|
2010-09-02 |
2010-07-01 |
S
Sale
|
TENNENBAUM CAPITAL PARTNERS LLC
Investment Advisor
|
46,826
-44.0%
486.40
US$390,361
|
46,826
-44.0%
|
486.40
|
US$390,361
|
|
|
2010-07-19 |
2010-03-01 |
B
Purchase
|
Leitner Michael E
Officer of Investment Advisor
Officer
|
58,069
-18.1%
318.34
US$3,942,260
|
58,069
-18.1%
|
318.34
|
US$3,942,260
|
|
|
2010-07-19 |
2010-03-01 |
S
Sale
|
TENNENBAUM CAPITAL PARTNERS LLC
Investment Advisor
|
30,393
-2.9%
439.70
US$3,989,580
|
30,393
-2.9%
|
439.70
|
US$3,989,580
|
|
|
2009-01-07 |
2009-01-05 |
B
Purchase
|
Leitner Michael E
Authorized Person
Officer
|
1
+23.6%
7,389.15
US$4,950
|
1
+23.6%
|
7,389.15
|
US$4,950
|
|
|
2009-01-07 |
2009-01-05 |
B
Purchase
|
GENERAL MOTORS INVESTMENT MANAGEMENT CORP
Large shareholder
|
4,060
+23.4%
7,389.15
US$30,000,000
|
4,060
+23.4%
|
7,389.15
|
US$30,000,000
|
|
|
2009-01-07 |
2009-01-05 |
B
Purchase
|
Leitner Michael E
Authorized Person
Officer
|
2
+23.6%
7,389.15
US$15,000
|
2
+23.6%
|
7,389.15
|
US$15,000
|
|
|
2009-01-07 |
2009-01-05 |
B
Purchase
|
TENNENBAUM CAPITAL PARTNERS LLC
Investment Adviser
|
32
+23.6%
7,389.15
US$239,500
|
32
+23.6%
|
7,389.15
|
US$239,500
|
|
|
2009-01-07 |
2009-01-05 |
B
Purchase
|
Davis Paul L
Chief Financial Officer
Officer
|
0
+23.7%
7,389.15
US$3,000
|
0
+23.7%
|
7,389.15
|
US$3,000
|
|
|
2009-01-07 |
2009-01-05 |
B
Purchase
|
Hollander David A
Authorized Person
Officer
|
3
+23.7%
7,389.15
US$20,000
|
3
+23.7%
|
7,389.15
|
US$20,000
|
|
|
2009-01-07 |
2009-01-05 |
B
Purchase
|
Urrutia Pedro Martin
Chief Operating Officer
Officer
|
1
+23.7%
7,389.15
US$5,000
|
1
+23.7%
|
7,389.15
|
US$5,000
|
|
|
2009-01-07 |
2009-01-05 |
B
Purchase
|
HOLDSWORTH MARK
Authorized Person
Officer
|
41
+23.6%
7,389.15
US$300,000
|
41
+23.6%
|
7,389.15
|
US$300,000
|
|
|
2009-01-07 |
2009-01-05 |
B
Purchase
|
LEVKOWITZ HOWARD
President
Executive Director
|
41
+23.6%
7,389.15
US$300,000
|
41
+23.6%
|
7,389.15
|
US$300,000
|
|
|
2009-01-07 |
2009-01-05 |
B
Purchase
|
LEWIS GERALD J
Non-Executive Director
|
3
+23.7%
7,389.15
US$20,000
|
3
+23.7%
|
7,389.15
|
US$20,000
|
|
|
2009-01-07 |
2009-01-05 |
B
Purchase
|
TENNENBAUM MICHAEL E
Authorized Person
Officer
|
203
+23.6%
7,389.15
US$1,500,000
|
203
+23.6%
|
7,389.15
|
US$1,500,000
|
|
|
2009-01-07 |
2009-01-05 |
B
Purchase
|
Wilson Hugh Steven
Chief Executive Officer
Officer
|
14
+23.6%
7,389.15
US$100,000
|
14
+23.6%
|
7,389.15
|
US$100,000
|
|
|
2009-01-07 |
2009-01-05 |
B
Purchase
|
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
Affiliate of Co-Manager
|
1,353
+23.6%
7,389.15
US$10,000,000
|
1,353
+23.6%
|
7,389.15
|
US$10,000,000
|
|
|
2008-10-15 |
2008-10-08 |
B
Purchase
|
Urrutia Pedro Martin
Chief Operating Officer
Officer
|
0
+19.6%
10,697.51
US$5,000
|
0
+19.6%
|
10,697.51
|
US$5,000
|
|
|
2008-10-14 |
2008-10-08 |
B
Purchase
|
GENERAL MOTORS INVESTMENT MANAGEMENT CORP
Large shareholder
|
2,804
+19.5%
10,697.51
US$30,000,015
|
2,804
+19.5%
|
10,697.51
|
US$30,000,015
|
|
|
2008-10-10 |
2008-10-08 |
B
Purchase
|
Leitner Michael E
Authorized Person
Officer
|
0
+19.5%
10,697.51
US$4,950
|
0
+19.5%
|
10,697.51
|
US$4,950
|
|
|
2008-10-10 |
2008-10-08 |
B
Purchase
|
HOLDSWORTH MARK
Authorized Person
Officer
|
28
+19.5%
10,697.51
US$300,000
|
28
+19.5%
|
10,697.51
|
US$300,000
|
|
|
2008-10-10 |
2008-10-08 |
B
Purchase
|
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
Affiliate of Co-Manager
|
935
+19.5%
10,697.51
US$10,000,032
|
935
+19.5%
|
10,697.51
|
US$10,000,032
|
|
|
2008-10-10 |
2008-10-08 |
B
Purchase
|
TENNENBAUM MICHAEL E
Authorized Person
Officer
|
140
+19.5%
10,697.51
US$1,500,001
|
140
+19.5%
|
10,697.51
|
US$1,500,001
|
|
|
2008-10-10 |
2008-10-08 |
B
Purchase
|
TENNENBAUM CAPITAL PARTNERS LLC
Investment Adviser
|
5
+3.5%
10,697.51
US$50,000
|
5
+3.5%
|
10,697.51
|
US$50,000
|
|
|
2008-10-10 |
2008-10-08 |
B
Purchase
|
LEWIS GERALD J
Non-Executive Director
|
2
+19.6%
10,697.51
US$20,000
|
2
+19.6%
|
10,697.51
|
US$20,000
|
|
|
2008-10-10 |
2008-10-08 |
B
Purchase
|
Hollander David A
Authorized Person
Officer
|
2
+19.6%
10,697.51
US$20,000
|
2
+19.6%
|
10,697.51
|
US$20,000
|
|
|
2008-10-10 |
2008-10-08 |
B
Purchase
|
Wilson Hugh Steven
Chief Executive Officer
Officer
|
9
+19.5%
10,697.51
US$100,000
|
9
+19.5%
|
10,697.51
|
US$100,000
|
|
|
2008-10-10 |
2008-10-08 |
B
Purchase
|
Davis Paul L
Chief Financial Officer
Officer
|
0
+19.6%
10,697.51
US$3,000
|
0
+19.6%
|
10,697.51
|
US$3,000
|
|
|
2008-10-10 |
2008-10-08 |
B
Purchase
|
LEVKOWITZ HOWARD
President
Executive Director
|
28
+19.5%
10,697.51
US$300,000
|
28
+19.5%
|
10,697.51
|
US$300,000
|
|
|
2008-10-10 |
2008-10-08 |
B
Purchase
|
Leitner Michael E
Authorized Person
Officer
|
1
+19.5%
10,697.51
US$15,000
|
1
+19.5%
|
10,697.51
|
US$15,000
|
|
|
2008-08-04 |
2008-07-31 |
B
Purchase
|
GENERAL MOTORS INVESTMENT MANAGEMENT CORP
Large shareholder
|
2,131
+17.4%
14,080.81
US$29,999,996
|
2,131
+17.4%
|
14,080.81
|
US$29,999,996
|
|
|
2008-08-04 |
2008-07-31 |
B
Purchase
|
Davis Paul L
Chief Compliance Officer
Officer
|
0
+17.5%
14,080.81
US$3,001
|
0
+17.5%
|
14,080.81
|
US$3,001
|
|
|
2008-08-04 |
2008-07-31 |
B
Purchase
|
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
Affiliate of Co-Manager
|
710
+17.4%
14,080.81
US$10,000,050
|
710
+17.4%
|
14,080.81
|
US$10,000,050
|
|
|
2008-08-04 |
2008-07-31 |
B
Purchase
|
TENNENBAUM MICHAEL E
Authorized Person
Officer
|
107
+17.4%
14,080.81
US$1,499,999
|
107
+17.4%
|
14,080.81
|
US$1,499,999
|
|
|
2008-08-04 |
2008-07-31 |
B
Purchase
|
Hollander David A
Authorized Person
Officer
|
1
+17.5%
14,080.81
US$20,000
|
1
+17.5%
|
14,080.81
|
US$20,000
|
|
|
2008-01-02 |
2007-12-28 |
B
Purchase
|
Leitner Michael E
Authorized Person
Officer
|
0
+19.2%
15,218.41
US$4,951
|
0
+19.2%
|
15,218.41
|
US$4,951
|
|
|
2008-01-02 |
2007-12-28 |
B
Purchase
|
GENERAL MOTORS INVESTMENT MANAGEMENT CORP
Large shareholder
|
1,971
+19.2%
15,218.41
US$29,999,992
|
1,971
+19.2%
|
15,218.41
|
US$29,999,992
|
|
|
2008-01-02 |
2007-12-28 |
B
Purchase
|
Ardestani Peyman Saidi
CFO
Officer
|
0
+19.3%
15,218.41
US$4,999
|
0
+19.3%
|
15,218.41
|
US$4,999
|
|
|
2008-01-02 |
2007-12-28 |
B
Purchase
|
Leitner Michael E
Authorized Person
Officer
|
1
+19.2%
15,218.41
US$14,999
|
1
+19.2%
|
15,218.41
|
US$14,999
|
|
|
2008-01-02 |
2007-12-28 |
B
Purchase
|
Wilson Hugh Steven
Chief Executive Officer
Officer
|
7
+19.2%
15,218.41
US$100,000
|
7
+19.2%
|
15,218.41
|
US$100,000
|
|
|
2008-01-02 |
2007-12-28 |
B
Purchase
|
HOLDSWORTH MARK
Authorized Person
Officer
|
20
+19.2%
15,218.41
US$300,001
|
20
+19.2%
|
15,218.41
|
US$300,001
|
|
|
2008-01-02 |
2007-12-28 |
B
Purchase
|
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
Affiliate of Co-Manager
|
657
+19.2%
15,218.41
US$10,000,017
|
657
+19.2%
|
15,218.41
|
US$10,000,017
|
|
|
2008-01-02 |
2007-12-28 |
B
Purchase
|
TENNENBAUM MICHAEL E
Authorized Person
Officer
|
99
+19.2%
15,218.41
US$1,500,000
|
99
+19.2%
|
15,218.41
|
US$1,500,000
|
|
|
2008-01-02 |
2007-12-28 |
B
Purchase
|
LEWIS GERALD J
Non-Executive Director
|
1
+19.3%
15,218.41
US$20,000
|
1
+19.3%
|
15,218.41
|
US$20,000
|
|
|
2008-01-02 |
2007-12-28 |
B
Purchase
|
Davis Paul L
Chief Compliance Officer
Officer
|
0
+19.3%
15,218.41
US$3,000
|
0
+19.3%
|
15,218.41
|
US$3,000
|
|
|
2008-01-02 |
2007-12-28 |
B
Purchase
|
LEVKOWITZ HOWARD
President
Executive Director
|
20
+19.2%
15,218.41
US$300,001
|
20
+19.2%
|
15,218.41
|
US$300,001
|
|
|
2008-01-02 |
2007-12-28 |
B
Purchase
|
Hollander David A
Authorized Person
Officer
|
1
+19.3%
15,218.41
US$20,000
|
1
+19.3%
|
15,218.41
|
US$20,000
|
|
|
2008-01-02 |
2007-12-28 |
B
Purchase
|
TENNENBAUM CAPITAL PARTNERS LLC
Investment Adviser
|
16
+19.2%
15,218.41
US$239,500
|
16
+19.2%
|
15,218.41
|
US$239,500
|
|
|
2007-12-03 |
2007-12-03 |
B
Purchase
|
GENERAL MOTORS INVESTMENT MANAGEMENT CORP
Large shareholder
|
1,955
+0.4%
15,343.53
US$30,000,001
|
1,955
+0.4%
|
15,343.53
|
US$30,000,001
|
|
|
2007-12-03 |
2007-12-03 |
B
Purchase
|
GENERAL MOTORS INVESTMENT MANAGEMENT CORP
Large shareholder
|
0
0.00
US$0
|
0
|
0.00
|
US$0
|
|
|
2007-12-03 |
2007-11-29 |
B
Purchase
|
Leitner Michael E
Authorized Person
Officer
|
0
+23.5%
15,343.53
US$4,950
|
0
+23.5%
|
15,343.53
|
US$4,950
|
|
|
2007-12-03 |
2007-11-29 |
B
Purchase
|
HOLDSWORTH MARK
Authorized Person
Officer
|
20
+23.5%
15,343.53
US$300,000
|
20
+23.5%
|
15,343.53
|
US$300,000
|
|
|
2007-12-03 |
2007-11-29 |
B
Purchase
|
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
Affiliate of Co-Manager
|
652
+23.5%
15,343.53
US$9,999,992
|
652
+23.5%
|
15,343.53
|
US$9,999,992
|
|
|
2007-12-03 |
2007-11-29 |
B
Purchase
|
LEWIS GERALD J
Non-Executive Director
|
1
+23.6%
15,343.53
US$20,000
|
1
+23.6%
|
15,343.53
|
US$20,000
|
|
|
2007-12-03 |
2007-11-29 |
B
Purchase
|
Hollander David A
Authorized Person
Officer
|
1
+23.6%
15,343.53
US$20,000
|
1
+23.6%
|
15,343.53
|
US$20,000
|
|
|
2007-12-03 |
2007-11-29 |
B
Purchase
|
Leitner Michael E
Authorized Person
Officer
|
1
+23.5%
15,343.53
US$15,000
|
1
+23.5%
|
15,343.53
|
US$15,000
|
|
|
2007-12-03 |
2007-11-29 |
B
Purchase
|
Wilson Hugh Steven
Chief Executive Officer
Officer
|
7
+23.5%
15,343.53
US$100,000
|
7
+23.5%
|
15,343.53
|
US$100,000
|
|
|
2007-12-03 |
2007-11-29 |
B
Purchase
|
TENNENBAUM CAPITAL PARTNERS LLC
Investment Adviser
|
16
+23.5%
15,343.53
US$239,500
|
16
+23.5%
|
15,343.53
|
US$239,500
|
|
|
2007-12-03 |
2007-11-29 |
B
Purchase
|
Ardestani Peyman Saidi
CFO
Officer
|
0
+23.6%
15,343.53
US$5,000
|
0
+23.6%
|
15,343.53
|
US$5,000
|
|
|
2007-12-03 |
2007-11-29 |
B
Purchase
|
Davis Paul L
Chief Compliance Officer
Officer
|
0
+23.6%
15,343.53
US$3,000
|
0
+23.6%
|
15,343.53
|
US$3,000
|
|
|
2007-12-03 |
2007-11-29 |
B
Purchase
|
TENNENBAUM MICHAEL E
Authorized Person
Officer
|
98
+23.5%
15,343.53
US$1,500,000
|
98
+23.5%
|
15,343.53
|
US$1,500,000
|
|
|
2007-12-03 |
2007-11-29 |
B
Purchase
|
LEVKOWITZ HOWARD
President
Executive Director
|
20
+23.5%
15,343.53
US$300,000
|
20
+23.5%
|
15,343.53
|
US$300,000
|
|
|
2007-08-01 |
2007-07-27 |
B
Purchase
|
GENERAL MOTORS INVESTMENT MANAGEMENT CORP
Large shareholder
|
3,683
+0.7%
16,289.89
US$60,000,000
|
3,683
+0.7%
|
16,289.89
|
US$60,000,000
|
|
|
2007-08-01 |
2007-07-27 |
B
Purchase
|
GENERAL MOTORS INVESTMENT MANAGEMENT CORP
Large shareholder
|
0
0.00
US$0
|
0
|
0.00
|
US$0
|
|
|
2007-07-31 |
2007-07-27 |
B
Purchase
|
TENNENBAUM MICHAEL E
Authorized Person
Officer
|
184
+79.3%
16,289.89
US$2,999,998
|
184
+79.3%
|
16,289.89
|
US$2,999,998
|
|
|
2007-07-31 |
2007-07-27 |
B
Purchase
|
Wilson Hugh Steven
Chief Executive Officer
Officer
|
12
+79.3%
16,289.89
US$199,999
|
12
+79.3%
|
16,289.89
|
US$199,999
|
|
|
2007-07-31 |
2007-07-27 |
B
Purchase
|
HOLDSWORTH MARK
Authorized Person
Officer
|
37
+79.3%
16,289.89
US$599,999
|
37
+79.3%
|
16,289.89
|
US$599,999
|
|
|
2007-07-31 |
2007-07-27 |
B
Purchase
|
Ardestani Peyman Saidi
CFO
Officer
|
1
+80.1%
16,289.89
US$9,999
|
1
+80.1%
|
16,289.89
|
US$9,999
|
|
|
2007-07-31 |
2007-07-27 |
B
Purchase
|
Davis Paul L
Chief Compliance Officer
Officer
|
0
+80.2%
16,289.89
US$6,000
|
0
+80.2%
|
16,289.89
|
US$6,000
|
|
|
2007-07-31 |
2007-07-27 |
B
Purchase
|
TENNENBAUM CAPITAL PARTNERS LLC
Investment Adviser
|
29
+79.4%
16,289.89
US$478,999
|
29
+79.4%
|
16,289.89
|
US$478,999
|
|
|
2007-07-31 |
2007-07-27 |
B
Purchase
|
LEVKOWITZ HOWARD
President
Executive Director
|
37
+79.3%
16,289.89
US$599,999
|
37
+79.3%
|
16,289.89
|
US$599,999
|
|
|
2007-07-31 |
2007-07-27 |
B
Purchase
|
Leitner Michael E
Authorized Person
Officer
|
2
+79.3%
16,289.89
US$29,999
|
2
+79.3%
|
16,289.89
|
US$29,999
|
|
|
2007-07-31 |
2007-07-27 |
B
Purchase
|
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
Affiliate of Co-Manager
|
1,228
+79.3%
16,289.89
US$20,000,075
|
1,228
+79.3%
|
16,289.89
|
US$20,000,075
|
|
|
2007-07-31 |
2007-07-27 |
B
Purchase
|
LEWIS GERALD J
Non-Executive Director
|
2
+80.2%
16,289.89
US$40,000
|
2
+80.2%
|
16,289.89
|
US$40,000
|
|
|
2007-07-31 |
2007-07-27 |
B
Purchase
|
Hollander David A
Authorized Person
Officer
|
2
+80.2%
16,289.89
US$40,000
|
2
+80.2%
|
16,289.89
|
US$40,000
|
|
|
2007-07-05 |
2007-07-02 |
B
Purchase
|
TENNENBAUM CAPITAL PARTNERS LLC
Investment Adviser
|
5
+27.0%
19,421.80
US$100,001
|
5
+27.0%
|
19,421.80
|
US$100,001
|
|