United States Collective Investments

Flaherty & Crumrine Dynamic Preferred and Income Fund Inc (DFP)

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Ticker: DFP Exchange: NYS
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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Buy signal Sell signal Earnings
No insider activity signals detected

Insider trades have not triggered unusual activity signals for this company.

Top insiders
Trades
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other
STONE BRADFORD S CFO, VP & TREASURER Officer
Transaction date
Purchase
Price
225.35
Quantity 7,428 -3.3%
Value US$3,069,207
CHADWICK ROBERT E CEO, President Executive Director
Transaction date
Purchase
Price
444.11
Quantity 9,302 -43.0%
Value US$2,450,003
STONE BRADFORD S CFO, VP & TREASURER Officer
Transaction date
Purchase
Price
66.23
Quantity 67,053 +43.1%
Value US$4,594,525
STONE BRADFORD S CFO, VP & TREASURER Officer
Transaction date
Purchase
Price
20.38
Quantity 100 +0.5%
Value US$2,038
STONE BRADFORD S CFO, VP & TREASURER Officer
Transaction date
Purchase
Price
21.88
Quantity 4 +0.0%
Value US$88
STONE BRADFORD S CFO, VP & TREASURER Officer
Transaction date
Purchase
Price
21.88
Quantity 1,396 +7.0%
Value US$30,544
STONE BRADFORD S CFO, VP & TREASURER Officer
Transaction date
Purchase
Price
21.87
Quantity 1,100 +5.8%
Value US$24,057
STONE BRADFORD S CFO and Treasurer Officer
Transaction date
Purchase
Price
21.95
Quantity 2,500 +18.0%
Value US$54,875
CHADWICK ROBERT E CEO, President Executive Director
Transaction date
Purchase
Price
21.90
Quantity 5,000 +50.0%
Value US$109,500
STONE BRADFORD S CFO, VP and Treasurer Officer
Transaction date
Purchase
Price
23.92
Quantity 1,600 +13.0%
Value US$38,271
STONE BRADFORD S CFO, VP and Treasurer Officer
Transaction date
Purchase
Price
23.91
Quantity 500 +4.2%
Value US$11,955
STONE BRADFORD S CFO, VP and Treasurer Officer
Transaction date
Purchase
Price
23.90
Quantity 100 +0.9%
Value US$2,390
STONE BRADFORD S CFO, VP and Treasurer Officer
Transaction date
Purchase
Price
23.90
Quantity 300 +2.6%
Value US$7,168
WULF ROBERT F Non-Executive Director
Transaction date
Purchase
Price
23.16
Quantity 2,085 +15.5%
Value US$48,290
Conwell Chad CCO, VP and Secretary Officer
Transaction date
Purchase
Price
21.97
Quantity 500 +25.0%
Value US$10,985
STONE BRADFORD S CFO, VP & Treasurer Officer
Transaction date
Purchase
Price
21.90
Quantity 2,000 +24.6%
Value US$43,799
ETTINGER ROBERT M Aff. Person of Investment Adv.
Transaction date
Purchase
Price
21.88
Quantity 13,658 +54.8%
Value US$298,837
CHADWICK ROBERT E CEO and President Officer
Transaction date
Purchase
Price
22.51
Quantity 3,298 +49.2%
Value US$74,238
CHADWICK ROBERT E CEO and President Officer
Transaction date
Purchase
Price
22.51
Quantity 1,602 +31.4%
Value US$36,059
CHADWICK ROBERT E CEO and President Officer
Transaction date
Purchase
Price
22.51
Quantity 100 +2.0%
Value US$2,250
ETTINGER ROBERT M President Officer
Transaction date
Purchase
Price
22.84
Quantity 1,500 +6.4%
Value US$34,260
ETTINGER ROBERT M President Officer
Transaction date
Purchase
Price
22.85
Quantity 3,000 +14.7%
Value US$68,543
Hogan Karen Hanovice Non-Executive Director
Transaction date
Purchase
Price
22.23
Quantity 1,150 +inf%
Value US$25,569
ETTINGER ROBERT M President Officer
Transaction date
Purchase
Price
21.81
Quantity 600 +3.2%
Value US$13,086
ETTINGER ROBERT M President Officer
Transaction date
Purchase
Price
21.82
Quantity 3,790 +24.9%
Value US$82,697
ETTINGER ROBERT M President Officer
Transaction date
Purchase
Price
21.83
Quantity 2,210 +17.0%
Value US$48,244
WULF ROBERT F Non-Executive Director
Transaction date
Purchase
Price
20.95
Quantity 5,403 +inf%
Value US$113,185
WULF ROBERT F Non-Executive Director
Transaction date
Purchase
Price
20.95
Quantity 7,088 +708.8%
Value US$148,484
STONE BRADFORD S VP and Asst. Treasurer Officer
Transaction date
Purchase
Price
19.74
Quantity 1,900 +33.9%
Value US$37,506
STONE BRADFORD S VP and Asst. Treasurer Officer
Transaction date
Purchase
Price
19.74
Quantity 600 +12.0%
Value US$11,843
ETTINGER ROBERT M President Officer
Transaction date
Purchase
Price
19.94
Quantity 3,000 +30.0%
Value US$59,823
ETTINGER ROBERT M President Officer
Transaction date
Purchase
Price
19.95
Quantity 2,400 +31.6%
Value US$47,878
ETTINGER ROBERT M President Officer
Transaction date
Purchase
Price
19.91
Quantity 300 +4.1%
Value US$5,974
ETTINGER ROBERT M President Officer
Transaction date
Purchase
Price
19.92
Quantity 2,300 +46.0%
Value US$45,814
Conwell Chad CCO, VP and Secretary Officer
Transaction date
Purchase
Price
19.90
Quantity 1,000 +100.0%
Value US$19,900
GUST MORGAN
Transaction date
Purchase
Price
20.08
Quantity 1,500 +inf%
Value US$30,120
STONE BRADFORD S VP and Asst. Treasurer
Transaction date
Purchase
Price
20.00
Quantity 2,500 +100.0%
Value US$50,000
STONE BRADFORD S VP and Asst. Treasurer Officer
Transaction date
Purchase
Price
20.50
Quantity 2,500 +inf%
Value US$51,250
CHADWICK ROBERT E CFO, VP & Treasurer Officer
Transaction date
Purchase
Price
20.70
Quantity 5,000 +inf%
Value US$103,500
ETTINGER ROBERT M President Officer
Transaction date
Purchase
Price
20.90
Quantity 5,000 +inf%
Value US$104,500
Conwell Chad CCO, VP and Secretary Officer
Transaction date
Purchase
Price
20.90
Quantity 1,000 +inf%
Value US$20,900
CRUMRINE DONALD F Chief Executive Officer Executive Director
Transaction date
Purchase
Price
21.52
Quantity 3,500 +33.3%
Value US$75,328
CRUMRINE DONALD F Chief Executive Officer Executive Director
Transaction date
Purchase
Price
21.60
Quantity 10,500 +inf%
Value US$226,841
GALE DAVID Non-Executive Director
Transaction date
Purchase
Price
25.00
Quantity 2,000 +inf%
Value US$50,000
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Price Value Details
2018-12-20 2018-12-20 B Purchase STONE BRADFORD S

CFO, VP & TREASURER

Officer
7,428 -3.3%
225.35
US$3,069,207 		7,428 -3.3% 225.35 US$3,069,207
2018-12-19 2018-12-18 B Purchase CHADWICK ROBERT E

CEO, President

Executive Director
9,302 -43.0%
444.11
US$2,450,003 		9,302 -43.0% 444.11 US$2,450,003
2018-12-17 2018-12-14 B Purchase STONE BRADFORD S

CFO, VP & TREASURER

Officer
67,053 +43.1%
66.23
US$4,594,525 		67,053 +43.1% 66.23 US$4,594,525
2018-12-17 2018-12-14 B Purchase STONE BRADFORD S

CFO, VP & TREASURER

Officer
100 +0.5%
20.38
US$2,038 		100 +0.5% 20.38 US$2,038
2018-10-11 2018-10-10 B Purchase STONE BRADFORD S

CFO, VP & TREASURER

Officer
4 +0.0%
21.88
US$88 		4 +0.0% 21.88 US$88
2018-10-11 2018-10-10 B Purchase STONE BRADFORD S

CFO, VP & TREASURER

Officer
1,396 +7.0%
21.88
US$30,544 		1,396 +7.0% 21.88 US$30,544
2018-10-11 2018-10-10 B Purchase STONE BRADFORD S

CFO, VP & TREASURER

Officer
1,100 +5.8%
21.87
US$24,057 		1,100 +5.8% 21.87 US$24,057
2016-11-14 2016-11-14 B Purchase STONE BRADFORD S

CFO and Treasurer

Officer
2,500 +18.0%
21.95
US$54,875 		2,500 +18.0% 21.95 US$54,875
2016-11-14 2016-11-14 B Purchase CHADWICK ROBERT E

CEO, President

Executive Director
5,000 +50.0%
21.90
US$109,500 		5,000 +50.0% 21.90 US$109,500
2016-11-08 2016-11-02 B Purchase STONE BRADFORD S

CFO, VP and Treasurer

Officer
1,600 +13.0%
23.92
US$38,271 		1,600 +13.0% 23.92 US$38,271
2016-11-08 2016-11-02 B Purchase STONE BRADFORD S

CFO, VP and Treasurer

Officer
500 +4.2%
23.91
US$11,955 		500 +4.2% 23.91 US$11,955
2016-11-08 2016-11-02 B Purchase STONE BRADFORD S

CFO, VP and Treasurer

Officer
100 +0.9%
23.90
US$2,390 		100 +0.9% 23.90 US$2,390
2016-11-08 2016-11-02 B Purchase STONE BRADFORD S

CFO, VP and Treasurer

Officer
300 +2.6%
23.90
US$7,168 		300 +2.6% 23.90 US$7,168
2016-03-18 2016-03-17 B Purchase WULF ROBERT F Non-Executive Director
2,085 +15.5%
23.16
US$48,290 		2,085 +15.5% 23.16 US$48,290
2015-06-30 2015-06-29 B Purchase Conwell Chad

CCO, VP and Secretary

Officer
500 +25.0%
21.97
US$10,985 		500 +25.0% 21.97 US$10,985
2015-06-23 2015-06-22 B Purchase STONE BRADFORD S

CFO, VP & Treasurer

Officer
2,000 +24.6%
21.90
US$43,799 		2,000 +24.6% 21.90 US$43,799
2015-06-23 2015-06-22 B Purchase ETTINGER ROBERT M

Aff. Person of Investment Adv.
13,658 +54.8%
21.88
US$298,837 		13,658 +54.8% 21.88 US$298,837
2015-06-08 2015-06-08 B Purchase CHADWICK ROBERT E

CEO and President

Officer
3,298 +49.2%
22.51
US$74,238 		3,298 +49.2% 22.51 US$74,238
2015-06-08 2015-06-08 B Purchase CHADWICK ROBERT E

CEO and President

Officer
1,602 +31.4%
22.51
US$36,059 		1,602 +31.4% 22.51 US$36,059
2015-06-08 2015-06-08 B Purchase CHADWICK ROBERT E

CEO and President

Officer
100 +2.0%
22.51
US$2,250 		100 +2.0% 22.51 US$2,250
2014-09-16 2014-09-16 B Purchase ETTINGER ROBERT M

President

Officer
1,500 +6.4%
22.84
US$34,260 		1,500 +6.4% 22.84 US$34,260
2014-09-16 2014-09-16 B Purchase ETTINGER ROBERT M

President

Officer
3,000 +14.7%
22.85
US$68,543 		3,000 +14.7% 22.85 US$68,543
2014-08-01 2014-07-31 B Purchase Hogan Karen Hanovice Non-Executive Director
1,150 +inf%
22.23
US$25,569 		1,150 +inf% 22.23 US$25,569
2014-03-10 2014-03-10 B Purchase ETTINGER ROBERT M

President

Officer
600 +3.2%
21.81
US$13,086 		600 +3.2% 21.81 US$13,086
2014-03-10 2014-03-10 B Purchase ETTINGER ROBERT M

President

Officer
3,790 +24.9%
21.82
US$82,697 		3,790 +24.9% 21.82 US$82,697
2014-03-10 2014-03-10 B Purchase ETTINGER ROBERT M

President

Officer
2,210 +17.0%
21.83
US$48,244 		2,210 +17.0% 21.83 US$48,244
2014-02-06 2014-02-05 B Purchase WULF ROBERT F Non-Executive Director
5,403 +inf%
20.95
US$113,185 		5,403 +inf% 20.95 US$113,185
2014-02-06 2014-02-05 B Purchase WULF ROBERT F Non-Executive Director
7,088 +708.8%
20.95
US$148,484 		7,088 +708.8% 20.95 US$148,484
2013-11-25 2013-11-22 B Purchase STONE BRADFORD S

VP and Asst. Treasurer

Officer
1,900 +33.9%
19.74
US$37,506 		1,900 +33.9% 19.74 US$37,506
2013-11-25 2013-11-22 B Purchase STONE BRADFORD S

VP and Asst. Treasurer

Officer
600 +12.0%
19.74
US$11,843 		600 +12.0% 19.74 US$11,843
2013-11-20 2013-11-20 B Purchase ETTINGER ROBERT M

President

Officer
3,000 +30.0%
19.94
US$59,823 		3,000 +30.0% 19.94 US$59,823
2013-11-20 2013-11-20 B Purchase ETTINGER ROBERT M

President

Officer
2,400 +31.6%
19.95
US$47,878 		2,400 +31.6% 19.95 US$47,878
2013-11-20 2013-11-20 B Purchase ETTINGER ROBERT M

President

Officer
300 +4.1%
19.91
US$5,974 		300 +4.1% 19.91 US$5,974
2013-11-20 2013-11-20 B Purchase ETTINGER ROBERT M

President

Officer
2,300 +46.0%
19.92
US$45,814 		2,300 +46.0% 19.92 US$45,814
2013-11-20 2013-11-20 B Purchase Conwell Chad

CCO, VP and Secretary

Officer
1,000 +100.0%
19.90
US$19,900 		1,000 +100.0% 19.90 US$19,900
2013-09-16 2013-09-16 B Purchase GUST MORGAN
1,500 +inf%
20.08
US$30,120 		1,500 +inf% 20.08 US$30,120
2013-09-13 2013-09-13 B Purchase STONE BRADFORD S

VP and Asst. Treasurer
2,500 +100.0%
20.00
US$50,000 		2,500 +100.0% 20.00 US$50,000
2013-08-22 2013-08-21 B Purchase STONE BRADFORD S

VP and Asst. Treasurer

Officer
2,500 +inf%
20.50
US$51,250 		2,500 +inf% 20.50 US$51,250
2013-08-16 2013-08-16 B Purchase CHADWICK ROBERT E

CFO, VP & Treasurer

Officer
5,000 +inf%
20.70
US$103,500 		5,000 +inf% 20.70 US$103,500
2013-08-16 2013-08-16 B Purchase ETTINGER ROBERT M

President

Officer
5,000 +inf%
20.90
US$104,500 		5,000 +inf% 20.90 US$104,500
2013-08-16 2013-08-16 B Purchase Conwell Chad

CCO, VP and Secretary

Officer
1,000 +inf%
20.90
US$20,900 		1,000 +inf% 20.90 US$20,900
2013-08-13 2013-08-13 B Purchase CRUMRINE DONALD F

Chief Executive Officer

Executive Director
3,500 +33.3%
21.52
US$75,328 		3,500 +33.3% 21.52 US$75,328
2013-08-13 2013-08-12 B Purchase CRUMRINE DONALD F

Chief Executive Officer

Executive Director
10,500 +inf%
21.60
US$226,841 		10,500 +inf% 21.60 US$226,841
2013-05-24 2013-05-23 B Purchase GALE DAVID Non-Executive Director
2,000 +inf%
25.00
US$50,000 		2,000 +inf% 25.00 US$50,000
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