|
2023-09-25 |
2023-09-22 |
B
Purchase
|
Anson Funds Management LP
Large shareholder
|
48,060
+5.9%
6.85
USD 329,331
|
48,060
+5.9%
|
6.85
|
USD 329,331
|
|
|
2023-09-25 |
2023-09-22 |
B
Purchase
|
Funicular Funds, LP
Large shareholder
|
32,040
+7.5%
6.85
USD 219,554
|
32,040
+7.5%
|
6.85
|
USD 219,554
|
|
|
2023-09-22 |
2023-09-21 |
B
Purchase
|
Anson Funds Management LP
Large shareholder
|
33,600
+4.3%
6.46
USD 217,110
|
33,600
+4.3%
|
6.46
|
USD 217,110
|
|
|
2023-09-22 |
2023-09-21 |
B
Purchase
|
Funicular Funds, LP
Large shareholder
|
22,400
+5.5%
6.46
USD 144,740
|
22,400
+5.5%
|
6.46
|
USD 144,740
|
|
|
2023-09-22 |
2023-09-20 |
B
Purchase
|
Anson Funds Management LP
Large shareholder
|
120,000
+18.1%
6.01
USD 721,116
|
120,000
+18.1%
|
6.01
|
USD 721,116
|
|
|
2023-09-22 |
2023-09-20 |
B
Purchase
|
Funicular Funds, LP
Large shareholder
|
80,000
+24.5%
6.01
USD 480,744
|
80,000
+24.5%
|
6.01
|
USD 480,744
|
|
|
2023-03-01 |
2023-02-28 |
B
Purchase
|
Baltic Charles V. III
Non-Executive Director
|
81,500
+336.1%
0.23
USD 18,338
|
81,500
+336.1%
|
0.23
|
USD 18,338
|
|
|
2021-02-24 |
2021-02-23 |
S
Sale
|
DRISCOLL FREDERICK W
Non-Executive Director
|
25,000
-40.0%
4.03
USD 100,625
|
25,000
-40.0%
|
4.03
|
USD 100,625
|
|
|
2019-12-20 |
2019-12-19 |
B
Purchase
|
DRISCOLL FREDERICK W
Non-Executive Director
|
62,500
+inf%
1.60
USD 100,000
|
62,500
+inf%
|
1.60
|
USD 100,000
|
|
|
2019-12-20 |
2019-12-19 |
B
Purchase
|
GOLD DANIEL P PHD
Chief Executive Officer
Executive Director
|
18,750
+5.5%
1.60
USD 30,000
|
18,750
+5.5%
|
1.60
|
USD 30,000
|
|
|
2019-12-20 |
2019-12-19 |
B
Purchase
|
Drazba Brian G.
Chief Financial Officer
Officer
|
12,500
+50.0%
1.60
USD 20,000
|
12,500
+50.0%
|
1.60
|
USD 20,000
|
|
|
2019-12-20 |
2019-12-19 |
B
Purchase
|
Reynolds Thomas C
Non-Executive Director
|
10,000
+inf%
1.60
USD 16,000
|
10,000
+inf%
|
1.60
|
USD 16,000
|
|
|
2019-09-09 |
2019-09-06 |
B
Purchase
|
White Christine Anna
|
15,000
+inf%
1.74
USD 26,075
|
15,000
+inf%
|
1.74
|
USD 26,075
|
|
|
2018-08-08 |
2018-08-07 |
S
Sale
|
Urso David M
Chief Operating Officer & GC
Officer
|
9,500
-28.3%
3.58
USD 34,044
|
9,500
-28.3%
|
3.58
|
USD 34,044
|
|
|
2017-11-29 |
2017-11-27 |
B
Purchase
|
Baltic Charles V. III
|
11,000
+83.0%
2.25
USD 24,801
|
11,000
+83.0%
|
2.25
|
USD 24,801
|
|
|
2017-11-29 |
2017-11-27 |
S
Sale
|
Baltic Charles V. III
|
11,000
-45.4%
2.21
USD 24,272
|
11,000
-45.4%
|
2.21
|
USD 24,272
|
|
|
2015-11-09 |
2015-11-09 |
S
Sale
|
VIVO VENTURES VII, LLC
Large shareholder
|
157,352
-4.7%
1.75
USD 275,366
|
157,352
-4.7%
|
1.75
|
USD 275,366
|
|
|
2015-11-09 |
2015-11-09 |
S
Sale
|
Vivo Ventures V, LLC
Large shareholder
|
9,142
-4.7%
1.75
USD 15,999
|
9,142
-4.7%
|
1.75
|
USD 15,999
|
|
|
2015-11-09 |
2015-11-06 |
S
Sale
|
VIVO VENTURES VII, LLC
Large shareholder
|
7,560
-0.2%
1.85
USD 13,986
|
7,560
-0.2%
|
1.85
|
USD 13,986
|
|
|
2015-11-09 |
2015-11-06 |
S
Sale
|
Vivo Ventures V, LLC
Large shareholder
|
440
-0.2%
1.85
USD 814
|
440
-0.2%
|
1.85
|
USD 814
|
|
|
2015-11-09 |
2015-11-05 |
S
Sale
|
VIVO VENTURES VII, LLC
Large shareholder
|
225,660
-6.4%
1.91
USD 431,011
|
225,660
-6.4%
|
1.91
|
USD 431,011
|
|
|
2015-11-09 |
2015-11-05 |
S
Sale
|
Vivo Ventures V, LLC
Large shareholder
|
13,111
-6.4%
1.91
USD 25,042
|
13,111
-6.4%
|
1.91
|
USD 25,042
|
|
|
2015-03-26 |
2015-03-24 |
S
Sale
|
New Leaf Ventures II, L.P.
Large shareholder
|
1,601,390
-100.0%
1.97
USD 3,160,183
|
1,601,390
-100.0%
|
1.97
|
USD 3,160,183
|
|
|
2015-01-23 |
2015-01-21 |
B
Purchase
|
Baltic Charles V. III
Non-Executive Director
|
5,000
+26.0%
3.81
USD 19,050
|
5,000
+26.0%
|
3.81
|
USD 19,050
|
|
|
2015-01-02 |
2014-12-31 |
B
Purchase
|
Baltic Charles V. III
Non-Executive Director
|
1,500
+39.0%
4.26
USD 6,390
|
1,500
+39.0%
|
4.26
|
USD 6,390
|
|
|
2015-01-02 |
2014-12-31 |
B
Purchase
|
Baltic Charles V. III
Non-Executive Director
|
1,500
+8.5%
4.28
USD 6,420
|
1,500
+8.5%
|
4.28
|
USD 6,420
|
|
|
2014-12-10 |
2014-12-09 |
S
Sale
|
New Leaf Ventures II, L.P.
Large shareholder
|
70,081
-4.2%
6.01
USD 421,082
|
70,081
-4.2%
|
6.01
|
USD 421,082
|
|
|
2014-12-10 |
2014-12-08 |
S
Sale
|
New Leaf Ventures II, L.P.
Large shareholder
|
9,004
-0.5%
6.05
USD 54,495
|
9,004
-0.5%
|
6.05
|
USD 54,495
|
|
|
2014-07-02 |
2014-06-30 |
B
Purchase
|
Baltic Charles V. III
Non-Executive Director
|
950
+32.8%
6.60
USD 6,270
|
950
+32.8%
|
6.60
|
USD 6,270
|
|
|
2014-07-02 |
2014-06-30 |
B
Purchase
|
Baltic Charles V. III
Non-Executive Director
|
1,050
+6.3%
6.52
USD 6,846
|
1,050
+6.3%
|
6.52
|
USD 6,846
|
|
|
2013-11-25 |
2013-11-21 |
S
Sale
|
New Leaf Ventures II, L.P.
Large shareholder
|
365,000
-17.8%
8.25
USD 3,011,250
|
365,000
-17.8%
|
8.25
|
USD 3,011,250
|
|
|
2013-10-29 |
2013-10-29 |
S
Sale
|
VIVO VENTURES VII, LLC
Large shareholder
|
756
-0.0%
8.27
USD 6,252
|
756
-0.0%
|
8.27
|
USD 6,252
|
|
|
2013-10-29 |
2013-10-29 |
S
Sale
|
Vivo Ventures V, LLC
Large shareholder
|
44
-0.0%
8.27
USD 364
|
44
-0.0%
|
8.27
|
USD 364
|
|
|
2013-10-29 |
2013-10-28 |
S
Sale
|
VIVO VENTURES VII, LLC
Large shareholder
|
38,953
-1.2%
8.30
USD 323,435
|
38,953
-1.2%
|
8.30
|
USD 323,435
|
|
|
2013-10-29 |
2013-10-28 |
S
Sale
|
Vivo Ventures V, LLC
Large shareholder
|
2,263
-1.2%
8.30
USD 18,790
|
2,263
-1.2%
|
8.30
|
USD 18,790
|
|
|
2013-10-29 |
2013-10-25 |
S
Sale
|
VIVO VENTURES VII, LLC
Large shareholder
|
259,900
-7.6%
8.20
USD 2,131,180
|
259,900
-7.6%
|
8.20
|
USD 2,131,180
|
|
|
2013-10-29 |
2013-10-25 |
S
Sale
|
Vivo Ventures V, LLC
Large shareholder
|
15,100
-7.6%
8.20
USD 123,820
|
15,100
-7.6%
|
8.20
|
USD 123,820
|
|
|
2013-10-03 |
2013-10-02 |
S
Sale
|
VIVO VENTURES VII, LLC
Large shareholder
|
486,107
-12.5%
10.00
USD 4,861,507
|
486,107
-12.5%
|
10.00
|
USD 4,861,507
|
|
|
2013-10-03 |
2013-10-02 |
S
Sale
|
Vivo Ventures V, LLC
Large shareholder
|
28,243
-12.5%
10.00
USD 282,455
|
28,243
-12.5%
|
10.00
|
USD 282,455
|
|
|
2013-10-03 |
2013-10-01 |
S
Sale
|
VIVO VENTURES VII, LLC
Large shareholder
|
95,539
-2.4%
11.00
USD 1,050,671
|
95,539
-2.4%
|
11.00
|
USD 1,050,671
|
|
|
2013-10-03 |
2013-10-01 |
S
Sale
|
Vivo Ventures V, LLC
Large shareholder
|
5,551
-2.4%
11.00
USD 61,046
|
5,551
-2.4%
|
11.00
|
USD 61,046
|
|
|
2013-08-20 |
2013-08-16 |
B
Purchase
|
Baltic Charles V. III
Non-Executive Director
|
1,200
+70.6%
6.82
USD 8,184
|
1,200
+70.6%
|
6.82
|
USD 8,184
|
|
|
2013-08-20 |
2013-08-16 |
B
Purchase
|
Baltic Charles V. III
Non-Executive Director
|
1,400
+9.2%
6.82
USD 9,548
|
1,400
+9.2%
|
6.82
|
USD 9,548
|
|
|
2013-07-02 |
2013-06-28 |
S
Sale
|
Vivo Ventures V, LLC
Large shareholder
|
426
-0.2%
7.58
USD 3,228
|
426
-0.2%
|
7.58
|
USD 3,228
|
|
|
2013-07-02 |
2013-06-28 |
S
Sale
|
VIVO VENTURES VII, LLC
Large shareholder
|
7,337
-0.2%
7.58
USD 55,598
|
7,337
-0.2%
|
7.58
|
USD 55,598
|
|
|
2013-06-13 |
2013-06-11 |
S
Sale
|
VIVO VENTURES VII, LLC
Large shareholder
|
236,273
-5.6%
7.80
USD 1,842,929
|
236,273
-5.6%
|
7.80
|
USD 1,842,929
|
|
|
2013-06-13 |
2013-06-11 |
S
Sale
|
Vivo Ventures V, LLC
Large shareholder
|
13,727
-5.6%
7.80
USD 107,071
|
13,727
-5.6%
|
7.80
|
USD 107,071
|
|
|
2013-05-20 |
2013-05-16 |
S
Sale
|
VIVO VENTURES VII, LLC
Large shareholder
|
17,428
-0.4%
9.07
USD 157,994
|
17,428
-0.4%
|
9.07
|
USD 157,994
|
|
|
2013-05-20 |
2013-05-16 |
S
Sale
|
Vivo Ventures V, LLC
Large shareholder
|
1,012
-0.4%
9.07
USD 9,174
|
1,012
-0.4%
|
9.07
|
USD 9,174
|
|
|
2013-05-08 |
2013-05-08 |
S
Sale
|
New Leaf Ventures II, L.P.
Large shareholder
|
100,000
-4.7%
8.45
USD 845,000
|
100,000
-4.7%
|
8.45
|
USD 845,000
|
|
|
2013-05-08 |
2013-05-06 |
S
Sale
|
New Leaf Ventures II, L.P.
Large shareholder
|
100,000
-4.5%
8.70
USD 870,000
|
100,000
-4.5%
|
8.70
|
USD 870,000
|
|
|
2013-04-22 |
2013-04-19 |
S
Sale
|
New Leaf Ventures II, L.P.
Large shareholder
|
157,300
-6.5%
8.43
USD 1,326,039
|
157,300
-6.5%
|
8.43
|
USD 1,326,039
|
|
|
2013-04-22 |
2013-04-18 |
S
Sale
|
New Leaf Ventures II, L.P.
Large shareholder
|
100,000
-4.0%
8.57
USD 857,000
|
100,000
-4.0%
|
8.57
|
USD 857,000
|
|
|
2013-02-20 |
2013-02-19 |
S
Sale
|
New Leaf Ventures II, L.P.
Large shareholder
|
300,000
-10.7%
6.80
USD 2,040,000
|
300,000
-10.7%
|
6.80
|
USD 2,040,000
|
|
|
2013-02-20 |
2013-02-15 |
S
Sale
|
New Leaf Ventures II, L.P.
Large shareholder
|
197,225
-6.6%
6.60
USD 1,301,685
|
197,225
-6.6%
|
6.60
|
USD 1,301,685
|
|
|
2013-01-29 |
2013-01-25 |
B
Purchase
|
Baltic Charles V. III
Non-Executive Director
|
5,920
+53.4%
5.90
USD 34,928
|
5,920
+53.4%
|
5.90
|
USD 34,928
|
|
|
2013-01-29 |
2013-01-25 |
B
Purchase
|
Baltic Charles V. III
Non-Executive Director
|
80
+0.7%
5.75
USD 460
|
80
+0.7%
|
5.75
|
USD 460
|
|
|
2013-01-29 |
2013-01-25 |
B
Purchase
|
Baltic Charles V. III
Non-Executive Director
|
4,200
+61.8%
6.25
USD 26,250
|
4,200
+61.8%
|
6.25
|
USD 26,250
|
|
|
2013-01-28 |
2013-01-24 |
B
Purchase
|
Baltic Charles V. III
Non-Executive Director
|
800
+13.3%
6.25
USD 5,000
|
800
+13.3%
|
6.25
|
USD 5,000
|
|
|
2012-12-26 |
2012-12-21 |
B
Purchase
|
Baltic Charles V. III
Non-Executive Director
|
1,700
+39.5%
7.17
USD 12,183
|
1,700
+39.5%
|
7.17
|
USD 12,183
|
|
|
2012-12-26 |
2012-12-21 |
B
Purchase
|
Baltic Charles V. III
Non-Executive Director
|
1,800
+72.0%
7.19
USD 12,940
|
1,800
+72.0%
|
7.19
|
USD 12,940
|
|
|
2012-07-09 |
2012-07-05 |
B
Purchase
|
Baltic Charles V. III
Non-Executive Director
|
15,000
+inf%
0.43
USD 6,431
|
15,000
+inf%
|
0.43
|
USD 6,431
|
|
|
2009-09-08 |
2009-05-18 |
B
Purchase
|
JOHNSTON PHILIP A
Non-Executive Director
|
10,000
+inf%
0.55
USD 5,500
|
10,000
+inf%
|
0.55
|
USD 5,500
|
|
|
2008-11-24 |
2008-11-20 |
B
Purchase
|
Rueckert William Dodge
Non-Executive Director
|
849
+4.2%
0.50
USD 425
|
849
+4.2%
|
0.50
|
USD 425
|
|
|
2008-11-20 |
2008-11-18 |
B
Purchase
|
Rueckert William Dodge
Non-Executive Director
|
10,000
+100.0%
0.84
USD 8,366
|
10,000
+100.0%
|
0.84
|
USD 8,366
|
|
|
2008-07-30 |
2008-07-28 |
B
Purchase
|
NOVOGEN LTD
Large shareholder
|
2,908,295
+5.9%
2.17
USD 6,311,000
|
2,908,295
+5.9%
|
2.17
|
USD 6,311,000
|
|
|
2008-09-24 |
2008-03-13 |
B
Purchase
|
Williams Bryan
Non-Executive Director
|
5,000
+inf%
2.52
USD 12,600
|
5,000
+inf%
|
2.52
|
USD 12,600
|
|
|
2008-03-18 |
2008-03-13 |
B
Purchase
|
SEATON DAVID R
CFO & Secretary
Officer
|
5,000
+inf%
2.20
USD 11,000
|
5,000
+inf%
|
2.20
|
USD 11,000
|
|
|
2008-03-11 |
2008-03-08 |
B
Purchase
|
Rueckert William Dodge
Non-Executive Director
|
9,771
+111.4%
2.25
USD 21,985
|
9,771
+111.4%
|
2.25
|
USD 21,985
|
|
|
2008-03-11 |
2008-03-07 |
B
Purchase
|
Rueckert William Dodge
Non-Executive Director
|
229
+inf%
2.20
USD 504
|
229
+inf%
|
2.20
|
USD 504
|
|
|
2008-03-17 |
2008-02-29 |
B
Purchase
|
NAUGHTON CHRISTOPHER
CEO & President
Executive Director
|
3,600
+257.1%
2.40
USD 8,640
|
3,600
+257.1%
|
2.40
|
USD 8,640
|
|
|
2008-03-17 |
2008-02-27 |
B
Purchase
|
NAUGHTON CHRISTOPHER
CEO & President
Executive Director
|
1,400
+inf%
2.40
USD 3,360
|
1,400
+inf%
|
2.40
|
USD 3,360
|
|
|
2008-03-11 |
2007-12-21 |
S
Sale
|
Rueckert William Dodge
Non-Executive Director
|
989
-100.0%
2.50
USD 2,473
|
989
-100.0%
|
2.50
|
USD 2,473
|
|
|
2008-03-11 |
2007-12-21 |
S
Sale
|
Rueckert William Dodge
Non-Executive Director
|
11
-1.1%
2.40
USD 26
|
11
-1.1%
|
2.40
|
USD 26
|
|
