Clarfeld Michael

2.3

2.3

• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Activity signal Earnings

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other

Notification date	Transaction date	Company	B/S Transaction type	Nb. shares Price Value	Number of shares	Price	Value
2020-03-13	2020-03-13	Clearbridge MLP and Midstream Total Return Fund Inc (CTR)	B Purchase	49,414 +42.3% 100.86 US$4,570,971	49,414 +42.3%	100.86	US$4,570,971
2020-03-13	2020-03-13	Clearbridge Energy Midstream Opportunity Fund Inc (EMO)	B Purchase	22,884 +28.6% 455.41 US$1,559,997	22,884 +28.6%	455.41	US$1,559,997
2020-03-13	2020-03-13	Clearbridge MLP and Midstream Fund Inc (CEM)	B Purchase	59,173 +0.2% 166.57 US$2,667,580	59,173 +0.2%	166.57	US$2,667,580