Capital Southwest Corp (CSWC)

Financials Banking & Investment Services Investment Banking & Investment Services

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Ticker: CSWC Exchange: NSM


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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale
Past 90 days
 
Value bought
 
Value sold
 
Net insiders buying
 
Trades (buy and sell)
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Price Total value Details
2023-12-21 2023-12-21 B Purchase

Rogers-Windsor Ramona Lynn

Non-Executive Director
500 +4.5%
23.29
11,645 USD 		500 +4.5% 23.29 11,645 USD
2023-11-02 2023-11-02 B Purchase

Rogers-Windsor Ramona Lynn

Non-Executive Director
500 +4.7%
21.67
10,835 USD 		500 +4.7% 21.67 10,835 USD
2023-02-06 2023-02-06 B Purchase

Rogers-Windsor Ramona Lynn

Non-Executive Director
500 +6.8%
19.69
9,843 USD 		500 +6.8% 19.69 9,843 USD
2022-11-04 2022-11-04 B Purchase

Rogers-Windsor Ramona Lynn

Non-Executive Director
500 +7.4%
18.97
9,485 USD 		500 +7.4% 18.97 9,485 USD
2022-11-03 2022-11-03 B Purchase

BATTIST CHRISTINE

Non-Executive Director
510 +21.1%
18.99
9,685 USD 		510 +21.1% 18.99 9,685 USD
2022-06-22 2022-06-22 B Purchase

Rogers-Windsor Ramona Lynn

Non-Executive Director
850 +25.9%
18.57
15,784 USD 		850 +25.9% 18.57 15,784 USD
2022-03-30 2022-03-30 B Purchase

Rogers-Windsor Ramona Lynn

Non-Executive Director
750 +30.2%
23.81
17,861 USD 		750 +30.2% 23.81 17,861 USD
2022-03-30 2022-03-29 B Purchase

Brooks David R

Non-Executive Director
2,000 +6.7%
23.93
47,858 USD 		2,000 +6.7% 23.93 47,858 USD
2022-02-17 2022-02-17 B Purchase

BATTIST CHRISTINE

Non-Executive Director
389 +4.9%
25.00
9,724 USD 		389 +4.9% 25.00 9,724 USD
2022-01-24 2021-12-29 B Purchase

Rogers-Windsor Ramona Lynn

Non-Executive Director
800 +47.6%
25.05
20,040 USD 		800 +47.6% 25.05 20,040 USD
2021-12-20 2021-12-20 B Purchase

BATTIST CHRISTINE

Non-Executive Director
400 +5.4%
24.35
9,740 USD 		400 +5.4% 24.35 9,740 USD
2021-11-09 2021-11-09 B Purchase

Sarner Michael Scott

Chief Financial Officer

Officer
3,355 +1.2%
26.83
90,000 USD 		3,355 +1.2% 26.83 90,000 USD
2022-01-24 2021-09-30 B Purchase

Rogers-Windsor Ramona Lynn

Non-Executive Director
800 +94.1%
25.55
20,439 USD 		800 +94.1% 25.55 20,439 USD
2021-09-28 2021-09-28 B Purchase

BATTIST CHRISTINE

Non-Executive Director
700 +10.4%
25.40
17,780 USD 		700 +10.4% 25.40 17,780 USD
2022-01-24 2021-08-16 B Purchase

Rogers-Windsor Ramona Lynn

Non-Executive Director
200 +30.8%
26.40
5,280 USD 		200 +30.8% 26.40 5,280 USD
2022-01-24 2021-06-30 B Purchase

Rogers-Windsor Ramona Lynn

Non-Executive Director
650 +inf%
23.57
15,321 USD 		650 +inf% 23.57 15,321 USD
2021-03-19 2021-03-19 B Purchase

BATTIST CHRISTINE

Non-Executive Director
1,000 +19.3%
21.45
21,450 USD 		1,000 +19.3% 21.45 21,450 USD
2021-02-11 2021-02-11 B Purchase

Brooks David R

Non-Executive Director
1,500 +5.3%
20.57
30,851 USD 		1,500 +5.3% 20.57 30,851 USD
2020-03-23 2020-03-20 B Purchase

DIEHL BOWEN S

President and CEO

Executive Director
20,000 +6.9%
9.46
189,200 USD 		20,000 +6.9% 9.46 189,200 USD
2020-03-20 2020-03-20 B Purchase

Sarner Michael Scott

Chief Financial Officer

Officer
21,500 +12.5%
9.40
202,100 USD 		21,500 +12.5% 9.40 202,100 USD
2020-03-19 2020-03-18 B Purchase

FURST JACK D

Non-Executive Director
15,500 +65.9%
8.84
136,964 USD 		15,500 +65.9% 8.84 136,964 USD
2020-03-19 2020-03-18 B Purchase

FURST JACK D

Non-Executive Director
39,000 +inf%
8.84
344,620 USD 		39,000 +inf% 8.84 344,620 USD
2020-03-18 2020-03-18 B Purchase

Brooks David R

Non-Executive Director
4,000 +16.3%
8.90
35,596 USD 		4,000 +16.3% 8.90 35,596 USD
2020-03-17 2020-03-17 B Purchase

BATTIST CHRISTINE

Non-Executive Director
950 +22.4%
10.33
9,815 USD 		950 +22.4% 10.33 9,815 USD
2020-03-02 2020-03-02 B Purchase

BATTIST CHRISTINE

Non-Executive Director
537 +14.5%
18.61
9,994 USD 		537 +14.5% 18.61 9,994 USD
2020-02-28 2020-02-28 B Purchase

Sarner Michael Scott

Chief Financial Officer

Officer
4,150 +2.5%
18.15
75,318 USD 		4,150 +2.5% 18.15 75,318 USD
2020-02-24 2020-02-24 B Purchase

BATTIST CHRISTINE

Non-Executive Director
1,000 +37.0%
20.35
20,351 USD 		1,000 +37.0% 20.35 20,351 USD
2019-09-03 2019-08-30 B Purchase

Brooks David R

2,500 +11.4%
21.37
53,423 USD 		2,500 +11.4% 21.37 53,423 USD
2019-08-30 2019-08-28 B Purchase

BATTIST CHRISTINE

Non-Executive Director
910 +50.7%
21.85
19,888 USD 		910 +50.7% 21.85 19,888 USD
2018-12-27 2018-12-26 B Purchase

FURST JACK D

Non-Executive Director
3,504 +17.5%
18.78
65,805 USD 		3,504 +17.5% 18.78 65,805 USD
2018-12-27 2018-12-24 B Purchase

FURST JACK D

Non-Executive Director
2,900 +17.0%
18.16
52,664 USD 		2,900 +17.0% 18.16 52,664 USD
2018-11-14 2018-11-12 B Purchase

BATTIST CHRISTINE

Non-Executive Director
1,000 +125.9%
19.53
19,527 USD 		1,000 +125.9% 19.53 19,527 USD
2018-08-22 2018-08-21 B Purchase

BATTIST CHRISTINE

Non-Executive Director
794 +inf%
19.01
15,094 USD 		794 +inf% 19.01 15,094 USD
2018-03-26 2018-03-23 B Purchase

WILSON JOHN H

3,000 +17.6%
17.10
51,300 USD 		3,000 +17.6% 17.10 51,300 USD
2018-02-09 2018-02-09 B Purchase

Sarner Michael Scott

Chief Financial Officer

Officer
700 +0.7%
16.24
11,368 USD 		700 +0.7% 16.24 11,368 USD
2018-02-09 2018-02-08 B Purchase

Morgan Thomas Duane

Non-Executive Director
3,050 +25.7%
16.39
49,990 USD 		3,050 +25.7% 16.39 49,990 USD
2017-12-29 2017-12-28 B Purchase

Brooks David R

2,000 +10.0%
16.66
33,326 USD 		2,000 +10.0% 16.66 33,326 USD
2017-11-21 2017-11-21 B Purchase

KELLEY DOUGLAS M.

Sr. VP, Managing Director
380 +0.4%
16.87
6,410 USD 		380 +0.4% 16.87 6,410 USD
2017-11-14 2017-11-13 B Purchase

KELLEY DOUGLAS M.

Sr. VP, Managing Director
1,500 +2.3%
17.00
25,496 USD 		1,500 +2.3% 17.00 25,496 USD
2017-08-29 2017-08-28 S Sale

Moab Partners LP

Large shareholder
1,323 -0.1%
17.40
23,020 USD 		1,323 -0.1% 17.40 23,020 USD
2017-08-29 2017-08-28 S Sale

Moab Capital Partners LLC

Large shareholder
1,400 -0.1%
17.40
24,360 USD 		1,400 -0.1% 17.40 24,360 USD
2017-08-29 2017-08-25 S Sale

Moab Partners LP

Large shareholder
1,768 -0.1%
17.33
30,644 USD 		1,768 -0.1% 17.33 30,644 USD
2017-08-29 2017-08-25 S Sale

Moab Partners LP

Large shareholder
47,250 -3.1%
17.30
817,425 USD 		47,250 -3.1% 17.30 817,425 USD
2017-08-29 2017-08-25 S Sale

Moab Capital Partners LLC

Large shareholder
1,870 -0.1%
17.33
32,412 USD 		1,870 -0.1% 17.33 32,412 USD
2017-08-29 2017-08-25 S Sale

Moab Capital Partners LLC

Large shareholder
50,000 -3.1%
17.30
865,000 USD 		50,000 -3.1% 17.30 865,000 USD
2017-08-02 2017-07-31 PS Planned sale

Armes Joseph B

500 -1.6%
16.31
8,157 USD 		500 -1.6% 16.31 8,157 USD
2017-07-24 2017-07-24 PS Planned sale

Armes Joseph B

Non-Executive Director
500 -1.6%
16.27
8,135 USD 		500 -1.6% 16.27 8,135 USD
2017-07-18 2017-07-17 PS Planned sale

Armes Joseph B

Non-Executive Director
500 -1.5%
16.14
8,068 USD 		500 -1.5% 16.14 8,068 USD
2017-07-12 2017-07-10 PS Planned sale

Armes Joseph B

Non-Executive Director
500 -1.5%
16.19
8,093 USD 		500 -1.5% 16.19 8,093 USD
2017-07-05 2017-07-03 PS Planned sale

Armes Joseph B

Non-Executive Director
500 -1.5%
16.15
8,075 USD 		500 -1.5% 16.15 8,075 USD
2017-06-29 2017-06-28 B Purchase

WILSON JOHN H

5,000 +41.7%
16.30
81,500 USD 		5,000 +41.7% 16.30 81,500 USD
2017-06-27 2017-06-26 PS Planned sale

Armes Joseph B

500 -1.5%
16.22
8,109 USD 		500 -1.5% 16.22 8,109 USD
2017-06-21 2017-06-19 PS Planned sale

Armes Joseph B

500 -1.4%
16.14
8,069 USD 		500 -1.4% 16.14 8,069 USD
2017-06-14 2017-06-12 PS Planned sale

Armes Joseph B

500 -1.4%
16.10
8,050 USD 		500 -1.4% 16.10 8,050 USD
2017-06-09 2017-06-07 B Purchase

Morgan Thomas Duane

3,100 +36.7%
16.26
50,406 USD 		3,100 +36.7% 16.26 50,406 USD
2017-06-07 2017-06-05 PS Planned sale

Armes Joseph B

500 -1.4%
16.03
8,015 USD 		500 -1.4% 16.03 8,015 USD
2017-06-02 2017-06-01 PS Planned sale

Armes Joseph B

1,000 -2.7%
16.00
16,000 USD 		1,000 -2.7% 16.00 16,000 USD
2017-05-16 2017-05-15 PS Planned sale

Armes Joseph B

Non-Executive Director
500 -1.4%
16.00
8,000 USD 		500 -1.4% 16.00 8,000 USD
2017-05-09 2017-05-08 PS Planned sale

Armes Joseph B

Non-Executive Director
500 -1.3%
16.03
8,015 USD 		500 -1.3% 16.03 8,015 USD
2017-05-02 2017-05-01 PS Planned sale

Armes Joseph B

Non-Executive Director
500 -1.3%
16.15
8,075 USD 		500 -1.3% 16.15 8,075 USD
2017-04-25 2017-04-24 PS Planned sale

Armes Joseph B

500 -1.3%
16.01
8,005 USD 		500 -1.3% 16.01 8,005 USD
2017-04-12 2017-04-10 S Sale

Moab Capital Partners LLC

Large shareholder
100 -0.0%
17.02
1,702 USD 		100 -0.0% 17.02 1,702 USD
2017-04-12 2017-04-10 S Sale

Moab Partners LP

Large shareholder
100 -0.0%
17.02
1,702 USD 		100 -0.0% 17.02 1,702 USD
2017-04-05 2017-04-05 S Sale

Moab Capital Partners LLC

Large shareholder
802 -0.0%
16.95
13,594 USD 		802 -0.0% 16.95 13,594 USD
2017-04-05 2017-04-05 S Sale

Moab Capital Partners LLC

Large shareholder
700 -0.0%
16.95
11,865 USD 		700 -0.0% 16.95 11,865 USD
2017-04-05 2017-04-05 S Sale

Moab Partners LP

Large shareholder
802 -0.1%
16.95
13,594 USD 		802 -0.1% 16.95 13,594 USD
2017-04-05 2017-04-05 S Sale

Moab Partners LP

Large shareholder
700 -0.0%
16.95
11,865 USD 		700 -0.0% 16.95 11,865 USD
2017-04-05 2017-04-04 S Sale

Moab Capital Partners LLC

Large shareholder
236 -0.0%
16.92
3,993 USD 		236 -0.0% 16.92 3,993 USD
2017-04-05 2017-04-04 S Sale

Moab Partners LP

Large shareholder
236 -0.0%
16.92
3,993 USD 		236 -0.0% 16.92 3,993 USD
2017-04-05 2017-04-03 S Sale

Moab Capital Partners LLC

Large shareholder
1,400 -0.1%
16.84
23,576 USD 		1,400 -0.1% 16.84 23,576 USD
2017-04-05 2017-04-03 S Sale

Moab Capital Partners LLC

Large shareholder
100 -0.0%
17.34
1,734 USD 		100 -0.0% 17.34 1,734 USD
2017-04-05 2017-04-03 S Sale

Moab Capital Partners LLC

Large shareholder
50 -0.0%
17.16
858 USD 		50 -0.0% 17.16 858 USD
2017-04-05 2017-04-03 S Sale

Moab Partners LP

Large shareholder
1,400 -0.1%
16.84
23,576 USD 		1,400 -0.1% 16.84 23,576 USD
2017-04-05 2017-04-03 S Sale

Moab Partners LP

Large shareholder
100 -0.0%
17.34
1,734 USD 		100 -0.0% 17.34 1,734 USD
2017-04-05 2017-04-03 S Sale

Moab Partners LP

Large shareholder
50 -0.0%
17.16
858 USD 		50 -0.0% 17.16 858 USD