11.04
|
US$331,329
|
|