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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other
Country Notification date Transaction date Company B/S Transaction type Insider and/or position Nb. shares
Price
Value
Number of shares Price Total value Details
US April 22, 2021 April 22, 2021 Software & IT Services PS Planned sale

Prince Matthew

CEO & Chair of the Board Executive Director Major owner
200 -100.0%
77.93
15,586 USD
200 -100.0% 77.93 15,586 USD
US April 22, 2021 April 22, 2021 Software & IT Services PS Planned sale

Prince Matthew

CEO & Chair of the Board Executive Director Major owner
18,517 -98.9%
77.22
1,429,972 USD
18,517 -98.9% 77.22 1,429,972 USD
US April 22, 2021 April 22, 2021 Software & IT Services PS Planned sale

Prince Matthew

CEO & Chair of the Board Executive Director Major owner
15,910 -45.9%
76.27
1,213,523 USD
15,910 -45.9% 76.27 1,213,523 USD
US April 22, 2021 April 22, 2021 Software & IT Services PS Planned sale

Prince Matthew

CEO & Chair of the Board Executive Director Major owner
17,757 -33.9%
75.45
1,339,709 USD
17,757 -33.9% 75.45 1,339,709 USD
US April 22, 2021 April 22, 2021 Software & IT Services PS Planned sale

Lake Katrina

Chief Executive Officer Executive Director Major owner
9,054 -100.0%
43.16
390,743 USD
9,054 -100.0% 43.16 390,743 USD
US April 22, 2021 April 22, 2021 Software & IT Services PS Planned sale

Lake Katrina

Chief Executive Officer Executive Director Major owner
20,834 -100.0%
43.16
899,168 USD
20,834 -100.0% 43.16 899,168 USD
US April 22, 2021 April 22, 2021 Software & IT Services PS Planned sale

Lake Katrina

Chief Executive Officer Executive Director Major owner
3,472 -26.6%
43.15
149,820 USD
3,472 -26.6% 43.15 149,820 USD
US April 22, 2021 April 22, 2021 Industrial Conglomerates PP Planned purchase

GLAZER AVRAM A

Non-Executive Director Major owner
53,500 +2.3%
3.74
200,020 USD
53,500 +2.3% 3.74 200,020 USD
US April 22, 2021 April 22, 2021 Banking & Investment Services S Sale

SCHWAB CHARLES R

Chairman Executive Director
150,000 -0.2%
65.58
9,837,075 USD
150,000 -0.2% 65.58 9,837,075 USD
US April 22, 2021 April 22, 2021 Banking & Investment Services S Sale

SCHWAB CHARLES R

Chairman Executive Director
150,000 -0.2%
65.60
9,839,280 USD
150,000 -0.2% 65.60 9,839,280 USD
US April 22, 2021 April 22, 2021
Eargo Inc (EAR)
Healthcare Services
S Sale

Pardo Geoff

Non-Executive Director
6,672 -0.2%
49.01
326,995 USD
6,672 -0.2% 49.01 326,995 USD
US April 22, 2021 April 22, 2021
Eargo Inc (EAR)
Healthcare Services
S Sale

Pardo Geoff

Non-Executive Director
78,402 -2.0%
48.37
3,792,305 USD
78,402 -2.0% 48.37 3,792,305 USD
US April 22, 2021 April 22, 2021 Pharmaceuticals & Medical Research B Purchase

Podlesak Dennis

Non-Executive Director
13,967 +47.6%
14.11
197,077 USD
13,967 +47.6% 14.11 197,077 USD
US April 22, 2021 April 22, 2021 Banking & Investment Services S Sale

Martin William Scott

Director Non-Executive Director
5,000 -1.4%
69.00
345,000 USD
5,000 -1.4% 69.00 345,000 USD
US April 22, 2021 April 22, 2021 Cyclical Consumer Services S Sale

Bandera Partners LLC

Major owner
6,051 -0.4%
14.09
85,248 USD
6,051 -0.4% 14.09 85,248 USD
US April 22, 2021 April 22, 2021 Real Estate PS Planned sale

Williams Chad L.

Chief Executive Officer Executive Director
6,330 -2.7%
67.08
424,625 USD
6,330 -2.7% 67.08 424,625 USD
US April 22, 2021 April 22, 2021 Pharmaceuticals & Medical Research PS Planned sale

ROBINS HARLAN S

Chief Scientific Officer Officer
3,510 -4.8%
43.59
153,001 USD
3,510 -4.8% 43.59 153,001 USD
US April 22, 2021 April 22, 2021 Pharmaceuticals & Medical Research PS Planned sale

ROBINS HARLAN S

Chief Scientific Officer Officer
4,280 -5.5%
42.85
183,398 USD
4,280 -5.5% 42.85 183,398 USD
US April 22, 2021 April 21, 2021 Collective Investments B Purchase

STAHL MURRAY

President and CEO Executive Director
300 +0.2%
2.60
779 USD
300 +0.2% 2.60 779 USD
US April 22, 2021 April 21, 2021 Collective Investments B Purchase

STAHL MURRAY

President and CEO Executive Director
300 +0.2%
2.60
779 USD
300 +0.2% 2.60 779 USD
US April 22, 2021 April 21, 2021 Collective Investments B Purchase

STAHL MURRAY

President and CEO Executive Director
75 +0.1%
2.60
195 USD
75 +0.1% 2.60 195 USD
US April 22, 2021 April 21, 2021 Healthcare Services S Sale

WATKINS FRANK T

Non-Executive Director
98 -0.1%
153.93
15,085 USD
98 -0.1% 153.93 15,085 USD
US April 22, 2021 April 21, 2021 Healthcare Services S Sale

WATKINS FRANK T

Non-Executive Director
483 -0.6%
153.25
74,020 USD
483 -0.6% 153.25 74,020 USD
US April 22, 2021 April 21, 2021 Healthcare Services S Sale

WATKINS FRANK T

Non-Executive Director
96 -0.1%
151.64
14,557 USD
96 -0.1% 151.64 14,557 USD
US April 22, 2021 April 21, 2021 Healthcare Services S Sale

WATKINS FRANK T

Non-Executive Director
320 -0.4%
149.88
47,962 USD
320 -0.4% 149.88 47,962 USD
US April 22, 2021 April 21, 2021 Healthcare Services S Sale

WATKINS FRANK T

Non-Executive Director
267 -0.3%
148.90
39,756 USD
267 -0.3% 148.90 39,756 USD
US April 22, 2021 April 21, 2021 Healthcare Services S Sale

WATKINS FRANK T

Non-Executive Director
342 -0.4%
147.81
50,551 USD
342 -0.4% 147.81 50,551 USD
US April 22, 2021 April 21, 2021 Healthcare Services S Sale

WATKINS FRANK T

Non-Executive Director
45 -0.1%
146.01
6,570 USD
45 -0.1% 146.01 6,570 USD
US April 22, 2021 April 21, 2021 Healthcare Services S Sale

WATKINS FRANK T

Non-Executive Director
54 -0.1%
144.85
7,822 USD
54 -0.1% 144.85 7,822 USD
US April 22, 2021 April 21, 2021 Healthcare Services S Sale

WATKINS FRANK T

Non-Executive Director
91 -0.1%
144.00
13,104 USD
91 -0.1% 144.00 13,104 USD
US April 22, 2021 April 21, 2021 Healthcare Services S Sale

WATKINS FRANK T

Non-Executive Director
143 -0.2%
141.22
20,194 USD
143 -0.2% 141.22 20,194 USD
US April 22, 2021 April 21, 2021 Healthcare Services PS Planned sale

WATKINS FRANK T

Non-Executive Director
61 -0.1%
139.91
8,535 USD
61 -0.1% 139.91 8,535 USD
US April 22, 2021 April 21, 2021 Software & IT Services S Sale

BENTLEY RICHARD P.

Major owner
236,946 -25.7%
50.88
12,056,950 USD
236,946 -25.7% 50.88 12,056,950 USD
US April 22, 2021 April 21, 2021 Software & IT Services PS Planned sale

Prince Matthew

CEO & Chair of the Board Executive Director Major owner
1,914 -100.0%
73.83
141,314 USD
1,914 -100.0% 73.83 141,314 USD
US April 22, 2021 April 21, 2021 Software & IT Services PS Planned sale

Prince Matthew

CEO & Chair of the Board Executive Director Major owner
43,270 -95.8%
73.33
3,172,942 USD
43,270 -95.8% 73.33 3,172,942 USD
US April 22, 2021 April 21, 2021 Software & IT Services PS Planned sale

Prince Matthew

CEO & Chair of the Board Executive Director Major owner
7,200 -13.7%
72.10
519,155 USD
7,200 -13.7% 72.10 519,155 USD
US April 22, 2021 April 21, 2021 Software & IT Services PS Planned sale

Lake Katrina

Chief Executive Officer Executive Director Major owner
5,346 -100.0%
43.15
230,675 USD
5,346 -100.0% 43.15 230,675 USD
US April 22, 2021 April 21, 2021 Software & IT Services PS Planned sale

Lake Katrina

Chief Executive Officer Executive Director Major owner
3,708 -41.0%
42.39
157,195 USD
3,708 -41.0% 42.39 157,195 USD
US April 22, 2021 April 21, 2021 Software & IT Services PS Planned sale

Lake Katrina

Chief Executive Officer Executive Director Major owner
12,733 -100.0%
43.15
549,451 USD
12,733 -100.0% 43.15 549,451 USD
US April 22, 2021 April 21, 2021 Software & IT Services PS Planned sale

Lake Katrina

Chief Executive Officer Executive Director Major owner
8,100 -38.9%
42.37
343,172 USD
8,100 -38.9% 42.37 343,172 USD
US April 22, 2021 April 21, 2021 Software & IT Services PS Planned sale

Lake Katrina

Chief Executive Officer Executive Director Major owner
2,052 -17.7%
43.15
88,537 USD
2,052 -17.7% 43.15 88,537 USD
US April 22, 2021 April 21, 2021 Software & IT Services PS Planned sale

Lake Katrina

Chief Executive Officer Executive Director Major owner
1,420 -10.9%
42.37
60,160 USD
1,420 -10.9% 42.37 60,160 USD
US April 22, 2021 April 21, 2021 Retailers PS Planned sale

Lindberg Eric J. Jr.

Chief Executive Officer Executive Director
3,725 -7.2%
39.32
146,467 USD
3,725 -7.2% 39.32 146,467 USD
US April 22, 2021 April 21, 2021 Retailers PS Planned sale

Lindberg Eric J. Jr.

Chief Executive Officer Executive Director
21,275 -29.2%
38.97
829,087 USD
21,275 -29.2% 38.97 829,087 USD
US April 22, 2021 April 21, 2021 Chemicals S Sale

M&G INVESTMENT MANAGEMENT LTD

Major owner
3,000 -0.0%
63.79
191,370 USD
3,000 -0.0% 63.79 191,370 USD
US April 22, 2021 April 21, 2021 Industrial Conglomerates PP Planned purchase

GLAZER AVRAM A

Non-Executive Director Major owner
62,090 +2.8%
3.76
233,316 USD
62,090 +2.8% 3.76 233,316 USD
US April 22, 2021 April 21, 2021 Banking & Investment Services S Sale

O'Toole David L.

CFO & Chief Investment Officer Executive Director
500 -1.7%
13.31
6,655 USD
500 -1.7% 13.31 6,655 USD
US April 22, 2021 April 21, 2021
Eargo Inc (EAR)
Healthcare Services
S Sale

Pardo Geoff

Non-Executive Director
7,666 -0.2%
47.97
367,738 USD
7,666 -0.2% 47.97 367,738 USD
US April 22, 2021 April 21, 2021 Pharmaceuticals & Medical Research PS Planned sale

Eltoukhy Helmy

Chief Executive Officer Executive Director
1,373 -0.1%
153.26
210,419 USD
1,373 -0.1% 153.26 210,419 USD
US April 22, 2021 April 21, 2021 Pharmaceuticals & Medical Research PS Planned sale

Eltoukhy Helmy

Chief Executive Officer Executive Director
23,879 -1.3%
152.76
3,647,866 USD
23,879 -1.3% 152.76 3,647,866 USD
US April 22, 2021 April 21, 2021 Pharmaceuticals & Medical Research PS Planned sale

Eltoukhy Helmy

Chief Executive Officer Executive Director
18,150 -1.0%
151.80
2,755,090 USD
18,150 -1.0% 151.80 2,755,090 USD
US April 22, 2021 April 21, 2021 Pharmaceuticals & Medical Research PS Planned sale

Eltoukhy Helmy

Chief Executive Officer Executive Director
5,556 -0.3%
150.93
838,543 USD
5,556 -0.3% 150.93 838,543 USD
US April 22, 2021 April 21, 2021 Pharmaceuticals & Medical Research PS Planned sale

Eltoukhy Helmy

Chief Executive Officer Executive Director
3,900 -0.2%
149.11
581,540 USD
3,900 -0.2% 149.11 581,540 USD
US April 22, 2021 April 21, 2021 Pharmaceuticals & Medical Research PS Planned sale

Eltoukhy Helmy

Chief Executive Officer Executive Director
3,500 -0.2%
148.35
519,232 USD
3,500 -0.2% 148.35 519,232 USD
US April 22, 2021 April 21, 2021 Software & IT Services PS Planned sale

Whittle John

VP Corp Dev&Strat Alliance,GC Officer
400 -100.0%
203.64
81,454 USD
400 -100.0% 203.64 81,454 USD
US April 22, 2021 April 21, 2021 Software & IT Services PS Planned sale

Whittle John

VP Corp Dev&Strat Alliance,GC Officer
875 -68.6%
202.93
177,567 USD
875 -68.6% 202.93 177,567 USD
US April 22, 2021 April 21, 2021 Software & IT Services PS Planned sale

Whittle John

VP Corp Dev&Strat Alliance,GC Officer
1,136 -47.1%
201.52
228,924 USD
1,136 -47.1% 201.52 228,924 USD
US April 22, 2021 April 21, 2021 Banking & Investment Services S Sale

Runkel Mark G.

Senior EVP & Chief Credit Off Officer
25,942 -90.1%
56.92
1,476,619 USD
25,942 -90.1% 56.92 1,476,619 USD
US April 22, 2021 April 21, 2021 Banking & Investment Services S Sale

Runkel Mark G.

Senior EVP & Chief Credit Off Officer
9,058 -19.9%
56.85
514,947 USD
9,058 -19.9% 56.85 514,947 USD
US April 22, 2021 April 21, 2021 Technology Equipment PS Planned sale

HARTENSTEIN EDDY W

Non-Executive Director
21 -0.6%
459.36
9,647 USD
21 -0.6% 459.36 9,647 USD
US April 22, 2021 April 21, 2021 Technology Equipment PS Planned sale

HARTENSTEIN EDDY W

Non-Executive Director
32 -0.9%
458.58
14,674 USD
32 -0.9% 458.58 14,674 USD
US April 22, 2021 April 21, 2021 Technology Equipment PS Planned sale

HARTENSTEIN EDDY W

Non-Executive Director
77 -2.0%
457.34
35,215 USD
77 -2.0% 457.34 35,215 USD
US April 22, 2021 April 21, 2021 Technology Equipment PS Planned sale

HARTENSTEIN EDDY W

Non-Executive Director
211 -5.3%
456.47
96,314 USD
211 -5.3% 456.47 96,314 USD
US April 22, 2021 April 21, 2021 Technology Equipment PS Planned sale

HARTENSTEIN EDDY W

Non-Executive Director
124 -3.0%
454.70
56,383 USD
124 -3.0% 454.70 56,383 USD
US April 22, 2021 April 21, 2021 Technology Equipment PS Planned sale

HARTENSTEIN EDDY W

Non-Executive Director
65 -1.6%
453.97
29,508 USD
65 -1.6% 453.97 29,508 USD
US April 22, 2021 April 21, 2021 Software & IT Services PS Planned sale

Agarwal Vaibhav

Chief Accounting Officer Officer
478 -3.5%
324.00
154,872 USD
478 -3.5% 324.00 154,872 USD
US April 22, 2021 April 21, 2021 Software & IT Services PS Planned sale

Yuan Eric S.

Chief Executive Officer Executive Director Major owner
2,782 -100.0%
322.68
897,688 USD
2,782 -100.0% 322.68 897,688 USD
US April 22, 2021 April 21, 2021 Software & IT Services PS Planned sale

Yuan Eric S.

Chief Executive Officer Executive Director Major owner
11,138 -80.0%
321.97
3,586,073 USD
11,138 -80.0% 321.97 3,586,073 USD
US April 22, 2021 April 21, 2021 Software & IT Services PS Planned sale

Yuan Eric S.

Chief Executive Officer Executive Director Major owner
30,654 -68.8%
321.03
9,840,851 USD
30,654 -68.8% 321.03 9,840,851 USD
US April 22, 2021 April 21, 2021 Software & IT Services PS Planned sale

Yuan Eric S.

Chief Executive Officer Executive Director Major owner
11,134 -20.0%
320.21
3,565,183 USD
11,134 -20.0% 320.21 3,565,183 USD
US April 22, 2021 April 21, 2021 Software & IT Services PS Planned sale

Yuan Eric S.

Chief Executive Officer Executive Director Major owner
5,777 -9.4%
319.07
1,843,243 USD
5,777 -9.4% 319.07 1,843,243 USD
US April 22, 2021 April 21, 2021 Software & IT Services PS Planned sale

Yuan Eric S.

Chief Executive Officer Executive Director Major owner
6,243 -9.2%
318.06
1,985,619 USD
6,243 -9.2% 318.06 1,985,619 USD
US April 22, 2021 April 21, 2021 Software & IT Services PS Planned sale

Yuan Eric S.

Chief Executive Officer Executive Director Major owner
4,639 -6.4%
317.19
1,471,426 USD
4,639 -6.4% 317.19 1,471,426 USD
US April 22, 2021 April 21, 2021 Software & IT Services PS Planned sale

Yuan Eric S.

Chief Executive Officer Executive Director Major owner
2,289 -3.1%
316.03
723,386 USD
2,289 -3.1% 316.03 723,386 USD
US April 22, 2021 April 21, 2021 Software & IT Services PS Planned sale

Yuan Eric S.

Chief Executive Officer Executive Director Major owner
3,422 -4.4%
314.94
1,077,729 USD
3,422 -4.4% 314.94 1,077,729 USD

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