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United States

Neurobiological Technologies Inc (NTII)

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Ticker: NTII
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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Activity signal Earnings
Top insiders
Trades
STUPPIN JOHN B
1 sale — total 673 USD
Sale 29 Dec 2009
Value US$899,957.12 | Price 394.74 | Shares 74,149
Buy 26 Oct 2009
Value US$3,078,325.24 | Price 392.00 | Shares 88,386
Buy 26 Oct 2009
Value US$2,704,816.97 | Price 426.56 | Shares 19,108
Buy 22 Oct 2009
Value US$123,021.97 | Price 0.91 | Shares 135,442
Buy 22 Oct 2009
Value US$149,875.86 | Price 0.91 | Shares 165,007
Sale 21 Oct 2009
Value US$2,450,168.63 | Price 0.91 | Shares 2,692,493
Sale 21 Oct 2009
Value US$707,441.28 | Price 0.91 | Shares 777,408
Sale 21 Oct 2009
Value US$1,034,209.54 | Price 0.91 | Shares 1,136,494
Sale 17 Dec 2008
Value US$13.87 | Price 0.21 | Shares 66
Sale 17 Dec 2008
Value US$84.08 | Price 0.21 | Shares 400
Sale 16 Dec 2008
Value US$17.40 | Price 0.58 | Shares 30
Sale 16 Dec 2008
Value US$543.20 | Price 0.56 | Shares 970
Sale 10 Dec 2008
Value US$610.10 | Price 0.61 | Shares 1,000
Sale 14 Nov 2008
Value US$1,410,666.31 | Price 0.48 | Shares 2,962,340
Buy 12 Nov 2008
Value US$6,600.00 | Price 0.66 | Shares 10,000
Buy 11 Nov 2008
Value US$6,600.00 | Price 0.66 | Shares 10,000
Buy 29 Oct 2008
Value US$3,250.00 | Price 0.65 | Shares 5,000
Buy 28 Oct 2008
Value US$7,000.00 | Price 0.70 | Shares 10,000
Buy 22 Oct 2008
Value US$18,750.00 | Price 0.75 | Shares 25,000
Buy 15 Oct 2008
Value US$869.90 | Price 0.87 | Shares 1,000
Buy 15 Oct 2008
Value US$7,650.00 | Price 0.85 | Shares 9,000
Sale 8 Oct 2008
Value US$69,652.00 | Price 0.44 | Shares 158,300
Sale 7 Oct 2008
Value US$105,550.00 | Price 0.50 | Shares 211,100
Sale 6 Oct 2008
Value US$1,552.88 | Price 0.47 | Shares 3,304
Sale 3 Oct 2008
Value US$9,845.00 | Price 0.55 | Shares 17,900
Sale 2 Oct 2008
Value US$22,021.50 | Price 0.53 | Shares 41,550
Sale 1 Oct 2008
Value US$16,051.20 | Price 0.66 | Shares 24,320
Sale 30 Sep 2008
Value US$1,755.00 | Price 0.65 | Shares 2,700
Sale 29 Sep 2008
Value US$18,364.50 | Price 0.63 | Shares 29,150
Sale 26 Sep 2008
Value US$51,192.00 | Price 0.72 | Shares 71,100
Sale 25 Sep 2008
Value US$127,582.26 | Price 0.78 | Shares 163,567
Sale 24 Sep 2008
Value US$34,196.47 | Price 0.89 | Shares 38,423
Buy 31 Dec 2007
Value US$144,000.00 | Price 2.88 | Shares 50,000
Sale 31 Dec 2007
Value US$291.00 | Price 2.91 | Shares 100
Sale 31 Dec 2007
Value US$40,945.10 | Price 2.90 | Shares 14,119
Sale 31 Dec 2007
Value US$16,877.60 | Price 2.92 | Shares 5,780
Buy 28 Dec 2007
Value US$48,186.48 | Price 2.94 | Shares 16,400
Buy 27 Dec 2007
Value US$73,442.72 | Price 2.96 | Shares 24,800
Buy 26 Dec 2007
Value US$21,598.56 | Price 3.00 | Shares 7,200
Buy 20 Dec 2007
Value US$18,300.00 | Price 3.00 | Shares 6,100
Buy 19 Dec 2007
Value US$80,100.00 | Price 3.00 | Shares 26,700
Buy 18 Dec 2007
Value US$150,000.00 | Price 3.00 | Shares 50,000
Buy 17 Dec 2007
Value US$75,000.00 | Price 3.00 | Shares 25,000
Buy 14 Dec 2007
Value US$149,500.00 | Price 2.99 | Shares 50,000
Buy 13 Dec 2007
Value US$75,000.00 | Price 3.00 | Shares 25,000
Buy 12 Dec 2007
Value US$150,000.00 | Price 3.00 | Shares 50,000
Buy 11 Dec 2007
Value US$150,000.00 | Price 3.00 | Shares 50,000
Buy 10 Dec 2007
Value US$301,651.14 | Price 2.98 | Shares 101,300
Buy 7 Dec 2007
Value US$155,901.20 | Price 3.00 | Shares 52,000
Buy 3 Dec 2007
Value US$22,820.00 | Price 3.26 | Shares 7,000
Buy 3 Dec 2007
Value US$25,896.00 | Price 3.32 | Shares 7,800
Buy 3 Dec 2007
Value US$662.00 | Price 3.31 | Shares 200
Buy 3 Dec 2007
Value US$6,600.00 | Price 3.30 | Shares 2,000
Buy 3 Dec 2007
Value US$9,900.00 | Price 3.30 | Shares 3,000
Buy 28 Nov 2007
Value US$910,560.00 | Price 2.71 | Shares 336,000
Buy 27 Nov 2007
Value US$314,018.10 | Price 2.70 | Shares 116,303
Buy 26 Nov 2007
Value US$52,890.00 | Price 2.58 | Shares 20,500
Buy 21 Nov 2007
Value US$453,571.20 | Price 2.40 | Shares 188,988
Buy 19 Nov 2007
Value US$57,874.72 | Price 2.49 | Shares 23,200
Buy 15 Nov 2007
Value US$73,165.95 | Price 2.46 | Shares 29,700
Buy 14 Nov 2007
Value US$20,640.00 | Price 2.40 | Shares 8,600
Buy 13 Nov 2007
Value US$136,127.40 | Price 2.39 | Shares 57,000
Buy 6 Nov 2007
Value US$70,391.70 | Price 2.43 | Shares 29,000
Buy 6 Nov 2007
Value US$16,991.10 | Price 2.43 | Shares 7,000
Buy 6 Nov 2007
Value US$26,700.30 | Price 2.43 | Shares 11,000
Buy 2 Nov 2007
Value US$119,900.00 | Price 2.75 | Shares 43,600
Buy 2 Nov 2007
Value US$119,900.00 | Price 2.75 | Shares 43,600
Buy 2 Nov 2007
Value US$119,900.00 | Price 2.75 | Shares 43,600
Buy 2 Nov 2007
Value US$119,900.00 | Price 2.75 | Shares 43,600
Buy 31 Oct 2007
Value US$2,620.00 | Price 2.62 | Shares 1,000
Buy 30 Oct 2007
Value US$26,300.00 | Price 2.63 | Shares 10,000
Sale 22 Feb 2007
Value US$168,535.26 | Price 2.61 | Shares 64,563
Sale 21 Feb 2007
Value US$28,474.22 | Price 2.73 | Shares 10,437
Sale 21 Feb 2007
Value US$68,205.00 | Price 2.73 | Shares 25,000
Sale 14 Feb 2007
Value US$51,145.00 | Price 2.65 | Shares 19,300
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Price Value Details
2009-12-30 2009-12-29 S Sale STUPPIN JOHN B Non-Executive Director
74,149 +16.9%
394.74
US$899,957 		74,149 +16.9% 394.74 US$899,957
2009-10-26 2009-10-26 B Purchase Firefly Value Partners, LP Large shareholder
88,386 +20.4%
392.00
US$3,078,325 		88,386 +20.4% 392.00 US$3,078,325
2009-10-26 2009-10-26 B Purchase Firefly Value Partners, LP Large shareholder
19,108 -3.6%
426.56
US$2,704,817 		19,108 -3.6% 426.56 US$2,704,817
2009-10-26 2009-10-22 B Purchase Firefly Value Partners, LP Large shareholder
135,442 +6.4%
0.91
US$123,022 		135,442 +6.4% 0.91 US$123,022
2009-10-26 2009-10-22 B Purchase Firefly Value Partners, LP Large shareholder
165,007 +6.4%
0.91
US$149,876 		165,007 +6.4% 0.91 US$149,876
2009-10-23 2009-10-21 S Sale BVF PARTNERS L P/IL

Direct Beneficial Owner

Large shareholder
2,692,493 -89.0%
0.91
US$2,450,169 		2,692,493 -89.0% 0.91 US$2,450,169
2009-10-23 2009-10-21 S Sale BVF PARTNERS L P/IL

Direct Beneficial Owner

Large shareholder
777,408 -20.4%
0.91
US$707,441 		777,408 -20.4% 0.91 US$707,441
2009-10-23 2009-10-21 S Sale BVF PARTNERS L P/IL

Direct Beneficial Owner

Large shareholder
1,136,494 -23.0%
0.91
US$1,034,210 		1,136,494 -23.0% 0.91 US$1,034,210
2009-02-12 2008-12-17 S Sale FREIMAN PAUL E

Former officer and director
66 -0.4%
0.21
US$14 		66 -0.4% 0.21 US$14
2009-02-12 2008-12-17 S Sale FREIMAN PAUL E

Former officer and director
400 -2.6%
0.21
US$84 		400 -2.6% 0.21 US$84
2009-02-12 2008-12-16 S Sale FREIMAN PAUL E

Former officer and director
30 -0.2%
0.58
US$17 		30 -0.2% 0.58 US$17
2009-02-12 2008-12-16 S Sale FREIMAN PAUL E

Former officer and director
970 -5.9%
0.56
US$543 		970 -5.9% 0.56 US$543
2009-02-12 2008-12-10 S Sale FREIMAN PAUL E

Former officer and director
1,000 -5.8%
0.61
US$610 		1,000 -5.8% 0.61 US$610
2008-11-18 2008-11-14 S Sale J P MORGAN CHASE & CO Large shareholder
2,962,340 -100.0%
0.48
US$1,410,666 		2,962,340 -100.0% 0.48 US$1,410,666
2008-11-14 2008-11-12 B Purchase Wasiewski Warren W

Vice President, CMO

Officer
10,000 +inf%
0.66
US$6,600 		10,000 +inf% 0.66 US$6,600
2008-11-13 2008-11-11 B Purchase Fletcher William A Non-Executive Director
10,000 +17.1%
0.66
US$6,600 		10,000 +17.1% 0.66 US$6,600
2008-10-30 2008-10-29 B Purchase Fletcher William A Non-Executive Director
5,000 +9.3%
0.65
US$3,250 		5,000 +9.3% 0.65 US$3,250
2008-10-30 2008-10-28 B Purchase Fletcher William A Non-Executive Director
10,000 +22.9%
0.70
US$7,000 		10,000 +22.9% 0.70 US$7,000
2008-10-23 2008-10-22 B Purchase LOAR MATTHEW M

VP and Chief Financial Officer

Officer
25,000 +inf%
0.75
US$18,750 		25,000 +inf% 0.75 US$18,750
2008-10-16 2008-10-15 B Purchase STUPPIN JOHN B Non-Executive Director
1,000 +0.6%
0.87
US$870 		1,000 +0.6% 0.87 US$870
2008-10-16 2008-10-15 B Purchase STUPPIN JOHN B Non-Executive Director
9,000 +5.5%
0.85
US$7,650 		9,000 +5.5% 0.85 US$7,650
2008-10-20 2008-10-08 S Sale J P MORGAN CHASE & CO Large shareholder
158,300 -5.1%
0.44
US$69,652 		158,300 -5.1% 0.44 US$69,652
2008-10-20 2008-10-07 S Sale J P MORGAN CHASE & CO Large shareholder
211,100 -6.3%
0.50
US$105,550 		211,100 -6.3% 0.50 US$105,550
2008-10-20 2008-10-06 S Sale J P MORGAN CHASE & CO Large shareholder
3,304 -0.1%
0.47
US$1,553 		3,304 -0.1% 0.47 US$1,553
2008-10-20 2008-10-03 S Sale J P MORGAN CHASE & CO Large shareholder
17,900 -0.5%
0.55
US$9,845 		17,900 -0.5% 0.55 US$9,845
2008-10-20 2008-10-02 S Sale J P MORGAN CHASE & CO Large shareholder
41,550 -1.2%
0.53
US$22,022 		41,550 -1.2% 0.53 US$22,022
2008-10-20 2008-10-01 S Sale J P MORGAN CHASE & CO Large shareholder
24,320 -0.7%
0.66
US$16,051 		24,320 -0.7% 0.66 US$16,051
2008-10-20 2008-09-30 S Sale J P MORGAN CHASE & CO Large shareholder
2,700 -0.1%
0.65
US$1,755 		2,700 -0.1% 0.65 US$1,755
2008-10-20 2008-09-29 S Sale J P MORGAN CHASE & CO Large shareholder
29,150 -0.8%
0.63
US$18,364 		29,150 -0.8% 0.63 US$18,364
2008-10-20 2008-09-26 S Sale J P MORGAN CHASE & CO Large shareholder
71,100 -2.0%
0.72
US$51,192 		71,100 -2.0% 0.72 US$51,192
2008-10-20 2008-09-25 S Sale J P MORGAN CHASE & CO Large shareholder
163,567 -4.4%
0.78
US$127,582 		163,567 -4.4% 0.78 US$127,582
2008-10-20 2008-09-24 S Sale J P MORGAN CHASE & CO Large shareholder
38,423 -1.0%
0.89
US$34,196 		38,423 -1.0% 0.89 US$34,196
2008-01-03 2007-12-31 B Purchase HIGHLAND CAPITAL MANAGEMENT LP Large shareholder
50,000 +1.0%
2.88
US$144,000 		50,000 +1.0% 2.88 US$144,000
2008-01-02 2007-12-31 S Sale KASPER F VAN Non-Executive Director
100 -0.2%
2.91
US$291 		100 -0.2% 2.91 US$291
2008-01-02 2007-12-31 S Sale KASPER F VAN Non-Executive Director
14,119 -24.4%
2.90
US$40,945 		14,119 -24.4% 2.90 US$40,945
2008-01-02 2007-12-31 S Sale KASPER F VAN Non-Executive Director
5,780 -9.1%
2.92
US$16,878 		5,780 -9.1% 2.92 US$16,878
2007-12-28 2007-12-28 B Purchase HIGHLAND CAPITAL MANAGEMENT LP Large shareholder
16,400 +0.3%
2.94
US$48,186 		16,400 +0.3% 2.94 US$48,186
2007-12-28 2007-12-27 B Purchase HIGHLAND CAPITAL MANAGEMENT LP Large shareholder
24,800 +0.5%
2.96
US$73,443 		24,800 +0.5% 2.96 US$73,443
2007-12-28 2007-12-26 B Purchase HIGHLAND CAPITAL MANAGEMENT LP Large shareholder
7,200 +0.1%
3.00
US$21,599 		7,200 +0.1% 3.00 US$21,599
2007-12-21 2007-12-20 B Purchase HIGHLAND CAPITAL MANAGEMENT LP Large shareholder
6,100 +0.1%
3.00
US$18,300 		6,100 +0.1% 3.00 US$18,300
2007-12-21 2007-12-19 B Purchase HIGHLAND CAPITAL MANAGEMENT LP Large shareholder
26,700 +0.6%
3.00
US$80,100 		26,700 +0.6% 3.00 US$80,100
2007-12-18 2007-12-18 B Purchase HIGHLAND CAPITAL MANAGEMENT LP Large shareholder
50,000 +1.0%
3.00
US$150,000 		50,000 +1.0% 3.00 US$150,000
2007-12-18 2007-12-17 B Purchase HIGHLAND CAPITAL MANAGEMENT LP Large shareholder
25,000 +0.5%
3.00
US$75,000 		25,000 +0.5% 3.00 US$75,000
2007-12-18 2007-12-14 B Purchase HIGHLAND CAPITAL MANAGEMENT LP Large shareholder
50,000 +1.1%
2.99
US$149,500 		50,000 +1.1% 2.99 US$149,500
2007-12-18 2007-12-13 B Purchase HIGHLAND CAPITAL MANAGEMENT LP Large shareholder
25,000 +0.5%
3.00
US$75,000 		25,000 +0.5% 3.00 US$75,000
2007-12-18 2007-12-12 B Purchase HIGHLAND CAPITAL MANAGEMENT LP Large shareholder
50,000 +1.1%
3.00
US$150,000 		50,000 +1.1% 3.00 US$150,000
2007-12-11 2007-12-11 B Purchase HIGHLAND CAPITAL MANAGEMENT LP Large shareholder
50,000 +1.1%
3.00
US$150,000 		50,000 +1.1% 3.00 US$150,000
2007-12-11 2007-12-10 B Purchase HIGHLAND CAPITAL MANAGEMENT LP Large shareholder
101,300 +2.3%
2.98
US$301,651 		101,300 +2.3% 2.98 US$301,651
2007-12-11 2007-12-07 B Purchase HIGHLAND CAPITAL MANAGEMENT LP Large shareholder
52,000 +1.2%
3.00
US$155,901 		52,000 +1.2% 3.00 US$155,901
2007-12-05 2007-12-03 B Purchase STUPPIN JOHN B Non-Executive Director
7,000 +4.4%
3.26
US$22,820 		7,000 +4.4% 3.26 US$22,820
2007-12-05 2007-12-03 B Purchase STUPPIN JOHN B Non-Executive Director
7,800 +5.2%
3.32
US$25,896 		7,800 +5.2% 3.32 US$25,896
2007-12-05 2007-12-03 B Purchase STUPPIN JOHN B Non-Executive Director
200 +0.1%
3.31
US$662 		200 +0.1% 3.31 US$662
2007-12-05 2007-12-03 B Purchase STUPPIN JOHN B Non-Executive Director
2,000 +1.4%
3.30
US$6,600 		2,000 +1.4% 3.30 US$6,600
2007-12-05 2007-12-03 B Purchase FREIMAN PAUL E

President and CEO

Executive Director
3,000 +20.9%
3.30
US$9,900 		3,000 +20.9% 3.30 US$9,900
2007-11-29 2007-11-28 B Purchase HIGHLAND CAPITAL MANAGEMENT LP Large shareholder
336,000 +8.2%
2.71
US$910,560 		336,000 +8.2% 2.71 US$910,560
2007-11-29 2007-11-27 B Purchase HIGHLAND CAPITAL MANAGEMENT LP Large shareholder
116,303 +2.9%
2.70
US$314,018 		116,303 +2.9% 2.70 US$314,018
2007-11-26 2007-11-26 B Purchase HIGHLAND CAPITAL MANAGEMENT LP Large shareholder
20,500 +0.5%
2.58
US$52,890 		20,500 +0.5% 2.58 US$52,890
2007-11-26 2007-11-21 B Purchase HIGHLAND CAPITAL MANAGEMENT LP Large shareholder
188,988 +5.0%
2.40
US$453,571 		188,988 +5.0% 2.40 US$453,571
2007-11-19 2007-11-19 B Purchase HIGHLAND CAPITAL MANAGEMENT LP Large shareholder
23,200 +0.6%
2.49
US$57,875 		23,200 +0.6% 2.49 US$57,875
2007-11-19 2007-11-15 B Purchase HIGHLAND CAPITAL MANAGEMENT LP Large shareholder
29,700 +0.8%
2.46
US$73,166 		29,700 +0.8% 2.46 US$73,166
2007-11-15 2007-11-14 B Purchase HIGHLAND CAPITAL MANAGEMENT LP Large shareholder
8,600 +0.2%
2.40
US$20,640 		8,600 +0.2% 2.40 US$20,640
2007-11-15 2007-11-13 B Purchase HIGHLAND CAPITAL MANAGEMENT LP Large shareholder
57,000 +1.6%
2.39
US$136,127 		57,000 +1.6% 2.39 US$136,127
2008-06-26 2007-11-06 B Purchase BVF PARTNERS L P/IL

Indirect Beneficial Owner

Large shareholder
29,000 +0.6%
2.43
US$70,392 		29,000 +0.6% 2.43 US$70,392
2008-06-26 2007-11-06 B Purchase BVF PARTNERS L P/IL

Indirect Beneficial Owner

Large shareholder
7,000 +0.1%
2.43
US$16,991 		7,000 +0.1% 2.43 US$16,991
2008-06-26 2007-11-06 B Purchase BVF PARTNERS L P/IL

Indirect Beneficial Owner

Large shareholder
11,000 +0.2%
2.43
US$26,700 		11,000 +0.2% 2.43 US$26,700
2007-11-06 2007-11-02 B Purchase STUPPIN JOHN B Non-Executive Director
43,600 +42.0%
2.75
US$119,900 		43,600 +42.0% 2.75 US$119,900
2007-11-06 2007-11-02 B Purchase Fletcher William A Non-Executive Director
43,600 +inf%
2.75
US$119,900 		43,600 +inf% 2.75 US$119,900
2007-11-06 2007-11-02 B Purchase COHEN ABRAHAM E Non-Executive Director
43,600 +58.1%
2.75
US$119,900 		43,600 +58.1% 2.75 US$119,900
2007-11-06 2007-11-02 B Purchase SOFAER ABRAHAM D Non-Executive Director
43,600 +64.8%
2.75
US$119,900 		43,600 +64.8% 2.75 US$119,900
2007-11-01 2007-10-31 B Purchase CARLSON CRAIG W

VP and Chief Financial Officer

Officer
1,000 +inf%
2.62
US$2,620 		1,000 +inf% 2.62 US$2,620
2007-11-13 2007-10-30 B Purchase Levy David E

VP of Clinical Development

Officer
10,000 +321.0%
2.63
US$26,300 		10,000 +321.0% 2.63 US$26,300
2007-02-23 2007-02-22 S Sale FREIMAN PAUL E

President and CEO

Executive Director
64,563 -39.1%
2.61
US$168,535 		64,563 -39.1% 2.61 US$168,535
2007-02-23 2007-02-21 S Sale FREIMAN PAUL E

President and CEO

Executive Director
10,437 -15.8%
2.73
US$28,474 		10,437 -15.8% 2.73 US$28,474
2007-02-23 2007-02-21 S Sale FREIMAN PAUL E

President and CEO

Executive Director
25,000 -31.0%
2.73
US$68,205 		25,000 -31.0% 2.73 US$68,205
2007-02-15 2007-02-14 S Sale ELIOT THEODORE Non-Executive Director
19,300 -51.3%
2.65
US$51,145 		19,300 -51.3% 2.65 US$51,145
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