Janda Kim

• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Activity signal Earnings

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other

Notification date	Transaction date	Company	B/S Transaction type	Nb. shares Price Value	Number of shares	Price	Value
2021-09-28	2021-09-27	Sorrento Therapeutics Inc (SRNE)	PlS Planned sale	94,514 +36.1% 37.75 US$111,920	94,514 +36.1%	37.75	US$111,920
2021-09-14	2021-09-13	Sorrento Therapeutics Inc (SRNE)	PlS Planned sale	67,433 -22.1% 120.04 US$1,941,970	67,433 -22.1%	120.04	US$1,941,970
2021-04-15	2021-04-12	Sorrento Therapeutics Inc (SRNE)	PlS Planned sale	91,678 -30.2% 35.63 US$427,004	91,678 -30.2%	35.63	US$427,004