Stephen West

(Stephen West Esq.)

Positions
Position Company Period
Independent Trustee Pioneer High Income Trust Jan. 1, 2002 - Sept. 24, 2013
Independent Trustee Pioneer Municipal High Income Trust Jan. 1, 2003 - Sept. 24, 2013
Independent Trustee Pioneer Floating Rate Trust Jan. 1, 2003 - Jan. 1, 2013
Independent Director Swiss Helvetia Fund Inc Jan. 1, 1995 - June 20, 2012
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other
Notification date Transaction date B/S Transaction type Nb. shares
Price
Value 		Number of shares Price Total value Details
2013-03-13 2013-03-12
S Sale
7,000 -69.8%
16.15
113,050 USD 		7,000 -69.8% 16.15 113,050 USD
2013-03-13 2013-03-12
S Sale
1,000 -9.1%
16.05
16,050 USD 		1,000 -9.1% 16.05 16,050 USD
2013-03-13 2013-03-12
S Sale
1,000 -27.2%
16.01
16,010 USD 		1,000 -27.2% 16.01 16,010 USD
2013-03-12 2013-03-11
S Sale
3,000 -21.4%
16.17
48,510 USD 		3,000 -21.4% 16.17 48,510 USD
2013-03-12 2013-03-11
S Sale
1,000 -21.4%
16.12
16,120 USD 		1,000 -21.4% 16.12 16,120 USD
2013-03-12 2013-03-11
S Sale
3,000 -17.6%
16.18
48,540 USD 		3,000 -17.6% 16.18 48,540 USD
2013-03-12 2013-03-11
S Sale
1,000 -17.6%
16.11
16,110 USD 		1,000 -17.6% 16.11 16,110 USD
2011-08-12 2011-08-11
B Purchase
1,000 +6.2%
13.90
13,901 USD 		1,000 +6.2% 13.90 13,901 USD
2011-08-12 2011-08-11
B Purchase
5,000 +45.3%
13.91
69,550 USD 		5,000 +45.3% 13.91 69,550 USD
2011-08-10 2011-08-09
B Purchase
1,876 +49.4%
13.33
25,007 USD 		1,876 +49.4% 13.33 25,007 USD
2011-08-10 2011-08-09
B Purchase
400 +12.5%
13.13
5,252 USD 		400 +12.5% 13.13 5,252 USD
2011-08-10 2011-08-09
B Purchase
2,900 +966.7%
13.11
38,019 USD 		2,900 +966.7% 13.11 38,019 USD
2011-08-10 2011-08-09
B Purchase
300 +inf%
13.09
3,927 USD 		300 +inf% 13.09 3,927 USD
2011-08-10 2011-08-09
B Purchase
1,820 +19.8%
13.73
24,989 USD 		1,820 +19.8% 13.73 24,989 USD
2011-07-12 2011-07-08
B Purchase
400 +4.5%
14.36
5,744 USD 		400 +4.5% 14.36 5,744 USD
2011-07-12 2011-07-08
B Purchase
1,100 +14.3%
14.37
15,807 USD 		1,100 +14.3% 14.37 15,807 USD
2011-07-12 2011-07-08
B Purchase
100 +1.3%
14.38
1,438 USD 		100 +1.3% 14.38 1,438 USD
2011-07-12 2011-07-08
B Purchase
200 +2.7%
14.39
2,878 USD 		200 +2.7% 14.39 2,878 USD
2011-07-12 2011-07-08
B Purchase
2,415 +48.3%
14.40
34,776 USD 		2,415 +48.3% 14.40 34,776 USD
2011-07-08 2011-07-07
B Purchase
5,000 +inf%
14.37
71,850 USD 		5,000 +inf% 14.37 71,850 USD