SIT INVESTMENT ASSOCIATES INC

• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Activity signal Earnings

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other

Notification date	Transaction date	Company	B/S Transaction type	Nb. shares Price Value	Number of shares	Price	Value	Details
2020-10-05	2020-09-28	ETF Managers Group Commodity Trust I (RISE)	S Sale	29,316 -28.4% 401.70 US$4,768,430	29,316 -28.4%	401.70	US$4,768,430
2020-10-05	2020-09-28	ETF Managers Group Commodity Trust I (RISE)	S Sale	26,633 -23.6% 382.26 US$3,862,074	26,633 -23.6%	382.26	US$3,862,074