Cathay General Bancorp (CATY)

Financials Banking & Investment Services Banking Services

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Ticker: CATY Exchange: NSM

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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale

Past 90 days

Value bought

Value sold

Net insiders buying

Trades (buy and sell)

Company data

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other

Notification date	Transaction date	B/S Transaction type	Insider and/or position	Nb. shares Price Value	Number of shares	Price	Total value
2024-01-31	2024-01-29	S Sale	TANG ANTHONY M Vice Chairman Executive Director	7,000 -3.3% 43.45 304,151 USD	7,000 -3.3%	43.45	304,151 USD
2023-11-07	2023-11-03	S Sale	BINGHAM KIM R EVP, Chief Risk Officer Officer	6,000 -12.5% 37.42 224,543 USD	6,000 -12.5%	37.42	224,543 USD
2023-04-27	2023-04-25	B Purchase	Sun Richard Non-Executive Director	300 +20.0% 35.00 10,500 USD	300 +20.0%	35.00	10,500 USD
2023-04-27	2023-04-25	B Purchase	Sun Richard Non-Executive Director	1,100 +23.4% 35.00 38,500 USD	1,100 +23.4%	35.00	38,500 USD
2023-04-27	2023-04-25	B Purchase	Sun Richard Non-Executive Director	700 +20.0% 35.00 24,500 USD	700 +20.0%	35.00	24,500 USD
2023-04-27	2023-04-25	B Purchase	Sun Richard Non-Executive Director	4,000 +30.0% 35.00 140,000 USD	4,000 +30.0%	35.00	140,000 USD
2023-02-09	2023-02-07	S Sale	TANG ANTHONY M Vice Chairman Executive Director	5,000 -2.3% 45.20 226,000 USD	5,000 -2.3%	45.20	226,000 USD
2022-12-13	2022-12-09	S Sale	TANG ANTHONY M Vice Chairman Executive Director	10,000 -4.5% 43.24 432,400 USD	10,000 -4.5%	43.24	432,400 USD
2022-11-10	2022-11-10	S Sale	WU PETER Vice Chairman Executive Director	17,095 -4.4% 46.22 790,131 USD	17,095 -4.4%	46.22	790,131 USD
2022-11-10	2022-11-09	S Sale	WU PETER Vice Chairman Executive Director	2,905 -0.7% 45.05 130,864 USD	2,905 -0.7%	45.05	130,864 USD
2022-10-31	2022-10-31	S Sale	TANG ANTHONY M Vice Chairman Executive Director	5,000 -2.2% 45.38 226,875 USD	5,000 -2.2%	45.38	226,875 USD
2022-10-31	2022-10-28	S Sale	TANG ANTHONY M Vice Chairman Executive Director	10,000 -4.2% 44.48 444,750 USD	10,000 -4.2%	44.48	444,750 USD
2022-10-31	2022-10-27	S Sale	TANG ANTHONY M Vice Chairman Executive Director	5,000 -2.0% 44.38 221,900 USD	5,000 -2.0%	44.38	221,900 USD
2022-08-18	2022-08-16	S Sale	CHENG DUNSON K Executive Chairman Executive Director	1,000 -1.1% 45.49 45,485 USD	1,000 -1.1%	45.49	45,485 USD
2022-08-11	2022-08-11	S Sale	CHENG DUNSON K Executive Chairman Executive Director	1,000 -1.1% 43.77 43,771 USD	1,000 -1.1%	43.77	43,771 USD
2022-08-11	2022-08-09	S Sale	CHENG DUNSON K Executive Chairman Executive Director	2,000 -2.2% 42.29 84,576 USD	2,000 -2.2%	42.29	84,576 USD
2022-08-08	2022-08-05	S Sale	CHENG DUNSON K Executive Chairman Executive Director	9,000 -9.0% 42.09 378,801 USD	9,000 -9.0%	42.09	378,801 USD
2022-08-08	2022-08-04	S Sale	CHENG DUNSON K Executive Chairman Executive Director	10,000 -9.1% 41.50 415,017 USD	10,000 -9.1%	41.50	415,017 USD
2022-08-02	2022-07-29	S Sale	BINGHAM KIM R EVP, Chief Risk Officer Officer	6,000 -14.7% 41.33 247,980 USD	6,000 -14.7%	41.33	247,980 USD
2022-08-02	2022-07-29	S Sale	TANG ANTHONY M Vice Chairman Executive Director	5,000 -2.0% 41.55 207,750 USD	5,000 -2.0%	41.55	207,750 USD
2021-11-02	2021-10-29	S Sale	BINGHAM KIM R EVP, Chief Risk Officer Officer	3,000 -8.4% 42.68 128,040 USD	3,000 -8.4%	42.68	128,040 USD
2021-02-11	2021-02-09	S Sale	CHENG DUNSON K Executive Chairman Executive Director	11,975 -13.8% 37.52 449,304 USD	11,975 -13.8%	37.52	449,304 USD
2020-12-15	2020-12-10	S Sale	WONG IRWIN SEVP, Chief Admin Officer Officer	6,200 -14.5% 30.00 186,000 USD	6,200 -14.5%	30.00	186,000 USD
2020-12-07	2020-12-04	S Sale	TANG ANTHONY M Vice Chairman Executive Director	5,000 -2.0% 30.00 150,000 USD	5,000 -2.0%	30.00	150,000 USD
2020-12-07	2020-12-03	S Sale	TANG ANTHONY M Vice Chairman Executive Director	3,322 -1.3% 29.61 98,358 USD	3,322 -1.3%	29.61	98,358 USD
2020-12-03	2020-12-01	S Sale	Jelenko Jane H Non-Executive Director	3,843 -64.5% 28.29 108,709 USD	3,843 -64.5%	28.29	108,709 USD
2020-11-27	2020-11-24	S Sale	WONG IRWIN SEVP, Chief Admin Officer Officer	8,101 -15.9% 31.00 251,131 USD	8,101 -15.9%	31.00	251,131 USD
2020-08-26	2020-08-24	B Purchase	Sun Richard Non-Executive Director	2,200 +88.0% 25.00 55,000 USD	2,200 +88.0%	25.00	55,000 USD
2020-08-26	2020-08-24	B Purchase	Sun Richard Non-Executive Director	2,000 +133.3% 25.00 50,000 USD	2,000 +133.3%	25.00	50,000 USD
2020-08-26	2020-08-24	B Purchase	Sun Richard Non-Executive Director	5,100 +62.1% 25.00 127,500 USD	5,100 +62.1%	25.00	127,500 USD
2020-08-06	2020-08-04	B Purchase	Sun Richard Non-Executive Director	1,500 +inf% 30.00 45,000 USD	1,500 +inf%	30.00	45,000 USD
2020-08-06	2020-08-04	B Purchase	Sun Richard Non-Executive Director	1,600 +inf% 30.00 48,000 USD	1,600 +inf%	30.00	48,000 USD
2020-08-06	2020-08-04	B Purchase	Sun Richard Non-Executive Director	2,500 +inf% 30.00 75,000 USD	2,500 +inf%	30.00	75,000 USD
2020-08-06	2020-08-04	B Purchase	Sun Richard Non-Executive Director	1,500 +inf% 30.00 45,000 USD	1,500 +inf%	30.00	45,000 USD
2020-08-06	2020-08-04	B Purchase	Sun Richard Non-Executive Director	5,000 +155.5% 30.00 150,000 USD	5,000 +155.5%	30.00	150,000 USD
2020-08-06	2020-08-04	B Purchase	Sun Richard Non-Executive Director	2,000 +29.3% 30.00 60,000 USD	2,000 +29.3%	30.00	60,000 USD
2020-06-11	2020-06-09	S Sale	BINGHAM KIM R EVP, Chief Risk Officer Officer	4,986 -14.3% 30.52 152,173 USD	4,986 -14.3%	30.52	152,173 USD
2020-06-09	2020-06-05	S Sale	WONG IRWIN SEVP, Chief Admin Officer Officer	8,080 -13.7% 30.37 245,390 USD	8,080 -13.7%	30.37	245,390 USD
2020-02-06	2020-02-04	S Sale	Kim Lisa L. EVP, General Counsel	1,360 -76.1% 37.04 50,373 USD	1,360 -76.1%	37.04	50,373 USD
2019-12-10	2019-12-06	S Sale	CHENG DUNSON K Executive Chairman Executive Director	17,969 -29.5% 37.62 675,997 USD	17,969 -29.5%	37.62	675,997 USD
2019-11-15	2019-11-13	S Sale	Jelenko Jane H	5,000 -45.6% 37.13 185,650 USD	5,000 -45.6%	37.13	185,650 USD
2019-11-07	2019-11-05	S Sale	WONG IRWIN SEVP, Chief Admin Officer	8,968 -17.7% 37.10 332,713 USD	8,968 -17.7%	37.10	332,713 USD
2019-11-07	2019-11-05	S Sale	Kim Lisa L. EVP, General Counsel	1,500 -45.6% 37.12 55,675 USD	1,500 -45.6%	37.12	55,675 USD
2019-11-06	2019-11-04	S Sale	TANG ANTHONY M Vice Chairman Executive Director	10,000 -3.8% 36.59 365,850 USD	10,000 -3.8%	36.59	365,850 USD
2019-09-12	2019-09-10	S Sale	Kim Lisa L. EVP, General Counsel	3,745 -53.2% 34.70 129,952 USD	3,745 -53.2%	34.70	129,952 USD
2019-07-25	2019-07-23	S Sale	BINGHAM KIM R EVP, Chief Risk Officer	3,400 -11.9% 36.21 123,114 USD	3,400 -11.9%	36.21	123,114 USD
2019-03-08	2019-03-06	S Sale	BINGHAM KIM R EVP, Chief Risk Officer	4,200 -12.9% 37.92 159,264 USD	4,200 -12.9%	37.92	159,264 USD
2019-02-22	2019-02-20	S Sale	TANG ANTHONY M Vice Chairman Executive Director	10,000 -3.7% 39.76 397,627 USD	10,000 -3.7%	39.76	397,627 USD
2019-02-06	2019-02-04	S Sale	BINGHAM KIM R EVP, Chief Risk Officer Officer	399 -1.4% 37.62 15,010 USD	399 -1.4%	37.62	15,010 USD
2019-02-06	2019-02-04	S Sale	BINGHAM KIM R EVP, Chief Risk Officer Officer	501 -1.8% 37.61 18,843 USD	501 -1.8%	37.61	18,843 USD
2018-12-07	2018-12-04	B Purchase	CHAN KELLY L Non-Executive Director	500 +1.7% 37.45 18,725 USD	500 +1.7%	37.45	18,725 USD
2018-11-29	2018-11-27	S Sale	CHENG DUNSON K Executive Chairman Executive Director	31,000 -50.1% 38.69 1,199,455 USD	31,000 -50.1%	38.69	1,199,455 USD
2018-08-21	2018-08-20	S Sale	TANG ANTHONY M Vice Chairman Executive Director	219 -0.1% 42.50 9,308 USD	219 -0.1%	42.50	9,308 USD
2018-08-21	2018-08-17	S Sale	TANG ANTHONY M Vice Chairman Executive Director	9,781 -3.5% 42.50 415,693 USD	9,781 -3.5%	42.50	415,693 USD
2018-08-13	2018-08-10	S Sale	Kim Lisa L. EVP, General Counsel Officer	750 -48.2% 42.06 31,542 USD	750 -48.2%	42.06	31,542 USD
2018-08-09	2018-08-08	S Sale	TANG ANTHONY M Vice Chairman Executive Director	5,266 -1.9% 42.50 223,805 USD	5,266 -1.9%	42.50	223,805 USD
2018-08-09	2018-08-07	S Sale	TANG ANTHONY M Vice Chairman Executive Director	6,244 -2.2% 42.50 265,370 USD	6,244 -2.2%	42.50	265,370 USD
2018-08-06	2018-08-03	S Sale	TANG ANTHONY M Vice Chairman Executive Director	1,201 -0.4% 42.50 51,043 USD	1,201 -0.4%	42.50	51,043 USD
2018-08-06	2018-08-02	S Sale	TANG ANTHONY M Vice Chairman Executive Director	12,289 -4.1% 42.50 522,292 USD	12,289 -4.1%	42.50	522,292 USD
2018-06-08	2018-06-06	S Sale	WONG IRWIN SEVP, Chief Operating Officer	6,409 -15.5% 43.00 275,587 USD	6,409 -15.5%	43.00	275,587 USD
2018-05-08	2018-05-07	S Sale	CHENG DUNSON K Executive Chairman Executive Director	13,333 -17.7% 41.26 550,066 USD	13,333 -17.7%	41.26	550,066 USD
2018-05-08	2018-05-04	S Sale	CHENG DUNSON K Executive Chairman Executive Director	10,000 -11.7% 41.12 411,151 USD	10,000 -11.7%	41.12	411,151 USD
2018-04-30	2018-04-27	S Sale	CHENG DUNSON K Executive Chairman Executive Director	11,963 -12.3% 40.76 487,641 USD	11,963 -12.3%	40.76	487,641 USD
2018-04-30	2018-04-26	S Sale	CHENG DUNSON K Executive Chairman Executive Director	14,704 -13.1% 40.79 599,779 USD	14,704 -13.1%	40.79	599,779 USD
2018-03-12	2018-03-08	S Sale	BINGHAM KIM R EVP - Chief Risk Officer	1,000 -3.8% 43.40 43,400 USD	1,000 -3.8%	43.40	43,400 USD
2018-02-21	2018-02-13	S Sale	CHENG DUNSON K Executive Chairman Executive Director	25,000 -20.5% 41.53 1,038,333 USD	25,000 -20.5%	41.53	1,038,333 USD
2018-02-14	2018-02-12	S Sale	CHENG DUNSON K Executive Chairman Executive Director	20,000 -14.1% 41.92 838,432 USD	20,000 -14.1%	41.92	838,432 USD
2018-02-06	2018-02-02	S Sale	WU PETER Vice Chairman Executive Director	33,045 -4.3% 44.36 1,465,876 USD	33,045 -4.3%	44.36	1,465,876 USD
2018-02-02	2018-02-02	S Sale	BINGHAM KIM R EVP - Chief Risk Officer Officer	3,800 -14.8% 44.71 169,906 USD	3,800 -14.8%	44.71	169,906 USD
2017-12-13	2017-12-11	S Sale	CHENG DUNSON K Executive Chairman Executive Director	50,000 -29.5% 42.45 2,122,335 USD	50,000 -29.5%	42.45	2,122,335 USD
2017-11-28	2017-11-28	S Sale	WONG IRWIN SEVP, Chief Operating Officer	10,000 -25.1% 43.10 431,000 USD	10,000 -25.1%	43.10	431,000 USD
2017-11-21	2017-11-20	S Sale	WONG IRWIN SEVP, Chief Operating Officer	6,059 -13.2% 42.00 254,478 USD	6,059 -13.2%	42.00	254,478 USD
2017-06-09	2017-06-08	S Sale	TANG ANTHONY M Vice Chairman Executive Director	50,000 -14.3% 38.01 1,900,480 USD	50,000 -14.3%	38.01	1,900,480 USD
2017-03-08	2017-03-07	S Sale	CHENG DUNSON K Executive Chairman Executive Director	17,555 -9.1% 39.27 689,448 USD	17,555 -9.1%	39.27	689,448 USD
2017-03-08	2017-03-07	S Sale	LEE PATRICK Non-Executive Director	3,500 -100.0% 39.17 137,109 USD	3,500 -100.0%	39.17	137,109 USD