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United States Collective Investments

Lazard Global Total Return and Income Fund Inc (LGI)

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Ticker: LGI Exchange: NYS
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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Activity signal Earnings
Top insiders
Trades
LACEY ANDREW
Deputy Chairman of LAM
1 sale — total 23,850 USD
Sale 12 May 2020
Value US$926,839.81 | Price 32.12 | Shares 7,135
Sale 27 May 2016
Value US$273,554.60 | Price 333.47 | Shares 91,277
Buy 11 May 2016
Value US$6,527.80 | Price 12.70 | Shares 514
Sale 3 May 2016
Value US$24,320.00 | Price 12.80 | Shares 1,900
Sale 2 May 2016
Value US$14,190.00 | Price 12.90 | Shares 1,100
Buy 24 Aug 2015
Value US$52,000.00 | Price 13.00 | Shares 4,000
Buy 24 Jun 2013
Value US$76,946.00 | Price 15.39 | Shares 5,000
Buy 19 Mar 2009
Value US$188,656.00 | Price 9.43 | Shares 20,000
Buy 19 Nov 2008
Value US$52,950.00 | Price 10.59 | Shares 5,000
Buy 9 Oct 2008
Value US$104,508.90 | Price 11.61 | Shares 9,000
Buy 17 Sep 2008
Value US$14,862.00 | Price 14.86 | Shares 1,000
Buy 15 Jul 2008
Value US$47,930.12 | Price 17.12 | Shares 2,800
Buy 15 Jul 2008
Value US$27,510.08 | Price 17.19 | Shares 1,600
Buy 10 Mar 2008
Value US$37,420.00 | Price 18.71 | Shares 2,000
Buy 10 Mar 2008
Value US$11,226.00 | Price 18.71 | Shares 600
Buy 10 Mar 2008
Value US$9,355.00 | Price 18.71 | Shares 500
Sale 27 Jun 2007
Value US$11,902.00 | Price 21.64 | Shares 550
Sale 1 Jun 2007
Value US$116,866.36 | Price 22.47 | Shares 5,200
Sale 18 May 2007
Value US$39,218.38 | Price 22.41 | Shares 1,750
Sale 15 May 2007
Value US$3,250.76 | Price 22.42 | Shares 145
Sale 14 May 2007
Value US$45,574.65 | Price 22.51 | Shares 2,025
Buy 14 Sep 2006
Value US$4,931.23 | Price 20.55 | Shares 240
Buy 30 Aug 2006
Value US$60,083.07 | Price 20.72 | Shares 2,900
Buy 26 May 2006
Value US$14,876.02 | Price 19.83 | Shares 750
Buy 8 Mar 2006
Value US$19,430.00 | Price 19.43 | Shares 1,000
Buy 31 Mar 2005
Value US$4,695.00 | Price 18.78 | Shares 250
Buy 30 Mar 2005
Value US$9,411.00 | Price 18.82 | Shares 500
Buy 30 Mar 2005
Value US$9,411.00 | Price 18.82 | Shares 500
Buy 30 Mar 2005
Value US$9,411.00 | Price 18.82 | Shares 500
Buy 30 Mar 2005
Value US$9,411.00 | Price 18.82 | Shares 500
Buy 14 Feb 2005
Value US$125,764.29 | Price 19.81 | Shares 6,350
Buy 12 Jan 2005
Value US$88,743.60 | Price 19.44 | Shares 4,565
Buy 3 Nov 2004
Value US$74,999.66 | Price 18.29 | Shares 4,100
Buy 27 Jul 2004
Value US$1,640.00 | Price 16.40 | Shares 100
Buy 27 Jul 2004
Value US$1,635.00 | Price 16.35 | Shares 100
Buy 27 Jul 2004
Value US$8,225.00 | Price 16.45 | Shares 500
Buy 6 Jul 2004
Value US$1,730.00 | Price 17.30 | Shares 100
Buy 1 Jul 2004
Value US$1,728.00 | Price 17.28 | Shares 100
Buy 28 Jun 2004
Value US$1,740.00 | Price 17.40 | Shares 100
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Price Value Details
2020-05-14 2020-05-12 S Sale
LACEY ANDREW

Deputy Chairman of LAM
7,135 -9.8%
32.12
US$926,840 		7,135 -9.8% 32.12 US$926,840
2019-07-12 2016-05-27 S Sale
Temple Ronald

Portfolio manager of issuer
91,277 +9.4%
333.47
US$273,555 		91,277 +9.4% 333.47 US$273,555
2016-05-12 2016-05-11 B Purchase Snively Christopher

Chief Financial Officer

Officer
33,200 -48.5%
309.45
US$4,637,477 		33,200 -48.5% 309.45 US$4,637,477
2019-07-12 2016-05-03 S Sale
Temple Ronald

Portfolio manager of issuer
1,900 -49.2%
12.80
US$24,320 		1,900 -49.2% 12.80 US$24,320
2019-07-12 2016-05-02 S Sale
Temple Ronald

Portfolio manager of issuer
1,100 -22.2%
12.90
US$14,190 		1,100 -22.2% 12.90 US$14,190
2019-07-12 2015-08-24 B Purchase
Temple Ronald

Portfolio manager of issuer
4,000 +442.0%
13.00
US$52,000 		4,000 +442.0% 13.00 US$52,000
2013-06-24 2013-06-24 B Purchase LACEY ANDREW

Deputy Chairman of LAM
5,000 +inf%
15.39
US$76,946 		5,000 +inf% 15.39 US$76,946
2009-03-20 2009-03-19 B Purchase BHUTANI ASHISH

Chief Executive Officer of LAM
20,000 +inf%
9.43
US$188,656 		20,000 +inf% 9.43 US$188,656
2008-11-28 2008-11-19 B Purchase LACEY ANDREW

Deputy Chairman of LAM
5,000 +500.0%
10.59
US$52,950 		5,000 +500.0% 10.59 US$52,950
2008-10-10 2008-10-09 B Purchase DONALD JAMES MAITLAND

MD of LAM
9,000 +81.3%
11.61
US$104,509 		9,000 +81.3% 11.61 US$104,509
2008-09-19 2008-09-17 B Purchase RAMACHANDRAN GANESH

Director of LAM
1,000 +232.6%
14.86
US$14,862 		1,000 +232.6% 14.86 US$14,862
2008-07-16 2008-07-15 B Purchase DONALD JAMES MAITLAND

MD of LAM
2,800 +33.9%
17.12
US$47,930 		2,800 +33.9% 17.12 US$47,930
2008-07-16 2008-07-15 B Purchase DONALD JAMES MAITLAND

MD of LAM
1,600 +24.0%
17.19
US$27,510 		1,600 +24.0% 17.19 US$27,510
2008-03-12 2008-03-10 B Purchase DONALD JAMES MAITLAND

Director of LAM
2,000 +42.9%
18.71
US$37,420 		2,000 +42.9% 18.71 US$37,420
2008-03-12 2008-03-10 B Purchase DONALD JAMES MAITLAND

Director of LAM
600 +14.8%
18.71
US$11,226 		600 +14.8% 18.71 US$11,226
2008-03-12 2008-03-10 B Purchase DONALD JAMES MAITLAND

Director of LAM
500 +14.0%
18.71
US$9,355 		500 +14.0% 18.71 US$9,355
2007-06-28 2007-06-27 S Sale PAUL NATHAN A

Secretary

Officer
550 -100.0%
21.64
US$11,902 		550 -100.0% 21.64 US$11,902
2007-06-04 2007-06-01 S Sale BHUTANI ASHISH

Chief Executive Officer of LAM
5,200 -100.0%
22.47
US$116,866 		5,200 -100.0% 22.47 US$116,866
2007-05-21 2007-05-18 S Sale DECONCINI ROBERT

Chariman of LAM
1,750 -100.0%
22.41
US$39,218 		1,750 -100.0% 22.41 US$39,218
2007-05-17 2007-05-15 S Sale KURZWEIL DAVID

Assistant Secretary

Officer
145 -100.0%
22.42
US$3,251 		145 -100.0% 22.42 US$3,251
2007-05-16 2007-05-14 S Sale CHARLTON MICHAEL

Sr Managing Director of LAM
2,025 -100.0%
22.51
US$45,575 		2,025 -100.0% 22.51 US$45,575
2006-09-15 2006-09-14 B Purchase KURZWEIL DAVID

Assistant Secretary

Officer
240 +inf%
20.55
US$4,931 		240 +inf% 20.55 US$4,931
2006-09-01 2006-08-30 B Purchase BHUTANI ASHISH

Chief Executive Officer of LAM
2,900 +51.8%
20.72
US$60,083 		2,900 +51.8% 20.72 US$60,083
2006-05-30 2006-05-26 B Purchase PAUL NATHAN A

Officer of LGI

Officer
750 +inf%
19.83
US$14,876 		750 +inf% 19.83 US$14,876
2006-03-08 2006-03-08 B Purchase LACEY ANDREW

Deputy Chairman of LAM
1,000 +inf%
19.43
US$19,430 		1,000 +inf% 19.43 US$19,430
2005-03-31 2005-03-31 B Purchase RAMACHANDRAN GANESH

Vice President of LAM
250 +250.0%
18.78
US$4,695 		250 +250.0% 18.78 US$4,695
2005-03-31 2005-03-30 B Purchase DONALD JAMES MAITLAND

Director of LAM
500 +21.7%
18.82
US$9,411 		500 +21.7% 18.82 US$9,411
2005-03-31 2005-03-30 B Purchase DONALD JAMES MAITLAND

Director of LAM
500 +27.8%
18.82
US$9,411 		500 +27.8% 18.82 US$9,411
2005-03-31 2005-03-30 B Purchase DONALD JAMES MAITLAND

Director of LAM
500 +38.5%
18.82
US$9,411 		500 +38.5% 18.82 US$9,411
2005-03-31 2005-03-30 B Purchase DONALD JAMES MAITLAND

Director of LAM
500 +62.5%
18.82
US$9,411 		500 +62.5% 18.82 US$9,411
2005-03-14 2005-02-14 B Purchase Carroll Charles Laurence

Deputy Chairman of LAM LLC
6,350 +64.0%
19.81
US$125,764 		6,350 +64.0% 19.81 US$125,764
2005-01-13 2005-01-12 B Purchase Carroll Charles Laurence

Deputy Chairman of LAM LLC
4,565 +85.3%
19.44
US$88,744 		4,565 +85.3% 19.44 US$88,744
2004-11-05 2004-11-03 B Purchase CARROLL CHARLES LIAM

Deputy Chairman of LAM LLC
4,100 +328.0%
18.29
US$75,000 		4,100 +328.0% 18.29 US$75,000
2004-07-28 2004-07-27 B Purchase
DONALD JAMES MAITLAND

Director of LAM
100 +14.3%
16.40
US$1,640 		100 +14.3% 16.40 US$1,640
2004-07-28 2004-07-27 B Purchase
DONALD JAMES MAITLAND

Director of LAM
100 +16.7%
16.35
US$1,635 		100 +16.7% 16.35 US$1,635
2004-07-28 2004-07-27 B Purchase
DONALD JAMES MAITLAND

Director of LAM
500 +500.0%
16.45
US$8,225 		500 +500.0% 16.45 US$8,225
2004-07-07 2004-07-06 B Purchase
SIMON BRIAN D

Asst. Secretary of the Fund
100 +inf%
17.30
US$1,730 		100 +inf% 17.30 US$1,730
2004-07-01 2004-07-01 B Purchase
2.8
RAMACHANDRAN GANESH

Vice President of LAM
100 +inf%
17.28
US$1,728 		100 +inf% 17.28 US$1,728
2004-06-29 2004-06-28 B Purchase DONALD JAMES MAITLAND

Director of LAM
100 +inf%
17.40
US$1,740 		100 +inf% 17.40 US$1,740
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