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Ticker: RILY Exchange: NMS


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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Price Total value Details
Nov. 18, 2021 Nov. 17, 2021 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
20,000 +0.4%
77.35
1,547,000 USD 		20,000 +0.4% 77.35 1,547,000 USD
Nov. 4, 2021 Nov. 3, 2021 B Purchase

Young Kenneth M

President

Officer
1,000 +6.2%
78.31
78,313 USD 		1,000 +6.2% 78.31 78,313 USD
Sept. 14, 2021 Sept. 13, 2021 B Purchase

PAULSON RANDALL E

Non-Executive Director
15,000 +15.1%
60.51
907,659 USD 		15,000 +15.1% 60.51 907,659 USD
June 17, 2021 June 15, 2021 B Purchase

Young Kenneth M

President

Officer
1,200 +0.8%
66.06
79,275 USD 		1,200 +0.8% 66.06 79,275 USD
June 2, 2021 June 2, 2021 S Sale

WEITZMAN HOWARD

SVP, Chief Accounting Officer

Officer
4,530 -12.5%
74.18
336,035 USD 		4,530 -12.5% 74.18 336,035 USD
June 2, 2021 May 28, 2021 S Sale

WEITZMAN HOWARD

SVP, Chief Accounting Officer

Officer
10,973 -23.3%
73.86
810,466 USD 		10,973 -23.3% 73.86 810,466 USD
May 6, 2021 May 6, 2021 B Purchase

Moore Andrew

CEO B. Riley Securities, Inc.

Officer
5,000 +2.4%
67.68
338,424 USD 		5,000 +2.4% 67.68 338,424 USD
Feb. 2, 2021 Jan. 29, 2021 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
1,500 +0.0%
48.25
72,370 USD 		1,500 +0.0% 48.25 72,370 USD
Jan. 29, 2021 Jan. 28, 2021 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
6,791 +0.1%
48.71
330,817 USD 		6,791 +0.1% 48.71 330,817 USD
Jan. 29, 2021 Jan. 27, 2021 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
11,209 +0.2%
48.42
542,759 USD 		11,209 +0.2% 48.42 542,759 USD
Jan. 27, 2021 Jan. 27, 2021 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
7,907 +0.2%
47.91
378,786 USD 		7,907 +0.2% 47.91 378,786 USD
Jan. 27, 2021 Jan. 26, 2021 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
4,093 +0.1%
48.56
198,767 USD 		4,093 +0.1% 48.56 198,767 USD
Jan. 25, 2021 Jan. 25, 2021 B Purchase

Sheldon Michael Joseph

Non-Executive Director
2,089 +9.7%
48.95
102,257 USD 		2,089 +9.7% 48.95 102,257 USD
Jan. 25, 2021 Jan. 22, 2021 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
842 +15.1%
47.45
39,953 USD 		842 +15.1% 47.45 39,953 USD
Jan. 25, 2021 Jan. 22, 2021 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
842 +15.1%
47.45
39,953 USD 		842 +15.1% 47.45 39,953 USD
Jan. 25, 2021 Jan. 22, 2021 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
842 +15.1%
47.45
39,953 USD 		842 +15.1% 47.45 39,953 USD
Jan. 25, 2021 Jan. 22, 2021 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
842 +15.1%
47.45
39,953 USD 		842 +15.1% 47.45 39,953 USD
Jan. 25, 2021 Jan. 22, 2021 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
4,960 +6.2%
47.26
234,423 USD 		4,960 +6.2% 47.26 234,423 USD
Jan. 25, 2021 Jan. 22, 2021 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
1,672 +0.0%
47.78
79,883 USD 		1,672 +0.0% 47.78 79,883 USD
Jan. 13, 2021 Jan. 13, 2021 B Purchase

KELLEHER THOMAS J /ADV

Co-CEO

Officer
5,100 +1.1%
46.00
234,600 USD 		5,100 +1.1% 46.00 234,600 USD
Jan. 13, 2021 Jan. 13, 2021 B Purchase

KELLEHER THOMAS J /ADV

Co-CEO

Officer
4,900 +32.5%
46.00
225,400 USD 		4,900 +32.5% 46.00 225,400 USD
Jan. 13, 2021 Jan. 13, 2021 B Purchase

PAULSON RANDALL E

Non-Executive Director
10,000 +12.8%
46.00
460,000 USD 		10,000 +12.8% 46.00 460,000 USD
Jan. 13, 2021 Jan. 13, 2021 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
100,000 +2.1%
46.00
4,600,000 USD 		100,000 +2.1% 46.00 4,600,000 USD
Jan. 13, 2021 Jan. 13, 2021 B Purchase

Young Kenneth M

President

Officer
1,600 +11.0%
46.00
73,600 USD 		1,600 +11.0% 46.00 73,600 USD
Nov. 20, 2020 Nov. 19, 2020 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
15,000 +0.3%
32.53
487,985 USD 		15,000 +0.3% 32.53 487,985 USD
Nov. 3, 2020 Nov. 3, 2020 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
60,000 +1.3%
26.66
1,599,510 USD 		60,000 +1.3% 26.66 1,599,510 USD
Nov. 3, 2020 Nov. 3, 2020 B Purchase

PAULSON RANDALL E

Non-Executive Director
40,000 +104.3%
26.65
1,066,008 USD 		40,000 +104.3% 26.65 1,066,008 USD
Sept. 9, 2020 Sept. 8, 2020 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
1,224 +0.0%
25.59
31,328 USD 		1,224 +0.0% 25.59 31,328 USD
Sept. 8, 2020 Sept. 4, 2020 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
2,282 +0.0%
26.21
59,815 USD 		2,282 +0.0% 26.21 59,815 USD
Sept. 3, 2020 Sept. 2, 2020 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
700 +14.4%
27.15
19,005 USD 		700 +14.4% 27.15 19,005 USD
Sept. 3, 2020 Sept. 2, 2020 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
700 +14.4%
27.15
19,005 USD 		700 +14.4% 27.15 19,005 USD
Sept. 3, 2020 Sept. 2, 2020 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
700 +14.4%
27.15
19,005 USD 		700 +14.4% 27.15 19,005 USD
Sept. 3, 2020 Sept. 2, 2020 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
700 +14.4%
27.15
19,005 USD 		700 +14.4% 27.15 19,005 USD
Sept. 3, 2020 Sept. 2, 2020 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
15,000 +0.3%
27.15
407,250 USD 		15,000 +0.3% 27.15 407,250 USD
Aug. 27, 2020 Aug. 26, 2020 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
20,000 +0.4%
26.67
533,312 USD 		20,000 +0.4% 26.67 533,312 USD
Aug. 7, 2020 Aug. 7, 2020 B Purchase

PAULSON RANDALL E

Non-Executive Director
25,000 +187.4%
26.96
674,020 USD 		25,000 +187.4% 26.96 674,020 USD
Aug. 7, 2020 Aug. 6, 2020 B Purchase

Young Kenneth M

President

Officer
1,000 +7.4%
27.28
27,280 USD 		1,000 +7.4% 27.28 27,280 USD
Aug. 7, 2020 Aug. 6, 2020 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
25,000 +0.5%
27.15
678,745 USD 		25,000 +0.5% 27.15 678,745 USD
June 10, 2020 June 10, 2020 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
10,689 +0.2%
22.74
243,094 USD 		10,689 +0.2% 22.74 243,094 USD
June 10, 2020 June 9, 2020 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
9,311 +0.2%
22.98
213,946 USD 		9,311 +0.2% 22.98 213,946 USD
June 4, 2020 June 3, 2020 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
40,000 +0.9%
20.81
832,260 USD 		40,000 +0.9% 20.81 832,260 USD
May 26, 2020 May 21, 2020 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
1,835 +0.0%
18.25
33,485 USD 		1,835 +0.0% 18.25 33,485 USD
March 20, 2020 March 20, 2020 B Purchase

ANTIN ROBERT L

Non-Executive Director
2,000 +26.7%
18.65
37,300 USD 		2,000 +26.7% 18.65 37,300 USD
March 16, 2020 March 16, 2020 B Purchase

Moore Andrew

CEO of B. Riley FBR, Inc.

Officer
6,000 +4.5%
18.08
108,470 USD 		6,000 +4.5% 18.08 108,470 USD
March 19, 2020 March 13, 2020 B Purchase

Williams Mikel H

Non-Executive Director
8,870 +17.2%
19.61
173,955 USD 		8,870 +17.2% 19.61 173,955 USD
March 16, 2020 March 13, 2020 B Purchase

Young Kenneth M

President

Officer
3,500 +35.0%
20.24
70,825 USD 		3,500 +35.0% 20.24 70,825 USD
March 13, 2020 March 13, 2020 B Purchase

Sheldon Michael Joseph

Non-Executive Director
5,327 +41.7%
18.91
100,734 USD 		5,327 +41.7% 18.91 100,734 USD
March 13, 2020 March 11, 2020 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
4,654 +0.1%
20.20
94,022 USD 		4,654 +0.1% 20.20 94,022 USD
March 13, 2020 March 11, 2020 B Purchase

Forman Alan N

EVP, General Counsel, Sec

Officer
4,000 +6.6%
20.19
80,763 USD 		4,000 +6.6% 20.19 80,763 USD
March 13, 2020 March 11, 2020 B Purchase

Ahn Phillip J.

CFO & Chief Operating Officer

Officer
4,000 +3.9%
20.21
80,853 USD 		4,000 +3.9% 20.21 80,853 USD
March 11, 2020 March 11, 2020 B Purchase

KELLEHER THOMAS J /ADV

Co-CEO

Executive Director
2,500 +80.6%
20.19
50,477 USD 		2,500 +80.6% 20.19 50,477 USD
March 11, 2020 March 11, 2020 B Purchase

KELLEHER THOMAS J /ADV

Co-CEO

Executive Director
2,500 +19.8%
20.19
50,477 USD 		2,500 +19.8% 20.19 50,477 USD
March 11, 2020 March 9, 2020 B Purchase

KELLEHER THOMAS J /ADV

Co-CEO

Executive Director
2,500 +416.7%
20.67
51,686 USD 		2,500 +416.7% 20.67 51,686 USD
March 11, 2020 March 9, 2020 B Purchase

KELLEHER THOMAS J /ADV

Co-CEO

Executive Director
2,500 +24.8%
20.67
51,686 USD 		2,500 +24.8% 20.67 51,686 USD
Aug. 15, 2019 Aug. 14, 2019 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
8,269 +0.2%
20.09
166,106 USD 		8,269 +0.2% 20.09 166,106 USD
Aug. 15, 2019 Aug. 13, 2019 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
11,731 +0.3%
20.53
240,785 USD 		11,731 +0.3% 20.53 240,785 USD
May 29, 2019 May 24, 2019 S Sale

WEITZMAN HOWARD

SVP, Chief Accounting Officer

Officer
10,000 -25.7%
19.49
194,900 USD 		10,000 -25.7% 19.49 194,900 USD
May 9, 2019 May 9, 2019 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
25,516 +0.6%
19.28
491,839 USD 		25,516 +0.6% 19.28 491,839 USD
May 9, 2019 May 8, 2019 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
9,738 +0.2%
19.25
187,455 USD 		9,738 +0.2% 19.25 187,455 USD
May 9, 2019 May 7, 2019 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
4,975 +0.1%
19.00
94,525 USD 		4,975 +0.1% 19.00 94,525 USD
March 18, 2019 March 15, 2019 B Purchase

Young Kenneth M

President
10,000 +inf%
17.16
171,599 USD 		10,000 +inf% 17.16 171,599 USD
March 15, 2019 March 14, 2019 B Purchase

KELLEHER THOMAS J /ADV

Co-CEO

Executive Director
10,000 +10000.0%
16.75
167,512 USD 		10,000 +10000.0% 16.75 167,512 USD
March 14, 2019 March 14, 2019 B Purchase

Moore Andrew

CEO of B. Riley FBR, Inc.

Officer
10,000 +9.8%
16.97
169,747 USD 		10,000 +9.8% 16.97 169,747 USD
March 8, 2019 March 8, 2019 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
32,945 +0.8%
16.95
558,273 USD 		32,945 +0.8% 16.95 558,273 USD
March 8, 2019 March 7, 2019 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
13,945 +0.3%
16.93
236,051 USD 		13,945 +0.3% 16.93 236,051 USD
March 8, 2019 March 6, 2019 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
3,110 +0.1%
16.82
52,320 USD 		3,110 +0.1% 16.82 52,320 USD
Feb. 26, 2019 Feb. 22, 2019 B Purchase

Sheldon Michael Joseph

Non-Executive Director
5,310 +109.1%
16.52
87,710 USD 		5,310 +109.1% 16.52 87,710 USD
Feb. 25, 2019 Feb. 22, 2019 B Purchase

D Agostino Robert P

Non-Executive Director
679 +0.5%
16.63
11,292 USD 		679 +0.5% 16.63 11,292 USD
Feb. 25, 2019 Feb. 22, 2019 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
1,201 +0.0%
16.63
19,973 USD 		1,201 +0.0% 16.63 19,973 USD
Feb. 25, 2019 Feb. 21, 2019 B Purchase

D Agostino Robert P

Non-Executive Director
7,662 +6.2%
16.30
124,857 USD 		7,662 +6.2% 16.30 124,857 USD
Feb. 25, 2019 Feb. 21, 2019 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
19,512 +0.5%
16.28
317,644 USD 		19,512 +0.5% 16.28 317,644 USD
Feb. 14, 2019 Feb. 13, 2019 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
12,699 +0.3%
15.65
198,709 USD 		12,699 +0.3% 15.65 198,709 USD
Dec. 11, 2018 Dec. 10, 2018 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
4,330 +794.5%
17.15
74,256 USD 		4,330 +794.5% 17.15 74,256 USD
Dec. 11, 2018 Dec. 10, 2018 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
4,330 +794.5%
17.15
74,256 USD 		4,330 +794.5% 17.15 74,256 USD
Dec. 11, 2018 Dec. 10, 2018 B Purchase

RILEY BRYANT R

Chairman and Co-CEO

Executive Director Major owner
4,330 +794.5%
17.15
74,256 USD 		4,330 +794.5% 17.15 74,256 USD

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