SEC Form 4 Tracker: Latest Filings

Search transactions reported on Form 4, understand their codes and check the original SEC filing. See features →

Latest transactions reported on Form 4

Sorted by filing date, newest first. Each row is a transaction; one filing can contain several rows. Only records identified as Form 4 or 4/A are included.

Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other
Filing date Transaction date Company B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Price Value
2026-11-10 2026-11-10
S Sale
2.3
KIRBY J SCOTT

Chief Executive Officer

Executive Director SEC code: S · Open-market or private sale
View SEC filing
90,367 -10.7%
119.79
US$10,825,063 		90,367 -10.7% 119.79 US$10,825,063
2026-11-10 2026-11-10
O Option / Other
2.2
Gebo Kate

EVP HR and Labor Relations

Officer SEC code: G · Gift
View SEC filing
8,283
0.00
US$0 		8,283 0.00 US$0
2026-11-10 2026-11-10
O Option / Other
2.2
Gebo Kate

EVP HR and Labor Relations

Officer SEC code: G · Gift
View SEC filing
8,283
0.00
US$0 		8,283 0.00 US$0
2026-11-10 2026-11-10
S Sale
2.6
Nicholas J. Calamari
Non-Executive Director SEC code: S · Open-market or private sale
View SEC filing
765 -1.1%
18.11
US$13,854 		765 -1.1% 18.11 US$13,854
2026-11-10 2026-11-10
S Sale
3.6
Tuffin Paula

General Counsel and CCO

Officer SEC code: S · Open-market or private sale
View SEC filing
712 -1.7%
18.03
US$12,837 		712 -1.7% 18.03 US$12,837
Search all US insider transactions →
Transaction codes

Understand what a Form 4 transaction actually means

Purchases, sales, awards and option exercises report different changes in ownership. Check the transaction code before interpreting the activity.

P and S cover private transactions as well as open-market trades. The code alone does not establish where a trade took place or why it was made.

Read the SEC’s Form 4 instructions
Understand Form 4 transaction codes
CodePlain-English meaning
POpen-market or private purchase
SOpen-market or private sale
AGrant, award or other qualifying acquisition
MQualifying exercise or conversion of a derivative security
FShares delivered or withheld for an exercise price or tax liability
GGift
Filing walkthrough

Read a Form 4 with the full context

This historical JPMorgan Chase filing shows why a transaction row needs context. The card highlights only the first sale row, not the whole filing.

  1. Identify the reporting person and company role.
  2. Compare the transaction date with the filing date. In this example both are 22 February 2024; they need not be the same.
  3. Read code S alongside the shares, price and holdings after that row.
  4. I means indirect ownership, here through family trusts. D in the ownership column means direct; D in the acquired/disposed column means disposed.
  5. Footnote 1 explains an earlier trust transfer affecting balances. Read every relevant note.
  6. The Rule 10b5-1 checkbox is checked. This plan disclosure is separate from code S.
View the complete SEC filing · Verify the filing date
Real Form 4 · first sale row
James Dimon · JPMorgan Chase (JPM)
Director; Chairman & CEO
Filing date22 Feb 2024
Transaction date22 Feb 2024
Code / sharesS · 12,679
Price per share$182.7347
Holdings after this row4,017,304
OwnershipI · Family trusts
Rule 10b5-1 indicatorChecked

An excerpt from a multi-row filing. These holdings refer to the reported ownership form after this row, not the insider’s total holdings.

Form 4 alerts

Follow up when new Form 4 activity is reported

Track US companies or insiders to receive matching transaction alerts. Use the linked filing to check the original code, footnotes and ownership details.

  • Daily email reports
  • Real-time alerts on eligible plans
See plans and alert limits
Illustrative alert · historical filing
JPMorgan Chase · James Dimon
Filed 22 Feb 2024 · transacted 22 Feb 2024
S · Open-market or private sale
12,679 shares · $182.7347View SEC filing

Illustrative layout using one real transaction row, not a live alert or a promise of the email format.

Form 4 questions, answered

Who files Form 4?
Directors, officers and beneficial owners of more than 10% of a registered class of equity securities generally report changes in ownership on Form 4.
When must Form 4 be filed?
Most reportable transactions must be filed within two business days after the transaction. The transaction date records when the ownership change occurred; the filing date records when the SEC received the report.
Can one filing contain several transactions?
Yes. A Form 4 can report several transactions, securities and forms of ownership. Each row above is a transaction, so several rows can link to the same filing.
What does a Form 4/A amendment mean?
Form 4/A amends an earlier Form 4; it does not necessarily report a new trade. Compare the amendment with the original and read its explanation. This feed includes records identified as Form 4 or 4/A where available; amendment coverage is not comprehensive.
How do Forms 3, 4 and 5 differ from Form 144?
Form 3 is an initial ownership report. Form 4 reports changes in ownership. Form 5 is an annual report for certain deferred or previously unreported transactions. Form 144 is a notice of a proposed sale of restricted or control securities, not confirmation of a completed sale, and is excluded from this feed.
Does code P always mean an open-market purchase?
No. P and S cover both open-market and private transactions. Read the filing footnotes for the circumstances. Awards, exercises, tax withholding and gifts have different codes; a Rule 10b5-1 plan indicator is separate from the transaction code.

Investor.gov: Forms 3, 4 and 5 · SEC: Form 144 and instructions