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United States

Helios Multi-Sector High Income Fund Inc (RHY)

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Ticker: RHY
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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Activity signal Earnings
Top insiders
Trades
Erikson Dana
Vice President
1 purchase — total 5,498 USD
Buy 18 Sep 2009
Value US$1,097,609.69 | Price 279.74 | Shares 22,161
Buy 10 Jun 2009
Value US$2,176,029.83 | Price 117.77 | Shares 73,356
Buy 25 Mar 2009
Value US$5,034.24 | Price 0.70 | Shares 7,200
Buy 9 Oct 2008
Value US$4,964.70 | Price 0.87 | Shares 5,700
Buy 9 Oct 2008
Value US$6,880.00 | Price 0.86 | Shares 8,000
Buy 1 Nov 2007
Value US$8,879.55 | Price 5.92 | Shares 1,500
Buy 25 Oct 2007
Value US$18,000.00 | Price 6.00 | Shares 3,000
Buy 17 Jul 2007
Value US$18,759.00 | Price 12.51 | Shares 1,500
Buy 17 Jul 2007
Value US$18,840.00 | Price 12.56 | Shares 1,500
Buy 17 Jul 2007
Value US$1,492.70 | Price 12.65 | Shares 118
Buy 27 Jun 2007
Value US$43,020.00 | Price 14.34 | Shares 3,000
Buy 22 Jun 2007
Value US$29,184.00 | Price 14.59 | Shares 2,000
Buy 7 Mar 2007
Value US$31,360.00 | Price 15.68 | Shares 2,000
Buy 4 Jan 2007
Value US$49,500.00 | Price 16.50 | Shares 3,000
Buy 12 Sep 2006
Value US$2,595.00 | Price 17.30 | Shares 150
Buy 24 Aug 2006
Value US$8,400.00 | Price 16.80 | Shares 500
Buy 18 Aug 2006
Value US$51,770.00 | Price 16.70 | Shares 3,100
Buy 21 Mar 2006
Value US$49,135.00 | Price 15.85 | Shares 3,100
Buy 7 Mar 2006
Value US$15,980.00 | Price 15.98 | Shares 1,000
Buy 2 Mar 2006
Value US$25,328.00 | Price 15.83 | Shares 1,600
Buy 2 Mar 2006
Value US$147,219.00 | Price 15.83 | Shares 9,300
Buy 1 Mar 2006
Value US$19,992.15 | Price 15.93 | Shares 1,255
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PlS: Planned sale, PrS: Proposed sale, O: Option / Other
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Price Value Details
2009-09-21 2009-09-18 B Purchase Erikson Dana

Vice President

Officer
22,161 -18.5%
279.74
US$1,097,610 		22,161 -18.5% 279.74 US$1,097,610
2009-06-11 2009-06-10 B Purchase Salvatore Louis P Non-Executive Director
73,356 +12.1%
117.77
US$2,176,030 		73,356 +12.1% 117.77 US$2,176,030
2009-03-25 2009-03-25 B Purchase Erikson Dana

Vice President

Officer
59,014 -7.9%
153.37
US$4,516,208 		59,014 -7.9% 153.37 US$4,516,208
2008-10-10 2008-10-09 B Purchase Erikson Dana

Vice President

Officer
5,700 +inf%
0.87
US$4,965 		5,700 +inf% 0.87 US$4,965
2008-10-10 2008-10-09 B Purchase FEENEY JOHN JAY JR

President

Officer
8,000 +inf%
0.86
US$6,880 		8,000 +inf% 0.86 US$6,880
2007-11-05 2007-11-01 B Purchase WELLER JOSEPH THOMPSON

Treasurer & Asst Sect

Officer
1,500 +33.3%
5.92
US$8,880 		1,500 +33.3% 5.92 US$8,880
2007-10-29 2007-10-25 B Purchase WELLER JOSEPH THOMPSON

Treasurer & Asst. Secretary

Officer
3,000 +200.0%
6.00
US$18,000 		3,000 +200.0% 6.00 US$18,000
2007-07-19 2007-07-17 B Purchase WELLER JOSEPH THOMPSON

Treasurer & Ass't. Secretary

Officer
1,500 +inf%
12.51
US$18,759 		1,500 +inf% 12.51 US$18,759
2007-07-19 2007-07-17 B Purchase WELLER JOSEPH THOMPSON

Treasurer & Ass't. Secretary

Officer
1,500 +inf%
12.56
US$18,840 		1,500 +inf% 12.56 US$18,840
2007-07-18 2007-07-17 B Purchase MAXWELL CHARLES D

Secretary & Asst. Treasurer

Officer
118 +9.4%
12.65
US$1,493 		118 +9.4% 12.65 US$1,493
2007-06-29 2007-06-27 B Purchase MORGAN ALLEN B JR Non-Executive Director
3,000 +inf%
14.34
US$43,020 		3,000 +inf% 14.34 US$43,020
2007-06-26 2007-06-22 B Purchase KELSOE JAMES C

Portfolio Manager
2,000 +inf%
14.59
US$29,184 		2,000 +inf% 14.59 US$29,184
2007-10-24 2007-03-07 B Purchase KELSOE JAMES C

Portfolio Manager
2,000 +inf%
15.68
US$31,360 		2,000 +inf% 15.68 US$31,360
2007-01-05 2007-01-04 B Purchase BLAIR JACK R Non-Executive Director
3,000 +96.8%
16.50
US$49,500 		3,000 +96.8% 16.50 US$49,500
2006-09-18 2006-09-12 B Purchase MCFADDEN JAMES STILLMAN R Non-Executive Director
150 +inf%
17.30
US$2,595 		150 +inf% 17.30 US$2,595
2006-08-28 2006-08-24 B Purchase PITTMAN W RANDALL Non-Executive Director
500 +50.0%
16.80
US$8,400 		500 +50.0% 16.80 US$8,400
2006-08-22 2006-08-18 B Purchase TANNEHILL DAVID HENDERSON

Assistant Portfolio Manager
3,100 +33.7%
16.70
US$51,770 		3,100 +33.7% 16.70 US$51,770
2006-03-22 2006-03-21 B Purchase BLAIR JACK R Non-Executive Director
3,100 +inf%
15.85
US$49,135 		3,100 +inf% 15.85 US$49,135
2006-03-08 2006-03-07 B Purchase PITTMAN W RANDALL Non-Executive Director
1,000 +inf%
15.98
US$15,980 		1,000 +inf% 15.98 US$15,980
2006-03-06 2006-03-02 B Purchase TANNEHILL DAVID HENDERSON

Assistant Portfolio Manager
1,600 +inf%
15.83
US$25,328 		1,600 +inf% 15.83 US$25,328
2006-03-06 2006-03-02 B Purchase TANNEHILL DAVID HENDERSON

Assistant Portfolio Manager
9,300 +inf%
15.83
US$147,219 		9,300 +inf% 15.83 US$147,219
2006-03-03 2006-03-01 B Purchase MAXWELL CHARLES D

Secretary and Asst. Treasurer

Officer
1,255 +inf%
15.93
US$19,992 		1,255 +inf% 15.93 US$19,992
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