|
2024-05-17 |
2024-05-16 |
PS
Planned sale
|
Bisegna Anthony
Executive Vice President
Officer
|
1,000
-2.9%
77.76
100,000
USD
|
1,000
-2.9%
|
77.76
|
100,000
USD
|
|
|
2024-05-16 |
2024-05-14 |
PS
Planned sale
|
Aboaf Eric W.
Vice Chairman and CFO
Officer
|
1,000
-8.1%
76.53
100,000
USD
|
1,000
-8.1%
|
76.53
|
100,000
USD
|
|
|
2024-05-14 |
2024-05-10 |
S
Sale
|
AMBROSIUS JOERG
Executive Vice President
Officer
|
1,000
-7.6%
76.74
100,000
USD
|
1,000
-7.6%
|
76.74
|
100,000
USD
|
|
|
2024-03-04 |
2024-03-01 |
PS
Planned sale
|
Bisegna Anthony
Executive Vice President
Officer
|
4,258
-15.4%
73.64
313,559
USD
|
4,258
-15.4%
|
73.64
|
313,559
USD
|
|
|
2024-03-04 |
2024-02-29 |
PS
Planned sale
|
Aboaf Eric W.
Vice Chairman and CFO
Officer
|
12,000
-7.5%
73.90
886,800
USD
|
12,000
-7.5%
|
73.90
|
886,800
USD
|
|
|
2024-02-26 |
2024-02-22 |
S
Sale
|
Milrod Donna M
Executive Vice President
Officer
|
3,200
-8.3%
72.33
231,456
USD
|
3,200
-8.3%
|
72.33
|
231,456
USD
|
|
|
2024-02-20 |
2024-02-16 |
PS
Planned sale
|
Bisegna Anthony
Executive Vice President
Officer
|
2,606
-12.8%
73.00
190,238
USD
|
2,606
-12.8%
|
73.00
|
190,238
USD
|
|
|
2023-11-21 |
2023-11-20 |
PS
Planned sale
|
Maiuri Louis D
President and COO
Officer
|
8,800
-6.9%
70.00
616,000
USD
|
8,800
-6.9%
|
70.00
|
616,000
USD
|
|
|
2023-11-17 |
2023-11-16 |
PS
Planned sale
|
RICHARDS MICHAEL L
EVP and Chief Admin Officer
Officer
|
61
-0.2%
69.59
4,245
USD
|
61
-0.2%
|
69.59
|
4,245
USD
|
|
|
2023-11-03 |
2023-11-01 |
PS
Planned sale
|
Aboaf Eric W.
Vice Chairman and CFO
Officer
|
1,900
-1.4%
65.50
124,450
USD
|
1,900
-1.4%
|
65.50
|
124,450
USD
|
|
|
2023-11-03 |
2023-11-01 |
PS
Planned sale
|
Aboaf Eric W.
Vice Chairman and CFO
Officer
|
8,100
-5.5%
64.81
524,961
USD
|
8,100
-5.5%
|
64.81
|
524,961
USD
|
|
|
2023-08-23 |
2023-08-21 |
PS
Planned sale
|
Aboaf Eric W.
Vice Chairman and CFO
Officer
|
2,372
-1.6%
67.63
160,418
USD
|
2,372
-1.6%
|
67.63
|
160,418
USD
|
|
|
2023-08-23 |
2023-08-21 |
PS
Planned sale
|
Aboaf Eric W.
Vice Chairman and CFO
Officer
|
9,514
-6.0%
67.01
637,533
USD
|
9,514
-6.0%
|
67.01
|
637,533
USD
|
|
|
2023-08-17 |
2023-08-16 |
PS
Planned sale
|
RICHARDS MICHAEL L
EVP and Chief Admin Officer
Officer
|
61
-0.2%
69.21
4,222
USD
|
61
-0.2%
|
69.21
|
4,222
USD
|
|
|
2023-08-03 |
2023-08-01 |
PS
Planned sale
|
Maiuri Louis D
President and COO
Officer
|
8,800
-6.5%
71.96
633,248
USD
|
8,800
-6.5%
|
71.96
|
633,248
USD
|
|
|
2023-05-23 |
2023-05-19 |
PS
Planned sale
|
Aboaf Eric W.
Vice Chairman and CFO
Officer
|
3,160
-2.0%
69.07
218,261
USD
|
3,160
-2.0%
|
69.07
|
218,261
USD
|
|
|
2023-05-23 |
2023-05-19 |
PS
Planned sale
|
Aboaf Eric W.
Vice Chairman and CFO
Officer
|
8,739
-5.1%
67.99
594,165
USD
|
8,739
-5.1%
|
67.99
|
594,165
USD
|
|
|
2023-05-22 |
2023-05-19 |
PS
Planned sale
|
RICHARDS MICHAEL L
EVP and Chief Admin Officer
Officer
|
319
-1.0%
69.68
22,228
USD
|
319
-1.0%
|
69.68
|
22,228
USD
|
|
|
2023-05-22 |
2023-05-18 |
PS
Planned sale
|
RICHARDS MICHAEL L
EVP and Chief Admin Officer
Officer
|
1,814
-5.2%
68.17
123,660
USD
|
1,814
-5.2%
|
68.17
|
123,660
USD
|
|
|
2023-03-01 |
2023-02-28 |
S
Sale
|
RICHARDS MICHAEL L
EVP and Chief Admin Officer
Officer
|
2,362
-6.3%
89.02
210,265
USD
|
2,362
-6.3%
|
89.02
|
210,265
USD
|
|
|
2023-02-28 |
2023-02-24 |
S
Sale
|
Appleyard Ian
EVP, CAO and Global Controller
Officer
|
6,725
-31.7%
88.42
594,625
USD
|
6,725
-31.7%
|
88.42
|
594,625
USD
|
|
|
2023-02-28 |
2023-02-24 |
S
Sale
|
PHELAN DAVID C
EVP; Gen Counsel and Secretary
Officer
|
15,000
-17.1%
86.63
1,299,450
USD
|
15,000
-17.1%
|
86.63
|
1,299,450
USD
|
|
|
2023-02-22 |
2023-02-17 |
S
Sale
|
PLANSKY JOHN
Executive Vice President
Officer
|
11,168
-20.8%
92.22
1,029,913
USD
|
11,168
-20.8%
|
92.22
|
1,029,913
USD
|
|
|
2022-03-01 |
2022-02-28 |
PS
Planned sale
|
Aristeguieta Francisco
EVP and CEO of Inst. Services
Officer
|
1,387
-1.6%
86.18
119,532
USD
|
1,387
-1.6%
|
86.18
|
119,532
USD
|
|
|
2022-03-01 |
2022-02-28 |
PS
Planned sale
|
Aristeguieta Francisco
EVP and CEO of Inst. Services
Officer
|
11,983
-12.1%
85.39
1,023,228
USD
|
11,983
-12.1%
|
85.39
|
1,023,228
USD
|
|
|
2022-03-01 |
2022-02-28 |
PS
Planned sale
|
Aristeguieta Francisco
EVP and CEO of Inst. Services
Officer
|
10,301
-9.4%
84.56
871,053
USD
|
10,301
-9.4%
|
84.56
|
871,053
USD
|
|
|
2022-02-24 |
2022-02-22 |
PS
Planned sale
|
Aristeguieta Francisco
EVP and CEO of Inst. Services
Officer
|
19,736
-23.6%
93.10
1,837,422
USD
|
19,736
-23.6%
|
93.10
|
1,837,422
USD
|
|
|
2022-01-25 |
2022-01-24 |
S
Sale
|
Erickson Andrew
Executive Vice President
Officer
|
16,000
-12.5%
89.00
1,424,000
USD
|
16,000
-12.5%
|
89.00
|
1,424,000
USD
|
|
|
2021-12-13 |
2021-12-09 |
PS
Planned sale
|
Taraporevala Cyrus
EVP; President and CEO of SSGA
Officer
|
4,487
-5.2%
92.12
413,342
USD
|
4,487
-5.2%
|
92.12
|
413,342
USD
|
|
|
2021-11-17 |
2021-11-16 |
PS
Planned sale
|
RICHARDS MICHAEL L
EVP and Chief Admin Officer
Officer
|
262
-1.1%
99.58
26,090
USD
|
262
-1.1%
|
99.58
|
26,090
USD
|
|
|
2021-11-17 |
2021-11-15 |
S
Sale
|
Aristeguieta Francisco
EVP and CEO of Inst. Services
Officer
|
22,200
-18.9%
99.45
2,207,790
USD
|
22,200
-18.9%
|
99.45
|
2,207,790
USD
|
|
|
2021-11-16 |
2021-11-12 |
S
Sale
|
de Saint-Aignan Patrick
Non-Executive Director
|
1,000
-3.1%
99.12
99,120
USD
|
1,000
-3.1%
|
99.12
|
99,120
USD
|
|
|
2021-11-12 |
2021-11-10 |
S
Sale
|
de Saint-Aignan Patrick
Non-Executive Director
|
2,000
-5.8%
97.75
195,500
USD
|
2,000
-5.8%
|
97.75
|
195,500
USD
|
|
|
2021-11-12 |
2021-11-10 |
S
Sale
|
de Saint-Aignan Patrick
Non-Executive Director
|
3,000
-8.0%
96.66
289,980
USD
|
3,000
-8.0%
|
96.66
|
289,980
USD
|
|
|
2021-11-10 |
2021-11-09 |
PS
Planned sale
|
Taraporevala Cyrus
EVP; President and CEO of SSGA
Officer
|
4,487
-4.9%
95.74
429,585
USD
|
4,487
-4.9%
|
95.74
|
429,585
USD
|
|
|
2021-10-12 |
2021-10-08 |
PS
Planned sale
|
Taraporevala Cyrus
EVP; President and CEO of SSGA
Officer
|
4,487
-4.7%
89.23
400,375
USD
|
4,487
-4.7%
|
89.23
|
400,375
USD
|
|
|
2021-05-18 |
2021-05-17 |
PS
Planned sale
|
RICHARDS MICHAEL L
EVP and Chief Admin Officer
Officer
|
331
-1.3%
86.11
28,502
USD
|
331
-1.3%
|
86.11
|
28,502
USD
|
|
|
2021-03-02 |
2021-03-01 |
PS
Planned sale
|
Kuritzkes Andrew P
EVP and Chief Risk Officer
Officer
|
6,060
-5.8%
74.61
452,137
USD
|
6,060
-5.8%
|
74.61
|
452,137
USD
|
|
|
2021-03-02 |
2021-03-01 |
PS
Planned sale
|
RICHARDS MICHAEL L
EVP and Chief Admin Officer
Officer
|
365
-1.4%
74.61
27,233
USD
|
365
-1.4%
|
74.61
|
27,233
USD
|
|
|
2021-03-02 |
2021-02-26 |
S
Sale
|
Erickson Andrew
Executive Vice President
Officer
|
11,000
-15.7%
73.30
806,300
USD
|
11,000
-15.7%
|
73.30
|
806,300
USD
|
|
|
2021-03-01 |
2021-02-25 |
PS
Planned sale
|
Maiuri Louis D
EVP & Chief Operating Officer
Officer
|
14,339
-20.8%
77.39
1,109,695
USD
|
14,339
-20.8%
|
77.39
|
1,109,695
USD
|
|
|
2021-02-25 |
2021-02-23 |
PS
Planned sale
|
RICHARDS MICHAEL L
EVP and Chief Admin Officer
Officer
|
533
-3.0%
74.39
39,650
USD
|
533
-3.0%
|
74.39
|
39,650
USD
|
|
|
2021-02-17 |
2021-02-16 |
PS
Planned sale
|
Kuritzkes Andrew P
EVP and Chief Risk Officer
Officer
|
1,609
-2.0%
73.99
119,050
USD
|
1,609
-2.0%
|
73.99
|
119,050
USD
|
|
|
2021-02-17 |
2021-02-16 |
PS
Planned sale
|
Kuritzkes Andrew P
EVP and Chief Risk Officer
Officer
|
2,541
-3.0%
73.99
188,009
USD
|
2,541
-3.0%
|
73.99
|
188,009
USD
|
|
|
2021-02-17 |
2021-02-16 |
PS
Planned sale
|
Erickson Andrew
Executive Vice President
Officer
|
630
-0.9%
73.99
46,614
USD
|
630
-0.9%
|
73.99
|
46,614
USD
|
|
|
2020-11-20 |
2020-11-19 |
S
Sale
|
RICHARDS MICHAEL L
EVP and Chief Admin Officer
Officer
|
400
-2.1%
68.59
27,436
USD
|
400
-2.1%
|
68.59
|
27,436
USD
|
|
|
2020-11-17 |
2020-11-16 |
PS
Planned sale
|
RICHARDS MICHAEL L
EVP and Chief Admin Officer
Officer
|
316
-1.7%
70.50
22,278
USD
|
316
-1.7%
|
70.50
|
22,278
USD
|
|
|
2020-10-20 |
2020-10-19 |
S
Sale
|
Aristeguieta Francisco
EVP and CEO of Inst. Services
Officer
|
16,334
-14.8%
66.68
1,089,151
USD
|
16,334
-14.8%
|
66.68
|
1,089,151
USD
|
|
|
2020-10-20 |
2020-10-19 |
S
Sale
|
Aristeguieta Francisco
EVP and CEO of Inst. Services
Officer
|
45,849
-29.3%
65.94
3,023,283
USD
|
45,849
-29.3%
|
65.94
|
3,023,283
USD
|
|
|
2020-08-18 |
2020-08-17 |
PS
Planned sale
|
RICHARDS MICHAEL L
EVP and Chief Admin Officer
Officer
|
379
-1.9%
70.35
26,663
USD
|
379
-1.9%
|
70.35
|
26,663
USD
|
|
|
2020-08-04 |
2020-07-31 |
S
Sale
|
LEHNER JOHN
Executive Vice President
Officer
|
500
-2.1%
63.55
31,775
USD
|
500
-2.1%
|
63.55
|
31,775
USD
|
|
|
2020-05-19 |
2020-05-18 |
PS
Planned sale
|
RICHARDS MICHAEL L
EVP and Chief Admin Officer
Officer
|
381
-1.8%
56.31
21,454
USD
|
381
-1.8%
|
56.31
|
21,454
USD
|
|
|
2020-05-01 |
2020-04-29 |
S
Sale
|
Appleyard Ian
EVP, CAO and Global Controller
Officer
|
5,000
-22.9%
64.61
323,050
USD
|
5,000
-22.9%
|
64.61
|
323,050
USD
|
|
|
2020-03-02 |
2020-02-28 |
PS
Planned sale
|
Kuritzkes Andrew P
EVP and Chief Risk Officer
Officer
|
2,095
-2.3%
67.73
141,894
USD
|
2,095
-2.3%
|
67.73
|
141,894
USD
|
|
|
2020-03-02 |
2020-02-28 |
PS
Planned sale
|
Kuritzkes Andrew P
EVP and Chief Risk Officer
Officer
|
5,966
-6.2%
67.09
400,259
USD
|
5,966
-6.2%
|
67.09
|
400,259
USD
|
|
|
2020-03-02 |
2020-02-28 |
PS
Planned sale
|
Kuritzkes Andrew P
EVP and Chief Risk Officer
Officer
|
3,800
-3.8%
66.26
251,788
USD
|
3,800
-3.8%
|
66.26
|
251,788
USD
|
|
|
2020-02-19 |
2020-02-18 |
PS
Planned sale
|
Kuritzkes Andrew P
EVP and Chief Risk Officer
Officer
|
6,942
-8.8%
77.73
539,602
USD
|
6,942
-8.8%
|
77.73
|
539,602
USD
|
|
|
2020-02-19 |
2020-02-18 |
PS
Planned sale
|
Erickson Andrew
Executive Vice President
Officer
|
763
-2.0%
78.17
59,644
USD
|
763
-2.0%
|
78.17
|
59,644
USD
|
|
|
2019-12-03 |
2019-11-29 |
S
Sale
|
AMBROSIUS JOERG
Executive Vice President
Officer
|
2,500
-14.6%
75.08
187,700
USD
|
2,500
-14.6%
|
75.08
|
187,700
USD
|
|
|
2019-11-26 |
2019-11-25 |
PS
Planned sale
|
Keenan Karen C
EVP and Chief Admin. Officer
Officer
|
4,778
-9.4%
75.00
358,350
USD
|
4,778
-9.4%
|
75.00
|
358,350
USD
|
|
|
2019-11-19 |
2019-11-18 |
PS
Planned sale
|
Keenan Karen C
EVP and Chief Admin. Officer
Officer
|
852
-1.7%
72.60
61,855
USD
|
852
-1.7%
|
72.60
|
61,855
USD
|
|
|
2019-11-19 |
2019-11-18 |
PS
Planned sale
|
Erickson Andrew
Executive Vice President
Officer
|
133
-0.3%
72.60
9,656
USD
|
133
-0.3%
|
72.60
|
9,656
USD
|
|
|
2019-11-15 |
2019-11-13 |
PS
Planned sale
|
CARP JEFFREY N
EVP, CLO and Secretary
|
25,000
-13.3%
72.62
1,815,500
USD
|
25,000
-13.3%
|
72.62
|
1,815,500
USD
|
|
|
2019-11-08 |
2019-11-07 |
PS
Planned sale
|
CARP JEFFREY N
EVP, CLO and Secretary
Officer
|
17,876
-8.7%
72.00
1,287,072
USD
|
17,876
-8.7%
|
72.00
|
1,287,072
USD
|
|
|
2019-11-06 |
2019-11-05 |
PS
Planned sale
|
CARP JEFFREY N
EVP, CLO and Secretary
Officer
|
7,124
-3.3%
72.00
512,928
USD
|
7,124
-3.3%
|
72.00
|
512,928
USD
|
|
|
2019-11-06 |
2019-11-04 |
PS
Planned sale
|
Keenan Karen C
EVP and Chief Admin. Officer
Officer
|
8,528
-14.1%
70.00
596,960
USD
|
8,528
-14.1%
|
70.00
|
596,960
USD
|
|
|
2019-11-04 |
2019-10-31 |
S
Sale
|
HOOLEY JOSEPH L
Non-Executive Director
|
25,000
-3.3%
65.70
1,642,500
USD
|
25,000
-3.3%
|
65.70
|
1,642,500
USD
|
|
|
2019-09-03 |
2019-08-29 |
PP
Planned purchase
|
O HANLEY RONALD P
President and CEO
Executive Director
|
7,000
+5.8%
50.43
353,010
USD
|
7,000
+5.8%
|
50.43
|
353,010
USD
|
|
|
2019-08-19 |
2019-08-16 |
PS
Planned sale
|
Erickson Andrew
Executive Vice President
Officer
|
133
-0.3%
49.02
6,520
USD
|
133
-0.3%
|
49.02
|
6,520
USD
|
|
|
2019-08-19 |
2019-08-15 |
B
Purchase
|
de Saint-Aignan Patrick
Non-Executive Director
|
500
+1.6%
49.24
24,620
USD
|
500
+1.6%
|
49.24
|
24,620
USD
|
|
|
2019-08-14 |
2019-08-13 |
PS
Planned sale
|
CARP JEFFREY N
EVP, CLO and Secretary
Officer
|
7,982
-3.6%
52.13
416,102
USD
|
7,982
-3.6%
|
52.13
|
416,102
USD
|
|
|
2019-08-14 |
2019-08-13 |
PS
Planned sale
|
CARP JEFFREY N
EVP, CLO and Secretary
Officer
|
17,018
-7.2%
51.53
876,938
USD
|
17,018
-7.2%
|
51.53
|
876,938
USD
|
|
|
2019-08-05 |
2019-08-05 |
B
Purchase
|
de Saint-Aignan Patrick
Non-Executive Director
|
500
+1.6%
53.75
26,875
USD
|
500
+1.6%
|
53.75
|
26,875
USD
|
|
|
2019-08-05 |
2019-08-02 |
B
Purchase
|
de Saint-Aignan Patrick
Non-Executive Director
|
500
+1.7%
54.88
27,440
USD
|
500
+1.7%
|
54.88
|
27,440
USD
|
|
|
2019-08-01 |
2019-08-01 |
B
Purchase
|
de Saint-Aignan Patrick
Non-Executive Director
|
500
+1.7%
56.75
28,375
USD
|
500
+1.7%
|
56.75
|
28,375
USD
|
|
