FRIEDRICH ROMAN III

3.0

3.0

• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Activity signal Earnings

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other

Notification date	Transaction date	Company	B/S Transaction type	Nb. shares Price Value	Number of shares	Price	Value
2019-05-08	2019-05-07	Guggenheim Credit Allocation Fund (GGM)	B Purchase	68,320 -9.7% 356.80 US$813,659	68,320 -9.7%	356.80	US$813,659
2019-05-08	2019-05-07	Guggenheim Strategic Opportunities Fund (GOF)	B Purchase	66,123 +13.5% 10.88 US$4,163,921	66,123 +13.5%	10.88	US$4,163,921
2019-03-19	2019-03-19	Guggenheim Strategic Opportunities Fund (GOF)	B Purchase	56,006 -42.3% 381.66 US$1,061,819	56,006 -42.3%	381.66	US$1,061,819
2019-03-07	2019-03-07	Guggenheim Credit Allocation Fund (GGM)	B Purchase	1,095 +121.4% 21.20 US$23,212	1,095 +121.4%	21.20	US$23,212