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Abbreviations B: Buy, S: Sell, O: Option / Other
Country Notification date Transaction date Company B/S Transaction type Insider and/or position Nb. shares
Price
Value
Number of shares Share price Total value Details
US Jan. 15, 2021 Jan. 15, 2021 Utilities B Buy

Waters Ernest J

Non-Executive Director
5 +0.2%
44.68
227 USD
5 +0.2% 44.68 227 USD
US Jan. 15, 2021 Jan. 15, 2021 B Buy

BROWN JEFFREY

Vice President Officer
15,000 +27.3%
1.10
16,500 USD
15,000 +27.3% 1.10 16,500 USD
US Jan. 15, 2021 Jan. 15, 2021 Utilities B Buy

NEWCOMER ROBERT P

Non-Executive Director
25 +0.4%
44.68
1,139 USD
25 +0.4% 44.68 1,139 USD
US Jan. 15, 2021 Jan. 15, 2021 Utilities B Buy

Keller Jody L

Non-Executive Director
13 +0.4%
44.68
594 USD
13 +0.4% 44.68 594 USD
US Jan. 15, 2021 Jan. 15, 2021 Pharmaceuticals & Medical Research S Sell

HO WILLIAM

Chief Medical Officer Officer
169 -0.2%
21.05
3,557 USD
169 -0.2% 21.05 3,557 USD
US Jan. 15, 2021 Jan. 15, 2021 Pharmaceuticals & Medical Research S Sell

Walbert Timothy P

Chairman, President and CEO Executive Director
81,401 -7.0%
77.26
6,289,285 USD
81,401 -7.0% 77.26 6,289,285 USD
US Jan. 15, 2021 Jan. 15, 2021 B Buy

PUCKETT RICK D

Non-Executive Director
15,000 +24.4%
28.00
420,000 USD
15,000 +24.4% 28.00 420,000 USD
US Jan. 15, 2021 Jan. 15, 2021 Banking & Investment Services B Buy

Rodeheaver Carissa Lynn

Chairman, President & CEO Executive Director
233 +0.9%
17.12
3,989 USD
233 +0.9% 17.12 3,989 USD
US Jan. 15, 2021 Jan. 15, 2021 Chemicals S Sell

Armes Joseph B

Chairman, President & CEO Executive Director
500 -1.1%
122.43
61,215 USD
500 -1.1% 122.43 61,215 USD
US Jan. 15, 2021 Jan. 15, 2021 Industrial Goods S Sell

Carrai Phillip D

President, STC Division Officer
1,363 -1.4%
30.21
41,176 USD
1,363 -1.4% 30.21 41,176 USD
US Jan. 15, 2021 Jan. 15, 2021 Industrial & Commercial Services S Sell

Caridi Christopher

SVP, Global Corp Controller Officer
1,126 -100.0%
47.37
53,339 USD
1,126 -100.0% 47.37 53,339 USD
US Jan. 15, 2021 Jan. 15, 2021 Banking & Investment Services S Sell

Umstetter Luke J.

SVP, General Counsel Officer
200 -0.8%
142.85
28,570 USD
200 -0.8% 142.85 28,570 USD
US Jan. 15, 2021 Jan. 15, 2021 B Buy

Concannon James

Non-Executive Director
5,000 +10.0%
1.10
5,500 USD
5,000 +10.0% 1.10 5,500 USD
US Jan. 15, 2021 Jan. 15, 2021 Cyclical Consumer Products S Sell

Johnson David W

Vice President & CFO Officer
1,000 -5.2%
112.73
112,730 USD
1,000 -5.2% 112.73 112,730 USD
US Jan. 15, 2021 Jan. 15, 2021 Cyclical Consumer Products S Sell

SCOTT ROBERT L

Non-Executive Director
3,000 -3.1%
21.26
63,782 USD
3,000 -3.1% 21.26 63,782 USD
US Jan. 15, 2021 Jan. 15, 2021 Banking & Investment Services S Sell

Whitaker Darrell E

Non-Executive Director
660 -7.0%
142.85
94,281 USD
660 -7.0% 142.85 94,281 USD
US Jan. 15, 2021 Jan. 15, 2021 Utilities B Buy

McGlaughlin Erin C

Non-Executive Director
6 +0.4%
44.68
260 USD
6 +0.4% 44.68 260 USD
US Jan. 15, 2021 Jan. 15, 2021 Utilities B Buy

Rasmussen Steven R

Non-Executive Director
11 +0.4%
44.68
473 USD
11 +0.4% 44.68 473 USD
US Jan. 15, 2021 Jan. 15, 2021 B Buy

Brier Jack H.

Chairman, President, and CEO Executive Director
32,000 +7.7%
1.10
35,200 USD
32,000 +7.7% 1.10 35,200 USD
ES Jan. 15, 2021 Jan. 15, 2021 Cyclical Consumer Services B Buy

Jerzy Tymofiejew

Chief Development Officer
1,800
13.09
23,562 PLN
1,800 13.09 23,562 PLN
CH Jan. 15, 2021 Jan. 15, 2021
Polyphor AG (POLN)
Pharmaceuticals & Medical Research
S Sell Executive Director / Officer
2,000
8.00
16,000 CHF
2,000 8.00 16,000 CHF
CH Jan. 15, 2021 Jan. 15, 2021 Automobiles & Auto Parts B Buy Closely affiliated Executive Director / Officer
10,000
73.53
735,345 CHF
10,000 73.53 735,345 CHF
DE Jan. 15, 2021 Jan. 15, 2021 Chemicals B Buy

Bertram, Dr. Heinz-Jürgen

Management Board Member
200
101.30
20,260 EUR
200 101.30 20,260 EUR
ES Jan. 15, 2021 Jan. 15, 2021 Insurance B Buy

INVERSIONES PATRIMONIALES ALMA, S.L.

Closely affiliated to ENRIQUE GIRÓ GODÓ CONSEJERO Closely affiliated Director
2,000
29.70
59,400 EUR
2,000 29.70 59,400 EUR
US Jan. 15, 2021 Jan. 14, 2021 Collective Investments B Buy

STAHL MURRAY

President and CEO Executive Director
75 +0.1%
1.89
141 USD
75 +0.1% 1.89 141 USD
US Jan. 15, 2021 Jan. 14, 2021 Banking & Investment Services S Sell

Dyer Daniel Clinton

Chief Branch Operation Officer Officer
2,785 -6.1%
150.00
417,750 USD
2,785 -6.1% 150.00 417,750 USD
US Jan. 15, 2021 Jan. 14, 2021 Industrial & Commercial Services S Sell

BEARDEN ROBERT G

Chief Executive Officer Executive Director
141,800 -18.3%
14.34
2,033,809 USD
141,800 -18.3% 14.34 2,033,809 USD
US Jan. 15, 2021 Jan. 14, 2021 Cyclical Consumer Products S Sell

WOELFER W. TODD

Sr. VP, Gen. Counsel & Sec. Officer
2,500 -4.5%
105.00
262,500 USD
2,500 -4.5% 105.00 262,500 USD
US Jan. 15, 2021 Jan. 14, 2021
Yext Inc (YEXT)
Software & IT Services
S Sell

Ferrentino Marc

Chief Strategy Officer Officer
4,500 -33.7%
16.93
76,189 USD
4,500 -33.7% 16.93 76,189 USD
US Jan. 15, 2021 Jan. 14, 2021 S Sell

Coulie Bernard

President and CEO Executive Director
2,870 -0.6%
26.20
75,180 USD
2,870 -0.6% 26.20 75,180 USD
US Jan. 15, 2021 Jan. 14, 2021 Collective Investments B Buy

Saba Capital Management, L.P.

Major owner
5,964 +0.2%
8.26
49,263 USD
5,964 +0.2% 8.26 49,263 USD
US Jan. 15, 2021 Jan. 14, 2021 Collective Investments B Buy

Saba Capital Management, L.P.

Major owner
275,000 +1.3%
5.59
1,537,250 USD
275,000 +1.3% 5.59 1,537,250 USD
US Jan. 15, 2021 Jan. 14, 2021 Pharmaceuticals & Medical Research S Sell

Lee Kevin

Chief Executive Officer Executive Director
5,000 -1.8%
25.00
125,000 USD
5,000 -1.8% 25.00 125,000 USD
US Jan. 15, 2021 Jan. 14, 2021 Technology Equipment S Sell

ROBERTS DAVID MARTIN

President and CEO Executive Director
10,000 -1.9%
13.01
130,149 USD
10,000 -1.9% 13.01 130,149 USD
US Jan. 15, 2021 Jan. 14, 2021 Pharmaceuticals & Medical Research S Sell

ROSS ROBERT W.

Chief Medical Officer Officer
7,000 -7.1%
11.95
83,650 USD
7,000 -7.1% 11.95 83,650 USD
US Jan. 15, 2021 Jan. 14, 2021 Retailers S Sell

JANKS LEON C

Non-Executive Director
639 -2.3%
99.74
63,733 USD
639 -2.3% 99.74 63,733 USD
US Jan. 15, 2021 Jan. 14, 2021 Industrial Goods S Sell

Williams Jeffrey M

VP & Pres G Prod Bldg Tech Sol Officer
25,768 -28.5%
52.57
1,354,624 USD
25,768 -28.5% 52.57 1,354,624 USD
US Jan. 15, 2021 Jan. 14, 2021 Pharmaceuticals & Medical Research S Sell

Grossi Federico

CHIEF MEDICAL OFFICER Officer
4,000 -10.0%
51.99
207,960 USD
4,000 -10.0% 51.99 207,960 USD
US Jan. 15, 2021 Jan. 14, 2021 Uranium S Sell

NAZARENUS DEE ANN

Vice President, Human Resource Officer
16,017 -34.5%
4.30
68,873 USD
16,017 -34.5% 4.30 68,873 USD
US Jan. 15, 2021 Jan. 14, 2021 Cyclical Consumer Products S Sell

Hershey Mark A

SVP, Gen Cnsl, Compliance Officer
4,897 -10.0%
85.00
416,245 USD
4,897 -10.0% 85.00 416,245 USD
US Jan. 15, 2021 Jan. 14, 2021 S Sell

VEZINA ANN F

Non-Executive Director
1,680 -27.6%
119.58
200,888 USD
1,680 -27.6% 119.58 200,888 USD
US Jan. 15, 2021 Jan. 14, 2021 Chemicals S Sell

M&G INVESTMENT MANAGEMENT LTD

Major owner
3,000 -0.0%
57.00
171,000 USD
3,000 -0.0% 57.00 171,000 USD
US Jan. 15, 2021 Jan. 14, 2021 Cyclical Consumer Products S Sell

JULIAN KENNETH D

VP of Admin and HR Officer
2,000 -3.9%
105.00
210,000 USD
2,000 -3.9% 105.00 210,000 USD
US Jan. 15, 2021 Jan. 14, 2021
Carvana Co (CVNA)
Retailers
S Sell

KEETON RYAN S.

Chief Brand Officer Officer
10,000 -24.2%
297.18
2,971,800 USD
10,000 -24.2% 297.18 2,971,800 USD
US Jan. 15, 2021 Jan. 14, 2021
Carvana Co (CVNA)
Retailers
S Sell

HUSTON BENJAMIN E.

Chief Operating Officer Officer
10,000 -22.9%
298.28
2,982,780 USD
10,000 -22.9% 298.28 2,982,780 USD
US Jan. 15, 2021 Jan. 14, 2021 Healthcare Services S Sell

SERBIN RICHARD S

Non-Executive Director
10,000 -80.0%
10.29
102,900 USD
10,000 -80.0% 10.29 102,900 USD
US Jan. 15, 2021 Jan. 14, 2021 B Buy

Johnson Marc

CEO Executive Director
10,000 +0.0%
0.09
890 USD
10,000 +0.0% 0.09 890 USD
US Jan. 15, 2021 Jan. 14, 2021
Carvana Co (CVNA)
Retailers
S Sell

JENKINS MARK W.

Chief Financial Officer Officer
10,000 -22.9%
298.31
2,983,100 USD
10,000 -22.9% 298.31 2,983,100 USD
US Jan. 15, 2021 Jan. 14, 2021 Pharmaceuticals & Medical Research S Sell

Hamilton James C

Senior Vice President
6,186 -4.5%
80.97
500,880 USD
6,186 -4.5% 80.97 500,880 USD
US Jan. 15, 2021 Jan. 14, 2021 Automobiles & Auto Parts B Buy

Daniels Christopher M

Chief Human Resources Officer Officer
5,500 +4.3%
9.08
49,940 USD
5,500 +4.3% 9.08 49,940 USD

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