United States Collective Investments

Source Capital Inc (SOR)

Track

Track

Ticker: SOR Exchange: NYS
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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Buy signal Sell signal Earnings
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Top insiders
Trades
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other
2.6
Brown Sandra Non-Executive Director
Transaction date
Purchase
Price
374.05
Quantity 89,601 +45.9%
Value US$4,835,844
2.6
Brown Sandra Non-Executive Director
Transaction date
Purchase
Price
228.69
Quantity 90,890 -6.9%
Value US$4,879,478
2.6
Brown Sandra Non-Executive Director
Transaction date
Sale
Price
489.83
Quantity 46,779 -9.5%
Value US$1,215,845
2.6
Brown Sandra Director Non-Executive Director
Transaction date
Proposed sale
Price
40.25
Quantity 62
Value US$2,496
2.6
Brown Sandra Director Non-Executive Director
Transaction date
Proposed sale
Price
40.16
Quantity 1,587
Value US$63,726
3.5
Selmo Brian A. VP & Portfolio Manager Officer
Transaction date
Purchase
Price
37.82
Quantity 400 +8.4%
Value US$15,128
3.3
Lipson Mark L. Non-Executive Director
Transaction date
Purchase
Price
37.90
Quantity 1,315 +24.1%
Value US$49,838
3.0
LEGGIO RYAN A. Vice President - Strategy Officer
Transaction date
Purchase
Price
37.81
Quantity 500 +12.5%
Value US$18,905
3.3
Lipson Mark L. Non-Executive Director
Transaction date
Purchase
Price
35.64
Quantity 1,400 +34.6%
Value US$49,892
3.3
Lipson Mark L. Non-Executive Director
Transaction date
Purchase
Price
37.84
Quantity 1,025 +33.9%
Value US$38,786
3.3
Lipson Mark L. Non-Executive Director
Transaction date
Purchase
Price
37.83
Quantity 100 +3.4%
Value US$3,783
3.3
Lipson Mark L. Non-Executive Director
Transaction date
Purchase
Price
37.80
Quantity 200 +7.4%
Value US$7,560
3.0
LEGGIO RYAN A. Vice President - Strategy Officer
Transaction date
Purchase
Price
39.55
Quantity 1,000 +33.3%
Value US$39,550
3.0
LEGGIO RYAN A. Vice President - Strategy Officer
Transaction date
Purchase
Price
42.69
Quantity 300 +11.1%
Value US$12,807
3.0
LEGGIO RYAN A. Vice President - Strategy Officer
Transaction date
Purchase
Price
45.60
Quantity 571 +50.6%
Value US$26,038
3.0
LEGGIO RYAN A. Vice President - Strategy Officer
Transaction date
Purchase
Price
45.56
Quantity 429 +61.3%
Value US$19,545
2.6
Brown Sandra Non-Executive Director
Transaction date
Purchase
Price
45.70
Quantity 600 +88.0%
Value US$27,420
2.7
ATTEBERRY THOMAS H VP & Portfolio Manager Officer
Transaction date
Purchase
Price
36.92
Quantity 919 +11.3%
Value US$33,929
3.3
Lipson Mark L. Non-Executive Director
Transaction date
Purchase
Price
37.10
Quantity 1,401 +106.1%
Value US$51,977
3.5
Selmo Brian A. VP & Portfolio Manager Officer
Transaction date
Purchase
Price
36.90
Quantity 395 +7.0%
Value US$14,576
2.7
ATTEBERRY THOMAS H VP & Portfolio Manager Officer
Transaction date
Purchase
Price
37.01
Quantity 1,725 +27.0%
Value US$63,842
2.9
ATWOOD J RICHARD President Executive Director
Transaction date
Purchase
Price
37.25
Quantity 2,000 +7.7%
Value US$74,500
2.2
Landecker Mark VP & Portfolio Manager Officer
Transaction date
Purchase
Price
37.37
Quantity 3,000 +inf%
Value US$112,110
3.3
OSBORNE ALFRED E JR Non-Executive Director
Transaction date
Purchase
Price
36.88
Quantity 750 +300.0%
Value US$27,662
2.9
ATWOOD J RICHARD President Executive Director
Transaction date
Purchase
Price
36.75
Quantity 1,000 +4.0%
Value US$36,750
2.7
ATTEBERRY THOMAS H VP & Portfolio Manager Officer
Transaction date
Purchase
Price
36.04
Quantity 100 +2.2%
Value US$3,604
2.9
ATWOOD J RICHARD President Executive Director
Transaction date
Purchase
Price
35.88
Quantity 1,100 +4.6%
Value US$39,462
3.8
ROMICK STEVEN T VP & Portfolio Manager Officer
Transaction date
Purchase
Price
36.24
Quantity 2,000 +7.4%
Value US$72,480
3.8
ROMICK STEVEN T VP & Portfolio Manager Officer
Transaction date
Purchase
Price
36.59
Quantity 225 +0.8%
Value US$8,233
2.9
ATWOOD J RICHARD President Executive Director
Transaction date
Purchase
Price
36.18
Quantity 2,000 +9.2%
Value US$72,350
3.8
ROMICK STEVEN T VP & Portfolio Manager Officer
Transaction date
Purchase
Price
36.35
Quantity 1,292 +5.1%
Value US$46,964
3.8
ROMICK STEVEN T VP & Portfolio Manager Officer
Transaction date
Purchase
Price
36.97
Quantity 2,000 +8.5%
Value US$73,940
3.8
ROMICK STEVEN T VP & Portfolio Manager Officer
Transaction date
Purchase
Price
36.99
Quantity 809 +3.6%
Value US$29,925
2.6
Brown Sandra Non-Executive Director
Transaction date
Purchase
Price
37.46
Quantity 265 +63.5%
Value US$9,927
2.1
PISANO A ROBERT Non-Executive Director
Transaction date
Purchase
Price
34.73
Quantity 750 +inf%
Value US$26,048
3.8
ROMICK STEVEN T VP & Portfolio Manager Officer
Transaction date
Purchase
Price
28.56
Quantity 1,750 +8.3%
Value US$49,977
3.0
LEGGIO RYAN A.
Transaction date
Purchase
Price
26.44
Quantity 300 +120.0%
Value US$7,931
3.8
ROMICK STEVEN T VP & Portfolio Manager Officer
Transaction date
Purchase
Price
28.90
Quantity 5,686 +37.1%
Value US$164,308
3.8
ROMICK STEVEN T VP & Portfolio Manager Officer
Transaction date
Purchase
Price
31.02
Quantity 7,114 +86.8%
Value US$220,697
3.5
Selmo Brian A. VP & Portfolio Manager Officer
Transaction date
Purchase
Price
30.86
Quantity 4,200 +inf%
Value US$129,608
3.8
ROMICK STEVEN T VP & Portfolio Manager
Transaction date
Purchase
Price
35.92
Quantity 6,535 +392.5%
Value US$234,721
3.0
LEGGIO RYAN A.
Transaction date
Purchase
Price
36.11
Quantity 250 +inf%
Value US$9,028
3.8
ROMICK STEVEN T VP & Portfolio Manager
Transaction date
Purchase
Price
35.98
Quantity 1,665 +inf%
Value US$59,900
2.6
Brown Sandra
Transaction date
Purchase
Price
36.08
Quantity 417 +inf%
Value US$15,045
2.1
PISANO A ROBERT Non-Executive Director
Transaction date
Sale
Price
35.76
Quantity 750 -100.0%
Value US$26,820
Lipson Mark L.
Transaction date
Purchase
Price
40.94
Quantity 610 +85.9%
Value US$24,973
ATTEBERRY THOMAS H Vice President
Transaction date
Purchase
Price
40.41
Quantity 1,000 +28.6%
Value US$40,410
PATWARDHAN ABHIJEET V. Vice President
Transaction date
Purchase
Price
40.36
Quantity 270 +216.0%
Value US$10,897
ATTEBERRY THOMAS H Vice President
Transaction date
Purchase
Price
40.35
Quantity 1,500 +75.0%
Value US$60,526
ATTEBERRY THOMAS H Vice President
Transaction date
Purchase
Price
40.08
Quantity 1,000 +100.0%
Value US$40,082
PATWARDHAN ABHIJEET V. Vice President
Transaction date
Purchase
Price
39.70
Quantity 125 +inf%
Value US$4,962
Lipson Mark L. Non-Executive Director
Transaction date
Purchase
Price
35.55
Quantity 510 +255.0%
Value US$18,128
Lipson Mark L. Non-Executive Director
Transaction date
Purchase
Price
35.54
Quantity 200 +inf%
Value US$7,108
PISANO A ROBERT Non-Executive Director
Transaction date
Purchase
Price
69.63
Quantity 750 +inf%
Value US$52,222
OSBORNE ALFRED E JR Non-Executive Director
Transaction date
Purchase
Price
69.13
Quantity 250 +inf%
Value US$17,282
RUDNICK ALLAN M Non-Executive Director
Transaction date
Purchase
Price
65.88
Quantity 743 +70.3%
Value US$48,949
ATTEBERRY THOMAS H Partner of inv co's inv adv
Transaction date
Purchase
Price
64.07
Quantity 500 +100.0%
Value US$32,035
REES DAVID Non-Executive Director
Transaction date
Purchase
Price
63.76
Quantity 600 +6.3%
Value US$38,255
ENDE ERIC S President & CIO Executive Director
Transaction date
Purchase
Price
48.65
Quantity 100 +5.7%
Value US$4,865
RUDNICK ALLAN M Non-Executive Director
Transaction date
Purchase
Price
51.65
Quantity 500 +inf%
Value US$25,826
RUDNICK ALLAN M Non-Executive Director
Transaction date
Purchase
Price
51.75
Quantity 1,057 +inf%
Value US$54,702
ENDE ERIC S President & CIO Executive Director
Transaction date
Purchase
Price
43.97
Quantity 150 +9.4%
Value US$6,595
ENDE ERIC S President & CIO Executive Director
Transaction date
Purchase
Price
49.89
Quantity 100 +6.7%
Value US$4,989
ONEIL STEPHEN W Officer of Inv co's inv adv
Transaction date
Purchase
Price
35.00
Quantity 1,500 +25.0%
Value US$52,500
ENDE ERIC S President & CIO Executive Director
Transaction date
Purchase
Price
54.25
Quantity 100 +7.1%
Value US$5,425
ONEIL STEPHEN W Officer of Inv co's inv adv
Transaction date
Purchase
Price
34.55
Quantity 1,073 +21.8%
Value US$37,072
ONEIL STEPHEN W Officer of Inv co's inv adv
Transaction date
Purchase
Price
34.25
Quantity 427 +9.5%
Value US$14,625
ENDE ERIC S President & CIO Executive Director
Transaction date
Purchase
Price
40.94
Quantity 100 +7.7%
Value US$4,094
ALTMAN WILLARD H JR Non-Executive Director
Transaction date
Purchase
Price
43.75
Quantity 100 +11.0%
Value US$4,375
ATTEBERRY THOMAS H partner of inv co's inv adv
Transaction date
Purchase
Price
46.16
Quantity 500 +inf%
Value US$23,080
ALTMAN WILLARD H JR Non-Executive Director
Transaction date
Purchase
Price
46.00
Quantity 100 +12.3%
Value US$4,600
ENDE ERIC S President & CIO Executive Director
Transaction date
Purchase
Price
41.00
Quantity 100 +8.3%
Value US$4,100
ENDE ERIC S President & CIO Executive Director
Transaction date
Purchase
Price
40.47
Quantity 100 +9.1%
Value US$4,047
ENDE ERIC S President & CIO Executive Director
Transaction date
Purchase
Price
38.03
Quantity 100 +10.0%
Value US$3,803
ENDE ERIC S President & CIO Executive Director
Transaction date
Purchase
Price
22.75
Quantity 300 +42.9%
Value US$6,825
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Price Value Details
2024-02-05 2024-02-01 B Purchase
2.6
Brown Sandra
Non-Executive Director
89,601 +45.9%
374.05
US$4,835,844 		89,601 +45.9% 374.05 US$4,835,844
2024-02-05 2024-02-01 B Purchase
2.6
Brown Sandra
Non-Executive Director
90,890 -6.9%
228.69
US$4,879,478 		90,890 -6.9% 228.69 US$4,879,478
2024-02-05 2024-02-01 S Sale
2.6
Brown Sandra
Non-Executive Director
46,779 -9.5%
489.83
US$1,215,845 		46,779 -9.5% 489.83 US$1,215,845
2024-02-01 2024-02-01 PrS Proposed sale
2.6
Brown Sandra

Director

Non-Executive Director
62
40.25
US$2,496 		62 40.25 US$2,496
2024-02-01 2024-02-01 PrS Proposed sale
2.6
Brown Sandra

Director

Non-Executive Director
1,587
40.16
US$63,726 		1,587 40.16 US$63,726
2023-06-05 2023-06-01 B Purchase
3.5
Selmo Brian A.

VP & Portfolio Manager

Officer
400 +8.4%
37.82
US$15,128 		400 +8.4% 37.82 US$15,128
2023-06-02 2023-06-01 B Purchase
3.3
Lipson Mark L.
Non-Executive Director
1,315 +24.1%
37.90
US$49,838 		1,315 +24.1% 37.90 US$49,838
2023-04-05 2023-04-03 B Purchase
3.0
LEGGIO RYAN A.

Vice President - Strategy

Officer
500 +12.5%
37.81
US$18,905 		500 +12.5% 37.81 US$18,905
2022-10-05 2022-10-03 B Purchase
3.3
Lipson Mark L.
Non-Executive Director
1,400 +34.6%
35.64
US$49,892 		1,400 +34.6% 35.64 US$49,892
2022-07-01 2022-07-01 B Purchase
3.3
Lipson Mark L.
Non-Executive Director
1,025 +33.9%
37.84
US$38,786 		1,025 +33.9% 37.84 US$38,786
2022-07-01 2022-07-01 B Purchase
3.3
Lipson Mark L.
Non-Executive Director
100 +3.4%
37.83
US$3,783 		100 +3.4% 37.83 US$3,783
2022-07-01 2022-07-01 B Purchase
3.3
Lipson Mark L.
Non-Executive Director
200 +7.4%
37.80
US$7,560 		200 +7.4% 37.80 US$7,560
2022-06-03 2022-06-02 B Purchase
3.0
LEGGIO RYAN A.

Vice President - Strategy

Officer
1,000 +33.3%
39.55
US$39,550 		1,000 +33.3% 39.55 US$39,550
2022-02-02 2022-02-01 B Purchase
3.0
LEGGIO RYAN A.

Vice President - Strategy

Officer
300 +11.1%
42.69
US$12,807 		300 +11.1% 42.69 US$12,807
2021-06-03 2021-06-01 B Purchase
3.0
LEGGIO RYAN A.

Vice President - Strategy

Officer
571 +50.6%
45.60
US$26,038 		571 +50.6% 45.60 US$26,038
2021-06-02 2021-06-01 B Purchase
3.0
LEGGIO RYAN A.

Vice President - Strategy

Officer
429 +61.3%
45.56
US$19,545 		429 +61.3% 45.56 US$19,545
2021-06-02 2021-06-01 B Purchase
2.6
Brown Sandra
Non-Executive Director
600 +88.0%
45.70
US$27,420 		600 +88.0% 45.70 US$27,420
2020-10-05 2020-10-02 B Purchase
2.7
ATTEBERRY THOMAS H

VP & Portfolio Manager

Officer
919 +11.3%
36.92
US$33,929 		919 +11.3% 36.92 US$33,929
2020-10-02 2020-10-01 B Purchase
3.3
Lipson Mark L.
Non-Executive Director
1,401 +106.1%
37.10
US$51,977 		1,401 +106.1% 37.10 US$51,977
2020-10-02 2020-10-01 B Purchase
3.5
Selmo Brian A.

VP & Portfolio Manager

Officer
395 +7.0%
36.90
US$14,576 		395 +7.0% 36.90 US$14,576
2020-10-02 2020-10-01 B Purchase
2.7
ATTEBERRY THOMAS H

VP & Portfolio Manager

Officer
1,725 +27.0%
37.01
US$63,842 		1,725 +27.0% 37.01 US$63,842
2020-10-01 2020-09-30 B Purchase
2.9
ATWOOD J RICHARD

President

Executive Director
2,000 +7.7%
37.25
US$74,500 		2,000 +7.7% 37.25 US$74,500
2020-10-01 2020-09-30 B Purchase
2.2
Landecker Mark

VP & Portfolio Manager

Officer
3,000 +inf%
37.37
US$112,110 		3,000 +inf% 37.37 US$112,110
2020-09-29 2020-09-28 B Purchase
3.3
OSBORNE ALFRED E JR
Non-Executive Director
750 +300.0%
36.88
US$27,662 		750 +300.0% 36.88 US$27,662
2020-09-29 2020-09-28 B Purchase
2.9
ATWOOD J RICHARD

President

Executive Director
1,000 +4.0%
36.75
US$36,750 		1,000 +4.0% 36.75 US$36,750
2020-09-28 2020-09-25 B Purchase
2.7
ATTEBERRY THOMAS H

VP & Portfolio Manager

Officer
100 +2.2%
36.04
US$3,604 		100 +2.2% 36.04 US$3,604
2020-09-28 2020-09-25 B Purchase
2.9
ATWOOD J RICHARD

President

Executive Director
1,100 +4.6%
35.88
US$39,462 		1,100 +4.6% 35.88 US$39,462
2020-09-28 2020-09-24 B Purchase
3.8
ROMICK STEVEN T

VP & Portfolio Manager

Officer
2,000 +7.4%
36.24
US$72,480 		2,000 +7.4% 36.24 US$72,480
2020-09-24 2020-09-23 B Purchase
3.8
ROMICK STEVEN T

VP & Portfolio Manager

Officer
225 +0.8%
36.59
US$8,233 		225 +0.8% 36.59 US$8,233
2020-09-23 2020-09-22 B Purchase
2.9
ATWOOD J RICHARD

President

Executive Director
2,000 +9.2%
36.18
US$72,350 		2,000 +9.2% 36.18 US$72,350
2020-09-23 2020-09-21 B Purchase
3.8
ROMICK STEVEN T

VP & Portfolio Manager

Officer
1,292 +5.1%
36.35
US$46,964 		1,292 +5.1% 36.35 US$46,964
2020-09-22 2020-09-18 B Purchase
3.8
ROMICK STEVEN T

VP & Portfolio Manager

Officer
2,000 +8.5%
36.97
US$73,940 		2,000 +8.5% 36.97 US$73,940
2020-09-21 2020-09-17 B Purchase
3.8
ROMICK STEVEN T

VP & Portfolio Manager

Officer
809 +3.6%
36.99
US$29,925 		809 +3.6% 36.99 US$29,925
2020-09-17 2020-09-17 B Purchase
2.6
Brown Sandra
Non-Executive Director
265 +63.5%
37.46
US$9,927 		265 +63.5% 37.46 US$9,927
2020-06-08 2020-06-05 B Purchase
2.1
PISANO A ROBERT
Non-Executive Director
750 +inf%
34.73
US$26,048 		750 +inf% 34.73 US$26,048
2020-03-26 2020-03-24 B Purchase
3.8
ROMICK STEVEN T

VP & Portfolio Manager

Officer
1,750 +8.3%
28.56
US$49,977 		1,750 +8.3% 28.56 US$49,977
2021-06-02 2020-03-19 B Purchase
3.0
LEGGIO RYAN A.
300 +120.0%
26.44
US$7,931 		300 +120.0% 26.44 US$7,931
2020-03-18 2020-03-16 B Purchase
3.8
ROMICK STEVEN T

VP & Portfolio Manager

Officer
5,686 +37.1%
28.90
US$164,308 		5,686 +37.1% 28.90 US$164,308
2020-03-17 2020-03-13 B Purchase
3.8
ROMICK STEVEN T

VP & Portfolio Manager

Officer
7,114 +86.8%
31.02
US$220,697 		7,114 +86.8% 31.02 US$220,697
2020-03-17 2020-03-13 B Purchase
3.5
Selmo Brian A.

VP & Portfolio Manager

Officer
4,200 +inf%
30.86
US$129,608 		4,200 +inf% 30.86 US$129,608
2019-10-11 2019-10-08 B Purchase
3.8
ROMICK STEVEN T

VP & Portfolio Manager
6,535 +392.5%
35.92
US$234,721 		6,535 +392.5% 35.92 US$234,721
2021-06-02 2019-10-07 B Purchase
3.0
LEGGIO RYAN A.
250 +inf%
36.11
US$9,028 		250 +inf% 36.11 US$9,028
2019-10-09 2019-10-07 B Purchase
3.8
ROMICK STEVEN T

VP & Portfolio Manager
1,665 +inf%
35.98
US$59,900 		1,665 +inf% 35.98 US$59,900
2019-10-08 2019-10-07 B Purchase
2.6
Brown Sandra
417 +inf%
36.08
US$15,045 		417 +inf% 36.08 US$15,045
2020-06-08 2019-09-09 S Sale
2.1
PISANO A ROBERT
Non-Executive Director
750 -100.0%
35.76
US$26,820 		750 -100.0% 35.76 US$26,820
2017-10-19 2017-10-18 B Purchase Lipson Mark L.
610 +85.9%
40.94
US$24,973 		610 +85.9% 40.94 US$24,973
2017-10-04 2017-10-03 B Purchase ATTEBERRY THOMAS H

Vice President
1,000 +28.6%
40.41
US$40,410 		1,000 +28.6% 40.41 US$40,410
2017-10-04 2017-10-03 B Purchase PATWARDHAN ABHIJEET V.

Vice President
270 +216.0%
40.36
US$10,897 		270 +216.0% 40.36 US$10,897
2017-10-03 2017-10-02 B Purchase ATTEBERRY THOMAS H

Vice President
1,500 +75.0%
40.35
US$60,526 		1,500 +75.0% 40.35 US$60,526
2017-09-28 2017-09-26 B Purchase ATTEBERRY THOMAS H

Vice President
1,000 +100.0%
40.08
US$40,082 		1,000 +100.0% 40.08 US$40,082
2017-09-28 2017-09-26 B Purchase PATWARDHAN ABHIJEET V.

Vice President
125 +inf%
39.70
US$4,962 		125 +inf% 39.70 US$4,962
2016-12-06 2016-12-05 B Purchase Lipson Mark L. Non-Executive Director
510 +255.0%
35.55
US$18,128 		510 +255.0% 35.55 US$18,128
2016-12-06 2016-12-05 B Purchase Lipson Mark L. Non-Executive Director
200 +inf%
35.54
US$7,108 		200 +inf% 35.54 US$7,108
2014-06-11 2014-06-09 B Purchase PISANO A ROBERT Non-Executive Director
750 +inf%
69.63
US$52,222 		750 +inf% 69.63 US$52,222
2014-05-14 2014-05-12 B Purchase OSBORNE ALFRED E JR Non-Executive Director
250 +inf%
69.13
US$17,282 		250 +inf% 69.13 US$17,282
2014-02-24 2014-02-11 B Purchase RUDNICK ALLAN M Non-Executive Director
743 +70.3%
65.88
US$48,949 		743 +70.3% 65.88 US$48,949
2013-10-24 2013-10-23 B Purchase ATTEBERRY THOMAS H

Partner of inv co's inv adv
500 +100.0%
64.07
US$32,035 		500 +100.0% 64.07 US$32,035
2013-10-23 2013-10-21 B Purchase REES DAVID Non-Executive Director
600 +6.3%
63.76
US$38,255 		600 +6.3% 63.76 US$38,255
2012-11-19 2012-11-16 B Purchase ENDE ERIC S

President & CIO

Executive Director
100 +5.7%
48.65
US$4,865 		100 +5.7% 48.65 US$4,865
2012-10-22 2012-09-18 B Purchase RUDNICK ALLAN M Non-Executive Director
500 +inf%
51.65
US$25,826 		500 +inf% 51.65 US$25,826
2012-08-22 2012-08-20 B Purchase RUDNICK ALLAN M Non-Executive Director
1,057 +inf%
51.75
US$54,702 		1,057 +inf% 51.75 US$54,702
2011-08-11 2011-08-10 B Purchase ENDE ERIC S

President & CIO

Executive Director
150 +9.4%
43.97
US$6,595 		150 +9.4% 43.97 US$6,595
2011-08-04 2011-08-03 B Purchase ENDE ERIC S

President & CIO

Executive Director
100 +6.7%
49.89
US$4,989 		100 +6.7% 49.89 US$4,989
2011-06-28 2011-06-24 B Purchase ONEIL STEPHEN W

Officer of Inv co's inv adv
1,500 +25.0%
35.00
US$52,500 		1,500 +25.0% 35.00 US$52,500
2011-06-08 2011-06-06 B Purchase ENDE ERIC S

President & CIO

Executive Director
100 +7.1%
54.25
US$5,425 		100 +7.1% 54.25 US$5,425
2011-01-14 2011-01-12 B Purchase ONEIL STEPHEN W

Officer of Inv co's inv adv
1,073 +21.8%
34.55
US$37,072 		1,073 +21.8% 34.55 US$37,072
2010-10-22 2010-10-21 B Purchase ONEIL STEPHEN W

Officer of Inv co's inv adv
427 +9.5%
34.25
US$14,625 		427 +9.5% 34.25 US$14,625
2010-07-02 2010-07-01 B Purchase ENDE ERIC S

President & CIO

Executive Director
100 +7.7%
40.94
US$4,094 		100 +7.7% 40.94 US$4,094
2010-05-24 2010-05-20 B Purchase ALTMAN WILLARD H JR Non-Executive Director
100 +11.0%
43.75
US$4,375 		100 +11.0% 43.75 US$4,375
2010-04-01 2010-03-30 B Purchase ATTEBERRY THOMAS H

partner of inv co's inv adv
500 +inf%
46.16
US$23,080 		500 +inf% 46.16 US$23,080
2010-03-26 2010-03-24 B Purchase ALTMAN WILLARD H JR Non-Executive Director
100 +12.3%
46.00
US$4,600 		100 +12.3% 46.00 US$4,600
2010-02-12 2010-02-11 B Purchase ENDE ERIC S

President & CIO

Executive Director
100 +8.3%
41.00
US$4,100 		100 +8.3% 41.00 US$4,100
2009-10-30 2009-10-28 B Purchase ENDE ERIC S

President & CIO

Executive Director
100 +9.1%
40.47
US$4,047 		100 +9.1% 40.47 US$4,047
2009-08-21 2009-08-19 B Purchase ENDE ERIC S

President & CIO

Executive Director
100 +10.0%
38.03
US$3,803 		100 +10.0% 38.03 US$3,803
2009-03-09 2009-03-06 B Purchase ENDE ERIC S

President & CIO

Executive Director
300 +42.9%
22.75
US$6,825 		300 +42.9% 22.75 US$6,825
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