XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT)

Financials Collective Investments Collective Investments

Track Share on 𝕏

Stock chart
Ticker: XFLT Exchange: NYS


Subscribe to get access to the transaction volume chart and in-chart transaction details
• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale
Past 90 days
 
Value bought
 
Value sold
 
Net insiders buying
 
Trades (buy and sell)
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Price Total value Details
2023-12-13 2023-12-12 B Purchase

Spence John Yogi

Adviser Personnel
825 +4.5%
7.05
5,816 USD 		825 +4.5% 7.05 5,816 USD
2023-12-13 2023-12-12 B Purchase

Brombach Theodore J

President & CEO

Officer
825 +4.5%
7.05
5,816 USD 		825 +4.5% 7.05 5,816 USD
2023-12-06 2023-12-05 B Purchase

Brombach Theodore J

President & CEO

Officer
6,000 +33.9%
6.89
41,340 USD 		6,000 +33.9% 6.89 41,340 USD
2023-12-06 2023-12-05 B Purchase

Spence John Yogi

Adviser Personnel
6,000 +33.9%
6.89
41,340 USD 		6,000 +33.9% 6.89 41,340 USD
2023-11-16 2023-11-13 B Purchase

Brombach Theodore J

President & CEO

Officer
289 +1.7%
7.08
2,046 USD 		289 +1.7% 7.08 2,046 USD
2023-11-16 2023-11-13 B Purchase

Spence John Yogi

Adviser Personnel
289 +1.7%
7.08
2,046 USD 		289 +1.7% 7.08 2,046 USD
2022-12-23 2022-12-22 B Purchase

Spence John Yogi

Adviser Personnel
500 +0.1%
6.33
3,165 USD 		500 +0.1% 6.33 3,165 USD
2022-11-15 2022-11-11 B Purchase

Spence John Yogi

Adviser Personnel
3,050 +25.4%
6.67
20,344 USD 		3,050 +25.4% 6.67 20,344 USD
2022-11-15 2022-11-11 B Purchase

Brombach Theodore J

President & CEO

Officer
3,050 +25.4%
6.67
20,344 USD 		3,050 +25.4% 6.67 20,344 USD
2022-11-14 2022-11-10 B Purchase

Brombach Theodore J

President & CEO

Officer
355 +3.0%
6.65
2,361 USD 		355 +3.0% 6.65 2,361 USD
2022-11-14 2022-11-10 B Purchase

Brombach Theodore J

President & CEO

Officer
754 +6.9%
6.64
5,007 USD 		754 +6.9% 6.64 5,007 USD
2022-11-14 2022-11-10 B Purchase

Brombach Theodore J

President & CEO

Officer
891 +8.9%
6.63
5,907 USD 		891 +8.9% 6.63 5,907 USD
2022-11-14 2022-11-10 B Purchase

Spence John Yogi

Adviser Personnel
355 +3.0%
6.65
2,361 USD 		355 +3.0% 6.65 2,361 USD
2022-11-14 2022-11-10 B Purchase

Spence John Yogi

Adviser Personnel
754 +6.9%
6.64
5,007 USD 		754 +6.9% 6.64 5,007 USD
2022-11-14 2022-11-10 B Purchase

Spence John Yogi

Adviser Personnel
891 +8.9%
6.63
5,907 USD 		891 +8.9% 6.63 5,907 USD
2022-11-09 2022-11-09 B Purchase

Brombach Theodore J

President & CEO

Officer
918 +10.1%
6.56
6,022 USD 		918 +10.1% 6.56 6,022 USD
2022-11-09 2022-11-09 B Purchase

Brombach Theodore J

President & CEO

Officer
1,082 +13.5%
6.53
7,065 USD 		1,082 +13.5% 6.53 7,065 USD
2022-11-09 2022-11-09 B Purchase

Spence John Yogi

Adviser Personnel
918 +10.1%
6.56
6,022 USD 		918 +10.1% 6.56 6,022 USD
2022-11-09 2022-11-09 B Purchase

Spence John Yogi

Adviser Personnel
1,082 +13.5%
6.53
7,065 USD 		1,082 +13.5% 6.53 7,065 USD
2022-11-09 2022-11-08 B Purchase

Brombach Theodore J

President & CEO

Officer
1,800 +29.0%
6.50
11,700 USD 		1,800 +29.0% 6.50 11,700 USD
2022-11-09 2022-11-08 B Purchase

Brombach Theodore J

President & CEO

Officer
2,100 +51.2%
6.49
13,629 USD 		2,100 +51.2% 6.49 13,629 USD
2022-11-09 2022-11-08 B Purchase

Brombach Theodore J

President & CEO

Officer
100 +2.5%
6.38
638 USD 		100 +2.5% 6.38 638 USD
2022-11-09 2022-11-08 B Purchase

Spence John Yogi

Adviser Personnel
1,800 +29.0%
6.50
11,700 USD 		1,800 +29.0% 6.50 11,700 USD
2022-11-09 2022-11-08 B Purchase

Spence John Yogi

Adviser Personnel
2,100 +51.2%
6.49
13,629 USD 		2,100 +51.2% 6.49 13,629 USD
2022-11-09 2022-11-08 B Purchase

Spence John Yogi

Adviser Personnel
100 +2.5%
6.38
638 USD 		100 +2.5% 6.38 638 USD
2022-11-04 2022-11-04 B Purchase

Spence John Yogi

Adviser Personnel
3,588 +870.9%
6.39
22,927 USD 		3,588 +870.9% 6.39 22,927 USD
2022-11-04 2022-11-04 B Purchase

Brombach Theodore J

President & CEO

Officer
3,588 +870.9%
6.39
22,927 USD 		3,588 +870.9% 6.39 22,927 USD
2022-11-04 2022-11-03 B Purchase

Spence John Yogi

Adviser Personnel
412 +inf%
6.35
2,616 USD 		412 +inf% 6.35 2,616 USD
2022-11-04 2022-11-03 B Purchase

Brombach Theodore J

President & CEO

Officer
412 +inf%
6.35
2,616 USD 		412 +inf% 6.35 2,616 USD
2022-09-23 2022-09-23 B Purchase

Spence John Yogi

Adviser Personnel
2,000 +0.4%
6.23
12,460 USD 		2,000 +0.4% 6.23 12,460 USD
2022-09-23 2022-09-23 B Purchase

Spence John Yogi

Adviser Personnel
1,000 +0.2%
6.24
6,240 USD 		1,000 +0.2% 6.24 6,240 USD
2022-09-02 2022-09-02 B Purchase

Spence John Yogi

Adviser Personnel
0
0.00
0 USD 		0 0.00 0 USD
2022-09-02 2022-09-02 B Purchase

Spence John Yogi

Adviser Personnel
0
0.00
0 USD 		0 0.00 0 USD
2022-09-02 2022-09-02 B Purchase

Spence John Yogi

Adviser Personnel
1,000 +0.2%
7.00
7,000 USD 		1,000 +0.2% 7.00 7,000 USD
2022-09-02 2022-09-02 B Purchase

Spence John Yogi

Adviser Personnel
1,000 +0.2%
6.97
6,970 USD 		1,000 +0.2% 6.97 6,970 USD
2022-08-22 2022-08-19 B Purchase

Spence John Yogi

Adviser Personnel
0
0.00
0 USD 		0 0.00 0 USD
2022-08-22 2022-08-19 B Purchase

Spence John Yogi

Adviser Personnel
0
0.00
0 USD 		0 0.00 0 USD
2022-08-22 2022-08-19 B Purchase

Spence John Yogi

Adviser Personnel
1,000 +0.2%
7.16
7,160 USD 		1,000 +0.2% 7.16 7,160 USD
2022-08-22 2022-08-19 B Purchase

Spence John Yogi

Adviser Personnel
1,000 +0.2%
7.16
7,160 USD 		1,000 +0.2% 7.16 7,160 USD
2022-08-22 2022-08-19 B Purchase

Spence John Yogi

Adviser Personnel
1,000 +0.2%
7.15
7,154 USD 		1,000 +0.2% 7.15 7,154 USD
2022-04-11 2022-04-08 B Purchase

McCulloch Benjamin

Secretary & CLO

Officer
472 +68.4%
8.47
3,998 USD 		472 +68.4% 8.47 3,998 USD
2021-12-20 2021-12-20 B Purchase

Spence John Yogi

Adviser Personnel
3,865 +0.8%
8.53
32,968 USD 		3,865 +0.8% 8.53 32,968 USD
2021-12-20 2021-12-20 B Purchase

Spence John Yogi

Adviser Personnel
135 +0.0%
8.54
1,153 USD 		135 +0.0% 8.54 1,153 USD
2021-12-09 2021-12-08 S Sale

McGarrity John P

Officer of XAI
11,100 -20.6%
9.10
101,010 USD 		11,100 -20.6% 9.10 101,010 USD
2021-07-21 2021-07-21 B Purchase

Spence John Yogi

Adviser Personnel
500 +inf%
8.50
4,250 USD 		500 +inf% 8.50 4,250 USD
2021-07-21 2021-07-21 B Purchase

Spence John Yogi

Adviser Personnel
4,400 +1.0%
8.50
37,400 USD 		4,400 +1.0% 8.50 37,400 USD
2021-07-21 2021-07-21 B Purchase

Spence John Yogi

Adviser Personnel
2,873 +0.6%
8.50
24,421 USD 		2,873 +0.6% 8.50 24,421 USD
2021-07-21 2021-07-21 B Purchase

Spence John Yogi

Adviser Personnel
1,500 +0.3%
8.50
12,750 USD 		1,500 +0.3% 8.50 12,750 USD
2021-07-21 2021-07-21 B Purchase

Spence John Yogi

Adviser Personnel
600 +0.1%
8.50
5,097 USD 		600 +0.1% 8.50 5,097 USD
2021-07-21 2021-07-21 B Purchase

Spence John Yogi

Adviser Personnel
127 +0.0%
8.49
1,079 USD 		127 +0.0% 8.49 1,079 USD
2020-03-25 2020-03-24 B Purchase

FRANKLIN PHILIP G

Trustee
10,000 +21.6%
4.04
40,380 USD 		10,000 +21.6% 4.04 40,380 USD
2020-03-23 2020-03-20 B Purchase

Gordon Andrew David

2,050 +92.3%
4.89
10,025 USD 		2,050 +92.3% 4.89 10,025 USD
2020-03-23 2020-03-19 B Purchase

Gordon Andrew David

2,222 +inf%
4.47
9,932 USD 		2,222 +inf% 4.47 9,932 USD
2020-03-18 2020-03-18 B Purchase

Brombach Theodore J

President & CEO

Officer
1,000 +0.2%
4.48
4,480 USD 		1,000 +0.2% 4.48 4,480 USD
2020-03-18 2020-03-18 B Purchase

Brombach Theodore J

President & CEO

Officer
1,000 +0.2%
4.52
4,520 USD 		1,000 +0.2% 4.52 4,520 USD
2020-03-16 2020-03-16 B Purchase

McGarrity John P

Chief Legal & Secretary

Officer
2,520 +4.9%
5.54
13,954 USD 		2,520 +4.9% 5.54 13,954 USD
2020-03-16 2020-03-16 B Purchase

Spence John Yogi

Adviser Personnel
3,000 +0.7%
5.69
17,070 USD 		3,000 +0.7% 5.69 17,070 USD
2020-03-12 2020-03-12 B Purchase

Spence John Yogi

Advisor Personnel
500 +0.1%
5.80
2,900 USD 		500 +0.1% 5.80 2,900 USD
2020-03-12 2020-03-12 B Purchase

Spence John Yogi

Advisor Personnel
400 +0.1%
5.90
2,360 USD 		400 +0.1% 5.90 2,360 USD
2020-03-12 2020-03-12 B Purchase

Spence John Yogi

Advisor Personnel
400 +0.1%
5.95
2,380 USD 		400 +0.1% 5.95 2,380 USD
2020-03-12 2020-03-12 B Purchase

Spence John Yogi

Advisor Personnel
500 +0.1%
6.00
3,000 USD 		500 +0.1% 6.00 3,000 USD
2020-03-10 2020-03-10 S Sale

Jones Scott C

Trustee
225 -3.4%
6.82
1,530 USD 		225 -3.4% 6.82 1,530 USD
2020-03-06 2020-03-06 B Purchase

Spence John Yogi

Advisor Personnel
5,000 +1.2%
7.38
36,900 USD 		5,000 +1.2% 7.38 36,900 USD
2020-01-21 2020-01-21 B Purchase

McCulloch Benjamin

Secretary & CLO
300 +inf%
8.24
2,472 USD 		300 +inf% 8.24 2,472 USD
2020-01-13 2020-01-10 B Purchase

Brombach Theodore J

President&CEO
612 +0.1%
8.17
5,000 USD 		612 +0.1% 8.17 5,000 USD
2020-01-13 2020-01-09 B Purchase

Brombach Theodore J

President&CEO
609 +0.1%
8.20
4,994 USD 		609 +0.1% 8.20 4,994 USD
2019-04-03 2019-04-03 B Purchase

Dingens Gregory

Trustee
1,200 +4.4%
8.72
10,466 USD 		1,200 +4.4% 8.72 10,466 USD
2019-01-18 2019-01-18 B Purchase

Jones Scott C

Trustee
3,008 +101.5%
8.31
24,996 USD 		3,008 +101.5% 8.31 24,996 USD
2019-01-15 2019-01-14 B Purchase

Basmadjian Lauren Michelle

Portfolio Manager
8,066 +85.5%
7.99
64,447 USD 		8,066 +85.5% 7.99 64,447 USD
2019-01-15 2019-01-11 B Purchase

Basmadjian Lauren Michelle

Portfolio Manager
4,434 +88.7%
8.08
35,827 USD 		4,434 +88.7% 8.08 35,827 USD
2018-12-26 2018-12-26 B Purchase

Jones Scott C

Trustee
300 +11.4%
7.37
2,211 USD 		300 +11.4% 7.37 2,211 USD
2018-12-21 2018-12-21 B Purchase

Spence John Yogi

CFO & Treasurer

Officer
2,500 +0.6%
7.37
18,425 USD 		2,500 +0.6% 7.37 18,425 USD
2018-10-30 2018-10-29 B Purchase

FRANKLIN PHILIP G

Trustee
3,206 +8.0%
9.21
29,521 USD 		3,206 +8.0% 9.21 29,521 USD
2018-11-06 2018-10-25 B Purchase

Dingens Gregory

Trustee
2,000 +8.0%
9.45
18,898 USD 		2,000 +8.0% 9.45 18,898 USD
2018-10-12 2018-10-11 S Sale

Spence John Yogi

CFO & Treasurer

Officer
100 -0.0%
9.88
988 USD 		100 -0.0% 9.88 988 USD