|
2018-05-31 |
2018-05-30 |
S
Sale
|
Kuehl Christopher
Chief Investment Officer
Officer
|
51,086
-55.4%
19.95
USD 1,019,217
|
51,086
-55.4%
|
19.95
|
USD 1,019,217
|
|
|
2018-05-11 |
2018-05-09 |
S
Sale
|
Reid Sean
CEO
Officer
|
6,334
-50.7%
19.45
USD 123,196
|
6,334
-50.7%
|
19.45
|
USD 123,196
|
|
|
2018-05-08 |
2018-05-07 |
S
Sale
|
Pas Aaron
SVP
Officer
|
39,751
-71.1%
19.65
USD 781,107
|
39,751
-71.1%
|
19.65
|
USD 781,107
|
|
|
2018-05-07 |
2018-05-07 |
S
Sale
|
Holley Donald
SVP and CFO
Officer
|
14,283
-100.0%
19.68
USD 281,089
|
14,283
-100.0%
|
19.68
|
USD 281,089
|
|
|
2018-05-07 |
2018-05-04 |
S
Sale
|
Holley Donald
SVP and CFO
Officer
|
10,000
-41.2%
19.57
USD 195,700
|
10,000
-41.2%
|
19.57
|
USD 195,700
|
|
|
2018-03-20 |
2018-03-19 |
S
Sale
|
Kuehl Christopher
SVP
|
3,589
-3.8%
17.76
USD 63,751
|
3,589
-3.8%
|
17.76
|
USD 63,751
|
|
|
2017-03-10 |
2017-03-10 |
B
Purchase
|
Holley Donald
SVP and Chief Accounting Off
|
19,633
+422.2%
15.96
USD 313,248
|
19,633
+422.2%
|
15.96
|
USD 313,248
|
|
|
2017-03-10 |
2017-03-10 |
S
Sale
|
Holley Donald
SVP and Chief Accounting Off
|
19,633
-68.1%
15.85
USD 311,193
|
19,633
-68.1%
|
15.85
|
USD 311,193
|
|
|
2016-08-24 |
2016-08-24 |
PS
Planned sale
|
Kuehl Christopher
SVP
Officer
|
545
-1.0%
17.23
USD 9,391
|
545
-1.0%
|
17.23
|
USD 9,391
|
|
|
2016-08-24 |
2016-08-24 |
PS
Planned sale
|
Kain Gary D
Dir., CEO, President and CIO
Executive Director
|
1,328
-0.4%
17.22
USD 22,874
|
1,328
-0.4%
|
17.22
|
USD 22,874
|
|
|
2016-08-24 |
2016-08-24 |
PS
Planned sale
|
Holley Donald
SVP and Chief Accounting Off
Officer
|
303
-1.5%
17.26
USD 5,229
|
303
-1.5%
|
17.26
|
USD 5,229
|
|
|
2016-08-24 |
2016-08-24 |
PS
Planned sale
|
Federico Peter J
EVP and CFO
Officer
|
545
-0.9%
17.22
USD 9,385
|
545
-0.9%
|
17.22
|
USD 9,385
|
|
|
2016-08-24 |
2016-08-24 |
PS
Planned sale
|
Pas Aaron
SVP
Officer
|
555
-1.3%
17.23
USD 9,563
|
555
-1.3%
|
17.23
|
USD 9,563
|
|
|
2016-07-07 |
2016-07-05 |
PS
Planned sale
|
Pas Aaron
SVP
Officer
|
20,261
-32.7%
15.61
USD 316,262
|
20,261
-32.7%
|
15.61
|
USD 316,262
|
|
|
2016-07-07 |
2016-07-05 |
PS
Planned sale
|
Holley Donald
SVP and Chief Accounting Off
Officer
|
8,528
-30.6%
15.61
USD 133,114
|
8,528
-30.6%
|
15.61
|
USD 133,114
|
|
|
2016-07-07 |
2016-07-05 |
PS
Planned sale
|
Federico Peter J
EVP and CFO
Officer
|
21,970
-27.9%
15.61
USD 342,934
|
21,970
-27.9%
|
15.61
|
USD 342,934
|
|
|
2016-07-07 |
2016-07-05 |
PS
Planned sale
|
Kain Gary D
Dir., CEO, President and CIO
Officer
|
53,598
-15.0%
15.61
USD 836,606
|
53,598
-15.0%
|
15.61
|
USD 836,606
|
|
|
2016-07-07 |
2016-07-05 |
PS
Planned sale
|
Kuehl Christopher
Senior VP
Officer
|
21,970
-29.9%
15.61
USD 342,910
|
21,970
-29.9%
|
15.61
|
USD 342,910
|
|
|
2016-04-04 |
2016-03-31 |
PS
Planned sale
|
Federico Peter J
SVP and Chief Risk Officer
Officer
|
662
-0.8%
14.40
USD 9,533
|
662
-0.8%
|
14.40
|
USD 9,533
|
|
|
2016-04-04 |
2016-03-31 |
PS
Planned sale
|
Kuehl Christopher
Senior VP
Officer
|
912
-1.2%
14.40
USD 13,133
|
912
-1.2%
|
14.40
|
USD 13,133
|
|
|
2016-03-11 |
2016-03-10 |
S
Sale
|
Kuehl Christopher
Senior VP
Officer
|
600
-0.8%
14.17
USD 8,502
|
600
-0.8%
|
14.17
|
USD 8,502
|
|
|
2016-03-11 |
2016-03-10 |
PS
Planned sale
|
Kuehl Christopher
Senior VP
Officer
|
1,531
-2.0%
13.97
USD 21,388
|
1,531
-2.0%
|
13.97
|
USD 21,388
|
|
|
2016-03-11 |
2016-03-10 |
PS
Planned sale
|
Federico Peter J
SVP and Chief Risk Officer
Officer
|
1,531
-1.9%
13.97
USD 21,388
|
1,531
-1.9%
|
13.97
|
USD 21,388
|
|
|
2016-03-11 |
2016-03-10 |
PS
Planned sale
|
Holley Donald
SVP and Chief Accounting Off
Officer
|
369
-1.3%
13.97
USD 5,155
|
369
-1.3%
|
13.97
|
USD 5,155
|
|
|
2016-03-11 |
2016-03-10 |
PS
Planned sale
|
Pas Aaron
SVP
Officer
|
884
-1.4%
13.96
USD 12,341
|
884
-1.4%
|
13.96
|
USD 12,341
|
|
|
2016-03-08 |
2016-03-08 |
PS
Planned sale
|
Holley Donald
SVP and Chief Accounting Off
Officer
|
752
-2.7%
14.25
USD 10,716
|
752
-2.7%
|
14.25
|
USD 10,716
|
|
|
2016-03-08 |
2016-03-08 |
PS
Planned sale
|
Kuehl Christopher
Senior VP
Officer
|
1,503
-2.0%
14.28
USD 21,463
|
1,503
-2.0%
|
14.28
|
USD 21,463
|
|
|
2016-03-08 |
2016-03-08 |
PS
Planned sale
|
Federico Peter J
SVP and Chief Risk Officer
Officer
|
1,503
-1.9%
14.27
USD 21,448
|
1,503
-1.9%
|
14.27
|
USD 21,448
|
|
|
2016-03-08 |
2016-03-08 |
PS
Planned sale
|
Pas Aaron
SVP
Officer
|
1,202
-1.9%
14.26
USD 17,141
|
1,202
-1.9%
|
14.26
|
USD 17,141
|
|
|
2017-03-03 |
2016-03-07 |
S
Sale
|
Kuehl Christopher
SVP
|
575
-0.8%
14.21
USD 8,171
|
575
-0.8%
|
14.21
|
USD 8,171
|
|
|
2016-03-02 |
2016-03-01 |
PS
Planned sale
|
Pas Aaron
SVP
Officer
|
412
-0.7%
13.65
USD 5,624
|
412
-0.7%
|
13.65
|
USD 5,624
|
|
|
2016-03-02 |
2016-03-01 |
PS
Planned sale
|
Holley Donald
SVP and Chief Accounting Off
Officer
|
2,461
-8.0%
13.79
USD 33,937
|
2,461
-8.0%
|
13.79
|
USD 33,937
|
|
|
2016-02-24 |
2016-02-23 |
PS
Planned sale
|
Holley Donald
SVP and Chief Accounting Off
Officer
|
2,271
-6.9%
13.34
USD 30,295
|
2,271
-6.9%
|
13.34
|
USD 30,295
|
|
|
2016-02-24 |
2016-02-23 |
PS
Planned sale
|
Federico Peter J
SVP and Chief Risk Officer
Officer
|
743
-0.9%
13.34
USD 9,912
|
743
-0.9%
|
13.34
|
USD 9,912
|
|
|
2016-02-24 |
2016-02-23 |
PS
Planned sale
|
Pas Aaron
SVP
Officer
|
1,031
-1.6%
13.34
USD 13,754
|
1,031
-1.6%
|
13.34
|
USD 13,754
|
|
|
2016-02-24 |
2016-02-23 |
PS
Planned sale
|
Kuehl Christopher
Senior VP
Officer
|
743
-1.0%
13.34
USD 9,912
|
743
-1.0%
|
13.34
|
USD 9,912
|
|
|
2017-03-03 |
2016-02-22 |
S
Sale
|
Kuehl Christopher
SVP
|
400
-0.5%
13.38
USD 5,352
|
400
-0.5%
|
13.38
|
USD 5,352
|
|
|
2015-05-27 |
2015-05-26 |
S
Sale
|
Davis Morris A.
Non-Executive Director
|
1,437
-16.0%
17.27
USD 24,817
|
1,437
-16.0%
|
17.27
|
USD 24,817
|
|
|
2015-02-10 |
2015-02-10 |
S
Sale
|
Davis Morris A.
Non-Executive Director
|
2,500
-35.2%
18.38
USD 45,950
|
2,500
-35.2%
|
18.38
|
USD 45,950
|
|
|
2013-12-02 |
2013-12-02 |
B
Purchase
|
HARVEY LARRY K
Non-Executive Director
|
2,000
+30.8%
18.70
USD 37,400
|
2,000
+30.8%
|
18.70
|
USD 37,400
|
|
|
2013-11-13 |
2013-11-12 |
B
Purchase
|
HARVEY LARRY K
Non-Executive Director
|
2,000
+44.4%
19.29
USD 38,580
|
2,000
+44.4%
|
19.29
|
USD 38,580
|
|
|
2013-11-04 |
2013-11-01 |
B
Purchase
|
Federico Peter J
SVP and Chief Risk Officer
Officer
|
1,500
+inf%
19.27
USD 28,905
|
1,500
+inf%
|
19.27
|
USD 28,905
|
|
|
2013-11-04 |
2013-11-01 |
B
Purchase
|
Federico Peter J
SVP and Chief Risk Officer
Officer
|
1,000
+3.0%
19.27
USD 19,270
|
1,000
+3.0%
|
19.27
|
USD 19,270
|
|
|
2013-08-13 |
2013-08-12 |
S
Sale
|
Davis Morris A.
Non-Executive Director
|
1,000
-25.0%
20.22
USD 20,220
|
1,000
-25.0%
|
20.22
|
USD 20,220
|
|
|
2013-08-02 |
2013-08-01 |
B
Purchase
|
Kain Gary D
Pres. and Chief Investment Off
Officer
|
25,000
+11.8%
19.65
USD 491,243
|
25,000
+11.8%
|
19.65
|
USD 491,243
|
|
|
2013-06-05 |
2013-06-04 |
B
Purchase
|
ERICKSON JOHN R
Non-Executive Director
|
3,000
+100.0%
20.72
USD 62,160
|
3,000
+100.0%
|
20.72
|
USD 62,160
|
|
|
2013-02-15 |
2013-02-15 |
B
Purchase
|
ERICKSON JOHN R
Non-Executive Director
|
3,000
+inf%
25.95
USD 77,850
|
3,000
+inf%
|
25.95
|
USD 77,850
|
|
|
2013-02-15 |
2013-02-14 |
B
Purchase
|
WILKUS MALON
CEO
Executive Director
|
9,630
+246.3%
25.97
USD 250,091
|
9,630
+246.3%
|
25.97
|
USD 250,091
|
|
|
2012-12-11 |
2012-12-10 |
B
Purchase
|
PURYEAR ALVIN N
Non-Executive Director
|
1,500
+inf%
25.55
USD 38,329
|
1,500
+inf%
|
25.55
|
USD 38,329
|
|
|
2012-12-13 |
2012-12-04 |
B
Purchase
|
WILKUS MALON
CEO
Executive Director
|
3,910
+inf%
25.60
USD 100,096
|
3,910
+inf%
|
25.60
|
USD 100,096
|
|
|
2012-11-14 |
2012-11-13 |
B
Purchase
|
Flax Samuel Allan
EVP and Sec.
Officer
|
2,500
+inf%
23.39
USD 58,477
|
2,500
+inf%
|
23.39
|
USD 58,477
|
|
|
2012-11-13 |
2012-11-13 |
B
Purchase
|
Kain Gary D
Pres. and Chief Investment Off
Officer
|
25,000
+17.8%
23.52
USD 588,000
|
25,000
+17.8%
|
23.52
|
USD 588,000
|
|
|
2012-09-19 |
2012-09-19 |
S
Sale
|
SAB CAPITAL ADVISORS LLC
Large shareholder
|
27,900
-0.8%
25.30
USD 705,873
|
27,900
-0.8%
|
25.30
|
USD 705,873
|
|
|
2012-09-19 |
2012-09-19 |
S
Sale
|
SAB CAPITAL ADVISORS LLC
Large shareholder
|
222,100
-5.7%
25.30
USD 5,620,196
|
222,100
-5.7%
|
25.30
|
USD 5,620,196
|
|
|
2012-09-19 |
2012-09-18 |
S
Sale
|
SAB CAPITAL ADVISORS LLC
Large shareholder
|
200,000
-4.9%
26.45
USD 5,290,020
|
200,000
-4.9%
|
26.45
|
USD 5,290,020
|
|
|
2012-09-19 |
2012-09-18 |
S
Sale
|
SAB CAPITAL ADVISORS LLC
Large shareholder
|
105,686
-2.5%
26.47
USD 2,797,646
|
105,686
-2.5%
|
26.47
|
USD 2,797,646
|
|
|
2012-09-19 |
2012-09-18 |
S
Sale
|
SAB CAPITAL ADVISORS LLC
Large shareholder
|
127,154
-3.0%
26.41
USD 3,358,226
|
127,154
-3.0%
|
26.41
|
USD 3,358,226
|
|
|
2012-09-19 |
2012-09-18 |
S
Sale
|
SAB CAPITAL ADVISORS LLC
Large shareholder
|
317,700
-6.9%
26.46
USD 8,406,406
|
317,700
-6.9%
|
26.46
|
USD 8,406,406
|
|
|
2012-09-19 |
2012-09-17 |
S
Sale
|
SAB CAPITAL ADVISORS LLC
Large shareholder
|
52,800
-1.1%
26.59
USD 1,403,994
|
52,800
-1.1%
|
26.59
|
USD 1,403,994
|
|
|
2012-09-19 |
2012-09-17 |
S
Sale
|
SAB CAPITAL ADVISORS LLC
Large shareholder
|
50,264
-1.1%
26.59
USD 1,336,359
|
50,264
-1.1%
|
26.59
|
USD 1,336,359
|
|
|
2012-08-14 |
2012-08-10 |
S
Sale
|
Davis Morris A.
Non-Executive Director
|
500
-16.7%
24.13
USD 12,066
|
500
-16.7%
|
24.13
|
USD 12,066
|
|
|
2011-11-01 |
2011-10-28 |
B
Purchase
|
Kain Gary D
Pres. and Chief Investment Off
Officer
|
5,000
+4.6%
18.14
USD 90,700
|
5,000
+4.6%
|
18.14
|
USD 90,700
|
|
|
2011-08-25 |
2011-08-23 |
B
Purchase
|
Couch Robert M.
Non-Executive Director
|
2,800
+186.7%
18.36
USD 51,408
|
2,800
+186.7%
|
18.36
|
USD 51,408
|
|
|
2011-08-24 |
2011-08-23 |
B
Purchase
|
Kain Gary D
Pres. and Chief Investment Off
Officer
|
5,000
+4.8%
18.12
USD 90,600
|
5,000
+4.8%
|
18.12
|
USD 90,600
|
|
|
2011-08-22 |
2011-08-22 |
B
Purchase
|
Kain Gary D
Pres. and Chief Investment Off
Officer
|
4,200
+4.2%
18.45
USD 77,490
|
4,200
+4.2%
|
18.45
|
USD 77,490
|
|
|
2011-08-22 |
2011-08-09 |
B
Purchase
|
Federico Peter J
SVP and Chief Risk Officer
Officer
|
20,000
+inf%
20.00
USD 400,000
|
20,000
+inf%
|
20.00
|
USD 400,000
|
|
|
2011-08-22 |
2011-08-09 |
B
Purchase
|
Winkler Jeffrey
SVP and Co-Chief Invest. Off
Officer
|
50,000
+inf%
20.00
USD 1,000,000
|
50,000
+inf%
|
20.00
|
USD 1,000,000
|
|
|
2011-08-22 |
2011-08-09 |
B
Purchase
|
Kain Gary D
Pres. and Chief Investment Off
Officer
|
100,000
+inf%
20.00
USD 2,000,000
|
100,000
+inf%
|
20.00
|
USD 2,000,000
|
|
|
2011-08-10 |
2011-08-09 |
B
Purchase
|
AMERICAN CAPITAL, LTD
Large shareholder
|
2,000,000
+2000000.0%
20.00
USD 40,000,000
|
2,000,000
+2000000.0%
|
20.00
|
USD 40,000,000
|
|
