|
2023-03-29 |
2023-03-29 |
B
Purchase
|
President
Executive Director
|
89,302
+46.2%
19.01
US$1,391,929
|
89,302
+46.2%
|
19.01
|
US$1,391,929
|
|
|
2023-04-10 |
2022-09-16 |
S
Sale
|
Non-Executive Director
|
70,926
+17.8%
255.13
US$2,175,671
|
70,926
+17.8%
|
255.13
|
US$2,175,671
|
|
|
2022-03-04 |
2022-03-03 |
B
Purchase
|
Non-Executive Director
|
93,586
+6.8%
267.57
US$3,025,114
|
93,586
+6.8%
|
267.57
|
US$3,025,114
|
|
|
2021-12-17 |
2021-07-28 |
B
Purchase
|
Large shareholder
|
120,000
+36.6%
25.00
US$3,000,000
|
120,000
+36.6%
|
25.00
|
US$3,000,000
|
|
|
2021-05-18 |
2021-05-11 |
B
Purchase
|
Large shareholder
|
100,000
+4.2%
25.00
US$2,500,000
|
100,000
+4.2%
|
25.00
|
US$2,500,000
|
|
|
2020-06-10 |
2020-06-10 |
B
Purchase
|
President
Executive Director
|
5,000
+2.5%
5.29
US$26,470
|
5,000
+2.5%
|
5.29
|
US$26,470
|
|
|
2020-06-10 |
2020-06-09 |
B
Purchase
|
President
Executive Director
|
10,000
+5.2%
5.43
US$54,300
|
10,000
+5.2%
|
5.43
|
US$54,300
|
|
|
2019-12-26 |
2019-12-23 |
B
Purchase
|
Baker James C
President
Executive Director
|
50,000
+35.1%
10.65
US$532,500
|
50,000
+35.1%
|
10.65
|
US$532,500
|
|
|
2019-08-27 |
2019-08-23 |
B
Purchase
|
Richey Albert L
Non-Executive Director
|
1,216
+13.8%
10.50
US$12,768
|
1,216
+13.8%
|
10.50
|
US$12,768
|
|
|
2019-08-27 |
2019-08-22 |
B
Purchase
|
Richey Albert L
Non-Executive Director
|
3,800
+76.0%
10.36
US$39,368
|
3,800
+76.0%
|
10.36
|
US$39,368
|
|
|
2019-07-01 |
2019-06-28 |
B
Purchase
|
President
Executive Director
|
20,000
+16.3%
11.55
US$230,928
|
20,000
+16.3%
|
11.55
|
US$230,928
|
|
|
2018-10-04 |
2018-10-02 |
S
Sale
|
KAYNE RICHARD A
See remaks
|
109,568
-96.5%
129,559.00
US$14,195,520,512
|
109,568
-96.5%
|
129,559.00
|
US$14,195,520,512
|
|
|
2018-10-04 |
2018-10-02 |
S
Sale
|
KAYNE RICHARD A
See remaks
|
20,000
-15.0%
13.00
US$260,044
|
20,000
-15.0%
|
13.00
|
US$260,044
|
|
|
2018-10-04 |
2018-10-02 |
B
Purchase
|
Baker James C
Pesident
Executive Director
|
20,000
+19.5%
13.00
US$260,044
|
20,000
+19.5%
|
13.00
|
US$260,044
|
|
|
2018-07-27 |
2018-07-25 |
B
Purchase
|
Cordes William R
Non-Executive Director
|
3,900
+390.0%
13.14
US$51,246
|
3,900
+390.0%
|
13.14
|
US$51,246
|
|
|
2015-10-02 |
2015-10-02 |
B
Purchase
|
Hart Terry A
CFO & Treasurer
Officer
|
8,000
+236.8%
19.64
US$157,120
|
8,000
+236.8%
|
19.64
|
US$157,120
|
|
|
2015-10-02 |
2015-10-01 |
B
Purchase
|
Meraz Jody
Vice President
Officer
|
3,000
+141.0%
19.40
US$58,200
|
3,000
+141.0%
|
19.40
|
US$58,200
|
|
|
2015-08-05 |
2015-08-04 |
B
Purchase
|
McCarthy Kevin S
Chairman, President and CEO
Executive Director
|
67,000
+128.0%
25.69
US$1,721,230
|
67,000
+128.0%
|
25.69
|
US$1,721,230
|
|
|
2015-08-05 |
2015-08-03 |
B
Purchase
|
McCarthy Kevin S
Chairman, President and CEO
Executive Director
|
30,000
+134.3%
25.59
US$767,700
|
30,000
+134.3%
|
25.59
|
US$767,700
|
|
|
2015-08-04 |
2015-07-31 |
B
Purchase
|
Baker James C
Executive Vice President
Officer
|
15,000
+50.9%
26.54
US$398,100
|
15,000
+50.9%
|
26.54
|
US$398,100
|
|
|
2015-02-13 |
2015-02-12 |
B
Purchase
|
VOYA RETIREMENT INSURANCE & ANNUITY Co
See explanation below
|
24,000
+25.0%
25.00
US$600,000
|
24,000
+25.0%
|
25.00
|
US$600,000
|
|
|
2015-02-13 |
2015-02-12 |
B
Purchase
|
SECURITY LIFE OF DENVER INSURANCE CO
See explanation below.
|
4,000
+inf%
25.00
US$100,000
|
4,000
+inf%
|
25.00
|
US$100,000
|
|
|
2015-02-13 |
2015-02-12 |
B
Purchase
|
VOYA INSURANCE & ANNUITY Co
See explanation below
|
12,000
+11.5%
25.00
US$300,000
|
12,000
+11.5%
|
25.00
|
US$300,000
|
|
|
2014-05-02 |
2014-05-01 |
B
Purchase
|
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
Large shareholder
|
1,000,000
+inf%
1.00
US$1,000,000
|
1,000,000
+inf%
|
1.00
|
US$1,000,000
|
|
|
2014-05-02 |
2014-04-30 |
B
Purchase
|
AMERICAN INTERNATIONAL GROUP INC
See General Remarks
|
1,200,000
+inf%
25.00
US$30,000,000
|
1,200,000
+inf%
|
25.00
|
US$30,000,000
|
|
|
2014-05-02 |
2014-04-30 |
B
Purchase
|
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
Large shareholder
|
350,000
+inf%
1.00
US$350,000
|
350,000
+inf%
|
1.00
|
US$350,000
|
|
|
2014-05-02 |
2014-04-30 |
B
Purchase
|
AMERICAN INTERNATIONAL GROUP INC
See General Remarks
|
15,000,000
15,000,000.00
US$225,000,000,000,000
|
15,000,000
|
15,000,000.00
|
US$225,000,000,000,000
|
|
|
2014-05-02 |
2014-04-30 |
B
Purchase
|
ING USA ANNUITY & LIFE INSURANCE CO
See explanation below.
|
140,000
+inf%
25.00
US$3,500,000
|
140,000
+inf%
|
25.00
|
US$3,500,000
|
|
|
2014-05-02 |
2014-04-30 |
B
Purchase
|
ING LIFE INSURANCE & ANNUITY CO
See explanation below.
|
200,000
+inf%
25.00
US$5,000,000
|
200,000
+inf%
|
25.00
|
US$5,000,000
|
|
|
2014-05-02 |
2014-04-30 |
B
Purchase
|
RELIASTAR LIFE INSURANCE CO
See explanation below.
|
52,000
+inf%
25.00
US$1,300,000
|
52,000
+inf%
|
25.00
|
US$1,300,000
|
|
|
2013-05-03 |
2013-05-01 |
B
Purchase
|
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
Large shareholder
|
3,500,000
+inf%
3,500,000.00
US$12,250,000,000,000
|
3,500,000
+inf%
|
3,500,000.00
|
US$12,250,000,000,000
|
|
|
2013-05-03 |
2013-05-01 |
B
Purchase
|
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
Large shareholder
|
36,500,000
+inf%
36,500,000.00
US$1,332,250,000,000,000
|
36,500,000
+inf%
|
36,500,000.00
|
US$1,332,250,000,000,000
|
|
|
2013-04-26 |
2013-04-25 |
S
Sale
|
SINNOTT ROBERT V
Investment Adviser Affiliate
|
5,000
-32.9%
34.95
US$174,750
|
5,000
-32.9%
|
34.95
|
US$174,750
|
|
|
2013-03-06 |
2013-03-06 |
S
Sale
|
SINNOTT ROBERT V
Investment Adviser Affiliate
|
2,000
-11.6%
32.24
US$64,480
|
2,000
-11.6%
|
32.24
|
US$64,480
|
|
|
2013-03-06 |
2013-03-05 |
S
Sale
|
SINNOTT ROBERT V
Investment Adviser Affiliate
|
1,000
-5.2%
32.05
US$32,050
|
1,000
-5.2%
|
32.05
|
US$32,050
|
|
|
2012-03-30 |
2012-03-22 |
B
Purchase
|
AMERICAN INTERNATIONAL GROUP INC
See General Remarks
|
400,000
+inf%
25.00
US$10,000,000
|
400,000
+inf%
|
25.00
|
US$10,000,000
|
|
|
2012-03-30 |
2012-03-22 |
B
Purchase
|
AMERICAN INTERNATIONAL GROUP INC
See General Remarks
|
10,000,000
10,000,000.00
US$100,000,000,000,000
|
10,000,000
|
10,000,000.00
|
US$100,000,000,000,000
|
|
|
2012-03-26 |
2012-03-22 |
B
Purchase
|
RELIASTAR LIFE INSURANCE CO
See explanation below
|
68,000
+inf%
25.00
US$1,700,000
|
68,000
+inf%
|
25.00
|
US$1,700,000
|
|
|
2012-03-26 |
2012-03-22 |
B
Purchase
|
ING USA ANNUITY & LIFE INSURANCE CO
See explanation below
|
92,000
+inf%
25.00
US$2,300,000
|
92,000
+inf%
|
25.00
|
US$2,300,000
|
|
|
2012-03-26 |
2012-03-22 |
B
Purchase
|
ING LIFE INSURANCE & ANNUITY CO
See explanation below
|
28,000,000
+inf%
25.00
US$700,000,000
|
28,000,000
+inf%
|
25.00
|
US$700,000,000
|
|
|
2012-03-26 |
2012-03-22 |
B
Purchase
|
RELIASTAR LIFE INSURANCE CO OF NEW YORK
See explanation below
|
12,000
+inf%
25.00
US$300,000
|
12,000
+inf%
|
25.00
|
US$300,000
|
|
|
2012-03-26 |
2012-03-22 |
B
Purchase
|
Sun Life Assurance CO of Canada
Large shareholder
|
10,000,000
10,000,000.00
US$100,000,000,000,000
|
10,000,000
|
10,000,000.00
|
US$100,000,000,000,000
|
|
|
2012-03-26 |
2012-03-22 |
B
Purchase
|
RELIASTAR LIFE INSURANCE CO
See explanation below
|
6,300,000
6,300,000.00
US$39,690,000,000,000
|
6,300,000
|
6,300,000.00
|
US$39,690,000,000,000
|
|
|
2012-03-26 |
2012-03-22 |
B
Purchase
|
ING USA ANNUITY & LIFE INSURANCE CO
See explanation below
|
7,100,000
7,100,000.00
US$50,410,000,000,000
|
7,100,000
|
7,100,000.00
|
US$50,410,000,000,000
|
|
|
2012-03-26 |
2012-03-22 |
B
Purchase
|
ING LIFE INSURANCE & ANNUITY CO
See explanation below
|
1,100,000
1,100,000.00
US$1,210,000,000,000
|
1,100,000
|
1,100,000.00
|
US$1,210,000,000,000
|
|
|
2012-03-26 |
2012-03-22 |
B
Purchase
|
RELIASTAR LIFE INSURANCE CO OF NEW YORK
See explanation below
|
500,000
500,000.00
US$250,000,000,000
|
500,000
|
500,000.00
|
US$250,000,000,000
|
|
|
2012-03-23 |
2012-03-22 |
B
Purchase
|
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
Large shareholder
|
30,000
+inf%
25.00
US$750,000
|
30,000
+inf%
|
25.00
|
US$750,000
|
|
|
2012-03-23 |
2012-03-22 |
B
Purchase
|
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
Large shareholder
|
570,000
+inf%
25.00
US$14,250,000
|
570,000
+inf%
|
25.00
|
US$14,250,000
|
|
|
2013-03-06 |
2012-03-05 |
S
Sale
|
SINNOTT ROBERT V
Investment Adviser Affiliate
|
1,000
-5.5%
32.10
US$32,100
|
1,000
-5.5%
|
32.10
|
US$32,100
|
|
|
2011-04-05 |
2011-04-05 |
B
Purchase
|
Baker James C
Exective Vice President
Officer
|
7,500
+50.0%
25.25
US$189,375
|
7,500
+50.0%
|
25.25
|
US$189,375
|
|
|
2011-03-07 |
2011-03-03 |
B
Purchase
|
LINCOLN NATIONAL LIFE INSURANCE CO /IN/
Large shareholder
|
30
500,000.00
US$15,000,000
|
30
|
500,000.00
|
US$15,000,000
|
|
|
2010-11-30 |
2010-11-30 |
B
Purchase
|
KAYNE RICHARD A
See Exhibit 99.1
|
40,000
+1000.0%
25.00
US$1,000,000
|
40,000
+1000.0%
|
25.00
|
US$1,000,000
|
|
|
2010-11-30 |
2010-11-30 |
B
Purchase
|
Hart Terry A
CFO and Treasurer
Officer
|
3,000
+inf%
25.00
US$75,000
|
3,000
+inf%
|
25.00
|
US$75,000
|
|
|
2010-11-30 |
2010-11-30 |
B
Purchase
|
Non-Executive Director
|
4,000
+inf%
25.00
US$100,000
|
4,000
+inf%
|
25.00
|
US$100,000
|
|
|
2010-11-30 |
2010-11-30 |
B
Purchase
|
THACKER WILLIAM L
Non-Executive Director
|
2,000
+inf%
25.00
US$50,000
|
2,000
+inf%
|
25.00
|
US$50,000
|
|
|
2010-11-30 |
2010-11-30 |
B
Purchase
|
Frey John C
EVP, Asst Treasurer & Asst Sec
Officer
|
20,000
+inf%
25.00
US$500,000
|
20,000
+inf%
|
25.00
|
US$500,000
|
|
|
2010-11-30 |
2010-11-30 |
B
Purchase
|
McCarthy Kevin S
Chairman, CEO and President
Executive Director
|
20,000
+inf%
25.00
US$500,000
|
20,000
+inf%
|
25.00
|
US$500,000
|
|
|
2010-11-30 |
2010-11-30 |
B
Purchase
|
SINNOTT ROBERT V
See Exhibit 99.1
|
20,000
+500.0%
25.00
US$500,000
|
20,000
+500.0%
|
25.00
|
US$500,000
|
|
|
2010-11-30 |
2010-11-30 |
B
Purchase
|
CORDES WILLIAM R
Non-Executive Director
|
1,000
+inf%
25.00
US$25,000
|
1,000
+inf%
|
25.00
|
US$25,000
|
|
|
2010-11-30 |
2010-11-30 |
B
Purchase
|
Baker James C
Executive Vice President
Officer
|
15,000
+inf%
25.00
US$375,000
|
15,000
+inf%
|
25.00
|
US$375,000
|
|
|
2010-11-29 |
2010-11-24 |
B
Purchase
|
Richey Albert L
Non-Executive Director
|
5,000
+inf%
25.00
US$125,000
|
5,000
+inf%
|
25.00
|
US$125,000
|
|