|
2008-05-14 |
2008-05-09 |
B
Purchase
|
GOLDMAN SACHS GROUP INC
See FN (1) (2) (3) (4) (5)
|
98,723
-48.7%
87.83
US$1,758,353
|
98,723
-48.7%
|
87.83
|
US$1,758,353
|
|
|
2008-05-13 |
2008-05-09 |
S
Sale
|
Auten Harrell J III
VP, Sales and Marketing
Officer
|
15,113
+0.6%
359.79
US$3,458,451
|
15,113
+0.6%
|
359.79
|
US$3,458,451
|
|
|
2008-05-13 |
2008-05-09 |
S
Sale
|
HABETS HARRY M
Chief Operating Officer
Officer
|
96,090
-23.3%
499.24
US$1,900,018
|
96,090
-23.3%
|
499.24
|
US$1,900,018
|
|
|
2008-05-13 |
2008-05-09 |
S
Sale
|
POOLE LONNIE C III
VP of Corp. Development
Officer
Large shareholder
|
245,812
-100.0%
38.00
US$9,340,856
|
245,812
-100.0%
|
38.00
|
US$9,340,856
|
|
|
2008-05-13 |
2008-05-09 |
S
Sale
|
POOLE LONNIE C III
VP of Corp. Development
Officer
Large shareholder
|
517,226
-100.0%
38.00
US$19,654,588
|
517,226
-100.0%
|
38.00
|
US$19,654,588
|
|
|
2008-05-13 |
2008-05-09 |
S
Sale
|
POOLE LONNIE C III
VP of Corp. Development
Officer
Large shareholder
|
411,410
-100.0%
38.00
US$15,633,580
|
411,410
-100.0%
|
38.00
|
US$15,633,580
|
|
|
2008-05-13 |
2008-05-09 |
S
Sale
|
POOLE LONNIE C III
VP of Corp. Development
Officer
Large shareholder
|
7,830
-100.0%
38.00
US$297,540
|
7,830
-100.0%
|
38.00
|
US$297,540
|
|
|
2008-05-13 |
2008-05-09 |
S
Sale
|
POOLE LONNIE C III
VP of Corp. Development
Officer
Large shareholder
|
350,000
-100.0%
38.00
US$13,300,000
|
350,000
-100.0%
|
38.00
|
US$13,300,000
|
|
|
2008-05-13 |
2008-05-09 |
S
Sale
|
POOLE LONNIE C III
VP of Corp. Development
Officer
Large shareholder
|
28,536
-100.0%
38.00
US$1,084,368
|
28,536
-100.0%
|
38.00
|
US$1,084,368
|
|
|
2008-05-13 |
2008-05-09 |
S
Sale
|
POOLE LONNIE C III
VP of Corp. Development
Officer
Large shareholder
|
695,864
-100.0%
38.00
US$26,442,832
|
695,864
-100.0%
|
38.00
|
US$26,442,832
|
|
|
2008-05-13 |
2008-05-09 |
S
Sale
|
GRISSOM D STEPHEN
Chief Financial Officer
Officer
|
7,915
-100.0%
38.00
US$300,770
|
7,915
-100.0%
|
38.00
|
US$300,770
|
|
|
2008-05-13 |
2008-05-09 |
S
Sale
|
Lonnie C. Poole, III Irrevocable Trust (Tailwalker Non-GST Trust)
Member-13(d)(3) Group
|
411,410
-100.0%
38.00
US$15,633,580
|
411,410
-100.0%
|
38.00
|
US$15,633,580
|
|
|
2008-05-13 |
2008-05-09 |
S
Sale
|
POOLE LONNIE C JR
Non-Executive Director
Large shareholder
|
1,100,000
-100.0%
38.00
US$41,800,000
|
1,100,000
-100.0%
|
38.00
|
US$41,800,000
|
|
|
2008-05-13 |
2008-05-09 |
S
Sale
|
POOLE LONNIE C JR
Non-Executive Director
Large shareholder
|
441,930
-100.0%
38.00
US$16,793,340
|
441,930
-100.0%
|
38.00
|
US$16,793,340
|
|
|
2008-05-13 |
2008-05-09 |
S
Sale
|
POOLE LONNIE C JR
Non-Executive Director
Large shareholder
|
350,000
-100.0%
38.00
US$13,300,000
|
350,000
-100.0%
|
38.00
|
US$13,300,000
|
|
|
2008-05-13 |
2008-05-09 |
S
Sale
|
POOLE LONNIE C JR
Non-Executive Director
Large shareholder
|
695,864
-100.0%
38.00
US$26,442,832
|
695,864
-100.0%
|
38.00
|
US$26,442,832
|
|
|
2008-05-13 |
2008-05-09 |
S
Sale
|
POOLE LONNIE C JR
Non-Executive Director
Large shareholder
|
695,865
-100.0%
38.00
US$26,442,870
|
695,865
-100.0%
|
38.00
|
US$26,442,870
|
|
|
2008-05-13 |
2008-05-09 |
S
Sale
|
POOLE LONNIE C JR
Non-Executive Director
Large shareholder
|
30,168
-100.0%
38.00
US$1,146,384
|
30,168
-100.0%
|
38.00
|
US$1,146,384
|
|
|
2008-05-13 |
2008-05-09 |
S
Sale
|
POOLE SCOTT J
Large shareholder
|
411,410
-100.0%
38.00
US$15,633,580
|
411,410
-100.0%
|
38.00
|
US$15,633,580
|
|
|
2008-05-13 |
2008-05-09 |
S
Sale
|
POOLE SCOTT J
Large shareholder
|
28,536
-100.0%
38.00
US$1,084,368
|
28,536
-100.0%
|
38.00
|
US$1,084,368
|
|
|
2008-05-13 |
2008-05-09 |
S
Sale
|
POOLE SCOTT J
Large shareholder
|
7,314
-100.0%
38.00
US$277,932
|
7,314
-100.0%
|
38.00
|
US$277,932
|
|
|
2008-05-13 |
2008-05-09 |
S
Sale
|
POOLE SCOTT J
Large shareholder
|
500,000
-100.0%
38.00
US$19,000,000
|
500,000
-100.0%
|
38.00
|
US$19,000,000
|
|
|
2008-05-13 |
2008-05-09 |
S
Sale
|
POOLE SCOTT J
Large shareholder
|
176,280
-100.0%
38.00
US$6,698,640
|
176,280
-100.0%
|
38.00
|
US$6,698,640
|
|
|
2008-05-13 |
2008-05-09 |
S
Sale
|
POOLE SCOTT J
Large shareholder
|
350,000
-100.0%
38.00
US$13,300,000
|
350,000
-100.0%
|
38.00
|
US$13,300,000
|
|
|
2008-05-13 |
2008-05-09 |
S
Sale
|
POOLE SCOTT J
Large shareholder
|
695,865
-100.0%
38.00
US$26,442,870
|
695,865
-100.0%
|
38.00
|
US$26,442,870
|
|
|
2008-05-13 |
2008-05-09 |
S
Sale
|
PERRY JIM W
President/CEO
Executive Director
|
50,000
-100.0%
38.00
US$1,900,000
|
50,000
-100.0%
|
38.00
|
US$1,900,000
|
|
|
2008-05-13 |
2008-05-09 |
S
Sale
|
PERRY JIM W
President/CEO
Executive Director
|
15,000
-100.0%
38.00
US$570,000
|
15,000
-100.0%
|
38.00
|
US$570,000
|
|
|
2008-05-13 |
2008-05-09 |
S
Sale
|
PERRY JIM W
President/CEO
Executive Director
|
935,000
-100.0%
38.00
US$35,530,000
|
935,000
-100.0%
|
38.00
|
US$35,530,000
|
|
|
2008-05-13 |
2008-05-09 |
S
Sale
|
Durham Michael J
VP Admin. and Support Services
Officer
|
493
-100.0%
38.00
US$18,734
|
493
-100.0%
|
38.00
|
US$18,734
|
|
|
2008-05-13 |
2008-05-09 |
S
Sale
|
Damas II Charitable Remainder Unitrust u/a/d 12/13/07
Member-13(d)(3) Group
|
700,000
-100.0%
38.00
US$26,600,000
|
700,000
-100.0%
|
38.00
|
US$26,600,000
|
|
|
2008-05-13 |
2008-05-09 |
S
Sale
|
Auten Harrell J III
VP, Sales and Marketing
Officer
|
11,525
-100.0%
38.00
US$437,950
|
11,525
-100.0%
|
38.00
|
US$437,950
|
|
|
2008-05-13 |
2008-05-09 |
S
Sale
|
HABETS HARRY M
Chief Operating Officer
Officer
|
21,693
-100.0%
38.00
US$824,334
|
21,693
-100.0%
|
38.00
|
US$824,334
|
|
|
2008-05-13 |
2008-05-09 |
S
Sale
|
POOLE LONNIE C III
VP of Corp. Development
Officer
Large shareholder
|
695,865
-100.0%
38.00
US$26,442,870
|
695,865
-100.0%
|
38.00
|
US$26,442,870
|
|
|
2008-05-13 |
2008-05-09 |
S
Sale
|
GRISSOM D STEPHEN
Chief Financial Officer
Officer
|
31,936
-100.0%
38.00
US$1,213,568
|
31,936
-100.0%
|
38.00
|
US$1,213,568
|
|
|
2008-05-13 |
2008-05-09 |
S
Sale
|
Lonnie C. Poole, Jr. Grantor Trust dated May 1, 1995
Member-13(d)(3) Group
|
1,741,729
-100.0%
38.00
US$66,185,702
|
1,741,729
-100.0%
|
38.00
|
US$66,185,702
|
|
|
2008-05-13 |
2008-05-09 |
S
Sale
|
POOLE LONNIE C JR
Non-Executive Director
Large shareholder
|
61,320
-100.0%
38.00
US$2,330,160
|
61,320
-100.0%
|
38.00
|
US$2,330,160
|
|
|
2008-05-13 |
2008-05-09 |
S
Sale
|
POOLE SCOTT J
Large shareholder
|
695,864
-100.0%
38.00
US$26,442,832
|
695,864
-100.0%
|
38.00
|
US$26,442,832
|
|
|
2008-05-13 |
2008-05-09 |
S
Sale
|
PERRY JIM W
President/CEO
Executive Director
|
389,039
-100.0%
38.00
US$14,783,482
|
389,039
-100.0%
|
38.00
|
US$14,783,482
|
|
|
2008-05-13 |
2008-05-09 |
S
Sale
|
Perry 2007 Irrevocable Trust U/A/D December 13, 2007
Member-13(d)(3) Group
|
50,000
-100.0%
38.00
US$1,900,000
|
50,000
-100.0%
|
38.00
|
US$1,900,000
|
|
|
2008-01-14 |
2008-01-10 |
B
Purchase
|
GOLDMAN SACHS GROUP INC/
See footnotes 2, 3 and 4
|
128
+2.9%
35.88
US$4,593
|
128
+2.9%
|
35.88
|
US$4,593
|
|
|
2008-01-14 |
2008-01-10 |
S
Sale
|
GOLDMAN SACHS GROUP INC/
See footnotes 2, 3 and 4
|
100
-2.2%
35.80
US$3,580
|
100
-2.2%
|
35.80
|
US$3,580
|
|
|
2008-01-14 |
2008-01-10 |
S
Sale
|
GOLDMAN SACHS GROUP INC/
See footnotes 2, 3 and 4
|
28
-0.6%
35.79
US$1,002
|
28
-0.6%
|
35.79
|
US$1,002
|
|
|
2007-11-02 |
2007-10-23 |
S
Sale
|
GOLDMAN SACHS GROUP INC/
See footnotes 2, 3 and 4
|
71
-1.6%
36.22
US$2,572
|
71
-1.6%
|
36.22
|
US$2,572
|
|
|
2007-11-02 |
2007-10-23 |
B
Purchase
|
GOLDMAN SACHS GROUP INC/
See footnotes 2, 3 and 4
|
71
+1.6%
35.13
US$2,494
|
71
+1.6%
|
35.13
|
US$2,494
|
|
|
2007-11-02 |
2007-10-23 |
S
Sale
|
GOLDMAN SACHS GROUP INC/
See footnotes 2, 3 and 4
|
48
-1.1%
28.82
US$1,383
|
48
-1.1%
|
28.82
|
US$1,383
|
|
|
2007-11-02 |
2007-10-23 |
B
Purchase
|
GOLDMAN SACHS GROUP INC/
See footnotes 2, 3 and 4
|
48
+1.1%
28.82
US$1,383
|
48
+1.1%
|
28.82
|
US$1,383
|
|
|
2007-03-15 |
2007-03-14 |
B
Purchase
|
GRISSOM D STEPHEN
Chief Financial Officer
Officer
|
1,000
+3.3%
25.20
US$25,200
|
1,000
+3.3%
|
25.20
|
US$25,200
|
|
|
2007-03-13 |
2007-03-12 |
S
Sale
|
Auten Harrell J III
VP, Sales and Marketing
Officer
|
2,235
-24.2%
25.39
US$56,747
|
2,235
-24.2%
|
25.39
|
US$56,747
|
|
|
2007-03-06 |
2007-03-06 |
B
Purchase
|
Durham Michael J
VP Admin. and Support Services
Officer
|
300
+100.0%
25.60
US$7,680
|
300
+100.0%
|
25.60
|
US$7,680
|
|
|
2006-12-18 |
2006-12-15 |
S
Sale
|
PERRY JIM W
President/CEO
Executive Director
Large shareholder
|
5,538
-0.4%
31.10
US$172,232
|
5,538
-0.4%
|
31.10
|
US$172,232
|
|
|
2006-12-14 |
2006-12-13 |
S
Sale
|
POOLE LONNIE C III
VP of Corp. Development
Officer
Large shareholder
|
2,000
-0.3%
31.35
US$62,700
|
2,000
-0.3%
|
31.35
|
US$62,700
|
|
|
2006-12-14 |
2006-12-13 |
S
Sale
|
PERRY JIM W
President/CEO
Executive Director
Large shareholder
|
5,000
-0.4%
31.21
US$156,050
|
5,000
-0.4%
|
31.21
|
US$156,050
|
|
|
2006-12-14 |
2006-12-13 |
S
Sale
|
POOLE SCOTT J
Large shareholder
|
10,000
-1.5%
30.76
US$307,600
|
10,000
-1.5%
|
30.76
|
US$307,600
|
|
|
2006-12-12 |
2006-12-11 |
S
Sale
|
POOLE LONNIE C III
VP of Corp. Development
Officer
Large shareholder
|
2,000
-0.3%
31.23
US$62,460
|
2,000
-0.3%
|
31.23
|
US$62,460
|
|
|
2006-12-12 |
2006-12-11 |
S
Sale
|
PERRY JIM W
President/CEO
Executive Director
Large shareholder
|
2,000
-0.1%
31.49
US$62,980
|
2,000
-0.1%
|
31.49
|
US$62,980
|
|
|
2006-12-11 |
2006-12-08 |
S
Sale
|
PERRY JIM W
President/CEO
Executive Director
Large shareholder
|
3,000
-0.2%
30.88
US$92,640
|
3,000
-0.2%
|
30.88
|
US$92,640
|
|
|
2006-12-11 |
2006-12-08 |
S
Sale
|
POOLE LONNIE C III
VP of Corp. Development
Officer
Large shareholder
|
1,000
-0.1%
31.14
US$31,140
|
1,000
-0.1%
|
31.14
|
US$31,140
|
|
|
2006-12-08 |
2006-12-07 |
S
Sale
|
PERRY JIM W
President/CEO
Executive Director
Large shareholder
|
2,300
-0.2%
30.26
US$69,598
|
2,300
-0.2%
|
30.26
|
US$69,598
|
|
|
2006-12-06 |
2006-12-05 |
S
Sale
|
PERRY JIM W
President/CEO
Executive Director
Large shareholder
|
2,700
-0.2%
30.29
US$81,783
|
2,700
-0.2%
|
30.29
|
US$81,783
|
|
|
2006-11-30 |
2006-11-30 |
S
Sale
|
GRISSOM D STEPHEN
Chief Financial Officer
Officer
|
1,400
-4.8%
30.71
US$42,994
|
1,400
-4.8%
|
30.71
|
US$42,994
|
|
|
2006-11-29 |
2006-11-28 |
B
Purchase
|
Durham Michael J
VP Admin. and Support Services
Officer
|
283
+1664.7%
28.20
US$7,981
|
283
+1664.7%
|
28.20
|
US$7,981
|
|
|
2006-11-29 |
2006-11-27 |
B
Purchase
|
Durham Michael J
VP Admin. and Support Services
Officer
|
17
+inf%
28.50
US$484
|
17
+inf%
|
28.50
|
US$484
|
|
|
2006-11-24 |
2006-11-22 |
S
Sale
|
PERRY JIM W
President/CEO
Executive Director
Large shareholder
|
3,000
-0.2%
29.90
US$89,700
|
3,000
-0.2%
|
29.90
|
US$89,700
|
|
|
2006-11-24 |
2006-11-22 |
S
Sale
|
Auten Harrell J III
VP, Sales and Marketing
Officer
|
2,000
-22.2%
30.04
US$60,080
|
2,000
-22.2%
|
30.04
|
US$60,080
|
|
|
2006-11-17 |
2006-11-16 |
S
Sale
|
PERRY JIM W
President/CEO
Executive Director
Large shareholder
|
5,578
-0.4%
30.30
US$169,013
|
5,578
-0.4%
|
30.30
|
US$169,013
|
|
|
2006-11-16 |
2006-11-15 |
S
Sale
|
POOLE SCOTT J
Large shareholder
|
10,000
-1.4%
30.00
US$300,000
|
10,000
-1.4%
|
30.00
|
US$300,000
|
|
|
2006-11-16 |
2006-11-15 |
S
Sale
|
PERRY JIM W
President/CEO
Executive Director
Large shareholder
|
5,563
-0.4%
30.26
US$168,336
|
5,563
-0.4%
|
30.26
|
US$168,336
|
|
|
2006-11-15 |
2006-11-14 |
S
Sale
|
PERRY JIM W
President/CEO
Executive Director
Large shareholder
|
5,859
-0.4%
30.15
US$176,649
|
5,859
-0.4%
|
30.15
|
US$176,649
|
|
|
2006-11-15 |
2006-11-13 |
S
Sale
|
HABETS HARRY M
Chief Operating Officer
Officer
|
5,000
-26.6%
29.02
US$145,115
|
5,000
-26.6%
|
29.02
|
US$145,115
|
|
|
2006-11-15 |
2006-11-10 |
S
Sale
|
HABETS HARRY M
Chief Operating Officer
Officer
|
6,450
-25.5%
29.74
US$191,823
|
6,450
-25.5%
|
29.74
|
US$191,823
|
|
|
2006-11-13 |
2006-11-09 |
S
Sale
|
POOLE LONNIE C JR
Non-Executive Director
Large shareholder
|
100,000
-62.0%
30.01
US$3,001,000
|
100,000
-62.0%
|
30.01
|
US$3,001,000
|
|
|
2006-11-13 |
2006-11-09 |
S
Sale
|
HABETS HARRY M
Chief Operating Officer
Officer
|
8,265
-24.7%
30.02
US$248,115
|
8,265
-24.7%
|
30.02
|
US$248,115
|
|
|
2006-11-13 |
2006-11-08 |
S
Sale
|
PERRY JIM W
President/CEO
Executive Director
Large shareholder
|
15,000
-1.1%
29.90
US$448,500
|
15,000
-1.1%
|
29.90
|
US$448,500
|
|
|
2006-11-13 |
2006-11-08 |
S
Sale
|
POOLE LONNIE C JR
Non-Executive Director
Large shareholder
|
28,000
-14.8%
29.27
US$819,560
|
28,000
-14.8%
|
29.27
|
US$819,560
|
|
|
2006-11-09 |
2006-11-08 |
S
Sale
|
GRISSOM D STEPHEN
Chief Financial Officer
Officer
|
2,000
-6.4%
29.50
US$59,000
|
2,000
-6.4%
|
29.50
|
US$59,000
|
|