Rich Peteka

Currently holds a position at SLR Investment Corp

3.9

3.9

Position	Company	Period
Chief Financial Officer, Treasurer, Secretary	SLR Investment Corp	May 18, 2012 -
Chief Financial Officer, Treasurer	MidCap Financial Investment Corp	June 1, 2004 - Feb. 6, 2012

• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Activity signal Earnings

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other

Notification date	Transaction date	Company	B/S Transaction type	Nb. shares Price Value	Number of shares	Price	Value
2020-03-23	2020-03-23	SLR Investment Corp (SLRC)	B Purchase	75,072 +34.4% 293.96 US$1,633,033	75,072 +34.4%	293.96	US$1,633,033
2020-03-17	2020-03-16	SLR Investment Corp (SLRC)	B Purchase	34,372 +43.6% 126.63 US$4,110,490	34,372 +43.6%	126.63	US$4,110,490
2015-12-11	2015-12-11	SLR Investment Corp (SLRC)	B Purchase	47,572 -46.2% 78.30 US$3,846,706	47,572 -46.2%	78.30	US$3,846,706
2012-05-30	2012-05-29	SLR Investment Corp (SLRC)	B Purchase	5,000 +inf% 21.50 US$107,500	5,000 +inf%	21.50	US$107,500