Tokarz Group Advisers LLC

• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Activity signal Earnings

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other

Notification date	Transaction date	Company	B/S Transaction type	Nb. shares Price Value	Number of shares	Price	Value
2020-07-17	2020-07-16	EQUUS Total Return Inc (EQS)	S Sale	45,429 -39.0% 66.79 US$3,171,713	45,429 -39.0%	66.79	US$3,171,713
2019-07-30	2019-07-29	EQUUS Total Return Inc (EQS)	S Sale	20,683 -48.7% 269.53 US$4,519,142	20,683 -48.7%	269.53	US$4,519,142
2019-07-26	2019-07-24	EQUUS Total Return Inc (EQS)	S Sale	40,546 -37.5% 26.26 US$2,086,017	40,546 -37.5%	26.26	US$2,086,017
2019-07-26	2019-07-24	EQUUS Total Return Inc (EQS)	S Sale	608,310 -13.7% 1.70 US$1,034,127	608,310 -13.7%	1.70	US$1,034,127