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United States

Fieldstone Investment Corp (FICC)

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Ticker: FICC
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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Activity signal Earnings
Top insiders
Trades
Sonnenfeld Michael J
President and CEO
1 purchase — total 82,000 USD
Buy 28 Aug 2006
Value US$4,537,916.88 | Price 435.30 | Shares 9,986
Buy 15 Aug 2006
Value US$1,354,716.13 | Price 459.32 | Shares 62,889
Buy 15 Aug 2006
Value US$3,008,030.12 | Price 416.89 | Shares 68,693
Buy 14 Aug 2006
Value US$83,220.96 | Price 8.43 | Shares 9,872
Buy 14 Aug 2006
Value US$67,200.00 | Price 8.40 | Shares 8,000
Buy 19 May 2006
Value US$3,715.20 | Price 10.32 | Shares 360
Buy 19 May 2006
Value US$5,991.40 | Price 10.33 | Shares 580
Buy 14 Dec 2005
Value US$44,680.00 | Price 11.17 | Shares 4,000
Buy 18 Nov 2005
Value US$3,806.19 | Price 9.99 | Shares 381
Buy 17 Nov 2005
Value US$4,849.60 | Price 9.70 | Shares 500
Buy 17 Nov 2005
Value US$4,825.00 | Price 9.65 | Shares 500
Buy 17 Nov 2005
Value US$1,735.20 | Price 9.64 | Shares 180
Buy 17 Nov 2005
Value US$51,102.07 | Price 9.64 | Shares 5,300
Buy 17 Nov 2005
Value US$78,584.61 | Price 9.68 | Shares 8,119
Buy 17 Nov 2005
Value US$192,710.50 | Price 9.65 | Shares 19,970
Buy 17 Nov 2005
Value US$18,316.00 | Price 9.64 | Shares 1,900
Buy 17 Nov 2005
Value US$962.00 | Price 9.62 | Shares 100
Buy 17 Nov 2005
Value US$77,088.00 | Price 9.60 | Shares 8,030
Buy 30 Aug 2005
Value US$60,940.00 | Price 12.19 | Shares 5,000
Buy 19 Aug 2005
Value US$88,900.00 | Price 12.70 | Shares 7,000
Buy 19 Aug 2005
Value US$63,600.00 | Price 12.72 | Shares 5,000
Buy 5 Aug 2005
Value US$40,350.00 | Price 13.45 | Shares 3,000
Buy 4 Aug 2005
Value US$93,149.45 | Price 14.15 | Shares 6,583
Buy 4 Aug 2005
Value US$42,218.80 | Price 14.12 | Shares 2,990
Buy 4 Aug 2005
Value US$7,055.00 | Price 14.11 | Shares 500
Buy 4 Aug 2005
Value US$27,170.70 | Price 14.10 | Shares 1,927
Buy 4 Aug 2005
Value US$14,090.00 | Price 14.09 | Shares 1,000
Buy 4 Aug 2005
Value US$42,090.00 | Price 14.03 | Shares 3,000
Buy 4 Aug 2005
Value US$2,398.70 | Price 14.11 | Shares 170
Buy 15 Jun 2005
Value US$71,000.00 | Price 14.20 | Shares 5,000
Buy 20 May 2005
Value US$2,301.80 | Price 13.54 | Shares 170
Buy 20 May 2005
Value US$12,123.00 | Price 13.47 | Shares 900
Buy 20 May 2005
Value US$1,346.00 | Price 13.46 | Shares 100
Buy 17 Mar 2005
Value US$42,150.00 | Price 14.05 | Shares 3,000
Buy 17 Mar 2005
Value US$35,125.00 | Price 14.05 | Shares 2,500
Buy 4 Mar 2005
Value US$44,700.00 | Price 14.90 | Shares 3,000
Buy 24 Feb 2005
Value US$305,450.00 | Price 14.90 | Shares 20,500
Buy 23 Feb 2005
Value US$202,335.00 | Price 14.35 | Shares 14,100
Buy 22 Feb 2005
Value US$58,760.00 | Price 14.69 | Shares 4,000
Buy 22 Feb 2005
Value US$4,095.00 | Price 15.00 | Shares 273
Buy 22 Feb 2005
Value US$58,800.00 | Price 14.70 | Shares 4,000
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Price Value Details
2006-08-28 2006-08-28 B Purchase Sonnenfeld Michael J

President and CEO

Executive Director
9,986 +20.3%
435.30
US$4,537,917 		9,986 +20.3% 435.30 US$4,537,917
2006-08-17 2006-08-15 B Purchase ENGELMAN DAVID S Non-Executive Director
62,889 -28.3%
459.32
US$1,354,716 		62,889 -28.3% 459.32 US$1,354,716
2006-08-17 2006-08-15 B Purchase ENGELMAN DAVID S Non-Executive Director
68,693 +39.2%
416.89
US$3,008,030 		68,693 +39.2% 416.89 US$3,008,030
2006-08-15 2006-08-14 B Purchase ECKERT THOMAS D Non-Executive Director
9,872 +9.3%
8.43
US$83,221 		9,872 +9.3% 8.43 US$83,221
2006-08-14 2006-08-14 B Purchase MICHAEL JONATHAN E Non-Executive Director
8,000 +25.8%
8.40
US$67,200 		8,000 +25.8% 8.40 US$67,200
2006-05-23 2006-05-19 B Purchase ENGELMAN DAVID S Non-Executive Director
360 +5.8%
10.32
US$3,715 		360 +5.8% 10.32 US$3,715
2006-05-23 2006-05-19 B Purchase ENGELMAN DAVID S Non-Executive Director
580 +3.3%
10.33
US$5,991 		580 +3.3% 10.33 US$5,991
2005-12-16 2005-12-14 B Purchase MICHAEL JONATHAN E Non-Executive Director
4,000 +14.8%
11.17
US$44,680 		4,000 +14.8% 11.17 US$44,680
2005-11-21 2005-11-18 B Purchase Uchino Gary

SVP-Risk Management

Officer
381 +0.5%
9.99
US$3,806 		381 +0.5% 9.99 US$3,806
2005-11-21 2005-11-17 B Purchase ENGELMAN DAVID S Non-Executive Director
500 +2.1%
9.70
US$4,850 		500 +2.1% 9.70 US$4,850
2005-11-21 2005-11-17 B Purchase ENGELMAN DAVID S Non-Executive Director
500 +2.2%
9.65
US$4,825 		500 +2.2% 9.65 US$4,825
2005-11-21 2005-11-17 B Purchase ENGELMAN DAVID S Non-Executive Director
180 +0.8%
9.64
US$1,735 		180 +0.8% 9.64 US$1,735
2005-11-21 2005-11-17 B Purchase Uchino Gary

SVP-Risk Management

Officer
5,300 +6.9%
9.64
US$51,102 		5,300 +6.9% 9.64 US$51,102
2005-11-21 2005-11-17 B Purchase Uchino Gary

SVP-Risk Management

Officer
8,119 +11.8%
9.68
US$78,585 		8,119 +11.8% 9.68 US$78,585
2005-11-17 2005-11-17 B Purchase Sonnenfeld Michael J

President and CEO

Executive Director
19,970 +2.1%
9.65
US$192,710 		19,970 +2.1% 9.65 US$192,710
2005-11-17 2005-11-17 B Purchase Sonnenfeld Michael J

President and CEO

Executive Director
1,900 +0.2%
9.64
US$18,316 		1,900 +0.2% 9.64 US$18,316
2005-11-17 2005-11-17 B Purchase Sonnenfeld Michael J

President and CEO

Executive Director
100 +0.0%
9.62
US$962 		100 +0.0% 9.62 US$962
2005-11-17 2005-11-17 B Purchase Sonnenfeld Michael J

President and CEO

Executive Director
8,030 +0.8%
9.60
US$77,088 		8,030 +0.8% 9.60 US$77,088
2005-08-30 2005-08-30 B Purchase Schoenholz David A Non-Executive Director
5,000 +27.8%
12.19
US$60,940 		5,000 +27.8% 12.19 US$60,940
2005-08-19 2005-08-19 B Purchase Sonnenfeld Michael J

President & CEO

Executive Director
7,000 +0.7%
12.70
US$88,900 		7,000 +0.7% 12.70 US$88,900
2005-08-19 2005-08-19 B Purchase Sonnenfeld Michael J

President & CEO

Executive Director
5,000 +0.5%
12.72
US$63,600 		5,000 +0.5% 12.72 US$63,600
2005-08-08 2005-08-05 B Purchase MICHAEL JONATHAN E Non-Executive Director
3,000 +12.5%
13.45
US$40,350 		3,000 +12.5% 13.45 US$40,350
2005-08-04 2005-08-04 B Purchase Sonnenfeld Michael J

President & CEO

Executive Director
6,583 +0.7%
14.15
US$93,149 		6,583 +0.7% 14.15 US$93,149
2005-08-04 2005-08-04 B Purchase Sonnenfeld Michael J

President & CEO

Executive Director
2,990 +0.3%
14.12
US$42,219 		2,990 +0.3% 14.12 US$42,219
2005-08-04 2005-08-04 B Purchase Sonnenfeld Michael J

President & CEO

Executive Director
500 +0.1%
14.11
US$7,055 		500 +0.1% 14.11 US$7,055
2005-08-04 2005-08-04 B Purchase Sonnenfeld Michael J

President & CEO

Executive Director
1,927 +0.2%
14.10
US$27,171 		1,927 +0.2% 14.10 US$27,171
2005-08-04 2005-08-04 B Purchase Sonnenfeld Michael J

President & CEO

Executive Director
1,000 +0.1%
14.09
US$14,090 		1,000 +0.1% 14.09 US$14,090
2005-08-04 2005-08-04 B Purchase MICHAEL JONATHAN E Non-Executive Director
3,000 +14.3%
14.03
US$42,090 		3,000 +14.3% 14.03 US$42,090
2005-08-04 2005-08-04 B Purchase ENGELMAN DAVID S Non-Executive Director
170 +0.8%
14.11
US$2,399 		170 +0.8% 14.11 US$2,399
2005-06-15 2005-06-15 B Purchase Springer Jeffrey R Non-Executive Director
5,000 +29.4%
14.20
US$71,000 		5,000 +29.4% 14.20 US$71,000
2005-05-20 2005-05-20 B Purchase ENGELMAN DAVID S Non-Executive Director
170 +0.8%
13.54
US$2,302 		170 +0.8% 13.54 US$2,302
2005-05-20 2005-05-20 B Purchase ENGELMAN DAVID S Non-Executive Director
900 +4.2%
13.47
US$12,123 		900 +4.2% 13.47 US$12,123
2005-05-20 2005-05-20 B Purchase ENGELMAN DAVID S Non-Executive Director
100 +0.5%
13.46
US$1,346 		100 +0.5% 13.46 US$1,346
2005-03-17 2005-03-17 B Purchase MICHAEL JONATHAN E Non-Executive Director
3,000 +16.7%
14.05
US$42,150 		3,000 +16.7% 14.05 US$42,150
2005-03-17 2005-03-17 B Purchase Partlow Robert G

Chief Financial Officer

Officer
2,500 +5.4%
14.05
US$35,125 		2,500 +5.4% 14.05 US$35,125
2005-03-04 2005-03-04 B Purchase ENGELMAN DAVID S Non-Executive Director
3,000 +16.4%
14.90
US$44,700 		3,000 +16.4% 14.90 US$44,700
2005-02-25 2005-02-24 B Purchase ECKERT THOMAS D Non-Executive Director
20,500 +23.8%
14.90
US$305,450 		20,500 +23.8% 14.90 US$305,450
2005-02-23 2005-02-23 B Purchase Sonnenfeld Michael J

President & CEO

Executive Director
14,100 +1.5%
14.35
US$202,335 		14,100 +1.5% 14.35 US$202,335
2005-02-22 2005-02-22 B Purchase MICHAEL JONATHAN E Non-Executive Director
4,000 +28.6%
14.69
US$58,760 		4,000 +28.6% 14.69 US$58,760
2005-02-22 2005-02-22 B Purchase ENGELMAN DAVID S Non-Executive Director
273 +1.5%
15.00
US$4,095 		273 +1.5% 15.00 US$4,095
2005-02-22 2005-02-22 B Purchase Schoenholz David A Non-Executive Director
4,000 +28.6%
14.70
US$58,800 		4,000 +28.6% 14.70 US$58,800
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