Positions
Position Company Period
Chairman of the Board, Chief Executive Officer LICT Corp Dec. 16, 2004 -
Chairman of the Board, Chief Executive Officer, Chief Investment Officer Ellsworth Growth and Income Fund Ltd Jan. 1, 2016 -
Chairman of the Board, Chief Investment Officer Gabelli Equity Trust Inc Jan. 1, 2012 -
Chairman of the Board, Chief Investment Officer Gabelli Convertible and Income Securities Fund Inc None -
Chairman of the Board of Trustee, Chief Investment Officer Gabelli Global Small and Mid Cap Value Trust Jan. 1, 2013 -
Chairman of the Board of Trustees, Chief Executive Officer, Chief Investment Officer - Value Portfolios, Director Bancroft Fund Ltd Jan. 1, 2015 -
Chairman of the Board of Trustees, Chief Investment Officer Gabelli Utility Trust Jan. 1, 2010 -
Chairman of the Board of Trustees, Chief Investment Officer Gabelli Dividend & Income Trust None -
Chief Investment Officer, Trustee GDL Fund Jan. 1, 2015 -
Non-Executive Chairman of the Board LGL Group Inc June 11, 2014 -
Chairman of the Board Morgan Group Holding Co Nov. 1, 2012 - Oct. 31, 2019
Chairman of the Board, Chief Executive Officer Ellsworth Growth and Income Fund Ltd Jan. 1, 2015 - Jan. 1, 2016
Chairman of the Board LGL Group Inc Sept. 20, 2004 - June 11, 2014
Chairman, Chief Investment Officer, Trustee GDL Fund Jan. 1, 2012 - Jan. 1, 2014
Chairman of the Board, Chief Executive Officer Morgan Group Holding Co Nov. 1, 2001 - Nov. 1, 2012
Chief Investment Officer, Director Gabelli Equity Trust Inc None -
Chief Investment Officer, Trustee GDL Fund Jan. 1, 2006 - Jan. 1, 2012
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other
Notification date Transaction date B/S Transaction type Nb. shares
Price
Value 		Number of shares Price Total value Details
2024-04-15 2024-04-11
S Sale
576 -0.2%
3.61
2,079 USD 		576 -0.2% 3.61 2,079 USD
2024-04-12 2024-04-11
S Sale
2,000 -6.1%
15.46
30,916 USD 		2,000 -6.1% 15.46 30,916 USD
2024-04-03 2024-04-02
B Purchase
500 +2.2%
41.25
20,625 USD 		500 +2.2% 41.25 20,625 USD
2024-04-01 2024-03-28
S Sale
2,000 -1.4%
15.90
31,796 USD 		2,000 -1.4% 15.90 31,796 USD
2024-03-01 2024-02-29
B Purchase
10,000 +5.0%
10.00
100,000 USD 		10,000 +5.0% 10.00 100,000 USD
2024-03-01 2024-02-29
B Purchase
200,000 +inf%
10.00
2,000,000 USD 		200,000 +inf% 10.00 2,000,000 USD
2024-03-01 2024-02-29
B Purchase
400,000 +inf%
10.00
4,000,000 USD 		400,000 +inf% 10.00 4,000,000 USD
2024-03-01 2024-02-29
B Purchase
10,000 +inf%
100.00
1,000,000 USD 		10,000 +inf% 100.00 1,000,000 USD
2024-03-01 2024-02-29
B Purchase
50,000 +inf%
100.00
5,000,000 USD 		50,000 +inf% 100.00 5,000,000 USD
2024-04-03 2024-02-22
B Purchase
250,000 +inf%
10.00
2,500,000 USD 		250,000 +inf% 10.00 2,500,000 USD
2024-04-03 2024-02-22
B Purchase
250,000 +inf%
10.00
2,500,000 USD 		250,000 +inf% 10.00 2,500,000 USD
2024-04-03 2024-02-22
B Purchase
150,000 +inf%
10.00
1,500,000 USD 		150,000 +inf% 10.00 1,500,000 USD
2024-04-03 2024-02-22
B Purchase
30,000 +inf%
10.00
300,000 USD 		30,000 +inf% 10.00 300,000 USD
2024-04-03 2024-02-22
B Purchase
190,000 +inf%
10.00
1,900,000 USD 		190,000 +inf% 10.00 1,900,000 USD
2024-02-06 2024-02-02
S Sale
2,000 -5.7%
15.40
30,808 USD 		2,000 -5.7% 15.40 30,808 USD
2024-01-02 2023-12-28
S Sale
1,732 -1.2%
16.26
28,161 USD 		1,732 -1.2% 16.26 28,161 USD
2023-12-13 2023-12-11
S Sale
4,508 -0.5%
5.79
26,102 USD 		4,508 -0.5% 5.79 26,102 USD
2023-12-13 2023-12-11
B Purchase
6,000 +2.6%
9.04
54,269 USD 		6,000 +2.6% 9.04 54,269 USD
2023-12-08 2023-12-07
S Sale
1,000 -2.8%
15.15
15,150 USD 		1,000 -2.8% 15.15 15,150 USD
2023-11-08 2023-11-07
S Sale
4,377 -1.0%
4.77
20,861 USD 		4,377 -1.0% 4.77 20,861 USD
2023-10-27 2023-10-26
S Sale
4,000 -10.0%
14.22
56,897 USD 		4,000 -10.0% 14.22 56,897 USD
2023-09-27 2023-09-25
B Purchase
167 +0.0%
6.31
1,054 USD 		167 +0.0% 6.31 1,054 USD
2023-09-15 2023-09-15
B Purchase
59,886 +inf%
50.31
3,012,865 USD 		59,886 +inf% 50.31 3,012,865 USD
2023-09-15 2023-09-15
S Sale
59,886 -100.0%
50.31
3,012,865 USD 		59,886 -100.0% 50.31 3,012,865 USD
2023-09-13 2023-09-12
S Sale
3,202 -3.9%
50.31
161,093 USD 		3,202 -3.9% 50.31 161,093 USD
2023-09-13 2023-09-11
S Sale
2,500 -3.0%
50.30
125,746 USD 		2,500 -3.0% 50.30 125,746 USD
2023-08-08 2023-08-07
US GDL Fund (GDL)
B Purchase
120 +0.2%
7.93
952 USD 		120 +0.2% 7.93 952 USD
2023-08-01 2023-07-28
S Sale
10,000 -0.9%
4.26
42,625 USD 		10,000 -0.9% 4.26 42,625 USD
2023-06-22 2023-06-20
S Sale
6,604 -0.6%
6.27
41,430 USD 		6,604 -0.6% 6.27 41,430 USD
2023-06-21 2023-06-08
S Sale
4,000 -0.6%
20.92
83,678 USD 		4,000 -0.6% 20.92 83,678 USD
2023-06-12 2023-06-08
S Sale
3,000 -7.0%
16.98
50,935 USD 		3,000 -7.0% 16.98 50,935 USD
2023-06-01 2023-05-30
S Sale
1,900 -28.8%
13.21
25,094 USD 		1,900 -28.8% 13.21 25,094 USD
2023-05-03 2023-05-01
S Sale
2,000 -4.4%
16.36
32,721 USD 		2,000 -4.4% 16.36 32,721 USD
2023-04-17 2023-04-14
S Sale
12,000 -21.1%
16.58
198,977 USD 		12,000 -21.1% 16.58 198,977 USD
2023-02-16 2023-02-10
US GDL Fund (GDL)
B Purchase
2,000 +4.2%
8.12
16,240 USD 		2,000 +4.2% 8.12 16,240 USD
2023-01-20 2023-01-18
B Purchase
50,000 +inf%
10.00
500,000 USD 		50,000 +inf% 10.00 500,000 USD
2023-01-20 2023-01-18
B Purchase
100,000 +inf%
10.00
1,000,000 USD 		100,000 +inf% 10.00 1,000,000 USD
2023-01-20 2023-01-18
B Purchase
100,000 +inf%
10.00
1,000,000 USD 		100,000 +inf% 10.00 1,000,000 USD
2023-01-20 2023-01-18
B Purchase
200,000 +inf%
10.00
2,000,000 USD 		200,000 +inf% 10.00 2,000,000 USD
2023-01-20 2023-01-18
B Purchase
61,000 +inf%
10.00
610,000 USD 		61,000 +inf% 10.00 610,000 USD
2023-01-05 2022-12-29
B Purchase
150,000 +inf%
10.00
1,500,000 USD 		150,000 +inf% 10.00 1,500,000 USD
2023-01-05 2022-12-29
B Purchase
200,000 +inf%
10.00
2,000,000 USD 		200,000 +inf% 10.00 2,000,000 USD
2022-12-08 2022-12-06
S Sale
4,000 -0.3%
6.42
25,686 USD 		4,000 -0.3% 6.42 25,686 USD
2022-12-07 2022-12-05
S Sale
5,000 -0.4%
5.36
26,776 USD 		5,000 -0.4% 5.36 26,776 USD
2022-12-05 2022-12-01
S Sale
5,000 -0.4%
5.05
25,251 USD 		5,000 -0.4% 5.05 25,251 USD
2022-12-05 2022-12-01
S Sale
748 -0.1%
6.44
4,814 USD 		748 -0.1% 6.44 4,814 USD
2022-11-09 2022-11-07
S Sale
1,500 -1.1%
20.41
30,621 USD 		1,500 -1.1% 20.41 30,621 USD
2022-10-26 2022-10-24
US GDL Fund (GDL)
B Purchase
221 +0.1%
7.99
1,766 USD 		221 +0.1% 7.99 1,766 USD
2022-10-21 2022-10-19
S Sale
3,000 -5.0%
16.71
50,124 USD 		3,000 -5.0% 16.71 50,124 USD
2022-10-20 2022-10-17
B Purchase
50,000 +40.0%
20.00
1,000,000 USD 		50,000 +40.0% 20.00 1,000,000 USD
2022-10-20 2022-10-17
S Sale
50,000 -100.0%
20.00
1,000,000 USD 		50,000 -100.0% 20.00 1,000,000 USD
2022-10-19 2022-10-17
S Sale
230,000 -100.0%
10.00
2,300,000 USD 		230,000 -100.0% 10.00 2,300,000 USD
2022-10-19 2022-10-17
US GDL Fund (GDL)
B Purchase
200,000 +66.7%
10.00
2,000,000 USD 		200,000 +66.7% 10.00 2,000,000 USD
2022-10-18 2022-10-17
B Purchase
158,554 +122.3%
10.00
1,585,540 USD 		158,554 +122.3% 10.00 1,585,540 USD
2022-10-18 2022-10-17
S Sale
158,554 -100.0%
10.00
1,585,540 USD 		158,554 -100.0% 10.00 1,585,540 USD
2022-08-23 2022-08-19
S Sale
2,063 -1.4%
22.66
46,741 USD 		2,063 -1.4% 22.66 46,741 USD
2022-07-26 2022-07-25
S Sale
2,000 -2.3%
50.10
100,208 USD 		2,000 -2.3% 50.10 100,208 USD
2022-07-20 2022-07-18
US GDL Fund (GDL)
B Purchase
900 +0.4%
8.25
7,425 USD 		900 +0.4% 8.25 7,425 USD
2022-07-07 2022-07-01
B Purchase
100,000 +inf%
10.00
1,000,000 USD 		100,000 +inf% 10.00 1,000,000 USD
2022-07-07 2022-07-01
B Purchase
200,000 +inf%
10.00
2,000,000 USD 		200,000 +inf% 10.00 2,000,000 USD
2022-07-07 2022-07-01
B Purchase
150,000 +inf%
10.00
1,500,000 USD 		150,000 +inf% 10.00 1,500,000 USD
2022-07-07 2022-07-01
B Purchase
150,000 +inf%
10.00
1,500,000 USD 		150,000 +inf% 10.00 1,500,000 USD
2022-07-07 2022-07-01
B Purchase
190,000 +inf%
10.00
1,900,000 USD 		190,000 +inf% 10.00 1,900,000 USD
2022-01-12 2022-01-10
S Sale
5,000 -1.0%
6.52
32,578 USD 		5,000 -1.0% 6.52 32,578 USD
2021-12-21 2021-12-17
B Purchase
20,000 +inf%
100.00
2,000,000 USD 		20,000 +inf% 100.00 2,000,000 USD
2021-12-21 2021-12-17
B Purchase
40,000 +inf%
100.00
4,000,000 USD 		40,000 +inf% 100.00 4,000,000 USD
2021-11-16 2021-11-15
S Sale
9,000 -0.8%
6.58
59,186 USD 		9,000 -0.8% 6.58 59,186 USD
2021-11-16 2021-11-12
S Sale
8,000 -1.6%
6.68
53,454 USD 		8,000 -1.6% 6.68 53,454 USD
2021-11-03 2021-11-03
S Sale
2,000 -0.2%
9.25
18,508 USD 		2,000 -0.2% 9.25 18,508 USD
2021-11-03 2021-11-01
S Sale
437 -0.0%
9.16
4,003 USD 		437 -0.0% 9.16 4,003 USD
2021-11-03 2021-11-01
S Sale
343 -0.1%
6.54
2,243 USD 		343 -0.1% 6.54 2,243 USD
2021-11-02 2021-11-01
B Purchase
350,000 +inf%
10.00
3,500,000 USD 		350,000 +inf% 10.00 3,500,000 USD
2021-11-02 2021-11-01
B Purchase
200,000 +inf%
10.00
2,000,000 USD 		200,000 +inf% 10.00 2,000,000 USD
2021-11-02 2021-11-01
B Purchase
100,000 +inf%
10.00
1,000,000 USD 		100,000 +inf% 10.00 1,000,000 USD
2021-11-02 2021-11-01
B Purchase
163,500 +inf%
10.00
1,635,000 USD 		163,500 +inf% 10.00 1,635,000 USD