United States Collective Investments

Advent Convertible and Income Fund (AVK)

Track

Track

Ticker: AVK Exchange: NYS
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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Buy signal Sell signal Earnings
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Top insiders
Trades
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other
3.2
Stuebe Nancy E. Non-Executive Director
Transaction date
Purchase
Price
186.82
Quantity 16,756 +11.5%
Value US$4,207,742
3.2
Stuebe Nancy E. Non-Executive Director
Transaction date
Purchase
Price
212.12
Quantity 77,746 -25.7%
Value US$2,439,601
3.7
SEIZERT GERALD L Non-Executive Director
Transaction date
Purchase
Price
322.81
Quantity 69,150 +1.4%
Value US$25,070
3.7
SEIZERT GERALD L Non-Executive Director
Transaction date
Purchase
Price
11.28
Quantity 1 +0.0%
Value US$11
3.7
SEIZERT GERALD L Non-Executive Director
Transaction date
Purchase
Price
11.28
Quantity 1 +0.0%
Value US$11
3.7
SEIZERT GERALD L Non-Executive Director
Transaction date
Purchase
Price
11.28
Quantity 2 +0.1%
Value US$23
3.7
SEIZERT GERALD L Non-Executive Director
Transaction date
Purchase
Price
11.28
Quantity 1,221 +inf%
Value US$13,773
3.7
SEIZERT GERALD L Non-Executive Director
Transaction date
Purchase
Price
11.28
Quantity 1 +0.1%
Value US$11
3.2
Stuebe Nancy E. Non-Executive Director
Transaction date
Purchase
Price
11.28
Quantity 1,576 +33.0%
Value US$17,777
3.6
NYBERG RONALD Trustee Executive Director
Transaction date
Purchase
Price
11.28
Quantity 3,671 +33.4%
Value US$41,409
3.7
MAITLAND TRACY V CHAIRMAN, PRESIDENT & CEO Executive Director
Transaction date
Purchase
Price
11.28
Quantity 1,817 +33.3%
Value US$20,496
3.7
MAITLAND TRACY V CHAIRMAN, PRESIDENT & CEO Executive Director
Transaction date
Purchase
Price
11.28
Quantity 11,362 +33.3%
Value US$128,163
2.9
Barnes Randall C Non-Executive Director
Transaction date
Purchase
Price
11.28
Quantity 3,785 +33.3%
Value US$42,695
2.9
Huang Tony V.P. & Assistant Secretary Officer
Transaction date
Purchase
Price
11.28
Quantity 2,300 +32.4%
Value US$25,944
2.9
Black Daniel Non-Executive Director
Transaction date
Purchase
Price
11.28
Quantity 1,000 +4.8%
Value US$11,280
3.2
Stuebe Nancy E. Non-Executive Director
Transaction date
Purchase
Price
11.71
Quantity 500 +12.3%
Value US$5,855
3.2
Stuebe Nancy E. Non-Executive Director
Transaction date
Purchase
Price
11.71
Quantity 500 +12.3%
Value US$5,855
3.2
Stuebe Nancy E. Non-Executive Director
Transaction date
Purchase
Price
11.86
Quantity 400 +11.3%
Value US$4,745
3.7
MAITLAND TRACY V CHAIRMAN, PRESIDENT & CEO Executive Director
Transaction date
Sale
Price
11.17
Quantity 7,163 -17.4%
Value US$80,011
3.2
Stuebe Nancy E. Non-Executive Director
Transaction date
Purchase
Price
10.25
Quantity 400 +13.2%
Value US$4,100
3.2
Stuebe Nancy E. Non-Executive Director
Transaction date
Purchase
Price
11.84
Quantity 375 +14.7%
Value US$4,440
3.7
MAITLAND TRACY V CHAIRMAN, PRESIDENT & CEO Executive Director
Transaction date
Sale
Price
11.72
Quantity 19,048 -31.6%
Value US$223,191
3.7
MAITLAND TRACY V CHAIRMAN, PRESIDENT & CEO Executive Director
Transaction date
Sale
Price
11.68
Quantity 10,000 -14.2%
Value US$116,780
3.7
MAITLAND TRACY V CHAIRMAN, PRESIDENT & CEO Executive Director
Transaction date
Sale
Price
11.68
Quantity 30,000 -29.9%
Value US$350,310
3.2
Stuebe Nancy E. Non-Executive Director
Transaction date
Purchase
Price
11.55
Quantity 0 +0.0%
Value US$3
3.2
Stuebe Nancy E. Non-Executive Director
Transaction date
Purchase
Price
11.59
Quantity 345 +13.9%
Value US$3,997
3.2
Stuebe Nancy E. Non-Executive Director
Transaction date
Purchase
Price
12.36
Quantity 400 +24.2%
Value US$4,946
3.2
Stuebe Nancy E. Non-Executive Director
Transaction date
Purchase
Price
10.71
Quantity 450 +39.0%
Value US$4,820
3.2
Stuebe Nancy E. Non-Executive Director
Transaction date
Purchase
Price
12.84
Quantity 275 +33.2%
Value US$3,532
3.2
Stuebe Nancy E. Non-Executive Director
Transaction date
Purchase
Price
14.68
Quantity 258 +46.2%
Value US$3,787
3.2
Stuebe Nancy E. Non-Executive Director
Transaction date
Purchase
Price
14.67
Quantity 1 +0.2%
Value US$13
2.9
Barnes Randall C Non-Executive Director
Transaction date
Purchase
Price
17.87
Quantity 1,370 +13.7%
Value US$24,482
2.9
Barnes Randall C Non-Executive Director
Transaction date
Purchase
Price
18.20
Quantity 1,000 +11.1%
Value US$18,200
2.9
Barnes Randall C Non-Executive Director
Transaction date
Purchase
Price
18.25
Quantity 1,000 +12.5%
Value US$18,250
3.2
Stuebe Nancy E. Non-Executive Director
Transaction date
Purchase
Price
17.96
Quantity 195 +55.1%
Value US$3,501
3.7
SEIZERT GERALD L Non-Executive Director
Transaction date
Sale
Price
18.52
Quantity 13,190 -55.1%
Value US$244,324
3.7
SEIZERT GERALD L Non-Executive Director
Transaction date
Sale
Price
18.52
Quantity 700 -41.2%
Value US$12,966
3.7
SEIZERT GERALD L Non-Executive Director
Transaction date
Sale
Price
18.52
Quantity 5,000 -45.0%
Value US$92,617
3.7
SEIZERT GERALD L Non-Executive Director
Transaction date
Sale
Price
18.52
Quantity 5,000 -42.3%
Value US$92,617
3.2
Stuebe Nancy E. Non-Executive Director
Transaction date
Purchase
Price
18.90
Quantity 185 +109.6%
Value US$3,500
3.2
Stuebe Nancy E. Non-Executive Director
Transaction date
Purchase
Price
19.46
Quantity 169 +inf%
Value US$3,289
3.7
SEIZERT GERALD L
Transaction date
Sale
Price
15.48
Quantity 15,395 -66.5%
Value US$238,308
3.7
SEIZERT GERALD L
Transaction date
Sale
Price
15.47
Quantity 13,124 -52.6%
Value US$203,041
3.7
SEIZERT GERALD L Trustee
Transaction date
Sale
Price
15.49
Quantity 27,072 -79.4%
Value US$419,326
3.7
SEIZERT GERALD L Trustee
Transaction date
Sale
Price
15.53
Quantity 14,289 -100.0%
Value US$221,900
3.7
SEIZERT GERALD L Trustee
Transaction date
Sale
Price
15.52
Quantity 1 -0.0%
Value US$11
3.7
SEIZERT GERALD L Trustee
Transaction date
Sale
Price
15.64
Quantity 18,249 -100.0%
Value US$285,358
3.1
SMART MICHAEL A
Transaction date
Purchase
Price
14.24
Quantity 3 +0.1%
Value US$43
3.1
SMART MICHAEL A
Transaction date
Purchase
Price
14.24
Quantity 4,697 +4349.1%
Value US$66,873
3.1
SMART MICHAEL A
Transaction date
Sale
Price
14.95
Quantity 367 -77.3%
Value US$5,487
3.1
SMART MICHAEL A
Transaction date
Sale
Price
15.00
Quantity 1,033 -68.5%
Value US$15,495
3.1
SMART MICHAEL A Non-Executive Director
Transaction date
Sale
Price
14.50
Quantity 1,500 -49.9%
Value US$21,750
3.7
MAITLAND TRACY V Chairman, President & CEO Executive Director
Transaction date
Purchase
Price
13.61
Quantity 21,000 +13.4%
Value US$285,762
3.7
MAITLAND TRACY V Chairman, President & CEO Executive Director
Transaction date
Purchase
Price
13.53
Quantity 15,000 +10.6%
Value US$203,010
SMART MICHAEL A Non-Executive Director
Transaction date
Sale
Price
12.43
Quantity 140 -4.5%
Value US$1,741
MEDINA DEREK Non-Executive Director
Transaction date
Purchase
Price
12.55
Quantity 2,500 +55.6%
Value US$31,375
MEDINA DEREK Non-Executive Director
Transaction date
Purchase
Price
12.56
Quantity 100 +2.3%
Value US$1,256
MEDINA DEREK Non-Executive Director
Transaction date
Purchase
Price
12.57
Quantity 1,499 +51.7%
Value US$18,842
SMART MICHAEL A Non-Executive Director
Transaction date
Sale
Price
12.28
Quantity 260 -7.6%
Value US$3,193
SMART MICHAEL A Non-Executive Director
Transaction date
Sale
Price
12.27
Quantity 240 -6.6%
Value US$2,944
MAITLAND TRACY V Chairman, President & CEO Executive Director
Transaction date
Purchase
Price
14.70
Quantity 20,000 +16.5%
Value US$293,958
ADVENT CAPITAL MANAGEMENT /DE/
Transaction date
Purchase
Price
14.70
Quantity 20,000 +25.0%
Value US$293,958
MAITLAND TRACY V Chairman, President & CEO Executive Director
Transaction date
Purchase
Price
15.69
Quantity 6,000 +5.2%
Value US$94,154
ADVENT CAPITAL MANAGEMENT /DE/
Transaction date
Purchase
Price
15.69
Quantity 6,000 +8.1%
Value US$94,154
ADVENT CAPITAL MANAGEMENT /DE/
Transaction date
Purchase
Price
15.71
Quantity 12,000 +19.4%
Value US$188,464
MAITLAND TRACY V Chairman, President & CEO Executive Director
Transaction date
Purchase
Price
15.71
Quantity 12,000 +11.6%
Value US$188,464
ADVENT CAPITAL MANAGEMENT /DE/
Transaction date
Purchase
Price
15.70
Quantity 12,000 +24.0%
Value US$188,370
MAITLAND TRACY V Chairman, President & CEO Executive Director
Transaction date
Purchase
Price
15.70
Quantity 12,000 +13.2%
Value US$188,370
3.7
SEIZERT GERALD L Non-Executive Director
Transaction date
Purchase
Price
15.66
Quantity 1,700 +1.2%
Value US$26,617
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Price Value Details
2025-05-01 2025-05-01 B Purchase
3.2
Stuebe Nancy E.
Non-Executive Director
16,756 +11.5%
186.82
US$4,207,742 		16,756 +11.5% 186.82 US$4,207,742
2025-02-14 2025-02-14 B Purchase
3.2
Stuebe Nancy E.
Non-Executive Director
77,746 -25.7%
212.12
US$2,439,601 		77,746 -25.7% 212.12 US$2,439,601
2024-10-21 2024-10-17 B Purchase
3.7
SEIZERT GERALD L
Non-Executive Director
69,150 +1.4%
322.81
US$25,070 		69,150 +1.4% 322.81 US$25,070
2024-10-21 2024-10-17 B Purchase
3.7
SEIZERT GERALD L
Non-Executive Director
1 +0.0%
11.28
US$11 		1 +0.0% 11.28 US$11
2024-10-21 2024-10-17 B Purchase
3.7
SEIZERT GERALD L
Non-Executive Director
1 +0.0%
11.28
US$11 		1 +0.0% 11.28 US$11
2024-10-21 2024-10-17 B Purchase
3.7
SEIZERT GERALD L
Non-Executive Director
2 +0.1%
11.28
US$23 		2 +0.1% 11.28 US$23
2024-10-21 2024-10-17 B Purchase
3.7
SEIZERT GERALD L
Non-Executive Director
1,221 +inf%
11.28
US$13,773 		1,221 +inf% 11.28 US$13,773
2024-10-21 2024-10-17 B Purchase
3.7
SEIZERT GERALD L
Non-Executive Director
1 +0.1%
11.28
US$11 		1 +0.1% 11.28 US$11
2024-10-21 2024-10-17 B Purchase
3.2
Stuebe Nancy E.
Non-Executive Director
1,576 +33.0%
11.28
US$17,777 		1,576 +33.0% 11.28 US$17,777
2024-10-21 2024-10-17 B Purchase
3.6
NYBERG RONALD

Trustee

Executive Director
3,671 +33.4%
11.28
US$41,409 		3,671 +33.4% 11.28 US$41,409
2024-10-21 2024-10-17 B Purchase
3.7
MAITLAND TRACY V

CHAIRMAN, PRESIDENT & CEO

Executive Director
1,817 +33.3%
11.28
US$20,496 		1,817 +33.3% 11.28 US$20,496
2024-10-21 2024-10-17 B Purchase
3.7
MAITLAND TRACY V

CHAIRMAN, PRESIDENT & CEO

Executive Director
11,362 +33.3%
11.28
US$128,163 		11,362 +33.3% 11.28 US$128,163
2024-10-21 2024-10-17 B Purchase
2.9
Barnes Randall C
Non-Executive Director
3,785 +33.3%
11.28
US$42,695 		3,785 +33.3% 11.28 US$42,695
2024-10-18 2024-10-17 B Purchase
2.9
Huang Tony

V.P. & Assistant Secretary

Officer
2,300 +32.4%
11.28
US$25,944 		2,300 +32.4% 11.28 US$25,944
2024-10-18 2024-10-17 B Purchase
2.9
Black Daniel
Non-Executive Director
1,000 +4.8%
11.28
US$11,280 		1,000 +4.8% 11.28 US$11,280
2024-05-02 2024-05-02 B Purchase
3.2
Stuebe Nancy E.
Non-Executive Director
500 +12.3%
11.71
US$5,855 		500 +12.3% 11.71 US$5,855
2024-05-02 2024-05-02 B Purchase
3.2
Stuebe Nancy E.
Non-Executive Director
500 +12.3%
11.71
US$5,855 		500 +12.3% 11.71 US$5,855
2024-02-02 2024-02-02 B Purchase
3.2
Stuebe Nancy E.
Non-Executive Director
400 +11.3%
11.86
US$4,745 		400 +11.3% 11.86 US$4,745
2023-12-22 2023-12-20 S Sale
3.7
MAITLAND TRACY V

CHAIRMAN, PRESIDENT & CEO

Executive Director
7,163 -17.4%
11.17
US$80,011 		7,163 -17.4% 11.17 US$80,011
2023-11-08 2023-11-08 B Purchase
3.2
Stuebe Nancy E.
Non-Executive Director
400 +13.2%
10.25
US$4,100 		400 +13.2% 10.25 US$4,100
2023-08-02 2023-08-02 B Purchase
3.2
Stuebe Nancy E.
Non-Executive Director
375 +14.7%
11.84
US$4,440 		375 +14.7% 11.84 US$4,440
2023-07-18 2023-07-18 S Sale
3.5
ADVENT CAPITAL MANAGEMENT /DE/
19,048 -100.0%
11.72
US$223,191 		19,048 -100.0% 11.72 US$223,191
2023-07-18 2023-07-18 S Sale
3.7
MAITLAND TRACY V

CHAIRMAN, PRESIDENT & CEO

Executive Director
19,048 -31.6%
11.72
US$223,191 		19,048 -31.6% 11.72 US$223,191
2023-07-18 2023-07-17 S Sale
3.5
ADVENT CAPITAL MANAGEMENT /DE/
10,000 -34.4%
11.68
US$116,780 		10,000 -34.4% 11.68 US$116,780
2023-07-18 2023-07-17 S Sale
3.7
MAITLAND TRACY V

CHAIRMAN, PRESIDENT & CEO

Executive Director
10,000 -14.2%
11.68
US$116,780 		10,000 -14.2% 11.68 US$116,780
2023-07-18 2023-07-14 S Sale
3.5
ADVENT CAPITAL MANAGEMENT /DE/
30,000 -50.8%
11.68
US$350,310 		30,000 -50.8% 11.68 US$350,310
2023-07-18 2023-07-14 S Sale
3.7
MAITLAND TRACY V

CHAIRMAN, PRESIDENT & CEO

Executive Director
30,000 -29.9%
11.68
US$350,310 		30,000 -29.9% 11.68 US$350,310
2023-07-14 2023-07-14 PrS Proposed sale
3.5
ADVENT CAPITAL MANAGEMENT /DE/

See Note
59,048
11.85
US$699,719 		59,048 11.85 US$699,719
2023-05-17 2023-05-16 B Purchase
3.2
Stuebe Nancy E.
Non-Executive Director
0 +0.0%
11.55
US$3 		0 +0.0% 11.55 US$3
2023-05-17 2023-05-16 B Purchase
3.2
Stuebe Nancy E.
Non-Executive Director
345 +13.9%
11.59
US$3,997 		345 +13.9% 11.59 US$3,997
2023-01-26 2023-01-26 B Purchase
3.2
Stuebe Nancy E.
Non-Executive Director
400 +24.2%
12.36
US$4,946 		400 +24.2% 12.36 US$4,946
2022-10-24 2022-10-24 B Purchase
3.2
Stuebe Nancy E.
Non-Executive Director
450 +39.0%
10.71
US$4,820 		450 +39.0% 10.71 US$4,820
2022-05-13 2022-05-13 B Purchase
3.2
Stuebe Nancy E.
Non-Executive Director
275 +33.2%
12.84
US$3,532 		275 +33.2% 12.84 US$3,532
2022-03-14 2022-03-11 B Purchase
3.2
Stuebe Nancy E.
Non-Executive Director
258 +46.2%
14.68
US$3,787 		258 +46.2% 14.68 US$3,787
2022-03-14 2022-03-11 B Purchase
3.2
Stuebe Nancy E.
Non-Executive Director
1 +0.2%
14.67
US$13 		1 +0.2% 14.67 US$13
2022-01-13 2022-01-13 B Purchase
2.9
Barnes Randall C
Non-Executive Director
1,370 +13.7%
17.87
US$24,482 		1,370 +13.7% 17.87 US$24,482
2022-01-11 2022-01-10 B Purchase
2.9
Barnes Randall C
Non-Executive Director
1,000 +11.1%
18.20
US$18,200 		1,000 +11.1% 18.20 US$18,200
2022-01-05 2022-01-04 B Purchase
2.9
Barnes Randall C
Non-Executive Director
1,000 +12.5%
18.25
US$18,250 		1,000 +12.5% 18.25 US$18,250
2022-01-07 2021-12-30 B Purchase
3.2
Stuebe Nancy E.
Non-Executive Director
195 +55.1%
17.96
US$3,501 		195 +55.1% 17.96 US$3,501
2021-11-24 2021-11-22 S Sale
3.7
SEIZERT GERALD L
Non-Executive Director
13,190 -55.1%
18.52
US$244,324 		13,190 -55.1% 18.52 US$244,324
2021-11-24 2021-11-22 S Sale
3.7
SEIZERT GERALD L
Non-Executive Director
700 -41.2%
18.52
US$12,966 		700 -41.2% 18.52 US$12,966
2021-11-24 2021-11-22 S Sale
3.7
SEIZERT GERALD L
Non-Executive Director
5,000 -45.0%
18.52
US$92,617 		5,000 -45.0% 18.52 US$92,617
2021-11-24 2021-11-22 S Sale
3.7
SEIZERT GERALD L
Non-Executive Director
5,000 -42.3%
18.52
US$92,617 		5,000 -42.3% 18.52 US$92,617
2022-01-07 2021-09-20 B Purchase
3.2
Stuebe Nancy E.
Non-Executive Director
185 +109.6%
18.90
US$3,500 		185 +109.6% 18.90 US$3,500
2022-01-07 2021-06-07 B Purchase
3.2
Stuebe Nancy E.
Non-Executive Director
169 +inf%
19.46
US$3,289 		169 +inf% 19.46 US$3,289
2020-02-05 2020-01-31 S Sale
3.7
SEIZERT GERALD L
15,395 -66.5%
15.48
US$238,308 		15,395 -66.5% 15.48 US$238,308
2020-02-05 2020-01-31 S Sale
3.7
SEIZERT GERALD L
13,124 -52.6%
15.47
US$203,041 		13,124 -52.6% 15.47 US$203,041
2020-01-31 2020-01-30 S Sale
3.7
SEIZERT GERALD L

Trustee
27,072 -79.4%
15.49
US$419,326 		27,072 -79.4% 15.49 US$419,326
2020-01-31 2020-01-30 S Sale
3.7
SEIZERT GERALD L

Trustee
14,289 -100.0%
15.53
US$221,900 		14,289 -100.0% 15.53 US$221,900
2020-01-31 2020-01-30 S Sale
3.7
SEIZERT GERALD L

Trustee
1 -0.0%
15.52
US$11 		1 -0.0% 15.52 US$11
2020-01-31 2020-01-29 S Sale
3.7
SEIZERT GERALD L

Trustee
18,249 -100.0%
15.64
US$285,358 		18,249 -100.0% 15.64 US$285,358
2019-09-10 2019-09-10 B Purchase
3.1
SMART MICHAEL A
3 +0.1%
14.24
US$43 		3 +0.1% 14.24 US$43
2019-09-03 2019-09-03 B Purchase
3.1
SMART MICHAEL A
4,697 +4349.1%
14.24
US$66,873 		4,697 +4349.1% 14.24 US$66,873
2019-04-15 2019-04-12 S Sale
3.1
SMART MICHAEL A
367 -77.3%
14.95
US$5,487 		367 -77.3% 14.95 US$5,487
2019-04-15 2019-04-11 S Sale
3.1
SMART MICHAEL A
1,033 -68.5%
15.00
US$15,495 		1,033 -68.5% 15.00 US$15,495
2019-02-13 2019-02-13 S Sale
3.1
SMART MICHAEL A
Non-Executive Director
1,500 -49.9%
14.50
US$21,750 		1,500 -49.9% 14.50 US$21,750
2019-01-16 2019-01-16 B Purchase
3.7
MAITLAND TRACY V

Chairman, President & CEO

Executive Director
21,000 +13.4%
13.61
US$285,762 		21,000 +13.4% 13.61 US$285,762
2019-01-16 2019-01-16 B Purchase
3.5
ADVENT CAPITAL MANAGEMENT /DE/
21,000 +18.3%
13.61
US$285,762 		21,000 +18.3% 13.61 US$285,762
2019-01-11 2019-01-09 B Purchase
3.7
MAITLAND TRACY V

Chairman, President & CEO

Executive Director
15,000 +10.6%
13.53
US$203,010 		15,000 +10.6% 13.53 US$203,010
2019-01-11 2019-01-09 B Purchase
3.5
ADVENT CAPITAL MANAGEMENT /DE/
15,000 +15.0%
13.53
US$203,010 		15,000 +15.0% 13.53 US$203,010
2018-12-31 2018-12-28 S Sale SMART MICHAEL A Non-Executive Director
140 -4.5%
12.43
US$1,741 		140 -4.5% 12.43 US$1,741
2018-12-28 2018-12-28 B Purchase MEDINA DEREK Non-Executive Director
2,500 +55.6%
12.55
US$31,375 		2,500 +55.6% 12.55 US$31,375
2018-12-28 2018-12-28 B Purchase MEDINA DEREK Non-Executive Director
100 +2.3%
12.56
US$1,256 		100 +2.3% 12.56 US$1,256
2018-12-28 2018-12-28 B Purchase MEDINA DEREK Non-Executive Director
1,499 +51.7%
12.57
US$18,842 		1,499 +51.7% 12.57 US$18,842
2018-12-27 2018-12-27 S Sale SMART MICHAEL A Non-Executive Director
260 -7.6%
12.28
US$3,193 		260 -7.6% 12.28 US$3,193
2018-12-27 2018-12-26 S Sale SMART MICHAEL A Non-Executive Director
240 -6.6%
12.27
US$2,944 		240 -6.6% 12.27 US$2,944
2018-10-12 2018-10-10 B Purchase MAITLAND TRACY V

Chairman, President & CEO

Executive Director
20,000 +16.5%
14.70
US$293,958 		20,000 +16.5% 14.70 US$293,958
2018-10-12 2018-10-10 B Purchase ADVENT CAPITAL MANAGEMENT /DE/
20,000 +25.0%
14.70
US$293,958 		20,000 +25.0% 14.70 US$293,958
2018-10-01 2018-09-27 B Purchase MAITLAND TRACY V

Chairman, President & CEO

Executive Director
6,000 +5.2%
15.69
US$94,154 		6,000 +5.2% 15.69 US$94,154
2018-10-01 2018-09-27 B Purchase ADVENT CAPITAL MANAGEMENT /DE/
6,000 +8.1%
15.69
US$94,154 		6,000 +8.1% 15.69 US$94,154
2018-09-11 2018-09-10 B Purchase ADVENT CAPITAL MANAGEMENT /DE/
12,000 +19.4%
15.71
US$188,464 		12,000 +19.4% 15.71 US$188,464
2018-09-11 2018-09-10 B Purchase MAITLAND TRACY V

Chairman, President & CEO

Executive Director
12,000 +11.6%
15.71
US$188,464 		12,000 +11.6% 15.71 US$188,464
2018-09-11 2018-09-07 B Purchase ADVENT CAPITAL MANAGEMENT /DE/
12,000 +24.0%
15.70
US$188,370 		12,000 +24.0% 15.70 US$188,370
2018-09-11 2018-09-07 B Purchase MAITLAND TRACY V

Chairman, President & CEO

Executive Director
12,000 +13.2%
15.70
US$188,370 		12,000 +13.2% 15.70 US$188,370
2018-09-07 2018-09-06 B Purchase
3.7
SEIZERT GERALD L
Non-Executive Director
1,700 +1.2%
15.66
US$26,617 		1,700 +1.2% 15.66 US$26,617
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