Brad Warner

• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Earnings

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other

Notification date	Transaction date	B/S Transaction type	Nb. shares Price Value	Number of shares	Price	Value	Details
2020-06-09	2020-06-05	Capital One Financial Corp (COF)	PS Planned sale	8,410 -16.6% 85.00 USD 714,850	8,410 -16.6%	85.00	USD 714,850
2019-10-03	2019-10-01	Capital One Financial Corp (COF)	PS Planned sale	3,777 -8.7% 91.68 USD 346,275	3,777 -8.7%	91.68	USD 346,275
2019-07-03	2019-07-01	Capital One Financial Corp (COF)	PS Planned sale	1,191 -2.9% 92.52 USD 110,191	1,191 -2.9%	92.52	USD 110,191
2019-07-03	2019-07-01	Capital One Financial Corp (COF)	PS Planned sale	13,309 -24.7% 91.67 USD 1,220,036	13,309 -24.7%	91.67	USD 1,220,036
2019-06-05	2019-06-03	Capital One Financial Corp (COF)	PS Planned sale	4,000 -6.9% 85.98 USD 343,920	4,000 -6.9%	85.98	USD 343,920