B. Riley Financial Inc (RILY)

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Ticker: RILY Exchange: NMS


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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Price Total value Details
Nov. 17, 2023 Nov. 17, 2023 B Purchase

D Agostino Robert P

Non-Executive Director
5,000 +3.2%
21.23
106,143 USD 		5,000 +3.2% 21.23 106,143 USD
Nov. 17, 2023 Nov. 17, 2023 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
30,000 +0.4%
21.23
636,858 USD 		30,000 +0.4% 21.23 636,858 USD
Nov. 17, 2023 Nov. 17, 2023 B Purchase

PAULSON RANDALL E

Non-Executive Director
10,000 +3.2%
21.23
212,292 USD 		10,000 +3.2% 21.23 212,292 USD
Nov. 15, 2023 Nov. 13, 2023 S Sale

Moore Andrew

CEO B. Riley Securities, Inc.

Officer
61,609 -16.2%
20.35
1,253,632 USD 		61,609 -16.2% 20.35 1,253,632 USD
Nov. 14, 2023 Nov. 13, 2023 B Purchase

ANTIN ROBERT L

Non-Executive Director
10,000 +14.2%
20.36
203,600 USD 		10,000 +14.2% 20.36 203,600 USD
Nov. 13, 2023 Nov. 13, 2023 B Purchase

Labran Renee E

Non-Executive Director
500 +8.3%
19.96
9,978 USD 		500 +8.3% 19.96 9,978 USD
Nov. 13, 2023 Nov. 10, 2023 B Purchase

Labran Renee E

Non-Executive Director
380 +6.7%
26.14
9,934 USD 		380 +6.7% 26.14 9,934 USD
Nov. 13, 2023 Nov. 10, 2023 B Purchase

ANTIN ROBERT L

Non-Executive Director
15,000 +27.0%
25.63
384,450 USD 		15,000 +27.0% 25.63 384,450 USD
Nov. 13, 2023 Nov. 10, 2023 B Purchase

ANTIN ROBERT L

Non-Executive Director
10,000 +22.0%
25.94
259,400 USD 		10,000 +22.0% 25.94 259,400 USD
Nov. 13, 2023 Nov. 9, 2023 B Purchase

Brandt Tamara Sue

Non-Executive Director
1,635 +35.9%
30.64
50,093 USD 		1,635 +35.9% 30.64 50,093 USD
Aug. 22, 2023 Aug. 21, 2023 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
25,000 +0.4%
47.31
1,182,778 USD 		25,000 +0.4% 47.31 1,182,778 USD
July 27, 2023 July 26, 2023 B Purchase

KELLEHER THOMAS J /ADV

Co-CEO

Officer
7,272 +0.8%
55.00
399,960 USD 		7,272 +0.8% 55.00 399,960 USD
July 27, 2023 July 26, 2023 B Purchase

KELLEHER THOMAS J /ADV

Co-CEO

Officer
1,818 +5.6%
55.00
99,990 USD 		1,818 +5.6% 55.00 99,990 USD
July 26, 2023 July 25, 2023 B Purchase

PAULSON RANDALL E

Non-Executive Director
5,000 +1.6%
55.00
275,000 USD 		5,000 +1.6% 55.00 275,000 USD
July 26, 2023 July 25, 2023 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
72,727 +1.1%
55.00
3,999,985 USD 		72,727 +1.1% 55.00 3,999,985 USD
July 26, 2023 July 25, 2023 B Purchase

Moore Andrew

CEO B. Riley Securities, Inc.

Officer
5,000 +1.3%
55.00
275,000 USD 		5,000 +1.3% 55.00 275,000 USD
June 15, 2023 June 13, 2023 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
6,199 +0.1%
37.91
234,984 USD 		6,199 +0.1% 37.91 234,984 USD
May 16, 2023 May 16, 2023 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
20,000 +0.3%
32.95
659,062 USD 		20,000 +0.3% 32.95 659,062 USD
May 8, 2023 May 8, 2023 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
25,000 +0.4%
34.66
866,413 USD 		25,000 +0.4% 34.66 866,413 USD
March 20, 2023 March 17, 2023 B Purchase

ANTIN ROBERT L

Non-Executive Director
15,000 +52.6%
29.87
447,989 USD 		15,000 +52.6% 29.87 447,989 USD
March 20, 2023 March 17, 2023 B Purchase

PAULSON RANDALL E

Non-Executive Director
10,000 +3.4%
29.90
298,991 USD 		10,000 +3.4% 29.90 298,991 USD
March 20, 2023 March 17, 2023 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
25,000 +0.4%
29.90
747,463 USD 		25,000 +0.4% 29.90 747,463 USD
March 17, 2023 March 17, 2023 B Purchase

Young Kenneth M

President

Officer
2,485 +8.4%
31.46
78,180 USD 		2,485 +8.4% 31.46 78,180 USD
March 20, 2023 March 16, 2023 B Purchase

ANTIN ROBERT L

Non-Executive Director
3,000 +11.8%
31.97
95,910 USD 		3,000 +11.8% 31.97 95,910 USD
March 16, 2023 March 15, 2023 B Purchase

PAULSON RANDALL E

Non-Executive Director
5,000 +1.7%
30.93
154,659 USD 		5,000 +1.7% 30.93 154,659 USD
March 16, 2023 March 15, 2023 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
12,963 +0.2%
29.87
387,223 USD 		12,963 +0.2% 29.87 387,223 USD
March 16, 2023 March 15, 2023 B Purchase

KELLEHER THOMAS J /ADV

Co-CEO

Officer
7,000 +28.9%
31.13
217,911 USD 		7,000 +28.9% 31.13 217,911 USD
March 16, 2023 March 15, 2023 B Purchase

KELLEHER THOMAS J /ADV

Co-CEO

Officer
3,000 +10.2%
31.13
93,390 USD 		3,000 +10.2% 31.13 93,390 USD
March 14, 2023 March 10, 2023 B Purchase

Moore Andrew

CEO B. Riley Securities, Inc.

Officer
5,000 +1.3%
33.25
166,267 USD 		5,000 +1.3% 33.25 166,267 USD
March 7, 2023 March 7, 2023 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
7,500 +3.8%
40.58
304,352 USD 		7,500 +3.8% 40.58 304,352 USD
March 7, 2023 March 7, 2023 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
1,000 +6.0%
40.58
40,584 USD 		1,000 +6.0% 40.58 40,584 USD
March 7, 2023 March 7, 2023 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
1,000 +6.0%
40.56
40,563 USD 		1,000 +6.0% 40.56 40,563 USD
March 7, 2023 March 7, 2023 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
1,000 +6.0%
40.58
40,583 USD 		1,000 +6.0% 40.58 40,583 USD
March 7, 2023 March 7, 2023 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
1,000 +6.0%
40.58
40,584 USD 		1,000 +6.0% 40.58 40,584 USD
March 7, 2023 March 7, 2023 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
7,500 +0.1%
40.45
303,409 USD 		7,500 +0.1% 40.45 303,409 USD
Feb. 27, 2023 Feb. 24, 2023 B Purchase

Moore Andrew

CEO B. Riley Securities, Inc.

Officer
10,000 +2.9%
36.78
367,774 USD 		10,000 +2.9% 36.78 367,774 USD
Feb. 27, 2023 Feb. 23, 2023 B Purchase

PAULSON RANDALL E

Non-Executive Director
10,000 +3.6%
36.85
368,495 USD 		10,000 +3.6% 36.85 368,495 USD
Feb. 9, 2023 Feb. 9, 2023 B Purchase

Labran Renee E

Non-Executive Director
250 +7.4%
39.97
9,993 USD 		250 +7.4% 39.97 9,993 USD
Feb. 9, 2023 Feb. 9, 2023 B Purchase

D Agostino Robert P

Non-Executive Director
12,500 +8.9%
40.59
507,396 USD 		12,500 +8.9% 40.59 507,396 USD
Feb. 9, 2023 Feb. 8, 2023 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
135,923 +2.2%
40.18
5,460,788 USD 		135,923 +2.2% 40.18 5,460,788 USD
Feb. 8, 2023 Feb. 8, 2023 B Purchase

Moore Andrew

CEO B. Riley Securities, Inc.

Officer
20,000 +7.7%
38.75
774,928 USD 		20,000 +7.7% 38.75 774,928 USD
Jan. 9, 2023 Jan. 9, 2023 B Purchase

PAULSON RANDALL E

Non-Executive Director
20,000 +7.8%
37.22
744,346 USD 		20,000 +7.8% 37.22 744,346 USD
Dec. 30, 2022 Dec. 29, 2022 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
20,541 +0.3%
33.82
694,651 USD 		20,541 +0.3% 33.82 694,651 USD
Dec. 30, 2022 Dec. 28, 2022 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
6,023 +0.1%
31.29
188,462 USD 		6,023 +0.1% 31.29 188,462 USD
Dec. 30, 2022 Dec. 28, 2022 B Purchase

Brandt Tamara Sue

Non-Executive Director
625 +32.2%
32.01
20,006 USD 		625 +32.2% 32.01 20,006 USD
Dec. 20, 2022 Dec. 16, 2022 B Purchase

Sheldon Michael Joseph

Non-Executive Director
10,026 +22.5%
39.86
399,627 USD 		10,026 +22.5% 39.86 399,627 USD
Dec. 20, 2022 Dec. 16, 2022 B Purchase

Labran Renee E

Non-Executive Director
247 +7.9%
40.40
9,978 USD 		247 +7.9% 40.40 9,978 USD
Dec. 19, 2022 Dec. 16, 2022 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
120,000 +2.0%
40.13
4,815,612 USD 		120,000 +2.0% 40.13 4,815,612 USD
Dec. 15, 2022 Dec. 15, 2022 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
24,715 +0.4%
40.34
996,902 USD 		24,715 +0.4% 40.34 996,902 USD
Dec. 15, 2022 Dec. 14, 2022 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
38,812 +0.6%
41.93
1,627,244 USD 		38,812 +0.6% 41.93 1,627,244 USD
Dec. 5, 2022 Dec. 5, 2022 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
50,000 +0.8%
43.92
2,196,025 USD 		50,000 +0.8% 43.92 2,196,025 USD
Dec. 5, 2022 Dec. 2, 2022 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
1,514 +0.0%
44.33
67,111 USD 		1,514 +0.0% 44.33 67,111 USD
Dec. 1, 2022 Nov. 30, 2022 B Purchase

PAULSON RANDALL E

Non-Executive Director
2,600 +1.0%
42.84
111,375 USD 		2,600 +1.0% 42.84 111,375 USD
Sept. 19, 2022 Sept. 16, 2022 B Purchase

PAULSON RANDALL E

Non-Executive Director
5,892 +2.4%
46.92
276,460 USD 		5,892 +2.4% 46.92 276,460 USD
Sept. 19, 2022 Sept. 16, 2022 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
8,509 +0.1%
46.83
398,453 USD 		8,509 +0.1% 46.83 398,453 USD
Sept. 14, 2022 Sept. 14, 2022 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
1,000 +6.4%
47.68
47,677 USD 		1,000 +6.4% 47.68 47,677 USD
Sept. 14, 2022 Sept. 14, 2022 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
1,000 +6.4%
47.68
47,677 USD 		1,000 +6.4% 47.68 47,677 USD
Sept. 14, 2022 Sept. 14, 2022 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
1,000 +6.4%
47.68
47,677 USD 		1,000 +6.4% 47.68 47,677 USD
Sept. 14, 2022 Sept. 14, 2022 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
1,000 +6.4%
47.68
47,677 USD 		1,000 +6.4% 47.68 47,677 USD
Sept. 14, 2022 Sept. 14, 2022 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
25,000 +0.4%
47.46
1,186,398 USD 		25,000 +0.4% 47.46 1,186,398 USD
Sept. 8, 2022 Sept. 7, 2022 B Purchase

Moore Andrew

CEO B. Riley Securities, Inc.

Officer
5,000 +2.0%
48.12
240,603 USD 		5,000 +2.0% 48.12 240,603 USD
Sept. 1, 2022 Aug. 31, 2022 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
25,000 +0.4%
49.76
1,243,898 USD 		25,000 +0.4% 49.76 1,243,898 USD
Sept. 1, 2022 Aug. 31, 2022 B Purchase

PAULSON RANDALL E

Non-Executive Director
25,000 +11.2%
49.76
1,243,898 USD 		25,000 +11.2% 49.76 1,243,898 USD
Sept. 1, 2022 Aug. 30, 2022 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
25,000 +0.4%
49.17
1,229,338 USD 		25,000 +0.4% 49.17 1,229,338 USD
Aug. 2, 2022 Aug. 2, 2022 B Purchase

PAULSON RANDALL E

Non-Executive Director
15,000 +7.1%
52.33
785,009 USD 		15,000 +7.1% 52.33 785,009 USD
Aug. 2, 2022 Aug. 1, 2022 B Purchase

PAULSON RANDALL E

Non-Executive Director
25,000 +13.4%
52.13
1,303,370 USD 		25,000 +13.4% 52.13 1,303,370 USD
May 24, 2022 May 23, 2022 B Purchase

ASHER DANIEL

Major owner
1,100 +0.1%
49.60
54,560 USD 		1,100 +0.1% 49.60 54,560 USD
May 24, 2022 May 23, 2022 B Purchase

ASHER DANIEL

Major owner
16,100 +1.3%
49.60
798,491 USD 		16,100 +1.3% 49.60 798,491 USD
May 24, 2022 May 20, 2022 S Sale

ASHER DANIEL

Major owner
1,700 -0.1%
50.00
85,000 USD 		1,700 -0.1% 50.00 85,000 USD
May 24, 2022 May 20, 2022 S Sale

ASHER DANIEL

Major owner
122,700 -9.0%
50.00
6,135,000 USD 		122,700 -9.0% 50.00 6,135,000 USD
May 24, 2022 May 20, 2022 S Sale

ASHER DANIEL

Major owner
1,100 -0.1%
50.00
55,000 USD 		1,100 -0.1% 50.00 55,000 USD
May 24, 2022 May 20, 2022 B Purchase

ASHER DANIEL

Major owner
18,800 +1.4%
50.09
941,679 USD 		18,800 +1.4% 50.09 941,679 USD
May 20, 2022 May 19, 2022 B Purchase

ASHER DANIEL

Major owner
1,200 +0.1%
49.95
59,940 USD 		1,200 +0.1% 49.95 59,940 USD
May 19, 2022 May 18, 2022 B Purchase

ASHER DANIEL

Major owner
21,200 +1.6%
50.42
1,068,896 USD 		21,200 +1.6% 50.42 1,068,896 USD
May 18, 2022 May 17, 2022 B Purchase

ASHER DANIEL

Major owner
6,000 +0.5%
49.41
296,430 USD 		6,000 +0.5% 49.41 296,430 USD

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