Hilltop Securities Holdings LLC (SWS)

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Ticker: SWS


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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Earnings
Earnings
 
Value bought

Past 90 days

 
Value sold

Past 90 days

 
Net insiders buying

Past 90 days

 
Trades (buy and sell)

Past 90 days

Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Price Value Details
2013-11-14 2013-11-13 B Purchase

Edge Joseph Michael II

Senior Vice President, CFO

Officer
1,215 +139.8%
5.81
USD 7,059 		1,215 +139.8% 5.81 USD 7,059
2013-06-18 2013-06-18 B Purchase

JOBE LARRY A

Non-Executive Director
10,500 +30.8%
5.68
USD 59,640 		10,500 +30.8% 5.68 USD 59,640
2012-11-21 2012-11-20 S Sale

JOBE LARRY A

Non-Executive Director
20,500 -43.3%
4.52
USD 92,660 		20,500 -43.3% 4.52 USD 92,660
2012-05-29 2012-05-25 B Purchase

Buchholz Robert A

Non-Executive Director
25,000 +8.0%
5.69
USD 142,335 		25,000 +8.0% 5.69 USD 142,335
2012-05-29 2012-05-24 B Purchase

Buchholz Robert A

Non-Executive Director
700 +0.2%
5.70
USD 3,990 		700 +0.2% 5.70 USD 3,990
2012-02-23 2012-02-22 B Purchase

LEVENTHAL LAURA

Controller

Officer
100 +0.8%
5.92
USD 592 		100 +0.8% 5.92 USD 592
2012-02-23 2012-02-22 B Purchase

LEVENTHAL LAURA

Controller

Officer
197 +1.6%
5.95
USD 1,172 		197 +1.6% 5.95 USD 1,172
2012-02-23 2012-02-22 B Purchase

LEVENTHAL LAURA

Controller

Officer
300 +2.5%
5.95
USD 1,784 		300 +2.5% 5.95 USD 1,784
2012-02-23 2012-02-22 B Purchase

LEVENTHAL LAURA

Controller

Officer
303 +2.6%
5.90
USD 1,788 		303 +2.6% 5.90 USD 1,788
2012-02-23 2012-02-22 B Purchase

LEVENTHAL LAURA

Controller

Officer
700 +6.4%
5.93
USD 4,151 		700 +6.4% 5.93 USD 4,151
2012-02-23 2012-02-22 B Purchase

LEVENTHAL LAURA

Controller

Officer
900 +8.9%
5.92
USD 5,328 		900 +8.9% 5.92 USD 5,328
2012-02-23 2012-02-21 B Purchase

HOLDGES STACY M

CFO

Officer
4,107 +26.8%
6.08
USD 24,971 		4,107 +26.8% 6.08 USD 24,971
2012-02-14 2012-02-10 B Purchase

MEYER FREDERICK

Non-Executive Director
1,000 +0.4%
5.97
USD 5,970 		1,000 +0.4% 5.97 USD 5,970
2012-02-14 2012-02-10 B Purchase

MEYER FREDERICK

Non-Executive Director
9,000 +3.9%
5.96
USD 53,660 		9,000 +3.9% 5.96 USD 53,660
2011-11-28 2011-11-25 B Purchase

Hilltop Holdings Inc.

Large shareholder
63,145 +4.5%
5.35
USD 337,965 		63,145 +4.5% 5.35 USD 337,965
2011-11-28 2011-11-25 B Purchase

FORD GERALD J

Non-Executive Director
63,145 +4.5%
5.35
USD 337,965 		63,145 +4.5% 5.35 USD 337,965
2011-11-28 2011-11-23 B Purchase

Hilltop Holdings Inc.

Large shareholder
90,342 +6.8%
5.32
USD 480,565 		90,342 +6.8% 5.32 USD 480,565
2011-11-28 2011-11-23 B Purchase

FORD GERALD J

Non-Executive Director
90,342 +6.8%
5.32
USD 480,565 		90,342 +6.8% 5.32 USD 480,565
2011-11-23 2011-11-22 B Purchase

FORD GERALD J

Non-Executive Director
100,000 +8.2%
5.47
USD 547,270 		100,000 +8.2% 5.47 USD 547,270
2011-11-23 2011-11-22 B Purchase

Hilltop Holdings Inc.

Large shareholder
100,000 +8.2%
5.47
USD 547,270 		100,000 +8.2% 5.47 USD 547,270
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