|
2022-10-21 |
2022-10-19 |
S
Sale
|
HELTON SANDRA L
Non-Executive Director
|
1,000
-2.7%
80.02
USD 80,020
|
1,000
-2.7%
|
80.02
|
USD 80,020
|
|
|
2022-10-20 |
2022-10-18 |
S
Sale
|
HELTON SANDRA L
Non-Executive Director
|
14,033
-43.5%
80.05
USD 1,123,342
|
14,033
-43.5%
|
80.05
|
USD 1,123,342
|
|
|
2022-09-15 |
2022-09-13 |
S
Sale
|
Cheong Wee Yee
EVP, Principal Asia
Officer
|
2,447
-6.6%
78.45
USD 191,967
|
2,447
-6.6%
|
78.45
|
USD 191,967
|
|
|
2022-08-23 |
2022-08-22 |
S
Sale
|
Walker Roberto
EVP, Principal Latin American
Officer
|
9,000
-20.9%
76.95
USD 692,550
|
9,000
-20.9%
|
76.95
|
USD 692,550
|
|
|
2022-08-22 |
2022-08-19 |
S
Sale
|
Walker Roberto
EVP, Principal Latin American
Officer
|
12,975
-23.2%
78.04
USD 1,012,569
|
12,975
-23.2%
|
78.04
|
USD 1,012,569
|
|
|
2022-08-22 |
2022-08-18 |
S
Sale
|
Walker Roberto
EVP, Principal Latin American
Officer
|
15,000
-25.9%
78.34
USD 1,175,100
|
15,000
-25.9%
|
78.34
|
USD 1,175,100
|
|
|
2022-08-18 |
2022-08-17 |
S
Sale
|
Walker Roberto
EVP, Principal Latin American
Officer
|
6,000
-12.2%
78.58
USD 471,480
|
6,000
-12.2%
|
78.58
|
USD 471,480
|
|
|
2022-08-17 |
2022-08-15 |
S
Sale
|
Schaaf Renee V.
President - RIS
Officer
|
6,250
-16.2%
79.21
USD 495,063
|
6,250
-16.2%
|
79.21
|
USD 495,063
|
|
|
2022-08-18 |
2022-08-09 |
S
Sale
|
HELTON SANDRA L
Non-Executive Director
|
15,000
-31.7%
72.90
USD 1,093,500
|
15,000
-31.7%
|
72.90
|
USD 1,093,500
|
|
|
2022-05-25 |
2022-05-25 |
PS
Planned sale
|
Cheong Wee Yee
EVP, Principal Asia
Officer
|
10,000
-21.2%
71.00
USD 710,000
|
10,000
-21.2%
|
71.00
|
USD 710,000
|
|
|
2023-04-06 |
2022-03-18 |
PS
Planned sale
|
McCullum Kenneth A.
SVP & Chief Risk Officer
Officer
|
3,694
-11.2%
69.50
USD 256,733
|
3,694
-11.2%
|
69.50
|
USD 256,733
|
|
|
2021-05-21 |
2021-05-20 |
PS
Planned sale
|
Tallett Elizabeth E
|
22,800
-33.9%
64.94
USD 1,480,632
|
22,800
-33.9%
|
64.94
|
USD 1,480,632
|
|
|
2021-05-04 |
2021-05-03 |
PS
Planned sale
|
STRABLE-SOETHOUT DEANNA D
EVP & Chief Financial Officer
Officer
|
15,915
-28.1%
65.07
USD 1,035,589
|
15,915
-28.1%
|
65.07
|
USD 1,035,589
|
|
|
2021-03-02 |
2021-02-26 |
PS
Planned sale
|
STRABLE-SOETHOUT DEANNA D
EVP & Chief Financial Officer
Officer
|
3,496
-5.8%
57.15
USD 199,796
|
3,496
-5.8%
|
57.15
|
USD 199,796
|
|
|
2021-03-01 |
2021-02-25 |
PS
Planned sale
|
Dunbar Timothy Mark
|
10,000
-14.6%
60.40
USD 604,000
|
10,000
-14.6%
|
60.40
|
USD 604,000
|
|
|
2021-02-24 |
2021-02-22 |
PS
Planned sale
|
LAWLER JULIA M
|
3,000
-5.8%
59.85
USD 179,550
|
3,000
-5.8%
|
59.85
|
USD 179,550
|
|
|
2021-02-10 |
2021-02-08 |
PS
Planned sale
|
LAWLER JULIA M
|
7,410
-12.6%
53.93
USD 399,621
|
7,410
-12.6%
|
53.93
|
USD 399,621
|
|
|
2021-02-10 |
2021-02-08 |
PS
Planned sale
|
LAWLER JULIA M
|
1,000
-1.9%
53.93
USD 53,930
|
1,000
-1.9%
|
53.93
|
USD 53,930
|
|
|
2021-02-05 |
2021-02-03 |
PS
Planned sale
|
Dunbar Timothy Mark
|
11,125
-13.6%
51.11
USD 568,599
|
11,125
-13.6%
|
51.11
|
USD 568,599
|
|
|
2021-01-08 |
2021-01-06 |
PS
Planned sale
|
LAWLER JULIA M
EVP & Chief Risk Officer
Officer
|
1,000
-1.9%
50.00
USD 50,000
|
1,000
-1.9%
|
50.00
|
USD 50,000
|
|
|
2021-01-08 |
2021-01-06 |
PS
Planned sale
|
LAWLER JULIA M
EVP & Chief Risk Officer
Officer
|
94
-0.2%
51.10
USD 4,803
|
94
-0.2%
|
51.10
|
USD 4,803
|
|
|
2020-12-11 |
2020-12-09 |
PS
Planned sale
|
STRABLE-SOETHOUT DEANNA D
EVP & Chief Financial Officer
Officer
|
19,160
-25.3%
51.00
USD 977,160
|
19,160
-25.3%
|
51.00
|
USD 977,160
|
|
|
2020-12-03 |
2020-12-01 |
PS
Planned sale
|
LAWLER JULIA M
EVP & Chief Risk Officer
Officer
|
1,000
-2.1%
50.00
USD 50,000
|
1,000
-2.1%
|
50.00
|
USD 50,000
|
|
|
2020-11-20 |
2020-11-18 |
PS
Planned sale
|
LAWLER JULIA M
EVP & Chief Risk Officer
Officer
|
11,000
-18.6%
50.00
USD 550,000
|
11,000
-18.6%
|
50.00
|
USD 550,000
|
|
|
2020-03-12 |
2020-03-10 |
B
Purchase
|
GELATT DANIEL
Non-Executive Director
|
6,083
+3.2%
35.92
USD 218,501
|
6,083
+3.2%
|
35.92
|
USD 218,501
|
|
|
2020-03-12 |
2020-03-10 |
B
Purchase
|
GELATT DANIEL
Non-Executive Director
|
22,065
+13.3%
35.41
USD 781,322
|
22,065
+13.3%
|
35.41
|
USD 781,322
|
|
|
2020-03-05 |
2020-03-03 |
PS
Planned sale
|
STRABLE-SOETHOUT DEANNA D
EVP & Chief Financial Officer
Officer
|
350
-0.7%
46.88
USD 16,408
|
350
-0.7%
|
46.88
|
USD 16,408
|
|
|
2020-03-05 |
2020-03-03 |
PS
Planned sale
|
STRABLE-SOETHOUT DEANNA D
EVP & Chief Financial Officer
Officer
|
1,100
-2.3%
46.02
USD 50,622
|
1,100
-2.3%
|
46.02
|
USD 50,622
|
|
|
2020-03-05 |
2020-03-03 |
PS
Planned sale
|
STRABLE-SOETHOUT DEANNA D
EVP & Chief Financial Officer
Officer
|
846
-1.7%
45.13
USD 38,180
|
846
-1.7%
|
45.13
|
USD 38,180
|
|
|
2020-03-05 |
2020-03-03 |
PS
Planned sale
|
STRABLE-SOETHOUT DEANNA D
EVP & Chief Financial Officer
Officer
|
1,116
-1.5%
46.95
USD 52,396
|
1,116
-1.5%
|
46.95
|
USD 52,396
|
|
|
2020-03-05 |
2020-03-03 |
PS
Planned sale
|
STRABLE-SOETHOUT DEANNA D
EVP & Chief Financial Officer
Officer
|
4,051
-5.0%
46.06
USD 186,589
|
4,051
-5.0%
|
46.06
|
USD 186,589
|
|
|
2020-03-05 |
2020-03-03 |
PS
Planned sale
|
STRABLE-SOETHOUT DEANNA D
EVP & Chief Financial Officer
Officer
|
3,099
-3.7%
45.17
USD 139,982
|
3,099
-3.7%
|
45.17
|
USD 139,982
|
|
|
2019-12-04 |
2019-12-02 |
PS
Planned sale
|
LAWLER JULIA M
EVP & Chief Risk Officer
Officer
|
1,000
-1.9%
54.63
USD 54,630
|
1,000
-1.9%
|
54.63
|
USD 54,630
|
|
|
2019-11-04 |
2019-11-01 |
PS
Planned sale
|
LAWLER JULIA M
EVP & Chief Risk Officer
Officer
|
1,000
-1.8%
53.94
USD 53,940
|
1,000
-1.8%
|
53.94
|
USD 53,940
|
|
|
2019-10-03 |
2019-10-01 |
PS
Planned sale
|
LAWLER JULIA M
EVP & Chief Risk Officer
|
1,000
-1.8%
57.56
USD 57,560
|
1,000
-1.8%
|
57.56
|
USD 57,560
|
|
|
2019-09-04 |
2019-09-03 |
PS
Planned sale
|
LAWLER JULIA M
EVP & Chief Risk Officer
|
1,000
-1.8%
52.95
USD 52,950
|
1,000
-1.8%
|
52.95
|
USD 52,950
|
|
|
2019-08-02 |
2019-08-01 |
PS
Planned sale
|
LAWLER JULIA M
EVP & Chief Risk Officer
Officer
|
1,000
-1.7%
57.99
USD 57,990
|
1,000
-1.7%
|
57.99
|
USD 57,990
|
|
|
2019-07-22 |
2019-07-18 |
PS
Planned sale
|
Valdes Luis E.
Pres - Int'l Asset Mgmt&Accum
|
11,829
-16.9%
59.54
USD 704,299
|
11,829
-16.9%
|
59.54
|
USD 704,299
|
|
|
2019-07-02 |
2019-07-01 |
PS
Planned sale
|
LAWLER JULIA M
EVP & Chief Risk Officer
|
1,000
-1.7%
58.54
USD 58,540
|
1,000
-1.7%
|
58.54
|
USD 58,540
|
|
|
2019-06-26 |
2019-06-24 |
PS
Planned sale
|
Valdes Luis E.
Pres - Int'l Asset Mgmt&Accum
|
20,000
-25.8%
57.67
USD 1,153,400
|
20,000
-25.8%
|
57.67
|
USD 1,153,400
|
|
|
2019-06-26 |
2019-06-24 |
PS
Planned sale
|
Valdes Luis E.
Pres - Int'l Asset Mgmt&Accum
|
27,661
-26.3%
57.67
USD 1,595,210
|
27,661
-26.3%
|
57.67
|
USD 1,595,210
|
|
|
2019-01-18 |
2019-01-17 |
PS
Planned sale
|
Friedrich Amy Christine
President - USIS
Officer
|
900
-3.5%
49.00
USD 44,100
|
900
-3.5%
|
49.00
|
USD 44,100
|
|
|
2018-11-06 |
2018-11-05 |
B
Purchase
|
GELATT DANIEL
Non-Executive Director
|
25,000
+22.0%
48.10
USD 1,202,500
|
25,000
+22.0%
|
48.10
|
USD 1,202,500
|
|
|
2018-10-09 |
2018-10-05 |
PS
Planned sale
|
Friedrich Amy Christine
President - USIS
Officer
|
1,700
-6.4%
61.00
USD 103,700
|
1,700
-6.4%
|
61.00
|
USD 103,700
|
|
|
2018-09-05 |
2018-09-04 |
PS
Planned sale
|
MCCAUGHAN JAMES P
President - Global Asset Mgmt.
Officer
|
10,000
-6.3%
55.42
USD 554,200
|
10,000
-6.3%
|
55.42
|
USD 554,200
|
|
|
2018-09-05 |
2018-09-04 |
PS
Planned sale
|
MCCAUGHAN JAMES P
President - Global Asset Mgmt.
Officer
|
10,000
-5.9%
55.42
USD 554,200
|
10,000
-5.9%
|
55.42
|
USD 554,200
|
|
|
2018-08-03 |
2018-08-02 |
PS
Planned sale
|
MCCAUGHAN JAMES P
President - Global Asset Mgmt.
Officer
|
10,000
-5.9%
55.44
USD 554,400
|
10,000
-5.9%
|
55.44
|
USD 554,400
|
|
|
2018-08-03 |
2018-08-02 |
PS
Planned sale
|
MCCAUGHAN JAMES P
President - Global Asset Mgmt.
Officer
|
10,000
-5.6%
55.44
USD 554,400
|
10,000
-5.6%
|
55.44
|
USD 554,400
|
|
|
2018-07-06 |
2018-07-02 |
PS
Planned sale
|
MCCAUGHAN JAMES P
President - Global Asset Mgmt.
Officer
|
10,000
-5.6%
52.72
USD 527,200
|
10,000
-5.6%
|
52.72
|
USD 527,200
|
|
|
2018-07-06 |
2018-07-02 |
PS
Planned sale
|
MCCAUGHAN JAMES P
President - Global Asset Mgmt.
Officer
|
10,000
-5.3%
52.72
USD 527,200
|
10,000
-5.3%
|
52.72
|
USD 527,200
|
|
|
2018-06-05 |
2018-06-04 |
PS
Planned sale
|
MCCAUGHAN JAMES P
President - Global Asset Mgmt.
|
10,000
-5.3%
56.31
USD 563,100
|
10,000
-5.3%
|
56.31
|
USD 563,100
|
|
|
2018-06-05 |
2018-06-04 |
PS
Planned sale
|
MCCAUGHAN JAMES P
President - Global Asset Mgmt.
|
10,000
-5.0%
56.31
USD 563,100
|
10,000
-5.0%
|
56.31
|
USD 563,100
|
|
|
2018-02-27 |
2018-02-26 |
PS
Planned sale
|
Valdes Luis E.
Pres - Int'l Asset Mgmt&Accum
Officer
|
27,662
-34.6%
64.02
USD 1,770,921
|
27,662
-34.6%
|
64.02
|
USD 1,770,921
|
|
|
2018-01-09 |
2018-01-08 |
PS
Planned sale
|
SCHOLTEN GARY P
EVP & Ch Info Officer
Officer
|
24,310
-27.6%
71.59
USD 1,740,353
|
24,310
-27.6%
|
71.59
|
USD 1,740,353
|
|
|
2018-01-09 |
2018-01-08 |
PS
Planned sale
|
Houston Daniel Joseph
Chairman, President & CEO
Executive Director
|
19,856
-10.9%
72.02
USD 1,430,029
|
19,856
-10.9%
|
72.02
|
USD 1,430,029
|
|
|
2018-01-08 |
2018-01-05 |
PS
Planned sale
|
Houston Daniel Joseph
Chairman, President & CEO
Executive Director
|
69,894
-30.1%
72.01
USD 5,033,067
|
69,894
-30.1%
|
72.01
|
USD 5,033,067
|
|
|
2018-01-03 |
2018-01-02 |
PS
Planned sale
|
Dunbar Timothy Mark
EVP & Chief Investment Officer
Officer
|
10,000
-18.7%
70.29
USD 702,900
|
10,000
-18.7%
|
70.29
|
USD 702,900
|
|
|
2018-01-03 |
2018-01-02 |
PS
Planned sale
|
Dunbar Timothy Mark
EVP & Chief Investment Officer
Officer
|
6,400
-12.8%
70.14
USD 448,896
|
6,400
-12.8%
|
70.14
|
USD 448,896
|
|
|
2017-12-15 |
2017-12-14 |
PS
Planned sale
|
Valdes Luis E.
Pres - Int'l Asset Mgmt&Accum
|
20,000
-27.7%
70.04
USD 1,400,800
|
20,000
-27.7%
|
70.04
|
USD 1,400,800
|
|
|
2017-12-15 |
2017-12-14 |
PS
Planned sale
|
Valdes Luis E.
Pres - Int'l Asset Mgmt&Accum
|
27,662
-27.7%
70.04
USD 1,937,446
|
27,662
-27.7%
|
70.04
|
USD 1,937,446
|
|
|
2017-12-04 |
2017-12-01 |
PS
Planned sale
|
SHAFF KAREN E
EVP, Gen'l Counsel, Secretary
Large shareholder
|
9,806
-12.3%
69.51
USD 681,615
|
9,806
-12.3%
|
69.51
|
USD 681,615
|
|
|
2017-12-04 |
2017-12-01 |
PS
Planned sale
|
SHAFF KAREN E
EVP, Gen'l Counsel, Secretary
Large shareholder
|
40,755
-33.9%
69.51
USD 2,832,880
|
40,755
-33.9%
|
69.51
|
USD 2,832,880
|
|
|
2017-12-04 |
2017-12-01 |
PS
Planned sale
|
Everett Nora Mary
President - RIS
|
17,290
-36.6%
70.16
USD 1,213,066
|
17,290
-36.6%
|
70.16
|
USD 1,213,066
|
|
|
2017-11-29 |
2017-11-28 |
PS
Planned sale
|
STRABLE-SOETHOUT DEANNA D
EVP & Chief Financial Officer
|
18,905
-25.9%
70.07
USD 1,324,673
|
18,905
-25.9%
|
70.07
|
USD 1,324,673
|
|
|
2017-11-29 |
2017-11-28 |
PS
Planned sale
|
Houston Daniel Joseph
Chairman, President & CEO
Executive Director
|
37,080
-18.6%
70.05
USD 2,597,454
|
37,080
-18.6%
|
70.05
|
USD 2,597,454
|
|
|
2017-10-20 |
2017-10-19 |
PS
Planned sale
|
SHAFF KAREN E
EVP, Gen'l Counsel, Secretary
Officer
Large shareholder
|
10,588
-11.0%
68.01
USD 720,090
|
10,588
-11.0%
|
68.01
|
USD 720,090
|
|
|
2017-10-20 |
2017-10-19 |
PS
Planned sale
|
Houston Daniel Joseph
Chairman, President & CEO
Executive Director
|
81,865
-33.5%
68.04
USD 5,570,095
|
81,865
-33.5%
|
68.04
|
USD 5,570,095
|
|
|
2017-10-20 |
2017-10-19 |
PS
Planned sale
|
Houston Daniel Joseph
Chairman, President & CEO
Executive Director
|
12,103
-6.9%
68.04
USD 823,488
|
12,103
-6.9%
|
68.04
|
USD 823,488
|
|
|
2017-10-20 |
2017-10-19 |
PS
Planned sale
|
Everett Nora Mary
President - RIS
Officer
|
1,297
-4.0%
68.00
USD 88,196
|
1,297
-4.0%
|
68.00
|
USD 88,196
|
|
|
2017-10-19 |
2017-10-18 |
PS
Planned sale
|
Houston Daniel Joseph
Chairman, President & CEO
Executive Director
|
38,097
-19.0%
68.00
USD 2,590,596
|
38,097
-19.0%
|
68.00
|
USD 2,590,596
|
|
|
2017-10-19 |
2017-10-18 |
PS
Planned sale
|
Everett Nora Mary
President - RIS
|
12,398
-28.7%
68.00
USD 843,064
|
12,398
-28.7%
|
68.00
|
USD 843,064
|
|
|
2017-10-19 |
2017-10-18 |
PS
Planned sale
|
SHAFF KAREN E
EVP, Gen'l Counsel, Secretary
Large shareholder
|
17,082
-16.6%
68.00
USD 1,161,576
|
17,082
-16.6%
|
68.00
|
USD 1,161,576
|
|
|
2017-09-12 |
2017-09-12 |
PS
Planned sale
|
MCCAUGHAN JAMES P
President - Global Asset Mgmt.
|
6,093
-3.0%
62.34
USD 379,838
|
6,093
-3.0%
|
62.34
|
USD 379,838
|
|
|
2017-09-12 |
2017-09-11 |
PS
Planned sale
|
MCCAUGHAN JAMES P
President - Global Asset Mgmt.
|
100
-0.1%
62.00
USD 6,200
|
100
-0.1%
|
62.00
|
USD 6,200
|
|
|
2017-09-06 |
2017-09-05 |
PS
Planned sale
|
MCCAUGHAN JAMES P
President - Global Asset Mgmt.
|
19,350
-9.0%
62.10
USD 1,201,635
|
19,350
-9.0%
|
62.10
|
USD 1,201,635
|
|
