United States Collective Investments

Hercules Capital Inc (HTGC)

Track

Track

Hercules Capital Inc. experienced multiple insider buying events during early 2026. The most recent transactions occurred on March 26, 2026, involving several individuals acquiring shares. These activities represent the final recorded movements, as no further trading has been reported within the last three months.
Ticker: HTGC Exchange: NYS
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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Buy signal Sell signal Earnings
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Top insiders
Trades
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other
3.9
Loo Wade Non-Executive Director
Transaction date
Purchase
Price
409.06
Quantity 63,761 +33.6%
Value US$4,481,476
2.7
BADAVAS ROBERT P Non-Executive Director
Transaction date
Purchase
Price
436.68
Quantity 21,190 -35.0%
Value US$2,970,180
3.2
Fallon Thomas J Non-Executive Director
Transaction date
Purchase
Price
148.02
Quantity 77,062 -6.9%
Value US$3,394,577
3.6
Randhawa Paramjeet K Non-Executive Director
Transaction date
Purchase
Price
14.35
Quantity 2,926 +15.0%
Value US$41,988
4.0
Theodosopoulos Nikos Non-Executive Director
Transaction date
Purchase
Price
14.35
Quantity 7,317 +33.2%
Value US$104,999
3.7
Aguirre DeAnne Non-Executive Director
Transaction date
Purchase
Price
14.35
Quantity 7,317 +213.2%
Value US$104,999
3.9
CROWELL GAYLE A Non-Executive Director
Transaction date
Purchase
Price
14.35
Quantity 7,317 +8.1%
Value US$104,999
3.6
Randhawa Paramjeet K Non-Executive Director
Transaction date
Purchase
Price
14.78
Quantity 3,050 +18.5%
Value US$45,079
4.0
Theodosopoulos Nikos Non-Executive Director
Transaction date
Purchase
Price
14.21
Quantity 2,600 +13.7%
Value US$36,946
2.7
BADAVAS ROBERT P Non-Executive Director
Transaction date
Purchase
Price
14.27
Quantity 5,000 +4.3%
Value US$71,350
2.4
Botelho Kiersten Zaza Chief Legal Officer & CCO Officer
Transaction date
Purchase
Price
14.21
Quantity 1,300 +1.4%
Value US$18,473
2.6
Bluestein Scott Chief Executive Officer Officer
Transaction date
Purchase
Price
14.35
Quantity 7,000 +0.3%
Value US$100,450
2.4
Meyer Seth H Chief Financial Officer Officer
Transaction date
Purchase
Price
14.33
Quantity 7,000 +1.6%
Value US$100,310
3.2
Fallon Thomas J Non-Executive Director
Transaction date
Purchase
Price
14.20
Quantity 20,000 +15.3%
Value US$284,000
3.9
Loo Wade Non-Executive Director
Transaction date
Purchase
Price
14.98
Quantity 3,300 +11.2%
Value US$49,434
2.7
BADAVAS ROBERT P Non-Executive Director
Transaction date
Purchase
Price
15.01
Quantity 5,000 +4.5%
Value US$75,050
3.2
Fallon Thomas J Non-Executive Director
Transaction date
Purchase
Price
14.98
Quantity 10,000 +8.3%
Value US$149,800
2.6
Bluestein Scott Chief Executive Officer Officer
Transaction date
Purchase
Price
15.08
Quantity 30,000 +1.2%
Value US$452,400
3.9
CROWELL GAYLE A Non-Executive Director
Transaction date
Purchase
Price
15.20
Quantity 6,600 +8.2%
Value US$100,320
4.0
Theodosopoulos Nikos Non-Executive Director
Transaction date
Purchase
Price
15.93
Quantity 6,165 +48.3%
Value US$98,208
3.2
Fallon Thomas J Non-Executive Director
Transaction date
Purchase
Price
15.88
Quantity 20,000 +19.9%
Value US$317,600
3.9
CROWELL GAYLE A Non-Executive Director
Transaction date
Purchase
Price
17.77
Quantity 6,000 +8.3%
Value US$106,647
2.9
Follmann Christian Chief Operating Officer Officer
Transaction date
Purchase
Price
17.83
Quantity 395 +0.3%
Value US$7,043
2.9
Follmann Christian Chief Operating Officer Officer
Transaction date
Sale
Price
17.83
Quantity 395 -0.3%
Value US$7,043
3.9
CROWELL GAYLE A Non-Executive Director
Transaction date
Purchase
Price
17.49
Quantity 5,999 +9.5%
Value US$104,923
3.2
Fallon Thomas J Non-Executive Director
Transaction date
Purchase
Price
17.53
Quantity 5,976 +6.4%
Value US$104,759
2.7
BADAVAS ROBERT P Non-Executive Director
Transaction date
Purchase
Price
17.49
Quantity 1,799 +42.5%
Value US$31,465
4.0
Theodosopoulos Nikos Non-Executive Director
Transaction date
Purchase
Price
17.49
Quantity 5,999 +100.6%
Value US$104,923
3.9
Loo Wade Non-Executive Director
Transaction date
Purchase
Price
17.49
Quantity 5,999 +83.9%
Value US$104,923
3.7
Aguirre DeAnne Non-Executive Director
Transaction date
Purchase
Price
17.49
Quantity 5,999 +79.7%
Value US$104,923
2.6
Bluestein Scott Chief Executive Officer Officer
Transaction date
Planned sale
Price
19.59
Quantity 100,000 -4.4%
Value US$1,958,640
2.6
SCOTT BLUESTEIN Officer Officer
Transaction date
Proposed sale
Price
19.54
Quantity 100,000
Value US$1,954,000
3.6
Randhawa Paramjeet K Non-Executive Director
Transaction date
Purchase
Price
18.07
Quantity 2,898 +22.2%
Value US$52,378
3.9
Loo Wade Non-Executive Director
Transaction date
Purchase
Price
18.54
Quantity 5,645 +182.0%
Value US$104,676
3.7
Aguirre DeAnne Non-Executive Director
Transaction date
Purchase
Price
18.49
Quantity 5,660 +91.1%
Value US$104,661
3.9
CROWELL GAYLE A Non-Executive Director
Transaction date
Purchase
Price
18.06
Quantity 5,790 +10.8%
Value US$104,592
4.0
Theodosopoulos Nikos Non-Executive Director
Transaction date
Purchase
Price
18.03
Quantity 1,608 +40.1%
Value US$28,997
3.2
Fallon Thomas J Non-Executive Director
Transaction date
Purchase
Price
18.33
Quantity 5,723 +6.6%
Value US$104,885
3.9
CROWELL GAYLE A Non-Executive Director
Transaction date
Purchase
Price
20.05
Quantity 702 +1.3%
Value US$14,067
2.7
BADAVAS ROBERT P Non-Executive Director
Transaction date
Sale
Price
19.69
Quantity 13,300 -75.9%
Value US$261,892
2.7
ROBERT BADAVAS Director Non-Executive Director
Transaction date
Proposed sale
Price
19.69
Quantity 13,300
Value US$261,890
2.7
BADAVAS ROBERT P Non-Executive Director
Transaction date
Sale
Price
19.60
Quantity 1,700 -28.6%
Value US$33,320
2.9
Follmann Christian Chief Operating Officer Officer
Transaction date
Sale
Price
13.72
Quantity 455 -0.6%
Value US$6,243
2.9
Follmann Christian Chief Operating Officer Officer
Transaction date
Purchase
Price
13.73
Quantity 455 +0.6%
Value US$6,247
3.9
CROWELL GAYLE A Non-Executive Director
Transaction date
Purchase
Price
13.66
Quantity 7,200 +22.8%
Value US$98,352
3.9
Loo Wade Non-Executive Director
Transaction date
Purchase
Price
11.95
Quantity 4,000 +98.5%
Value US$47,800
2.6
Bluestein Scott Chief Executive Officer Officer
Transaction date
Planned sale
Price
14.16
Quantity 100,000 -9.6%
Value US$1,416,000
3.9
Loo Wade Non-Executive Director
Transaction date
Purchase
Price
15.63
Quantity 24 +0.7%
Value US$375
3.9
Loo Wade Non-Executive Director
Transaction date
Purchase
Price
15.63
Quantity 57 +1.7%
Value US$891
2.9
Follmann Christian Chief Operating Officer Officer
Transaction date
Purchase
Price
14.24
Quantity 420 +0.9%
Value US$5,981
2.9
Follmann Christian Chief Operating Officer Officer
Transaction date
Sale
Price
14.23
Quantity 420 -0.9%
Value US$5,977
3.2
Fallon Thomas J Non-Executive Director
Transaction date
Purchase
Price
14.88
Quantity 10,000 +19.4%
Value US$148,800
3.9
Loo Wade Non-Executive Director
Transaction date
Purchase
Price
17.89
Quantity 75 +6.8%
Value US$1,342
2.6
Bluestein Scott Chief Executive Officer Officer
Transaction date
Planned sale
Price
17.11
Quantity 80,000 -8.6%
Value US$1,368,800
2.7
BADAVAS ROBERT P Non-Executive Director
Transaction date
Sale
Price
17.49
Quantity 10,000 -8.5%
Value US$174,900
2.7
BADAVAS ROBERT P Non-Executive Director
Transaction date
Sale
Price
17.51
Quantity 10,000 -7.8%
Value US$175,100
3.9
CROWELL GAYLE A Non-Executive Director
Transaction date
Purchase
Price
17.50
Quantity 377 +2.7%
Value US$6,598
2.6
Bluestein Scott Chief Executive Officer Officer
Transaction date
Planned sale
Price
15.80
Quantity 80,000 -8.0%
Value US$1,264,000
3.2
Fallon Thomas J Non-Executive Director
Transaction date
Sale
Price
16.56
Quantity 15,000 -23.1%
Value US$248,400
3.1
Foster Carol L Non-Executive Director
Transaction date
Purchase
Price
12.99
Quantity 3,850 +30.3%
Value US$50,012
3.1
Foster Carol L
Transaction date
Sale
Price
13.27
Quantity 1,328 -18.0%
Value US$17,625
Henriquez Manuel A President & CEO Executive Director
Transaction date
Purchase
Price
10.99
Quantity 1,000 +0.1%
Value US$10,990
Fallon Thomas J Non-Executive Director
Transaction date
Purchase
Price
11.16
Quantity 10,000 +91.4%
Value US$111,600
Henriquez Manuel A President & CEO Executive Director
Transaction date
Purchase
Price
11.75
Quantity 2,000 +0.1%
Value US$23,500
Henriquez Manuel A President & CEO Executive Director
Transaction date
Purchase
Price
11.80
Quantity 2,500 +0.1%
Value US$29,500
Henriquez Manuel A President & CEO Executive Director
Transaction date
Sale
Price
14.80
Quantity 43,132 -2.4%
Value US$638,354
Henriquez Manuel A President & CEO Executive Director
Transaction date
Sale
Price
14.69
Quantity 50,000 -2.7%
Value US$734,500
Baron Jessica T CFO Officer
Transaction date
Sale
Price
15.02
Quantity 2,000 -1.9%
Value US$30,040
Henriquez Manuel A President & CEO Executive Director
Transaction date
Sale
Price
15.40
Quantity 41,962 -2.2%
Value US$646,215
Henriquez Manuel A President & CEO Executive Director
Transaction date
Sale
Price
15.39
Quantity 8,038 -0.4%
Value US$123,705
Henriquez Manuel A President & CEO Executive Director
Transaction date
Sale
Price
15.24
Quantity 12,422 -0.6%
Value US$189,311
Henriquez Manuel A President & CEO Executive Director
Transaction date
Sale
Price
15.15
Quantity 37,578 -1.9%
Value US$569,307
Henriquez Manuel A President & CEO Executive Director
Transaction date
Sale
Price
15.60
Quantity 100,000 -4.8%
Value US$1,560,000
Baron Jessica T CFO Officer
Transaction date
Sale
Price
13.88
Quantity 10,000 -7.1%
Value US$138,800
Bluestein Scott Chief Investment Officer Officer
Transaction date
Sale
Price
14.24
Quantity 17,733 -8.8%
Value US$252,518
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Price Value Details
2026-03-30 2026-03-26 B Purchase
3.9
Loo Wade
Non-Executive Director
63,761 +33.6%
409.06
US$4,481,476 		63,761 +33.6% 409.06 US$4,481,476
2026-03-30 2026-03-26 B Purchase
2.7
BADAVAS ROBERT P
Non-Executive Director
21,190 -35.0%
436.68
US$2,970,180 		21,190 -35.0% 436.68 US$2,970,180
2026-03-30 2026-03-26 B Purchase
3.2
Fallon Thomas J
Non-Executive Director
77,062 -6.9%
148.02
US$3,394,577 		77,062 -6.9% 148.02 US$3,394,577
2026-03-30 2026-03-26 B Purchase
3.6
Randhawa Paramjeet K
Non-Executive Director
2,926 +15.0%
14.35
US$41,988 		2,926 +15.0% 14.35 US$41,988
2026-03-30 2026-03-26 B Purchase
4.0
Theodosopoulos Nikos
Non-Executive Director
7,317 +33.2%
14.35
US$104,999 		7,317 +33.2% 14.35 US$104,999
2026-03-30 2026-03-26 B Purchase
3.7
Aguirre DeAnne
Non-Executive Director
7,317 +213.2%
14.35
US$104,999 		7,317 +213.2% 14.35 US$104,999
2026-03-30 2026-03-26 B Purchase
3.9
CROWELL GAYLE A
Non-Executive Director
7,317 +8.1%
14.35
US$104,999 		7,317 +8.1% 14.35 US$104,999
2026-03-05 2026-03-04 B Purchase
3.6
Randhawa Paramjeet K
Non-Executive Director
3,050 +18.5%
14.78
US$45,079 		3,050 +18.5% 14.78 US$45,079
2026-02-27 2026-02-27 B Purchase
4.0
Theodosopoulos Nikos
Non-Executive Director
2,600 +13.7%
14.21
US$36,946 		2,600 +13.7% 14.21 US$36,946
2026-02-27 2026-02-27 B Purchase
2.7
BADAVAS ROBERT P
Non-Executive Director
5,000 +4.3%
14.27
US$71,350 		5,000 +4.3% 14.27 US$71,350
2026-02-27 2026-02-27 B Purchase
2.4
Botelho Kiersten Zaza

Chief Legal Officer & CCO

Officer
1,300 +1.4%
14.21
US$18,473 		1,300 +1.4% 14.21 US$18,473
2026-02-27 2026-02-27 B Purchase
2.6
Bluestein Scott

Chief Executive Officer

Officer
7,000 +0.3%
14.35
US$100,450 		7,000 +0.3% 14.35 US$100,450
2026-02-27 2026-02-27 B Purchase
2.4
Meyer Seth H

Chief Financial Officer

Officer
7,000 +1.6%
14.33
US$100,310 		7,000 +1.6% 14.33 US$100,310
2026-02-27 2026-02-27 B Purchase
3.2
Fallon Thomas J
Non-Executive Director
20,000 +15.3%
14.20
US$284,000 		20,000 +15.3% 14.20 US$284,000
2026-02-26 2026-02-25 B Purchase
3.9
Loo Wade
Non-Executive Director
3,300 +11.2%
14.98
US$49,434 		3,300 +11.2% 14.98 US$49,434
2026-02-25 2026-02-24 B Purchase
2.7
BADAVAS ROBERT P
Non-Executive Director
5,000 +4.5%
15.01
US$75,050 		5,000 +4.5% 15.01 US$75,050
2026-02-25 2026-02-24 B Purchase
3.2
Fallon Thomas J
Non-Executive Director
10,000 +8.3%
14.98
US$149,800 		10,000 +8.3% 14.98 US$149,800
2026-02-24 2026-02-24 B Purchase
2.6
Bluestein Scott

Chief Executive Officer

Officer
30,000 +1.2%
15.08
US$452,400 		30,000 +1.2% 15.08 US$452,400
2026-02-25 2026-02-23 B Purchase
3.9
CROWELL GAYLE A
Non-Executive Director
6,600 +8.2%
15.20
US$100,320 		6,600 +8.2% 15.20 US$100,320
2026-02-19 2026-02-17 B Purchase
4.0
Theodosopoulos Nikos
Non-Executive Director
6,165 +48.3%
15.93
US$98,208 		6,165 +48.3% 15.93 US$98,208
2026-02-19 2026-02-17 B Purchase
3.2
Fallon Thomas J
Non-Executive Director
20,000 +19.9%
15.88
US$317,600 		20,000 +19.9% 15.88 US$317,600
2025-11-04 2025-11-03 B Purchase
3.9
CROWELL GAYLE A
Non-Executive Director
6,000 +8.3%
17.77
US$106,647 		6,000 +8.3% 17.77 US$106,647
2025-06-05 2025-06-05 B Purchase
2.9
Follmann Christian

Chief Operating Officer

Officer
395 +0.3%
17.83
US$7,043 		395 +0.3% 17.83 US$7,043
2025-06-05 2025-06-05 S Sale
2.9
Follmann Christian

Chief Operating Officer

Officer
395 -0.3%
17.83
US$7,043 		395 -0.3% 17.83 US$7,043
2025-05-09 2025-05-08 B Purchase
3.9
CROWELL GAYLE A
Non-Executive Director
5,999 +9.5%
17.49
US$104,923 		5,999 +9.5% 17.49 US$104,923
2025-05-09 2025-05-08 B Purchase
3.2
Fallon Thomas J
Non-Executive Director
5,976 +6.4%
17.53
US$104,759 		5,976 +6.4% 17.53 US$104,759
2025-05-09 2025-05-08 B Purchase
2.7
BADAVAS ROBERT P
Non-Executive Director
1,799 +42.5%
17.49
US$31,465 		1,799 +42.5% 17.49 US$31,465
2025-05-09 2025-05-08 B Purchase
4.0
Theodosopoulos Nikos
Non-Executive Director
5,999 +100.6%
17.49
US$104,923 		5,999 +100.6% 17.49 US$104,923
2025-05-09 2025-05-08 B Purchase
3.9
Loo Wade
Non-Executive Director
5,999 +83.9%
17.49
US$104,923 		5,999 +83.9% 17.49 US$104,923
2025-05-09 2025-05-08 B Purchase
3.7
Aguirre DeAnne
Non-Executive Director
5,999 +79.7%
17.49
US$104,923 		5,999 +79.7% 17.49 US$104,923
2024-09-27 2024-09-26 PlS Planned sale
2.6
Bluestein Scott

Chief Executive Officer

Officer
100,000 -4.4%
19.59
US$1,958,640 		100,000 -4.4% 19.59 US$1,958,640
2024-09-26 2024-09-26 PrS Proposed sale
2.6
SCOTT BLUESTEIN

Officer

Officer
100,000
19.54
US$1,954,000 		100,000 19.54 US$1,954,000
2024-08-08 2024-08-06 B Purchase
3.6
Randhawa Paramjeet K
Non-Executive Director
2,898 +22.2%
18.07
US$52,378 		2,898 +22.2% 18.07 US$52,378
2024-08-08 2024-08-06 B Purchase
3.9
Loo Wade
Non-Executive Director
5,645 +182.0%
18.54
US$104,676 		5,645 +182.0% 18.54 US$104,676
2024-08-08 2024-08-06 B Purchase
3.7
Aguirre DeAnne
Non-Executive Director
5,660 +91.1%
18.49
US$104,661 		5,660 +91.1% 18.49 US$104,661
2024-08-08 2024-08-06 B Purchase
3.9
CROWELL GAYLE A
Non-Executive Director
5,790 +10.8%
18.06
US$104,592 		5,790 +10.8% 18.06 US$104,592
2024-08-08 2024-08-06 B Purchase
4.0
Theodosopoulos Nikos
Non-Executive Director
1,608 +40.1%
18.03
US$28,997 		1,608 +40.1% 18.03 US$28,997
2024-08-08 2024-08-06 B Purchase
3.2
Fallon Thomas J
Non-Executive Director
5,723 +6.6%
18.33
US$104,885 		5,723 +6.6% 18.33 US$104,885
2024-06-26 2024-06-25 B Purchase
3.9
CROWELL GAYLE A
Non-Executive Director
702 +1.3%
20.05
US$14,067 		702 +1.3% 20.05 US$14,067
2024-06-21 2024-06-20 S Sale
2.7
BADAVAS ROBERT P
Non-Executive Director
13,300 -75.9%
19.69
US$261,892 		13,300 -75.9% 19.69 US$261,892
2024-06-20 2024-06-20 PrS Proposed sale
2.7
ROBERT BADAVAS

Director

Non-Executive Director
13,300
19.69
US$261,890 		13,300 19.69 US$261,890
2024-06-21 2024-06-18 S Sale
2.7
BADAVAS ROBERT P
Non-Executive Director
1,700 -28.6%
19.60
US$33,320 		1,700 -28.6% 19.60 US$33,320
2023-05-25 2023-05-24 S Sale
2.9
Follmann Christian

Chief Operating Officer

Officer
455 -0.6%
13.72
US$6,243 		455 -0.6% 13.72 US$6,243
2023-05-25 2023-05-24 B Purchase
2.9
Follmann Christian

Chief Operating Officer

Officer
455 +0.6%
13.73
US$6,247 		455 +0.6% 13.73 US$6,247
2023-05-09 2023-05-08 B Purchase
3.9
CROWELL GAYLE A
Non-Executive Director
7,200 +22.8%
13.66
US$98,352 		7,200 +22.8% 13.66 US$98,352
2023-03-21 2023-03-17 B Purchase
3.9
Loo Wade
Non-Executive Director
4,000 +98.5%
11.95
US$47,800 		4,000 +98.5% 11.95 US$47,800
2022-11-22 2022-11-21 PlS Planned sale
2.6
Bluestein Scott

Chief Executive Officer

Officer
100,000 -9.6%
14.16
US$1,416,000 		100,000 -9.6% 14.16 US$1,416,000
2022-08-22 2022-08-19 B Purchase
3.9
Loo Wade
Non-Executive Director
24 +0.7%
15.63
US$375 		24 +0.7% 15.63 US$375
2022-08-22 2022-08-18 B Purchase
3.9
Loo Wade
Non-Executive Director
57 +1.7%
15.63
US$891 		57 +1.7% 15.63 US$891
2022-05-26 2022-05-26 B Purchase
2.9
Follmann Christian

Chief Operating Officer

Officer
420 +0.9%
14.24
US$5,981 		420 +0.9% 14.24 US$5,981
2022-05-26 2022-05-26 S Sale
2.9
Follmann Christian

Chief Operating Officer

Officer
420 -0.9%
14.23
US$5,977 		420 -0.9% 14.23 US$5,977
2022-05-13 2022-05-12 B Purchase
3.2
Fallon Thomas J
Non-Executive Director
10,000 +19.4%
14.88
US$148,800 		10,000 +19.4% 14.88 US$148,800
2022-03-24 2022-03-24 B Purchase
3.9
Loo Wade
Non-Executive Director
75 +6.8%
17.89
US$1,342 		75 +6.8% 17.89 US$1,342
2021-11-16 2021-11-15 PlS Planned sale
2.6
Bluestein Scott

Chief Executive Officer

Officer
80,000 -8.6%
17.11
US$1,368,800 		80,000 -8.6% 17.11 US$1,368,800
2021-05-05 2021-05-04 S Sale
2.7
BADAVAS ROBERT P
Non-Executive Director
10,000 -8.5%
17.49
US$174,900 		10,000 -8.5% 17.49 US$174,900
2021-05-05 2021-05-04 S Sale
2.7
BADAVAS ROBERT P
Non-Executive Director
10,000 -7.8%
17.51
US$175,100 		10,000 -7.8% 17.51 US$175,100
2021-05-03 2021-05-03 B Purchase
3.9
CROWELL GAYLE A
Non-Executive Director
377 +2.7%
17.50
US$6,598 		377 +2.7% 17.50 US$6,598
2021-03-19 2021-03-18 PlS Planned sale
2.6
Bluestein Scott

Chief Executive Officer

Officer
80,000 -8.0%
15.80
US$1,264,000 		80,000 -8.0% 15.80 US$1,264,000
2021-03-16 2021-03-15 S Sale
3.2
Fallon Thomas J
Non-Executive Director
15,000 -23.1%
16.56
US$248,400 		15,000 -23.1% 16.56 US$248,400
2020-11-18 2020-11-18 B Purchase
3.1
Foster Carol L
Non-Executive Director
3,850 +30.3%
12.99
US$50,012 		3,850 +30.3% 12.99 US$50,012
2019-11-20 2019-10-07 S Sale
3.1
Foster Carol L
1,328 -18.0%
13.27
US$17,625 		1,328 -18.0% 13.27 US$17,625
2015-12-14 2015-12-14 B Purchase Henriquez Manuel A

President & CEO

Executive Director
1,000 +0.1%
10.99
US$10,990 		1,000 +0.1% 10.99 US$10,990
2015-11-24 2015-11-23 B Purchase Fallon Thomas J Non-Executive Director
10,000 +91.4%
11.16
US$111,600 		10,000 +91.4% 11.16 US$111,600
2015-06-19 2015-06-19 B Purchase Henriquez Manuel A

President & CEO

Executive Director
2,000 +0.1%
11.75
US$23,500 		2,000 +0.1% 11.75 US$23,500
2015-06-19 2015-06-19 B Purchase Henriquez Manuel A

President & CEO

Executive Director
2,500 +0.1%
11.80
US$29,500 		2,500 +0.1% 11.80 US$29,500
2014-12-22 2014-12-19 S Sale Henriquez Manuel A

President & CEO

Executive Director
43,132 -2.4%
14.80
US$638,354 		43,132 -2.4% 14.80 US$638,354
2014-12-22 2014-12-18 S Sale Henriquez Manuel A

President & CEO

Executive Director
50,000 -2.7%
14.69
US$734,500 		50,000 -2.7% 14.69 US$734,500
2014-12-11 2014-12-10 S Sale Baron Jessica T

CFO

Officer
2,000 -1.9%
15.02
US$30,040 		2,000 -1.9% 15.02 US$30,040
2014-09-15 2014-09-12 S Sale Henriquez Manuel A

President & CEO

Executive Director
41,962 -2.2%
15.40
US$646,215 		41,962 -2.2% 15.40 US$646,215
2014-09-15 2014-09-11 S Sale Henriquez Manuel A

President & CEO

Executive Director
8,038 -0.4%
15.39
US$123,705 		8,038 -0.4% 15.39 US$123,705
2014-09-02 2014-08-29 S Sale Henriquez Manuel A

President & CEO

Executive Director
12,422 -0.6%
15.24
US$189,311 		12,422 -0.6% 15.24 US$189,311
2014-09-02 2014-08-28 S Sale Henriquez Manuel A

President & CEO

Executive Director
37,578 -1.9%
15.15
US$569,307 		37,578 -1.9% 15.15 US$569,307
2014-06-06 2014-06-05 S Sale Henriquez Manuel A

President & CEO

Executive Director
100,000 -4.8%
15.60
US$1,560,000 		100,000 -4.8% 15.60 US$1,560,000
2014-05-19 2014-05-16 S Sale Baron Jessica T

CFO

Officer
10,000 -7.1%
13.88
US$138,800 		10,000 -7.1% 13.88 US$138,800
2014-05-08 2014-05-07 S Sale Bluestein Scott

Chief Investment Officer

Officer
17,733 -8.8%
14.24
US$252,518 		17,733 -8.8% 14.24 US$252,518
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