|
2023-03-02 |
2023-02-28 |
S
Sale
|
Principal Accounting Officer
Officer
|
86,547
+18.9%
27.32
US$2,183,461
|
86,547
+18.9%
|
27.32
|
US$2,183,461
|
|
|
2022-11-21 |
2022-11-17 |
B
Purchase
|
Non-Executive Director
|
53,513
+14.7%
164.06
US$4,106,107
|
53,513
+14.7%
|
164.06
|
US$4,106,107
|
|
|
2021-12-17 |
2021-12-15 |
B
Purchase
|
Non-Executive Director
|
64,165
-28.2%
211.56
US$1,402,675
|
64,165
-28.2%
|
211.56
|
US$1,402,675
|
|
|
2021-12-17 |
2021-12-15 |
B
Purchase
|
Chief Financial Officer
Officer
|
10,000
+24.0%
16.50
US$165,000
|
10,000
+24.0%
|
16.50
|
US$165,000
|
|
|
2021-12-15 |
2021-12-15 |
B
Purchase
|
Non-Executive Director
|
19,978
+28.8%
16.22
US$324,043
|
19,978
+28.8%
|
16.22
|
US$324,043
|
|
|
2021-12-16 |
2021-12-14 |
B
Purchase
|
Chief Executive Officer
Executive Director
|
10,000
+3.5%
16.73
US$167,300
|
10,000
+3.5%
|
16.73
|
US$167,300
|
|
|
2021-12-15 |
2021-12-14 |
B
Purchase
|
Non-Executive Director
|
12,022
+21.0%
16.36
US$196,680
|
12,022
+21.0%
|
16.36
|
US$196,680
|
|
|
2021-12-15 |
2021-12-13 |
B
Purchase
|
Non-Executive Director
|
18,000
+45.8%
16.93
US$304,740
|
18,000
+45.8%
|
16.93
|
US$304,740
|
|
|
2020-09-21 |
2020-09-09 |
B
Purchase
|
Non-Executive Director
|
6,000
+75.0%
10.50
US$63,000
|
6,000
+75.0%
|
10.50
|
US$63,000
|
|
|
2020-09-21 |
2020-09-08 |
B
Purchase
|
Non-Executive Director
|
1,000
+14.3%
10.80
US$10,795
|
1,000
+14.3%
|
10.80
|
US$10,795
|
|
|
2020-08-14 |
2020-08-12 |
B
Purchase
|
Chief Financial Officer
Officer
|
2,025
+inf%
11.55
US$23,398
|
2,025
+inf%
|
11.55
|
US$23,398
|
|
|
2020-08-13 |
2020-08-12 |
B
Purchase
|
Chief Executive Officer
Executive Director
|
8,000
+5.0%
11.68
US$93,440
|
8,000
+5.0%
|
11.68
|
US$93,440
|
|
|
2020-08-13 |
2020-08-11 |
B
Purchase
|
Chief Executive Officer
Executive Director
|
8,000
+5.3%
11.44
US$91,536
|
8,000
+5.3%
|
11.44
|
US$91,536
|
|
|
2020-08-12 |
2020-08-10 |
B
Purchase
|
Non-Executive Director
|
7,000
+inf%
10.68
US$74,746
|
7,000
+inf%
|
10.68
|
US$74,746
|
|
|
2019-12-18 |
2019-12-16 |
PlS
Planned sale
|
Clendening John S
President and CEO
Executive Director
|
14,250
-2.2%
24.92
US$355,110
|
14,250
-2.2%
|
24.92
|
US$355,110
|
|
|
2019-10-09 |
2019-10-07 |
PlS
Planned sale
|
President and CEO
Executive Director
|
54,250
-7.7%
21.20
US$1,150,100
|
54,250
-7.7%
|
21.20
|
US$1,150,100
|
|
|
2019-07-18 |
2019-07-17 |
PlS
Planned sale
|
President and CEO
Executive Director
|
10,000
-1.5%
29.23
US$292,300
|
10,000
-1.5%
|
29.23
|
US$292,300
|
|
|
2019-07-18 |
2019-07-16 |
PlS
Planned sale
|
President and CEO
Executive Director
|
54,250
-7.5%
29.01
US$1,573,792
|
54,250
-7.5%
|
29.01
|
US$1,573,792
|
|
|
2019-06-07 |
2019-06-05 |
S
Sale
|
|
2,768
-15.9%
31.29
US$86,611
|
2,768
-15.9%
|
31.29
|
US$86,611
|
|
|
2019-06-06 |
2019-06-04 |
S
Sale
|
|
6,432
-16.0%
31.52
US$202,737
|
6,432
-16.0%
|
31.52
|
US$202,737
|
|
|
2019-05-30 |
2019-05-28 |
S
Sale
|
Non-Executive Director
|
4,126
-9.5%
32.22
US$132,940
|
4,126
-9.5%
|
32.22
|
US$132,940
|
|
|
2019-05-24 |
2019-05-24 |
S
Sale
|
Non-Executive Director
|
2,500
-13.4%
32.05
US$80,137
|
2,500
-13.4%
|
32.05
|
US$80,137
|
|
|
2019-05-16 |
2019-05-16 |
PlS
Planned sale
|
President and CEO
Executive Director
|
5,000
-0.7%
32.00
US$160,000
|
5,000
-0.7%
|
32.00
|
US$160,000
|
|
|
2019-05-16 |
2019-05-15 |
PlS
Planned sale
|
President and CEO
Executive Director
|
25,000
-3.5%
31.29
US$782,250
|
25,000
-3.5%
|
31.29
|
US$782,250
|
|
|
2019-05-15 |
2019-05-15 |
S
Sale
|
Principal Accounting Officer
Officer
|
161
-2.6%
31.44
US$5,062
|
161
-2.6%
|
31.44
|
US$5,062
|
|
|
2019-05-16 |
2019-05-14 |
PlS
Planned sale
|
President and CEO
Executive Director
|
54,250
-7.2%
31.67
US$1,718,098
|
54,250
-7.2%
|
31.67
|
US$1,718,098
|
|
|
2019-05-15 |
2019-05-13 |
S
Sale
|
Principal Accounting Officer
Officer
|
4,445
-41.9%
31.64
US$140,640
|
4,445
-41.9%
|
31.64
|
US$140,640
|
|
|
2019-05-03 |
2019-05-02 |
PlS
Planned sale
|
Chief Legal Officer & Sec'y
Officer
|
5,600
-12.3%
35.00
US$196,000
|
5,600
-12.3%
|
35.00
|
US$196,000
|
|
|
2019-04-03 |
2019-04-01 |
PlS
Planned sale
|
Interim CEO HD Vest
|
7,267
-16.5%
33.37
US$242,500
|
7,267
-16.5%
|
33.37
|
US$242,500
|
|
|
2019-03-21 |
2019-03-19 |
PlS
Planned sale
|
Interim CEO HD Vest
Officer
|
9,084
-19.8%
32.50
US$295,230
|
9,084
-19.8%
|
32.50
|
US$295,230
|
|
|
2018-11-07 |
2018-11-06 |
B
Purchase
|
Hogan Michael P
Pres. Tax-Smart Innovation
Officer
|
7,874
+97.0%
30.52
US$240,300
|
7,874
+97.0%
|
30.52
|
US$240,300
|
|
|
2018-11-07 |
2018-11-05 |
PlS
Planned sale
|
Oros Robert D
CEO of H.D. Vest, Inc.
Officer
|
6,075
-12.5%
30.31
US$184,146
|
6,075
-12.5%
|
30.31
|
US$184,146
|
|
|
2018-10-26 |
2018-10-25 |
PlS
Planned sale
|
Stevenson Mathieu Frederic
Chief Marketing Officer
Officer
|
20,158
-36.1%
31.38
US$632,584
|
20,158
-36.1%
|
31.38
|
US$632,584
|
|
|
2018-10-15 |
2018-10-12 |
PlS
Planned sale
|
Clendening John S
President and CEO
Executive Director
|
16,500
-2.6%
33.02
US$544,809
|
16,500
-2.6%
|
33.02
|
US$544,809
|
|
|
2018-10-15 |
2018-10-11 |
PlS
Planned sale
|
Clendening John S
President and CEO
Executive Director
|
17,797
-2.8%
33.66
US$598,974
|
17,797
-2.8%
|
33.66
|
US$598,974
|
|
|
2018-10-15 |
2018-10-11 |
PlS
Planned sale
|
Clendening John S
President and CEO
Executive Director
|
31,203
-4.7%
32.79
US$1,023,084
|
31,203
-4.7%
|
32.79
|
US$1,023,084
|
|
|
2018-10-02 |
2018-09-28 |
PlS
Planned sale
|
Dunn Lance G
Non-Executive Director
|
27,000
-31.2%
38.25
US$1,032,750
|
27,000
-31.2%
|
38.25
|
US$1,032,750
|
|
|
2018-08-24 |
2018-08-23 |
S
Sale
|
Palmer John David
Principal Accounting Officer
Officer
|
3,753
-44.8%
36.00
US$135,108
|
3,753
-44.8%
|
36.00
|
US$135,108
|
|
|
2018-08-06 |
2018-08-06 |
PlS
Planned sale
|
Oros Robert D
CEO of H.D. Vest, Inc.
Officer
|
6,075
-11.9%
34.30
US$208,360
|
6,075
-11.9%
|
34.30
|
US$208,360
|
|
|
2018-08-06 |
2018-08-03 |
S
Sale
|
Walters Christopher William
Non-Executive Director
|
4,000
-13.6%
35.57
US$142,288
|
4,000
-13.6%
|
35.57
|
US$142,288
|
|
|
2018-08-06 |
2018-08-03 |
S
Sale
|
Walters Christopher William
Non-Executive Director
|
10,400
-26.2%
34.62
US$360,090
|
10,400
-26.2%
|
34.62
|
US$360,090
|
|
|
2018-08-06 |
2018-08-03 |
S
Sale
|
PROCTOR GEORGANNE
Non-Executive Director
|
3,000
-18.2%
35.31
US$105,915
|
3,000
-18.2%
|
35.31
|
US$105,915
|
|
|
2018-08-06 |
2018-08-03 |
S
Sale
|
Zappone Mary Slagle
Non-Executive Director
|
10,118
-21.8%
35.49
US$359,128
|
10,118
-21.8%
|
35.49
|
US$359,128
|
|
|
2018-08-06 |
2018-08-03 |
S
Sale
|
Gardner H. McIntyre
Non-Executive Director
|
2,300
-13.5%
35.70
US$82,110
|
2,300
-13.5%
|
35.70
|
US$82,110
|
|
|
2018-07-18 |
2018-07-17 |
PlS
Planned sale
|
Clendening John S
President and CEO
Executive Director
|
30,000
-4.7%
38.06
US$1,141,821
|
30,000
-4.7%
|
38.06
|
US$1,141,821
|
|
|
2018-07-18 |
2018-07-16 |
PlS
Planned sale
|
Clendening John S
President and CEO
Executive Director
|
49,000
-7.3%
37.41
US$1,833,257
|
49,000
-7.3%
|
37.41
|
US$1,833,257
|
|
|
2018-05-14 |
2018-05-11 |
S
Sale
|
Palmer John David
Principal Accounting Officer
Officer
|
6,604
-56.5%
33.00
US$217,932
|
6,604
-56.5%
|
33.00
|
US$217,932
|
|
|
2018-05-11 |
2018-05-09 |
PlS
Planned sale
|
Clendening John S
President and CEO
Executive Director
|
100
-0.0%
29.65
US$2,965
|
100
-0.0%
|
29.65
|
US$2,965
|
|
|
2018-05-11 |
2018-05-09 |
PlS
Planned sale
|
Clendening John S
President and CEO
Executive Director
|
9,000
-1.5%
29.09
US$261,810
|
9,000
-1.5%
|
29.09
|
US$261,810
|
|
|
2018-05-11 |
2018-05-09 |
PlS
Planned sale
|
Clendening John S
President and CEO
Executive Director
|
500
-0.1%
27.66
US$13,830
|
500
-0.1%
|
27.66
|
US$13,830
|
|
|
2018-05-11 |
2018-05-09 |
PlS
Planned sale
|
Clendening John S
President and CEO
Executive Director
|
600
-0.1%
29.79
US$17,874
|
600
-0.1%
|
29.79
|
US$17,874
|
|
|
2018-05-11 |
2018-05-09 |
PlS
Planned sale
|
Clendening John S
President and CEO
Executive Director
|
24,100
-3.9%
29.13
US$702,033
|
24,100
-3.9%
|
29.13
|
US$702,033
|
|
|
2018-05-11 |
2018-05-09 |
PlS
Planned sale
|
Clendening John S
President and CEO
Executive Director
|
1,216
-0.2%
27.65
US$33,622
|
1,216
-0.2%
|
27.65
|
US$33,622
|
|
|
2018-05-10 |
2018-05-08 |
PlS
Planned sale
|
Oros Robert D
CEO of H.D. Vest, Inc.
Officer
|
6,075
-11.7%
26.20
US$159,165
|
6,075
-11.7%
|
26.20
|
US$159,165
|
|
|
2018-04-26 |
2018-04-25 |
PlS
Planned sale
|
Stevenson Mathieu Frederic
Chief Marketing Officer
|
16,786
-29.1%
25.85
US$433,866
|
16,786
-29.1%
|
25.85
|
US$433,866
|
|
|
2018-04-20 |
2018-04-18 |
PlS
Planned sale
|
Clendening John S
President and CEO
Executive Director
|
9,600
-1.6%
26.45
US$253,954
|
9,600
-1.6%
|
26.45
|
US$253,954
|
|
|
2018-04-20 |
2018-04-18 |
PlS
Planned sale
|
Clendening John S
President and CEO
Executive Director
|
25,917
-4.1%
26.45
US$685,505
|
25,917
-4.1%
|
26.45
|
US$685,505
|
|
|
2018-03-14 |
2018-03-12 |
PlS
Planned sale
|
Clendening John S
President and CEO
Executive Director
|
9,600
-1.5%
25.25
US$242,434
|
9,600
-1.5%
|
25.25
|
US$242,434
|
|
|
2018-03-14 |
2018-03-12 |
PlS
Planned sale
|
Clendening John S
President and CEO
Executive Director
|
25,917
-3.9%
25.25
US$654,451
|
25,917
-3.9%
|
25.25
|
US$654,451
|
|
|
2018-02-28 |
2018-02-27 |
PlS
Planned sale
|
Palmer John David
Principal Accounting Officer
Officer
|
665
-11.5%
25.05
US$16,658
|
665
-11.5%
|
25.05
|
US$16,658
|
|
|
2018-02-28 |
2018-02-26 |
PlS
Planned sale
|
Clendening John S
President and CEO
Executive Director
|
28,800
-4.3%
24.85
US$715,709
|
28,800
-4.3%
|
24.85
|
US$715,709
|
|
|
2018-02-22 |
2018-02-22 |
PlS
Planned sale
|
Clendening John S
President and CEO
Executive Director
|
35,150
-5.0%
24.46
US$859,716
|
35,150
-5.0%
|
24.46
|
US$859,716
|
|
|
2018-02-22 |
2018-02-21 |
PlS
Planned sale
|
Clendening John S
President and CEO
Executive Director
|
42,600
-5.9%
24.23
US$1,032,121
|
42,600
-5.9%
|
24.23
|
US$1,032,121
|
|
|
2018-02-22 |
2018-02-20 |
PlS
Planned sale
|
Stevenson Mathieu Frederic
Chief Marketing Officer
Officer
|
33,572
-57.0%
24.03
US$806,587
|
33,572
-57.0%
|
24.03
|
US$806,587
|
|
|
2017-06-21 |
2017-06-19 |
PlS
Planned sale
|
EMANS ERIC MICHAEL
Chief Financial Officer
|
89,800
-47.3%
21.65
US$1,944,170
|
89,800
-47.3%
|
21.65
|
US$1,944,170
|
|
|
2017-06-13 |
2017-06-09 |
PlS
Planned sale
|
EMANS ERIC MICHAEL
Chief Financial Officer
|
79,230
-44.2%
21.25
US$1,683,638
|
79,230
-44.2%
|
21.25
|
US$1,683,638
|
|
|
2017-06-01 |
2017-06-01 |
PlS
Planned sale
|
EMANS ERIC MICHAEL
Chief Financial Officer
|
22,311
-18.2%
20.75
US$462,953
|
22,311
-18.2%
|
20.75
|
US$462,953
|
|
|
2017-06-01 |
2017-05-31 |
PlS
Planned sale
|
EMANS ERIC MICHAEL
Chief Financial Officer
|
5,729
-5.4%
20.50
US$117,444
|
5,729
-5.4%
|
20.50
|
US$117,444
|
|
|
2017-06-01 |
2017-05-30 |
PlS
Planned sale
|
EMANS ERIC MICHAEL
Chief Financial Officer
|
60,360
-37.6%
20.69
US$1,249,017
|
60,360
-37.6%
|
20.69
|
US$1,249,017
|
|
|
2017-05-24 |
2017-05-23 |
S
Sale
|
Snyder Andrew Miles
Non-Executive Director
|
14,000
-24.2%
20.80
US$291,207
|
14,000
-24.2%
|
20.80
|
US$291,207
|
|
|
2017-05-24 |
2017-05-22 |
PlS
Planned sale
|
EMANS ERIC MICHAEL
Chief Financial Officer
Officer
|
69,480
-39.4%
20.52
US$1,426,070
|
69,480
-39.4%
|
20.52
|
US$1,426,070
|
|
|
2017-05-24 |
2017-05-22 |
S
Sale
|
Snyder Andrew Miles
Non-Executive Director
|
13,100
-23.0%
20.54
US$269,043
|
13,100
-23.0%
|
20.54
|
US$269,043
|
|
|
2017-05-17 |
2017-05-16 |
S
Sale
|
Snyder Andrew Miles
Non-Executive Director
|
10,118
-18.7%
21.31
US$215,658
|
10,118
-18.7%
|
21.31
|
US$215,658
|
|
|
2017-05-16 |
2017-05-16 |
PlS
Planned sale
|
Snyder Andrew Miles
Non-Executive Director
|
19,854
-1.7%
21.38
US$424,449
|
19,854
-1.7%
|
21.38
|
US$424,449
|
|
|
2017-05-17 |
2017-05-15 |
PlS
Planned sale
|
EMANS ERIC MICHAEL
Chief Financial Officer
Officer
|
137,563
-54.2%
21.02
US$2,892,083
|
137,563
-54.2%
|
21.02
|
US$2,892,083
|
|