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United States Collective Investments

First Trust Specialty Finance and Financial Opportunities Fund (FGB)

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Ticker: FGB Exchange: NYS
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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Activity signal Earnings
Top insiders
Trades
KADLEC THOMAS R
1 purchase — total 12,100 USD
Buy 2 Oct 2019
Value US$2,674,144.60 | Price 206.60 | Shares 88,410
Sale 29 Dec 2014
Value US$4,631,228.79 | Price 193.86 | Shares 24,579
Sale 29 Dec 2014
Value US$1,987,486.38 | Price 261.05 | Shares 9,672
Sale 6 May 2009
Value US$21,944.66 | Price 4.10 | Shares 5,352
Buy 12 Jan 2009
Value US$2,135.00 | Price 4.27 | Shares 500
Buy 12 Jan 2009
Value US$21,800.00 | Price 4.36 | Shares 5,000
Buy 12 Jan 2009
Value US$19,215.00 | Price 4.27 | Shares 4,500
Buy 30 Dec 2008
Value US$3,700.00 | Price 3.70 | Shares 1,000
Buy 8 Dec 2008
Value US$4,600.00 | Price 4.60 | Shares 1,000
Buy 19 Nov 2008
Value US$906.00 | Price 3.02 | Shares 300
Buy 19 Nov 2008
Value US$608.00 | Price 3.04 | Shares 200
Buy 19 Nov 2008
Value US$307.00 | Price 3.07 | Shares 100
Buy 19 Nov 2008
Value US$7,344.00 | Price 3.06 | Shares 2,400
Buy 22 Aug 2008
Value US$17,800.00 | Price 8.90 | Shares 2,000
Buy 20 Aug 2008
Value US$11,635.00 | Price 8.95 | Shares 1,300
Buy 20 Aug 2008
Value US$6,251.00 | Price 8.93 | Shares 700
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Price Value Details
2019-10-03 2019-10-02 B Purchase
2.8
KADLEC THOMAS R
88,410 -16.4%
206.60
US$2,674,145 		88,410 -16.4% 206.60 US$2,674,145
2014-12-30 2014-12-29 S Sale Winter Daniel T.
24,579 -35.6%
193.86
US$4,631,229 		24,579 -35.6% 193.86 US$4,631,229
2014-12-30 2014-12-29 S Sale Winter Daniel T.
9,672 +11.6%
261.05
US$1,987,486 		9,672 +11.6% 261.05 US$1,987,486
2009-05-07 2009-05-06 S Sale FIRST TRUST PORTFOLIOS LP

Affiliate of Issuer's Advisor
5,352 -100.0%
4.10
US$21,945 		5,352 -100.0% 4.10 US$21,945
2009-01-13 2009-01-12 B Purchase Keller Mark A.

Officer-Investment Sub-Advisor
500 +5.3%
4.27
US$2,135 		500 +5.3% 4.27 US$2,135
2009-01-13 2009-01-12 B Purchase Keller Mark A.

Officer-Investment Sub-Advisor
5,000 +111.1%
4.36
US$21,800 		5,000 +111.1% 4.36 US$21,800
2009-01-13 2009-01-12 B Purchase Keller Mark A.

Officer-Investment Sub-Advisor
4,500 +inf%
4.27
US$19,215 		4,500 +inf% 4.27 US$19,215
2008-12-31 2008-12-30 B Purchase Miyazaki David B.

Officer-Investment Sub-Advisor
1,000 +32.3%
3.70
US$3,700 		1,000 +32.3% 3.70 US$3,700
2008-12-10 2008-12-08 B Purchase Miyazaki David B.

Officer-Investment Sub-Advisor
1,000 +47.6%
4.60
US$4,600 		1,000 +47.6% 4.60 US$4,600
2008-11-21 2008-11-19 B Purchase SCHULTE DAVID J
300 +6.0%
3.02
US$906 		300 +6.0% 3.02 US$906
2008-11-21 2008-11-19 B Purchase SCHULTE DAVID J
200 +4.2%
3.04
US$608 		200 +4.2% 3.04 US$608
2008-11-21 2008-11-19 B Purchase SCHULTE DAVID J
100 +2.1%
3.07
US$307 		100 +2.1% 3.07 US$307
2008-11-21 2008-11-19 B Purchase SCHULTE DAVID J
2,400 +106.0%
3.06
US$7,344 		2,400 +106.0% 3.06 US$7,344
2008-11-21 2008-08-22 B Purchase SCHULTE DAVID J
2,000 +754.7%
8.90
US$17,800 		2,000 +754.7% 8.90 US$17,800
2008-08-21 2008-08-20 B Purchase HANZLIK JOSEPH J

Officer-Investment Sub-Advisor
1,300 +185.7%
8.95
US$11,635 		1,300 +185.7% 8.95 US$11,635
2008-08-21 2008-08-20 B Purchase HANZLIK JOSEPH J

Officer-Investment Sub-Advisor
700 +inf%
8.93
US$6,251 		700 +inf% 8.93 US$6,251
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