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United States Insurance

Nassau Companies of New York (PNX)

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Ticker: PNX Exchange: NYQ
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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Activity signal Earnings
Top insiders
Trades
Mulrain John T
EVP, General Counsel & Secreta
6 purchases — total 17,352 USD
Buy 17 May 2012
Value US$460,429.73 | Price 104.77 | Shares 21,100
Buy 17 May 2012
Value US$3,390,056.01 | Price 397.61 | Shares 91,024
Buy 17 May 2012
Value US$2,239.44 | Price 1.72 | Shares 1,302
Buy 17 May 2012
Value US$3,114.00 | Price 1.73 | Shares 1,800
Buy 17 May 2012
Value US$4,692.63 | Price 1.74 | Shares 2,698
Buy 17 May 2012
Value US$5,742.00 | Price 1.74 | Shares 3,300
Buy 15 May 2012
Value US$4,146,493.63 | Price 247.19 | Shares 87,785
Buy 15 May 2012
Value US$2,768,451.35 | Price 109.36 | Shares 22,603
Buy 15 May 2012
Value US$8,373.82 | Price 1.82 | Shares 4,601
Buy 15 May 2012
Value US$16,112.88 | Price 1.84 | Shares 8,757
Buy 15 May 2012
Value US$18,022.70 | Price 1.85 | Shares 9,742
Buy 10 May 2012
Value US$1,480.00 | Price 1.85 | Shares 800
Buy 10 May 2012
Value US$182,865.28 | Price 1.84 | Shares 99,200
Buy 10 May 2012
Value US$67,697.28 | Price 1.84 | Shares 36,800
Buy 4 May 2012
Value US$6,541.50 | Price 1.87 | Shares 3,500
Buy 4 May 2012
Value US$7,560.00 | Price 1.89 | Shares 4,000
Buy 4 May 2012
Value US$7,600.00 | Price 1.90 | Shares 4,000
Buy 4 May 2012
Value US$28,050.00 | Price 1.87 | Shares 15,000
Buy 4 May 2012
Value US$190.50 | Price 1.91 | Shares 100
Buy 4 May 2012
Value US$6,415.69 | Price 1.91 | Shares 3,359
Buy 4 May 2012
Value US$12,558.72 | Price 1.92 | Shares 6,541
Buy 21 Mar 2012
Value US$45,983.70 | Price 2.19 | Shares 21,000
Buy 20 Mar 2012
Value US$33,995.23 | Price 2.20 | Shares 15,477
Buy 6 Mar 2012
Value US$29,911.50 | Price 1.99 | Shares 15,000
Buy 9 Aug 2011
Value US$70,228.00 | Price 1.76 | Shares 40,000
Buy 21 May 2010
Value US$15,392.02 | Price 2.52 | Shares 6,108
Buy 19 May 2010
Value US$6,664.80 | Price 2.70 | Shares 2,470
Sale 12 May 2010
Value US$282.00 | Price 2.82 | Shares 100
Sale 7 Dec 2009
Value US$70,307.08 | Price 2.87 | Shares 24,534
Sale 4 Dec 2009
Value US$1,110,765.75 | Price 2.92 | Shares 380,269
Sale 19 Nov 2009
Value US$12,986.00 | Price 3.02 | Shares 4,300
Sale 18 Nov 2009
Value US$1,324,271.08 | Price 3.19 | Shares 415,132
Sale 16 Nov 2009
Value US$74,454.77 | Price 3.25 | Shares 22,900
Sale 12 Nov 2009
Value US$206,946.21 | Price 3.28 | Shares 63,128
Sale 11 Nov 2009
Value US$284,809.24 | Price 3.26 | Shares 87,499
Planned buy 8 Jul 2009
Value US$3,872.00 | Price 1.21 | Shares 3,200
Planned buy 8 Jul 2009
Value US$5,658.00 | Price 1.23 | Shares 4,600
Planned buy 8 Jul 2009
Value US$7,808.00 | Price 1.22 | Shares 6,400
Planned buy 7 Jul 2009
Value US$1,898.00 | Price 1.46 | Shares 1,300
Planned buy 7 Jul 2009
Value US$10,360.00 | Price 1.48 | Shares 7,000
Planned buy 12 Jun 2009
Value US$849.60 | Price 1.70 | Shares 500
Planned buy 12 Jun 2009
Value US$1,352.00 | Price 1.69 | Shares 800
Planned buy 12 Jun 2009
Value US$1,710.00 | Price 1.71 | Shares 1,000
Planned buy 12 Jun 2009
Value US$2,210.00 | Price 1.70 | Shares 1,300
Planned buy 12 Jun 2009
Value US$3,024.00 | Price 1.68 | Shares 1,800
Planned buy 12 Jun 2009
Value US$3,979.00 | Price 1.73 | Shares 2,300
Planned buy 12 Jun 2009
Value US$5,848.00 | Price 1.72 | Shares 3,400
Planned buy 22 May 2009
Value US$197.99 | Price 1.98 | Shares 100
Planned buy 22 May 2009
Value US$390.00 | Price 1.95 | Shares 200
Planned buy 22 May 2009
Value US$1,568.00 | Price 1.96 | Shares 800
Planned buy 22 May 2009
Value US$3,940.00 | Price 1.97 | Shares 2,000
Planned buy 22 May 2009
Value US$8,557.00 | Price 1.99 | Shares 4,300
Planned buy 21 May 2009
Value US$3,797.53 | Price 2.00 | Shares 1,900
Planned buy 31 Mar 2009
Value US$116.50 | Price 1.17 | Shares 100
Buy 31 Mar 2009
Value US$342.00 | Price 1.14 | Shares 300
Buy 31 Mar 2009
Value US$412.93 | Price 1.19 | Shares 347
Buy 31 Mar 2009
Value US$4,600.00 | Price 1.15 | Shares 4,000
Buy 31 Mar 2009
Value US$22,272.00 | Price 1.16 | Shares 19,200
Buy 31 Mar 2009
Value US$31,766.78 | Price 1.18 | Shares 26,921
Buy 31 Mar 2009
Value US$57,601.44 | Price 1.17 | Shares 49,232
Planned buy 21 Dec 2007
Value US$12,480.00 | Price 12.48 | Shares 1,000
Planned buy 20 Dec 2007
Value US$12,280.00 | Price 12.28 | Shares 1,000
Planned buy 19 Dec 2007
Value US$12,030.00 | Price 12.03 | Shares 1,000
Planned buy 18 Dec 2007
Value US$23,860.00 | Price 11.93 | Shares 2,000
Planned buy 17 Dec 2007
Value US$23,500.00 | Price 11.75 | Shares 2,000
Planned buy 14 Dec 2007
Value US$11,980.00 | Price 11.98 | Shares 1,000
Planned buy 13 Dec 2007
Value US$12,100.00 | Price 12.10 | Shares 1,000
Planned buy 12 Dec 2007
Value US$24,000.00 | Price 12.00 | Shares 2,000
Planned buy 11 Dec 2007
Value US$12,200.00 | Price 12.20 | Shares 1,000
Planned buy 10 Dec 2007
Value US$12,200.00 | Price 12.20 | Shares 1,000
Planned buy 7 Dec 2007
Value US$12,390.00 | Price 12.39 | Shares 1,000
Planned buy 6 Dec 2007
Value US$11,990.00 | Price 11.99 | Shares 1,000
Planned buy 5 Dec 2007
Value US$23,680.00 | Price 11.84 | Shares 2,000
Planned buy 4 Dec 2007
Value US$23,620.00 | Price 11.81 | Shares 2,000
Planned buy 3 Dec 2007
Value US$11,960.00 | Price 11.96 | Shares 1,000
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Price Value Details
2012-05-18 2012-05-17 B Purchase Mulrain John T

EVP, General Counsel & Secreta

Officer
21,100 +43.5%
104.77
US$460,430 		21,100 +43.5% 104.77 US$460,430
2012-05-18 2012-05-17 B Purchase Mulrain John T

EVP, General Counsel & Secreta

Officer
91,024 +2.2%
397.61
US$3,390,056 		91,024 +2.2% 397.61 US$3,390,056
2012-05-18 2012-05-17 B Purchase Mulrain John T

EVP, General Counsel & Secreta

Officer
71,040 +33.2%
147.39
US$2,462,190 		71,040 +33.2% 147.39 US$2,462,190
2012-05-18 2012-05-17 B Purchase Mulrain John T

EVP, General Counsel & Secreta

Officer
1,800 +29.9%
1.73
US$3,114 		1,800 +29.9% 1.73 US$3,114
2012-05-18 2012-05-17 B Purchase Mulrain John T

EVP, General Counsel & Secreta

Officer
2,698 +81.2%
1.74
US$4,693 		2,698 +81.2% 1.74 US$4,693
2012-05-18 2012-05-17 B Purchase Mulrain John T

EVP, General Counsel & Secreta

Officer
3,300 +14347.8%
1.74
US$5,742 		3,300 +14347.8% 1.74 US$5,742
2012-05-16 2012-05-15 B Purchase WILKOS CHRISTOPHER M

EVP, Chief Investment Officer

Officer
100 +0.1%
1.82
US$182 		100 +0.1% 1.82 US$182
2012-05-16 2012-05-15 B Purchase WILKOS CHRISTOPHER M

EVP, Chief Investment Officer

Officer
1,800 +2.7%
1.83
US$3,294 		1,800 +2.7% 1.83 US$3,294
2012-05-16 2012-05-15 B Purchase WILKOS CHRISTOPHER M

EVP, Chief Investment Officer

Officer
4,601 +7.3%
1.82
US$8,374 		4,601 +7.3% 1.82 US$8,374
2012-05-16 2012-05-15 B Purchase WILKOS CHRISTOPHER M

EVP, Chief Investment Officer

Officer
8,757 +16.1%
1.84
US$16,113 		8,757 +16.1% 1.84 US$16,113
2012-05-16 2012-05-15 B Purchase WILKOS CHRISTOPHER M

EVP, Chief Investment Officer

Officer
9,742 +21.8%
1.85
US$18,023 		9,742 +21.8% 1.85 US$18,023
2012-05-11 2012-05-10 B Purchase WEHR JAMES D

President & CEO

Executive Director
800 +0.3%
1.85
US$1,480 		800 +0.3% 1.85 US$1,480
2012-05-11 2012-05-10 B Purchase WEHR JAMES D

President & CEO

Executive Director
99,200 +73.4%
1.84
US$182,865 		99,200 +73.4% 1.84 US$182,865
2012-05-11 2012-05-10 B Purchase LaGrasse John V

EVP, Alt Retirement Solutions

Officer
36,800 +42.8%
1.84
US$67,697 		36,800 +42.8% 1.84 US$67,697
2012-05-08 2012-05-04 B Purchase Pellerin DAVID R.

SVP & Interim Chief Accounting

Officer
3,500 +5.5%
1.87
US$6,542 		3,500 +5.5% 1.87 US$6,542
2012-05-08 2012-05-04 B Purchase Pellerin DAVID R.

SVP & Interim Chief Accounting

Officer
4,000 +6.7%
1.89
US$7,560 		4,000 +6.7% 1.89 US$7,560
2012-05-08 2012-05-04 B Purchase Pellerin DAVID R.

SVP & Interim Chief Accounting

Officer
4,000 +7.2%
1.90
US$7,600 		4,000 +7.2% 1.90 US$7,600
2012-05-08 2012-05-04 B Purchase POLKINGHORN PHILIP K

Senior EVP

Officer
100 +0.0%
1.91
US$190 		100 +0.0% 1.91 US$190
2012-05-08 2012-05-04 B Purchase POLKINGHORN PHILIP K

Senior EVP

Officer
3,359 +1.5%
1.91
US$6,416 		3,359 +1.5% 1.91 US$6,416
2012-05-08 2012-05-04 B Purchase Pellerin DAVID R.

SVP & Interim Chief Accounting

Officer
15,000 +36.7%
1.87
US$28,050 		15,000 +36.7% 1.87 US$28,050
2012-05-08 2012-05-04 B Purchase POLKINGHORN PHILIP K

Senior EVP

Officer
6,541 +2.9%
1.92
US$12,559 		6,541 +2.9% 1.92 US$12,559
2012-03-22 2012-03-21 B Purchase LaGrasse John V

EVP, Alt Retirement Solutions

Officer
21,000 +32.3%
2.19
US$45,984 		21,000 +32.3% 2.19 US$45,984
2012-03-22 2012-03-20 B Purchase LaGrasse John V

EVP, Alt Retirement Solutions

Officer
15,477 +31.3%
2.20
US$33,995 		15,477 +31.3% 2.20 US$33,995
2012-03-07 2012-03-06 B Purchase GRAY ANN MAYNARD Non-Executive Director
15,000 +37.5%
1.99
US$29,912 		15,000 +37.5% 1.99 US$29,912
2011-08-10 2011-08-09 B Purchase GRAY ANN MAYNARD Non-Executive Director
40,000 +inf%
1.76
US$70,228 		40,000 +inf% 1.76 US$70,228
2010-05-24 2010-05-21 B Purchase LaGrasse John V

EVP, Alt Retirement Solutions

Officer
6,108 +113.5%
2.52
US$15,392 		6,108 +113.5% 2.52 US$15,392
2010-05-20 2010-05-19 B Purchase LaGrasse John V

EVP, Alt Retirement Solutions

Officer
2,470 +24.5%
2.70
US$6,665 		2,470 +24.5% 2.70 US$6,665
2010-05-12 2010-05-12 S Sale OLIVER AUGUSTUS K Non-Executive Director
100 -100.0%
2.82
US$282 		100 -100.0% 2.82 US$282
2009-12-07 2009-12-07 S Sale OLIVER AUGUSTUS K Non-Executive Director
24,534 -99.6%
2.87
US$70,307 		24,534 -99.6% 2.87 US$70,307
2009-12-07 2009-12-04 S Sale OLIVER AUGUSTUS K Non-Executive Director
380,269 -93.9%
2.92
US$1,110,766 		380,269 -93.9% 2.92 US$1,110,766
2009-11-20 2009-11-19 S Sale Cassidy Edward W

Executive Vice President

Officer
4,300 -71.8%
3.02
US$12,986 		4,300 -71.8% 3.02 US$12,986
2009-11-19 2009-11-18 S Sale OLIVER AUGUSTUS K Non-Executive Director
415,132 -7.5%
3.19
US$1,324,271 		415,132 -7.5% 3.19 US$1,324,271
2009-11-17 2009-11-16 S Sale OLIVER AUGUSTUS K Non-Executive Director
22,900 -0.4%
3.25
US$74,455 		22,900 -0.4% 3.25 US$74,455
2009-11-13 2009-11-12 S Sale OLIVER AUGUSTUS K Non-Executive Director
63,128 -1.1%
3.28
US$206,946 		63,128 -1.1% 3.28 US$206,946
2009-11-12 2009-11-11 S Sale OLIVER AUGUSTUS K Non-Executive Director
87,499 -1.5%
3.26
US$284,809 		87,499 -1.5% 3.26 US$284,809
2009-07-09 2009-07-08 PP Planned purchase WEHR JAMES D

President & CEO

Executive Director
3,200 +2.7%
1.21
US$3,872 		3,200 +2.7% 1.21 US$3,872
2009-07-09 2009-07-08 PP Planned purchase WEHR JAMES D

President & CEO

Executive Director
4,600 +4.0%
1.23
US$5,658 		4,600 +4.0% 1.23 US$5,658
2009-07-09 2009-07-08 PP Planned purchase WEHR JAMES D

President & CEO

Executive Director
6,400 +5.9%
1.22
US$7,808 		6,400 +5.9% 1.22 US$7,808
2009-07-08 2009-07-07 PP Planned purchase WEHR JAMES D

President & CEO

Executive Director
1,300 +1.3%
1.46
US$1,898 		1,300 +1.3% 1.46 US$1,898
2009-07-08 2009-07-07 PP Planned purchase WEHR JAMES D

President & CEO

Executive Director
7,000 +7.6%
1.48
US$10,360 		7,000 +7.6% 1.48 US$10,360
2009-06-15 2009-06-12 PP Planned purchase WEHR JAMES D

President & CEO

Executive Director
500 +0.7%
1.70
US$850 		500 +0.7% 1.70 US$850
2009-06-15 2009-06-12 PP Planned purchase WEHR JAMES D

President & CEO

Executive Director
800 +1.2%
1.69
US$1,352 		800 +1.2% 1.69 US$1,352
2009-06-15 2009-06-12 PP Planned purchase WEHR JAMES D

President & CEO

Executive Director
1,000 +1.5%
1.71
US$1,710 		1,000 +1.5% 1.71 US$1,710
2009-06-15 2009-06-12 PP Planned purchase WEHR JAMES D

President & CEO

Executive Director
1,300 +2.0%
1.70
US$2,210 		1,300 +2.0% 1.70 US$2,210
2009-06-15 2009-06-12 PP Planned purchase WEHR JAMES D

President & CEO

Executive Director
1,800 +2.9%
1.68
US$3,024 		1,800 +2.9% 1.68 US$3,024
2009-06-15 2009-06-12 PP Planned purchase WEHR JAMES D

President & CEO

Executive Director
2,300 +3.8%
1.73
US$3,979 		2,300 +3.8% 1.73 US$3,979
2009-06-15 2009-06-12 PP Planned purchase WEHR JAMES D

President & CEO

Executive Director
3,400 +6.0%
1.72
US$5,848 		3,400 +6.0% 1.72 US$5,848
2009-05-26 2009-05-22 PP Planned purchase WEHR JAMES D

President & CEO

Executive Director
100 +0.3%
1.98
US$198 		100 +0.3% 1.98 US$198
2009-05-26 2009-05-22 PP Planned purchase WEHR JAMES D

President & CEO

Executive Director
200 +0.5%
1.95
US$390 		200 +0.5% 1.95 US$390
2009-05-26 2009-05-22 PP Planned purchase WEHR JAMES D

President & CEO

Executive Director
800 +2.1%
1.96
US$1,568 		800 +2.1% 1.96 US$1,568
2009-05-26 2009-05-22 PP Planned purchase WEHR JAMES D

President & CEO

Executive Director
2,000 +5.5%
1.97
US$3,940 		2,000 +5.5% 1.97 US$3,940
2009-05-26 2009-05-22 PP Planned purchase WEHR JAMES D

President & CEO

Executive Director
4,300 +13.5%
1.99
US$8,557 		4,300 +13.5% 1.99 US$8,557
2009-05-22 2009-05-21 PP Planned purchase WEHR JAMES D

President & CEO

Executive Director
1,900 +10.5%
2.00
US$3,798 		1,900 +10.5% 2.00 US$3,798
2009-04-01 2009-03-31 PP Planned purchase POLKINGHORN PHILIP K

Senior EVP

Officer
100 +0.1%
1.17
US$116 		100 +0.1% 1.17 US$116
2009-03-31 2009-03-31 B Purchase JOHNSON THOMAS S Non-Executive Director
300 +0.3%
1.14
US$342 		300 +0.3% 1.14 US$342
2009-03-31 2009-03-31 B Purchase JOHNSON THOMAS S Non-Executive Director
347 +0.3%
1.19
US$413 		347 +0.3% 1.19 US$413
2009-03-31 2009-03-31 B Purchase JOHNSON THOMAS S Non-Executive Director
4,000 +3.5%
1.15
US$4,600 		4,000 +3.5% 1.15 US$4,600
2009-03-31 2009-03-31 B Purchase JOHNSON THOMAS S Non-Executive Director
19,200 +20.0%
1.16
US$22,272 		19,200 +20.0% 1.16 US$22,272
2009-03-31 2009-03-31 B Purchase JOHNSON THOMAS S Non-Executive Director
26,921 +38.9%
1.18
US$31,767 		26,921 +38.9% 1.18 US$31,767
2009-03-31 2009-03-31 B Purchase JOHNSON THOMAS S Non-Executive Director
49,232 +245.6%
1.17
US$57,601 		49,232 +245.6% 1.17 US$57,601
2007-12-26 2007-12-21 PP Planned purchase POLKINGHORN PHILIP K

Senior EVP

Officer
1,000 +1.0%
12.48
US$12,480 		1,000 +1.0% 12.48 US$12,480
2007-12-21 2007-12-20 PP Planned purchase POLKINGHORN PHILIP K

Senior EVP

Officer
1,000 +1.0%
12.28
US$12,280 		1,000 +1.0% 12.28 US$12,280
2007-12-20 2007-12-19 PP Planned purchase POLKINGHORN PHILIP K

Senior EVP

Officer
1,000 +1.0%
12.03
US$12,030 		1,000 +1.0% 12.03 US$12,030
2007-12-19 2007-12-18 PP Planned purchase POLKINGHORN PHILIP K

Senior EVP

Officer
2,000 +2.0%
11.93
US$23,860 		2,000 +2.0% 11.93 US$23,860
2007-12-18 2007-12-17 PP Planned purchase POLKINGHORN PHILIP K

Senior EVP

Officer
2,000 +2.1%
11.75
US$23,500 		2,000 +2.1% 11.75 US$23,500
2007-12-17 2007-12-14 PP Planned purchase POLKINGHORN PHILIP K

Senior EVP

Officer
1,000 +1.0%
11.98
US$11,980 		1,000 +1.0% 11.98 US$11,980
2007-12-14 2007-12-13 PP Planned purchase POLKINGHORN PHILIP K

Senior EVP

Officer
1,000 +1.1%
12.10
US$12,100 		1,000 +1.1% 12.10 US$12,100
2007-12-13 2007-12-12 PP Planned purchase POLKINGHORN PHILIP K

Senior EVP

Officer
2,000 +2.2%
12.00
US$24,000 		2,000 +2.2% 12.00 US$24,000
2007-12-12 2007-12-11 PP Planned purchase POLKINGHORN PHILIP K

Senior EVP

Officer
1,000 +1.1%
12.20
US$12,200 		1,000 +1.1% 12.20 US$12,200
2007-12-11 2007-12-10 PP Planned purchase POLKINGHORN PHILIP K

Senior EVP

Officer
1,000 +1.1%
12.20
US$12,200 		1,000 +1.1% 12.20 US$12,200
2007-12-10 2007-12-07 PP Planned purchase POLKINGHORN PHILIP K

Senior EVP

Officer
1,000 +1.1%
12.39
US$12,390 		1,000 +1.1% 12.39 US$12,390
2007-12-07 2007-12-06 PP Planned purchase POLKINGHORN PHILIP K

Senior EVP

Officer
1,000 +1.1%
11.99
US$11,990 		1,000 +1.1% 11.99 US$11,990
2007-12-06 2007-12-05 PP Planned purchase POLKINGHORN PHILIP K

Senior EVP

Officer
2,000 +2.3%
11.84
US$23,680 		2,000 +2.3% 11.84 US$23,680
2007-12-05 2007-12-04 PP Planned purchase POLKINGHORN PHILIP K

Senior EVP

Officer
2,000 +2.4%
11.81
US$23,620 		2,000 +2.4% 11.81 US$23,620
2007-12-04 2007-12-03 PP Planned purchase POLKINGHORN PHILIP K

Senior EVP

Officer
1,000 +1.2%
11.96
US$11,960 		1,000 +1.2% 11.96 US$11,960
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