Regulation

Frequently asked questions about regulation

What is a 10b5-1 trading plan?

A Rule 10b5-1 trading plan is a contract, instruction, or written plan that can provide an affirmative defense against insider trading liability if it is …

What is a closed period under MAR?

Under the Market Abuse Regulation (**MAR**), a **closed period** is the **30 calendar days before the announcement of an interim financial report or a year-end …