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United States Collective Investments

Nuveen Tax-Advantaged Dividend Growth Fund (JTD)

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Ticker: JTD Exchange: NYS
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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Activity signal Earnings
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Nuveen Fund Advisors, LLC
Investment Adviser
1 sale — total 78,019 USD
Sale 13 Apr 2017
Value US$74,026.87 | Price 376.74 | Shares 52,908
Sale 15 Dec 2015
Value US$1,008,784.56 | Price 84.29 | Shares 18,485
Buy 11 May 2015
Value US$324,686.45 | Price 16.36 | Shares 19,850
Sale 19 Sep 2012
Value US$24,843.72 | Price 14.52 | Shares 1,711
Sale 19 Sep 2012
Value US$7,279.53 | Price 14.53 | Shares 501
Sale 19 Sep 2012
Value US$4,365.00 | Price 14.55 | Shares 300
Sale 6 Sep 2012
Value US$14,623.00 | Price 14.62 | Shares 1,000
Buy 1 Mar 2012
Value US$5,137.50 | Price 13.70 | Shares 375
Buy 1 Mar 2012
Value US$20,163.25 | Price 13.67 | Shares 1,475
Sale 14 Sep 2011
Value US$11,690.00 | Price 11.69 | Shares 1,000
Sale 18 Jul 2011
Value US$20,354.40 | Price 12.85 | Shares 1,584
Sale 18 Jul 2011
Value US$10,049.10 | Price 12.90 | Shares 779
Buy 4 Mar 2011
Value US$39,930.00 | Price 13.20 | Shares 3,025
Buy 10 Dec 2007
Value US$16,790.00 | Price 16.79 | Shares 1,000
Buy 7 Dec 2007
Value US$16,440.00 | Price 16.44 | Shares 1,000
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Price Value Details
2017-04-17 2017-04-13 S Sale Nuveen Fund Advisors, LLC

Investment Adviser
52,908 +23.3%
376.74
US$74,027 		52,908 +23.3% 376.74 US$74,027
2015-12-17 2015-12-15 S Sale SCHNEIDER WILLIAM J

Trustee
18,485 -11.3%
84.29
US$1,008,785 		18,485 -11.3% 84.29 US$1,008,785
2015-05-13 2015-05-11 B Purchase SCHNEIDER WILLIAM J

Trustee
98,066 -39.3%
383.17
US$894,318 		98,066 -39.3% 383.17 US$894,318
2012-09-21 2012-09-19 S Sale CARNE MICHAEL

Portfolio Manager
1,711 -100.0%
14.52
US$24,844 		1,711 -100.0% 14.52 US$24,844
2012-09-21 2012-09-19 S Sale CARNE MICHAEL

Portfolio Manager
501 -22.6%
14.53
US$7,280 		501 -22.6% 14.53 US$7,280
2012-09-21 2012-09-19 S Sale CARNE MICHAEL

Portfolio Manager
300 -11.9%
14.55
US$4,365 		300 -11.9% 14.55 US$4,365
2012-09-07 2012-09-06 S Sale ZIMMERMAN GIFFORD R

Chief Administrator Officer

Officer
1,000 -100.0%
14.62
US$14,623 		1,000 -100.0% 14.62 US$14,623
2012-03-06 2012-03-01 B Purchase CARNE MICHAEL

Portfolio Manager
375 +17.5%
13.70
US$5,138 		375 +17.5% 13.70 US$5,138
2012-03-06 2012-03-01 B Purchase CARNE MICHAEL

Portfolio Manager
1,475 +222.8%
13.67
US$20,163 		1,475 +222.8% 13.67 US$20,163
2011-09-16 2011-09-14 S Sale ZIMMERMAN GIFFORD R

Chief Administrator Officer

Officer
1,000 -50.0%
11.69
US$11,690 		1,000 -50.0% 11.69 US$11,690
2011-07-22 2011-07-18 S Sale CARNE MICHAEL

Portfolio Manager
1,584 -70.5%
12.85
US$20,354 		1,584 -70.5% 12.85 US$20,354
2011-07-22 2011-07-18 S Sale CARNE MICHAEL

Portfolio Manager
779 -25.8%
12.90
US$10,049 		779 -25.8% 12.90 US$10,049
2011-03-07 2011-03-04 B Purchase CARNE MICHAEL

Portfolio Manager
3,025 +inf%
13.20
US$39,930 		3,025 +inf% 13.20 US$39,930
2007-12-10 2007-12-10 B Purchase ZIMMERMAN GIFFORD R

Chief Administrative Officer

Officer
1,000 +100.0%
16.79
US$16,790 		1,000 +100.0% 16.79 US$16,790
2007-12-10 2007-12-07 B Purchase ZIMMERMAN GIFFORD R

Chief Administrative Officer

Officer
1,000 +inf%
16.44
US$16,440 		1,000 +inf% 16.44 US$16,440
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