|
2017-12-08 |
2017-11-29 |
B
Purchase
|
Mutual of Omaha Insurance Co
Large shareholder
|
48,931
-17.5%
261.94
US$332,865
|
48,931
-17.5%
|
261.94
|
US$332,865
|
|
|
2017-12-08 |
2017-11-29 |
B
Purchase
|
Mutual of Omaha Insurance Co
Large shareholder
|
91,010
+31.0%
234.48
US$4,553,829
|
91,010
+31.0%
|
234.48
|
US$4,553,829
|
|
|
2017-12-08 |
2017-11-29 |
B
Purchase
|
Mutual of Omaha Insurance Co
Large shareholder
|
62,347
-24.5%
439.21
US$3,711,251
|
62,347
-24.5%
|
439.21
|
US$3,711,251
|
|
|
2017-12-01 |
2017-11-29 |
B
Purchase
|
UNITED OF OMAHA LIFE INSURANCE CO
Large shareholder
|
480,000
+166.2%
12,000,000.00
US$5,760,000,000,000
|
480,000
+166.2%
|
12,000,000.00
|
US$5,760,000,000,000
|
|
|
2016-09-09 |
2016-09-07 |
B
Purchase
|
Voya Financial, Inc.
Large shareholder
|
800,000
+inf%
20,000,000.00
US$16,000,000,000,000
|
800,000
+inf%
|
20,000,000.00
|
US$16,000,000,000,000
|
|
|
2015-10-09 |
2015-10-08 |
S
Sale
|
Isenberg Gerald I
Non-Executive Director
|
1,041
-100.0%
15.71
US$16,354
|
1,041
-100.0%
|
15.71
|
US$16,354
|
|
|
2015-10-05 |
2015-10-02 |
B
Purchase
|
Shea William H JR
Non-Executive Director
|
3,500
+107.7%
12.94
US$45,290
|
3,500
+107.7%
|
12.94
|
US$45,290
|
|
|
2015-10-02 |
2015-09-30 |
B
Purchase
|
Meraz Jody
Vice President
Officer
|
5,000
+235.6%
12.95
US$64,750
|
5,000
+235.6%
|
12.95
|
US$64,750
|
|
|
2015-08-04 |
2015-07-31 |
B
Purchase
|
Baker James C
Executive Vice President
Officer
|
15,000
+57.5%
18.18
US$272,700
|
15,000
+57.5%
|
18.18
|
US$272,700
|
|
|
2013-08-12 |
2013-08-08 |
B
Purchase
|
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
Large shareholder
|
2,500,000
+inf%
1.00
US$2,500,000
|
2,500,000
+inf%
|
1.00
|
US$2,500,000
|
|
|
2013-08-12 |
2013-08-08 |
B
Purchase
|
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
Large shareholder
|
2,500,000
+inf%
1.00
US$2,500,000
|
2,500,000
+inf%
|
1.00
|
US$2,500,000
|
|
|
2013-08-12 |
2013-08-08 |
B
Purchase
|
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
Large shareholder
|
1,000,000
+inf%
1.00
US$1,000,000
|
1,000,000
+inf%
|
1.00
|
US$1,000,000
|
|
|
2013-08-12 |
2013-08-08 |
B
Purchase
|
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
Large shareholder
|
1,100,000
+inf%
1.00
US$1,100,000
|
1,100,000
+inf%
|
1.00
|
US$1,100,000
|
|
|
2013-08-12 |
2013-08-08 |
B
Purchase
|
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
Large shareholder
|
13,500,000
+inf%
1.00
US$13,500,000
|
13,500,000
+inf%
|
1.00
|
US$13,500,000
|
|
|
2013-08-12 |
2013-08-08 |
B
Purchase
|
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
Large shareholder
|
14,200,000
+inf%
1.00
US$14,200,000
|
14,200,000
+inf%
|
1.00
|
US$14,200,000
|
|
|
2013-04-25 |
2013-03-25 |
S
Sale
|
Isenberg Gerald I
Non-Executive Director
|
2,000
-65.8%
28.86
US$57,728
|
2,000
-65.8%
|
28.86
|
US$57,728
|
|
|
2013-03-26 |
2013-03-25 |
S
Sale
|
SINNOTT ROBERT V
Investment Adviser Affiliate
|
8,600
-19.5%
28.90
US$248,540
|
8,600
-19.5%
|
28.90
|
US$248,540
|
|
|
2013-03-06 |
2013-03-05 |
S
Sale
|
SINNOTT ROBERT V
Investment Adviser Affiliate
|
5,000
-10.2%
28.55
US$142,750
|
5,000
-10.2%
|
28.55
|
US$142,750
|
|
|
2013-02-26 |
2013-02-25 |
S
Sale
|
SINNOTT ROBERT V
Investment Adviser Affiliate
|
100
-0.2%
28.20
US$2,820
|
100
-0.2%
|
28.20
|
US$2,820
|
|
|
2010-07-15 |
2010-05-06 |
B
Purchase
|
Shladovsky David J
Secretary
Officer
|
4,000
+75.1%
22.75
US$91,000
|
4,000
+75.1%
|
22.75
|
US$91,000
|
|
|
2010-05-06 |
2010-05-05 |
B
Purchase
|
Baker James C
Vice President
Officer
|
7,500
+74.4%
24.65
US$184,875
|
7,500
+74.4%
|
24.65
|
US$184,875
|
|
|
2010-05-06 |
2010-05-05 |
B
Purchase
|
Hart Terry A
Treasurer and CFO
Officer
|
1,000
+inf%
24.72
US$24,721
|
1,000
+inf%
|
24.72
|
US$24,721
|
|
|
2009-01-05 |
2008-12-31 |
B
Purchase
|
KAYNE RICHARD A
CEO of Investment Advisor
|
30,000
+10.3%
11.42
US$342,600
|
30,000
+10.3%
|
11.42
|
US$342,600
|
|
|
2008-12-02 |
2008-11-28 |
B
Purchase
|
KAYNE RICHARD A
CEO of Investment Advisor
|
87,337
+43.1%
10.05
US$877,737
|
87,337
+43.1%
|
10.05
|
US$877,737
|
|
|
2008-11-26 |
2008-11-26 |
B
Purchase
|
KAYNE RICHARD A
CEO of Investment Advisor
|
114,000
+128.6%
9.77
US$1,113,780
|
114,000
+128.6%
|
9.77
|
US$1,113,780
|
|
|
2008-09-26 |
2008-09-02 |
B
Purchase
|
Shea William H JR
Non-Executive Director
|
3,000
+inf%
28.35
US$85,050
|
3,000
+inf%
|
28.35
|
US$85,050
|
|
|
2010-07-19 |
2008-07-22 |
B
Purchase
|
Isenberg Gerald I
Non-Executive Director
|
1,000
+inf%
27.88
US$27,880
|
1,000
+inf%
|
27.88
|
US$27,880
|
|
|
2010-07-19 |
2008-06-23 |
B
Purchase
|
Isenberg Gerald I
Non-Executive Director
|
1,000
+85.0%
28.63
US$28,630
|
1,000
+85.0%
|
28.63
|
US$28,630
|
|
|
2008-02-26 |
2008-02-25 |
B
Purchase
|
Baker James C
Vice President
Officer
|
3,000
+58.2%
26.13
US$78,383
|
3,000
+58.2%
|
26.13
|
US$78,383
|
|
|
2007-11-27 |
2007-11-27 |
B
Purchase
|
McCarthy Kevin S
Chairman, President and CEO
Executive Director
|
2,000
+18.2%
24.33
US$48,660
|
2,000
+18.2%
|
24.33
|
US$48,660
|
|
|
2007-11-27 |
2007-11-26 |
B
Purchase
|
McCarthy Kevin S
Chairman, President and CEO
Executive Director
|
1,000
+10.0%
24.49
US$24,490
|
1,000
+10.0%
|
24.49
|
US$24,490
|
|
|
2007-11-27 |
2007-11-26 |
B
Purchase
|
Baker James C
Vice President
Officer
|
2,000
+66.7%
24.47
US$48,934
|
2,000
+66.7%
|
24.47
|
US$48,934
|
|
|
2007-08-17 |
2007-08-16 |
B
Purchase
|
MORGAN MICHAEL C
Non-Executive Director
|
2,561
+inf%
23.94
US$61,320
|
2,561
+inf%
|
23.94
|
US$61,320
|
|
|
2007-07-05 |
2007-07-05 |
B
Purchase
|
Baker James C
Vice President
Officer
|
1,000
+50.0%
29.29
US$29,291
|
1,000
+50.0%
|
29.29
|
US$29,291
|
|
|
2007-05-16 |
2007-05-16 |
B
Purchase
|
MORGAN MICHAEL C
Non-Executive Director
|
2,000
+inf%
28.86
US$57,720
|
2,000
+inf%
|
28.86
|
US$57,720
|
|
|
2007-04-10 |
2007-04-05 |
B
Purchase
|
Baker James C
Vice President
Officer
|
1,000
+100.0%
26.96
US$26,960
|
1,000
+100.0%
|
26.96
|
US$26,960
|
|
|
2006-08-08 |
2006-08-04 |
B
Purchase
|
Baker James C
Vice President
Officer
|
1,000
+inf%
24.60
US$24,600
|
1,000
+inf%
|
24.60
|
US$24,600
|
|
|
2005-11-17 |
2005-11-15 |
B
Purchase
|
KAYNE RICHARD A
CEO of Investment Adviser
|
8,080
+9.6%
23.25
US$187,860
|
8,080
+9.6%
|
23.25
|
US$187,860
|
|
|
2005-06-29 |
2005-06-27 |
B
Purchase
|
Daley John
Investment Adviser CFO
|
400
+inf%
25.00
US$10,000
|
400
+inf%
|
25.00
|
US$10,000
|
|
|
2005-06-29 |
2005-06-27 |
B
Purchase
|
Sinnott Robert
Investment Adviser Affiliate
|
40,000
+inf%
25.00
US$1,000,000
|
40,000
+inf%
|
25.00
|
US$1,000,000
|
|
|
2005-06-29 |
2005-06-27 |
B
Purchase
|
Costin Anne K
Non-Executive Director
|
2,000
+inf%
25.00
US$50,000
|
2,000
+inf%
|
25.00
|
US$50,000
|
|
|
2005-06-29 |
2005-06-27 |
B
Purchase
|
McCarthy Kevin S
Chairman, President and CEO
Executive Director
|
10,000
+inf%
25.00
US$250,000
|
10,000
+inf%
|
25.00
|
US$250,000
|
|
|
2005-06-29 |
2005-06-27 |
B
Purchase
|
Quinn Terry
Non-Executive Director
|
1,000
+inf%
25.00
US$25,000
|
1,000
+inf%
|
25.00
|
US$25,000
|
|
|
2005-06-29 |
2005-06-27 |
B
Purchase
|
Frey John C
See Exhibit 99.1
Officer
|
15,000
+inf%
25.00
US$375,000
|
15,000
+inf%
|
25.00
|
US$375,000
|
|
|
2005-06-29 |
2005-06-27 |
B
Purchase
|
Walter Ralph
Chief Financial Officer
Officer
|
10,000
+inf%
25.00
US$250,000
|
10,000
+inf%
|
25.00
|
US$250,000
|
|
|
2005-06-29 |
2005-06-27 |
B
Purchase
|
Shladovsky David J
Secretary
Officer
|
4,000
+inf%
25.00
US$100,000
|
4,000
+inf%
|
25.00
|
US$100,000
|
|
|
2005-06-29 |
2005-06-27 |
B
Purchase
|
Isenberg Gerald I
Non-Executive Director
|
1,000
+inf%
25.00
US$25,000
|
1,000
+inf%
|
25.00
|
US$25,000
|
|
|
2005-06-29 |
2005-06-27 |
B
Purchase
|
KAYNE RICHARD A
CEO of Investment Adviser
|
80,000
+inf%
25.00
US$2,000,000
|
80,000
+inf%
|
25.00
|
US$2,000,000
|
|
|
2005-06-29 |
2005-06-27 |
B
Purchase
|
Good Steven C
Non-Executive Director
|
2,000
+inf%
25.00
US$50,000
|
2,000
+inf%
|
25.00
|
US$50,000
|
|