Positions

Position Company Period
President Gabelli Global Utility & Income Trust Jan. 1, 2004 -
President Gabelli Utility Trust Sept. 15, 2010 -
President Gabelli Convertible and Income Securities Fund Inc Jan. 1, 2012 -
President Gabelli Global Small and Mid Cap Value Trust Jan. 1, 2013 -
President Gabelli Multimedia Trust Inc Nov. 1, 2013 -
President Gabelli Dividend & Income Trust Jan. 1, 2014 -
President GAMCO Global Gold Natural Resources & Income Trust Jan. 1, 2016 -
President, Acting Chief Compliance Officer Gabelli Equity Trust Inc Nov. 1, 2011 - Jan. 1, 2016
President, Acting Chief Compliance Officer Gabelli Dividend & Income Trust Nov. 1, 2011 - Jan. 1, 2014
President, Acting Chief Compliance Officer Gabelli Multimedia Trust Inc Nov. 1, 2011 - Nov. 1, 2013
Acting Chief Compliance Officer, Secretary Gabelli Healthcare & WellnessRx Trust Jan. 1, 2011 - Jan. 1, 2013
President, Acting Chief Compliance Officer Gamco Natural Resources Gold & Income Trust Sept. 1, 2011 - Jan. 1, 2013
President, Acting Chief Compliance Officer GDL Fund Nov. 1, 2011 - Jan. 1, 2013
President, Acting Chief Compliance Officer Gabelli Convertible and Income Securities Fund Inc Nov. 1, 2011 - Jan. 1, 2012
Bruce Alpert's trades of Gabelli Dividend & Income Trust's stock


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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Earnings
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other
Notification date Transaction date B/S Transaction type Nb. shares
Price
Value 		Number of shares Price Value Details
2022-03-15 2022-03-14
B Purchase
4,000 +inf%
21.05
USD 84,200 		4,000 +inf% 21.05 USD 84,200
2020-12-22 2020-12-18
B Purchase
2,500 +inf%
20.00
USD 50,000 		2,500 +inf% 20.00 USD 50,000
2020-12-22 2020-12-18
B Purchase
2,500 +inf%
20.00
USD 50,000 		2,500 +inf% 20.00 USD 50,000
2020-01-28 2020-01-24
S Sale
900 -100.0%
51.70
USD 46,530 		900 -100.0% 51.70 USD 46,530
2019-12-20 2019-12-20
B Purchase
3,000 +inf%
25.00
USD 75,000 		3,000 +inf% 25.00 USD 75,000
2019-12-20 2019-12-16
B Purchase
4,000 +inf%
25.00
USD 100,000 		4,000 +inf% 25.00 USD 100,000
2019-12-20 2019-12-16
B Purchase
400 +inf%
25.00
USD 10,000 		400 +inf% 25.00 USD 10,000
2019-09-05 2019-09-03
S Sale
900 -18.4%
25.32
USD 22,788 		900 -18.4% 25.32 USD 22,788
2019-08-19 2019-08-15
S Sale
2,389 -32.3%
25.15
USD 60,083 		2,389 -32.3% 25.15 USD 60,083
2019-08-19 2019-08-15
S Sale
100 -2.0%
25.25
USD 2,525 		100 -2.0% 25.25 USD 2,525
2019-07-12 2019-07-10
S Sale
391 -6.2%
25.03
USD 9,787 		391 -6.2% 25.03 USD 9,787
2019-06-10 2019-06-07
B Purchase
2,000 +inf%
25.00
USD 50,000 		2,000 +inf% 25.00 USD 50,000
2019-05-08 2019-05-07
S Sale
573 -8.4%
24.70
USD 14,153 		573 -8.4% 24.70 USD 14,153
2017-11-08 2017-11-06
S Sale
200 -2.8%
25.20
USD 5,040 		200 -2.8% 25.20 USD 5,040
2017-10-30 2017-10-26
B Purchase
2,000 +inf%
25.00
USD 50,000 		2,000 +inf% 25.00 USD 50,000
2017-10-30 2017-10-26
B Purchase
400 +inf%
25.00
USD 10,000 		400 +inf% 25.00 USD 10,000
2017-07-21 2017-07-20
S Sale
3,513 -41.3%
24.98
USD 87,755 		3,513 -41.3% 24.98 USD 87,755
2017-07-21 2017-07-19
S Sale
300 -3.4%
24.98
USD 7,494 		300 -3.4% 24.98 USD 7,494
2017-07-20 2017-07-18
S Sale
354 -4.6%
24.94
USD 8,829 		354 -4.6% 24.94 USD 8,829
2017-07-18 2017-07-14
S Sale
350 -4.3%
24.98
USD 8,743 		350 -4.3% 24.98 USD 8,743
2017-07-13 2017-07-12
S Sale
700 -7.4%
24.98
USD 17,486 		700 -7.4% 24.98 USD 17,486
2017-07-13 2017-07-11
S Sale
999 -9.5%
24.98
USD 24,955 		999 -9.5% 24.98 USD 24,955
2017-06-29 2017-06-27
S Sale
488 -4.4%
25.01
USD 12,205 		488 -4.4% 25.01 USD 12,205
2017-06-21 2017-06-20
S Sale
509 -5.3%
24.98
USD 12,715 		509 -5.3% 24.98 USD 12,715
2017-06-21 2017-06-19
S Sale
348 -3.5%
24.96
USD 8,686 		348 -3.5% 24.96 USD 8,686
2017-06-19 2017-06-15
S Sale
1,798 -18.0%
24.95
USD 44,860 		1,798 -18.0% 24.95 USD 44,860
2017-06-19 2017-06-15
S Sale
100 -1.0%
24.90
USD 2,490 		100 -1.0% 24.90 USD 2,490
2016-06-01 2016-05-31
B Purchase
700 +inf%
25.00
USD 17,500 		700 +inf% 25.00 USD 17,500
2016-06-01 2016-05-31
B Purchase
2,000 +inf%
25.00
USD 50,000 		2,000 +inf% 25.00 USD 50,000
2016-05-11 2016-05-10
B Purchase
1,000 +inf%
25.00
USD 25,000 		1,000 +inf% 25.00 USD 25,000
2016-04-04 2016-03-31
B Purchase
4,000 +inf%
25.00
USD 100,000 		4,000 +inf% 25.00 USD 100,000
2016-04-04 2016-03-31
B Purchase
4,000 +inf%
25.00
USD 100,000 		4,000 +inf% 25.00 USD 100,000
2015-05-01 2015-04-30
B Purchase
2,000 +199.2%
11.24
USD 22,480 		2,000 +199.2% 11.24 USD 22,480
2014-10-07 2014-10-03
B Purchase
1,189 +54.0%
10.15
USD 12,063 		1,189 +54.0% 10.15 USD 12,063
2014-09-29 2014-09-24
B Purchase
4,000 +inf%
25.00
USD 100,000 		4,000 +inf% 25.00 USD 100,000
2014-09-29 2014-09-24
B Purchase
4,000 +inf%
25.00
USD 100,000 		4,000 +inf% 25.00 USD 100,000
2014-09-22 2014-09-19
B Purchase
1,000 +83.3%
10.38
USD 10,380 		1,000 +83.3% 10.38 USD 10,380
2014-08-07 2014-08-06
B Purchase
1,000 +500.0%
10.33
USD 10,330 		1,000 +500.0% 10.33 USD 10,330
2013-09-30 2013-09-26
B Purchase
500 +450.5%
9.87
USD 4,935 		500 +450.5% 9.87 USD 4,935
2013-08-06 2013-08-02
S Sale
1,000 -100.0%
11.51
USD 11,510 		1,000 -100.0% 11.51 USD 11,510
2012-10-02 2012-09-28
B Purchase
11,000 +inf%
25.00
USD 275,000 		11,000 +inf% 25.00 USD 275,000
2012-10-02 2012-09-28
B Purchase
10,000 +inf%
25.00
USD 250,000 		10,000 +inf% 25.00 USD 250,000
2011-01-28 2011-01-26
B Purchase
1,000 +inf%
20.00
USD 20,000 		1,000 +inf% 20.00 USD 20,000
2010-08-24 2010-08-20
B Purchase
6,000 +inf%
25.00
USD 150,000 		6,000 +inf% 25.00 USD 150,000
2009-02-06 2009-02-04
S Sale
900 -36.8%
7.00
USD 6,300 		900 -36.8% 7.00 USD 6,300
2009-01-21 2009-01-21
B Purchase
4,000 +200.0%
22.66
USD 90,640 		4,000 +200.0% 22.66 USD 90,640
2008-11-03 2008-10-30
S Sale
1,100 -31.0%
8.08
USD 8,893 		1,100 -31.0% 8.08 USD 8,893
2008-09-25 2008-09-24
S Sale
100 -2.7%
9.52
USD 952 		100 -2.7% 9.52 USD 952
2008-09-25 2008-09-23
S Sale
100 -2.7%
9.50
USD 950 		100 -2.7% 9.50 USD 950
2007-12-05 2007-12-04
S Sale
1,100 -29.6%
23.50
USD 25,850 		1,100 -29.6% 23.50 USD 25,850
2007-12-04 2007-11-30
S Sale
300 -7.5%
23.35
USD 7,005 		300 -7.5% 23.35 USD 7,005
2007-11-27 2007-11-27
S Sale
1,000 -100.0%
22.10
USD 22,100 		1,000 -100.0% 22.10 USD 22,100
2009-03-20 2007-10-11
B Purchase
400 +50.0%
25.00
USD 10,000 		400 +50.0% 25.00 USD 10,000
2009-03-20 2007-10-11
B Purchase
800 +inf%
25.00
USD 20,000 		800 +inf% 25.00 USD 20,000
2006-11-09 2006-11-08
B Purchase
2,000 +inf%
25.00
USD 50,000 		2,000 +inf% 25.00 USD 50,000
2006-11-09 2006-11-08
B Purchase
800 +inf%
25.00
USD 20,000 		800 +inf% 25.00 USD 20,000
2005-11-04 2005-11-02
B Purchase
90 +12.8%
7.00
USD 630 		90 +12.8% 7.00 USD 630
2005-10-28 2005-10-26
B Purchase
88 +14.3%
7.00
USD 616 		88 +14.3% 7.00 USD 616
2004-12-14 2004-11-26
B Purchase
316 +9.2%
7.00
USD 2,212 		316 +9.2% 7.00 USD 2,212
2004-11-30 2004-11-26
B Purchase
686 +25.0%
7.00
USD 4,802 		686 +25.0% 7.00 USD 4,802
2004-05-26 2004-05-25
B Purchase
500 +inf%
20.00
USD 10,000 		500 +inf% 20.00 USD 10,000
2004-04-01 2003-10-03
B Purchase
1,051 +62.2%
7.00
USD 7,357 		1,051 +62.2% 7.00 USD 7,357
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